{"transactions":[{"id":1697866,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-12-29T18:30:39.000Z","date":"2023-12-29","kind":"sale","planned":false,"acquired":false,"shares":393125,"price":2.5585,"value":1005810.3125,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.39-2.74, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":2195441,"source":{"system":"sec-edgar","filing":"0000950170-23-073940","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023073940/ownership.xml","form_type":"4"}},{"id":1698498,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-12-28T18:39:02.000Z","date":"2023-12-28","kind":"sale","planned":false,"acquired":false,"shares":360544,"price":2.3097,"value":832748.4768,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.30-2.36, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":2588566,"source":{"system":"sec-edgar","filing":"0000950170-23-073641","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023073641/ownership.xml","form_type":"4"}},{"id":1699425,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-12-27T17:38:58.000Z","date":"2023-12-27","kind":"sale","planned":false,"acquired":false,"shares":753001,"price":2.2521,"value":1695833.5521,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00-2.392, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":2949110,"source":{"system":"sec-edgar","filing":"0000950170-23-073391","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023073391/ownership.xml","form_type":"4"}},{"id":1703265,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-12-20T18:54:19.000Z","date":"2023-12-20","kind":"sale","planned":false,"acquired":false,"shares":237711,"price":2.0135,"value":478631.0985,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00-2.1514, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":3702111,"source":{"system":"sec-edgar","filing":"0000950170-23-072001","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023072001/ownership.xml","form_type":"4"}},{"id":1704692,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-12-19T19:18:17.000Z","date":"2023-12-19","kind":"sale","planned":false,"acquired":false,"shares":144484,"price":2.0107,"value":290513.9788,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00-2.0608, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":3939822,"source":{"system":"sec-edgar","filing":"0000950170-23-071671","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023071671/ownership.xml","form_type":"4"}},{"id":1718997,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-12-07T16:11:15.000Z","date":"2023-12-06","kind":"sale","planned":false,"acquired":false,"shares":18763,"price":2.0516,"value":38494.1708,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05-2.0614, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":4084306,"source":{"system":"sec-edgar","filing":"0000950170-23-068806","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023068806/ownership.xml","form_type":"4"}},{"id":1719988,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-12-06T16:05:07.000Z","date":"2023-12-06","kind":"sale","planned":false,"acquired":false,"shares":40283,"price":2.0544,"value":82757.3952,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05-2.0719, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":4103069,"source":{"system":"sec-edgar","filing":"0000950170-23-068558","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023068558/ownership.xml","form_type":"4"}},{"id":1721396,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-12-05T20:49:57.000Z","date":"2023-12-05","kind":"sale","planned":false,"acquired":false,"shares":276898,"price":2.0542,"value":568803.8716,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05-2.0914, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":4143352,"source":{"system":"sec-edgar","filing":"0000950170-23-068408","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023068408/ownership.xml","form_type":"4"}},{"id":1723685,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-12-04T19:38:19.000Z","date":"2023-12-04","kind":"sale","planned":false,"acquired":false,"shares":182819,"price":2.1042,"value":384687.7398,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10-2.131, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":4420250,"source":{"system":"sec-edgar","filing":"0000950170-23-067880","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023067880/ownership.xml","form_type":"4"}},{"id":1825674,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-07-20T16:00:07.000Z","date":"2023-07-19","kind":"sale","planned":false,"acquired":false,"shares":600,"price":1.85,"value":1110.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":4603069,"source":{"system":"sec-edgar","filing":"0000899243-23-017463","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924323017463/doc4.xml","form_type":"4"}},{"id":1828566,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-07-17T16:24:03.000Z","date":"2023-07-17","kind":"sale","planned":false,"acquired":false,"shares":40585,"price":1.8731,"value":76019.7635,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85-1.935, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":4603669,"source":{"system":"sec-edgar","filing":"0000950170-23-033210","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023033210/ownership.xml","form_type":"4"}},{"id":1829489,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-07-14T17:42:20.000Z","date":"2023-07-14","kind":"sale","planned":false,"acquired":false,"shares":400000,"price":2.07,"value":828000.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.88-2.18, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":4644254,"source":{"system":"sec-edgar","filing":"0000950170-23-033072","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023033072/ownership.xml","form_type":"4"}},{"id":1829486,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-07-14T16:01:14.000Z","date":"2023-07-13","kind":"sale","planned":false,"acquired":false,"shares":400000,"price":1.6498,"value":659920.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.57-1.77, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":5044254,"source":{"system":"sec-edgar","filing":"0000950170-23-032987","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023032987/ownership.xml","form_type":"4"}},{"id":1830875,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-07-12T16:32:12.000Z","date":"2023-07-12","kind":"sale","planned":false,"acquired":false,"shares":400000,"price":1.5742,"value":629680.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.54-1.6708, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":5444254,"source":{"system":"sec-edgar","filing":"0000950170-23-032674","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000095017023032674/ownership.xml","form_type":"4"}},{"id":1831562,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-07-11T16:05:06.000Z","date":"2023-07-11","kind":"sale","planned":false,"acquired":false,"shares":200000,"price":1.5773,"value":315460.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.55-1.7108, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":5844254,"source":{"system":"sec-edgar","filing":"0000899243-23-017352","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924323017352/doc4.xml","form_type":"4"}},{"id":1884402,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-05-19T16:05:15.000Z","date":"2023-05-18","kind":"sale","planned":false,"acquired":false,"shares":54914,"price":1.4126,"value":77571.5164,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40-1.435, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":6044254,"source":{"system":"sec-edgar","filing":"0000899243-23-013335","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924323013335/doc4.xml","form_type":"4"}},{"id":1910092,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-05-01T16:05:10.000Z","date":"2023-05-01","kind":"other","planned":false,"acquired":false,"shares":1357389,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") distributed for no consideration to two of its members and equityholders of one of its members an aggregate of 1,357,389 shares of Class A common stock of the Issuer, in accordance with the provisions of the limited liability company agreement of VIH Sponsor."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") distributed for no consideration to two of its members and equityholders of one of its members an aggregate of 1,357,389 shares of Class A common stock of the Issuer, in accordance with the provisions of the limited liability company agreement of VIH Sponsor."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VIH Sponsor is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":6099168,"source":{"system":"sec-edgar","filing":"0000899243-23-011922","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924323011922/doc4.xml","form_type":"4"}},{"id":1918014,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-04-18T16:05:07.000Z","date":"2023-04-14","kind":"sale","planned":false,"acquired":false,"shares":22488,"price":1.5305,"value":34417.884,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.530-1.535, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":7456557,"source":{"system":"sec-edgar","filing":"0000899243-23-011371","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924323011371/doc4.xml","form_type":"4"}},{"id":1932209,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-04-03T18:07:54.000Z","date":"2023-04-03","kind":"sale","planned":false,"acquired":false,"shares":20000,"price":1.666,"value":33320.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.65-1.685, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":7479045,"source":{"system":"sec-edgar","filing":"0000899243-23-010259","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924323010259/doc4.xml","form_type":"4"}},{"id":1932208,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-04-03T16:30:50.000Z","date":"2023-03-31","kind":"sale","planned":false,"acquired":false,"shares":74495,"price":1.7,"value":126641.5,"ownership":{"direct":true},"footnotes":[{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F1","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":7499045,"source":{"system":"sec-edgar","filing":"0000899243-23-010228","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924323010228/doc4.xml","form_type":"4"}},{"id":1954034,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-03-14T17:35:49.000Z","date":"2023-03-14","kind":"sale","acquired":false,"shares":50000,"price":1.32,"value":66000.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30-1.40, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":7573540,"source":{"system":"sec-edgar","filing":"0000899243-23-008452","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924323008452/doc4.xml","form_type":"4"}},{"id":2054623,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-01-13T16:10:17.000Z","date":"2023-01-13","kind":"sale","acquired":false,"shares":100000,"price":2.061,"value":206100.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00-2.30, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":7623540,"source":{"system":"sec-edgar","filing":"0000899243-23-001736","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924323001736/doc4.xml","form_type":"4"}},{"id":2054622,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2023-01-13T16:05:18.000Z","date":"2023-01-06","kind":"other","acquired":false,"shares":349510,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") distributed for no consideration to equityholders of one of its members an aggregate of 349,510 shares of Class A common stock of the Issuer, in accordance with the provisions of the limited liability company agreement of VIH Sponsor."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") distributed for no consideration to equityholders of one of its members an aggregate of 349,510 shares of Class A common stock of the Issuer, in accordance with the provisions of the limited liability company agreement of VIH Sponsor."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VIH Sponsor is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":7723540,"source":{"system":"sec-edgar","filing":"0000899243-23-001734","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924323001734/doc4.xml","form_type":"4"}},{"id":2099984,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2022-12-01T16:06:53.000Z","date":"2022-12-01","kind":"sale","acquired":false,"shares":69640,"price":1.784,"value":124237.76,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.770-1.8016, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":8073050,"source":{"system":"sec-edgar","filing":"0000899243-22-037277","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924322037277/doc4.xml","form_type":"4"}},{"id":2110170,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2022-11-18T16:05:28.000Z","date":"2022-11-17","kind":"sale","acquired":false,"shares":170000,"price":1.941,"value":329970.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.9-2.015, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":8142690,"source":{"system":"sec-edgar","filing":"0000899243-22-036363","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924322036363/doc4.xml","form_type":"4"}},{"id":2131581,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2022-10-26T16:05:26.000Z","date":"2022-10-26","kind":"sale","acquired":false,"shares":7500,"price":2.331,"value":17482.5,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3309-2.3312, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":8312690,"source":{"system":"sec-edgar","filing":"0000899243-22-034250","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924322034250/doc4.xml","form_type":"4"}},{"id":2259880,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2022-05-23T11:41:20.000Z","date":"2022-05-19","kind":"sale","acquired":false,"shares":16000,"price":2.73,"value":43680.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.72-2.7616, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":8320190,"source":{"system":"sec-edgar","filing":"0000899243-22-019185","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924322019185/doc4.xml","form_type":"4"}},{"id":2388166,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2022-02-17T18:27:14.000Z","date":"2022-02-16","kind":"other","acquired":false,"shares":627361,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") distributed for no consideration to two of its members an aggregate of 627,361 shares of Class A common stock of the Issuer, in accordance with the provisions of the limited liability company agreement of VIH Sponsor."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") distributed for no consideration to two of its members an aggregate of 627,361 shares of Class A common stock of the Issuer, in accordance with the provisions of the limited liability company agreement of VIH Sponsor."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VIH Sponsor is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":8336190,"source":{"system":"sec-edgar","filing":"0000899243-22-006857","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924322006857/doc4.xml","form_type":"4"}},{"id":2441291,"issuer":{"id":4017,"kind":"organization","name":"Dave Inc./DE","symbol":"DAVE"},"owners":[{"id":131561,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor III, LLC","position":1,"cik":"0001842053","reported_name":"VPC Impact Acquisition Holdings Sponsor III, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Private Placement Warrants","published_at":"2022-01-06T19:21:38.000Z","date":"2022-01-05","kind":"grant","acquired":true,"shares":5100214,"price":1.5,"value":7650321.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"The Private Placement Warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Persons until the Closing. 5,100,214 Private Placement Warrants were initially acquired in a private placement from the Issuer concurrent with the Issuer's initial public offering. Each Private Placement Warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The Private Placement Warrants may be exercised commencing the later of (x) 30 days after the Closing and (y) 12 months from the closing of the Issuer's initial public offering, and expire five years after the Closing or earlier upon redemption or liquidation."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The Private Placement Warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Persons until the Closing. 5,100,214 Private Placement Warrants were initially acquired in a private placement from the Issuer concurrent with the Issuer's initial public offering. Each Private Placement Warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The Private Placement Warrants may be exercised commencing the later of (x) 30 days after the Closing and (y) 12 months from the closing of the Issuer's initial public offering, and expire five years after the Closing or earlier upon redemption or liquidation."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The Private Placement Warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Persons until the Closing. 5,100,214 Private Placement Warrants were initially acquired in a private placement from the Issuer concurrent with the Issuer's initial public offering. Each Private Placement Warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The Private Placement Warrants may be exercised commencing the later of (x) 30 days after the Closing and (y) 12 months from the closing of the Issuer's initial public offering, and expire five years after the Closing or earlier upon redemption or liquidation."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VPC Impact Acquisition Holdings Sponsor III, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor III, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor III, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":5100214,"derivative":{"exercise_price":11.5,"exercise_date":"2022-03-04","expiration_date":"2027-01-05","underlying":"Class A common stock","underlying_shares":5100214},"source":{"system":"sec-edgar","filing":"0000899243-22-001268","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924322001268/doc4.xml","form_type":"4"}},{"id":2441290,"issuer":{"id":4017,"kind":"organization","name":"Dave Inc./DE","symbol":"DAVE"},"owners":[{"id":131561,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor III, LLC","position":1,"cik":"0001842053","reported_name":"VPC Impact Acquisition Holdings Sponsor III, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class B common stock, par value $0.0001","published_at":"2022-01-06T19:21:38.000Z","date":"2022-01-05","kind":"exercise","acquired":false,"shares":5341528,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings III, Inc. or \"VPCC\") and Dave Inc. (\"Dave\"), among other things, (i) VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 942,622 shares of Class B common stock of VPCC and (ii) each of the remaining issued and outstanding shares of Class B common stock of VPCC converted into shares of Class A common stock of VPCC on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577)."},{"field":"kind","element":"transactionCoding","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings III, Inc. or \"VPCC\") and Dave Inc. (\"Dave\"), among other things, (i) VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 942,622 shares of Class B common stock of VPCC and (ii) each of the remaining issued and outstanding shares of Class B common stock of VPCC converted into shares of Class A common stock of VPCC on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577)."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings III, Inc. or \"VPCC\") and Dave Inc. (\"Dave\"), among other things, (i) VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 942,622 shares of Class B common stock of VPCC and (ii) each of the remaining issued and outstanding shares of Class B common stock of VPCC converted into shares of Class A common stock of VPCC on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577)."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings III, Inc. or \"VPCC\") and Dave Inc. (\"Dave\"), among other things, (i) VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 942,622 shares of Class B common stock of VPCC and (ii) each of the remaining issued and outstanding shares of Class B common stock of VPCC converted into shares of Class A common stock of VPCC on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577)."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VPC Impact Acquisition Holdings Sponsor III, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor III, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor III, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":0,"derivative":{"underlying":"Class A common stock","underlying_shares":5341528},"source":{"system":"sec-edgar","filing":"0000899243-22-001268","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924322001268/doc4.xml","form_type":"4"}},{"id":2441289,"issuer":{"id":4017,"kind":"organization","name":"Dave Inc./DE","symbol":"DAVE"},"owners":[{"id":131561,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor III, LLC","position":1,"cik":"0001842053","reported_name":"VPC Impact Acquisition Holdings Sponsor III, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class B common stock, par value $0.0001","published_at":"2022-01-06T19:21:38.000Z","date":"2022-01-05","kind":"disposition_to_issuer","acquired":false,"shares":942622,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings III, Inc. or \"VPCC\") and Dave Inc. (\"Dave\"), among other things, (i) VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 942,622 shares of Class B common stock of VPCC and (ii) each of the remaining issued and outstanding shares of Class B common stock of VPCC converted into shares of Class A common stock of VPCC on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577)."},{"field":"kind","element":"transactionCoding","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings III, Inc. or \"VPCC\") and Dave Inc. (\"Dave\"), among other things, (i) VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 942,622 shares of Class B common stock of VPCC and (ii) each of the remaining issued and outstanding shares of Class B common stock of VPCC converted into shares of Class A common stock of VPCC on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577)."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings III, Inc. or \"VPCC\") and Dave Inc. (\"Dave\"), among other things, (i) VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 942,622 shares of Class B common stock of VPCC and (ii) each of the remaining issued and outstanding shares of Class B common stock of VPCC converted into shares of Class A common stock of VPCC on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577)."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings III, Inc. or \"VPCC\") and Dave Inc. (\"Dave\"), among other things, (i) VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 942,622 shares of Class B common stock of VPCC and (ii) each of the remaining issued and outstanding shares of Class B common stock of VPCC converted into shares of Class A common stock of VPCC on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577)."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VPC Impact Acquisition Holdings Sponsor III, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor III, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor III, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":5341528,"derivative":{"underlying":"Class A common stock","underlying_shares":942622},"source":{"system":"sec-edgar","filing":"0000899243-22-001268","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924322001268/doc4.xml","form_type":"4"}},{"id":2441288,"issuer":{"id":4017,"kind":"organization","name":"Dave Inc./DE","symbol":"DAVE"},"owners":[{"id":131561,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor III, LLC","position":1,"cik":"0001842053","reported_name":"VPC Impact Acquisition Holdings Sponsor III, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2022-01-06T19:21:38.000Z","date":"2022-01-05","kind":"exercise","acquired":true,"shares":5341528,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings III, Inc. or \"VPCC\") and Dave Inc. (\"Dave\"), among other things, (i) VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 942,622 shares of Class B common stock of VPCC and (ii) each of the remaining issued and outstanding shares of Class B common stock of VPCC converted into shares of Class A common stock of VPCC on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577)."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings III, Inc. or \"VPCC\") and Dave Inc. (\"Dave\"), among other things, (i) VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 942,622 shares of Class B common stock of VPCC and (ii) each of the remaining issued and outstanding shares of Class B common stock of VPCC converted into shares of Class A common stock of VPCC on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577)."}],"balance_after":5341528,"source":{"system":"sec-edgar","filing":"0000899243-22-001268","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924322001268/doc4.xml","form_type":"4"}},{"id":2459482,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2021-12-23T20:26:12.000Z","date":"2021-12-23","kind":"sale","acquired":false,"shares":14115,"price":10.14,"value":143126.1,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.14-10.145, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":8963551,"source":{"system":"sec-edgar","filing":"0000899243-21-049716","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321049716/doc4.xml","form_type":"4"}},{"id":2462339,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2021-12-21T19:57:50.000Z","date":"2021-12-16","kind":"sale","acquired":false,"shares":5540,"price":11.19,"value":61992.6,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F3","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00-11.50, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F4","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":8977666,"source":{"system":"sec-edgar","filing":"0000899243-21-049269","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321049269/doc4.xml","form_type":"4"}},{"id":2462338,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2021-12-21T19:57:50.000Z","date":"2021-12-16","kind":"sale","acquired":false,"shares":63600,"price":10.27,"value":653172.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F2","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.25-10.36, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F4","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":8983206,"source":{"system":"sec-edgar","filing":"0000899243-21-049269","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321049269/doc4.xml","form_type":"4"}},{"id":2462337,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2021-12-21T19:57:50.000Z","date":"2021-12-16","kind":"sale","acquired":false,"shares":44856,"price":8.98,"value":402806.88,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.90-9.18, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F4","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":9046806,"source":{"system":"sec-edgar","filing":"0000899243-21-049269","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321049269/doc4.xml","form_type":"4"}},{"id":2502531,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Private Placement Warrants","published_at":"2021-11-19T12:16:04.000Z","date":"2021-11-17","kind":"other","acquired":false,"shares":6147440,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") exercised the Private Placement Warrants on a \"cashless\" basis pursuant to the warrant agreement governing such Private Placement Warrants."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The Private Placement Warrants were acquired from the Issuer in connection with its initial public offering and became exercisable beginning 30 days after the closing (the \"Closing\") of the business combination between the Issuer (which was formerly known as VPC Impact Acquisition Holdings or \"VIH\") and Bakkt Holdings, LLC (\"Bakkt\"), expiring five years after Closing. Each Private Placement Warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The Private Placement Warrants were acquired from the Issuer in connection with its initial public offering and became exercisable beginning 30 days after the closing (the \"Closing\") of the business combination between the Issuer (which was formerly known as VPC Impact Acquisition Holdings or \"VIH\") and Bakkt Holdings, LLC (\"Bakkt\"), expiring five years after Closing. Each Private Placement Warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The Private Placement Warrants were acquired from the Issuer in connection with its initial public offering and became exercisable beginning 30 days after the closing (the \"Closing\") of the business combination between the Issuer (which was formerly known as VPC Impact Acquisition Holdings or \"VIH\") and Bakkt Holdings, LLC (\"Bakkt\"), expiring five years after Closing. Each Private Placement Warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VIH Sponsor is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":0,"derivative":{"exercise_price":11.5,"underlying":"Class A Common Stock","underlying_shares":3967362},"source":{"system":"sec-edgar","filing":"0000899243-21-045356","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321045356/doc4.xml","form_type":"4"}},{"id":2502530,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2021-11-19T12:16:04.000Z","date":"2021-11-17","kind":"other","acquired":true,"shares":3967362,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"VPC Impact Acquisition Holdings Sponsor, LLC (\"VIH Sponsor\") exercised the Private Placement Warrants on a \"cashless\" basis pursuant to the warrant agreement governing such Private Placement Warrants."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The Private Placement Warrants were acquired from the Issuer in connection with its initial public offering and became exercisable beginning 30 days after the closing (the \"Closing\") of the business combination between the Issuer (which was formerly known as VPC Impact Acquisition Holdings or \"VIH\") and Bakkt Holdings, LLC (\"Bakkt\"), expiring five years after Closing. Each Private Placement Warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VIH Sponsor is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":9091662,"source":{"system":"sec-edgar","filing":"0000899243-21-045356","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321045356/doc4.xml","form_type":"4"}},{"id":2541502,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Private Placement Warrants","published_at":"2021-10-15T19:16:42.000Z","date":"2021-10-15","kind":"grant","acquired":false,"shares":6147440,"price":1,"value":6147440.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"The Private Placement Warrants were acquired from the Issuer in connection with its initial public offering. Each Private Placement Warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The Private Placement Warrants may be exercised commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The Private Placement Warrants were acquired from the Issuer in connection with its initial public offering. Each Private Placement Warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The Private Placement Warrants may be exercised commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The Private Placement Warrants were acquired from the Issuer in connection with its initial public offering. Each Private Placement Warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The Private Placement Warrants may be exercised commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VPC Impact Acquisition Holdings Sponsor, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":6147440,"derivative":{"exercise_price":11.5,"underlying":"Class A Common Stock","underlying_shares":6147440},"source":{"system":"sec-edgar","filing":"0000899243-21-040390","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321040390/doc4.xml","form_type":"4"}},{"id":2541501,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class B ordinary shares, par value $0.0001","published_at":"2021-10-15T19:16:42.000Z","date":"2021-10-15","kind":"exercise","acquired":false,"shares":5124300,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings or \"VIH\") and Bakkt Holdings, LLC (\"Bakkt\"), among other things, (i) each of the then issued and outstanding Class B ordinary shares of VIH converted into Class A ordinary shares of VIH on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-248619), (ii) VIH migrated to and domesticated as a Delaware corporation in accordance with Section 388 of the Delaware General Corporation Law, as amended, and the Cayman Islands Companies Act (As Revised) (the \"Domestication\") and (iii) each of the issued and outstanding Class A ordinary shares of VIH converted into shares of the Issuer's (after the Domestication) Class A common stock."},{"field":"kind","element":"transactionCoding","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings or \"VIH\") and Bakkt Holdings, LLC (\"Bakkt\"), among other things, (i) each of the then issued and outstanding Class B ordinary shares of VIH converted into Class A ordinary shares of VIH on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-248619), (ii) VIH migrated to and domesticated as a Delaware corporation in accordance with Section 388 of the Delaware General Corporation Law, as amended, and the Cayman Islands Companies Act (As Revised) (the \"Domestication\") and (iii) each of the issued and outstanding Class A ordinary shares of VIH converted into shares of the Issuer's (after the Domestication) Class A common stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings or \"VIH\") and Bakkt Holdings, LLC (\"Bakkt\"), among other things, (i) each of the then issued and outstanding Class B ordinary shares of VIH converted into Class A ordinary shares of VIH on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-248619), (ii) VIH migrated to and domesticated as a Delaware corporation in accordance with Section 388 of the Delaware General Corporation Law, as amended, and the Cayman Islands Companies Act (As Revised) (the \"Domestication\") and (iii) each of the issued and outstanding Class A ordinary shares of VIH converted into shares of the Issuer's (after the Domestication) Class A common stock."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings or \"VIH\") and Bakkt Holdings, LLC (\"Bakkt\"), among other things, (i) each of the then issued and outstanding Class B ordinary shares of VIH converted into Class A ordinary shares of VIH on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-248619), (ii) VIH migrated to and domesticated as a Delaware corporation in accordance with Section 388 of the Delaware General Corporation Law, as amended, and the Cayman Islands Companies Act (As Revised) (the \"Domestication\") and (iii) each of the issued and outstanding Class A ordinary shares of VIH converted into shares of the Issuer's (after the Domestication) Class A common stock."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VPC Impact Acquisition Holdings Sponsor, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":0,"derivative":{"underlying":"Class A ordinary shares","underlying_shares":5124300},"source":{"system":"sec-edgar","filing":"0000899243-21-040390","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321040390/doc4.xml","form_type":"4"}},{"id":2541500,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A common stock, par value $0.0001 per share","published_at":"2021-10-15T19:16:42.000Z","date":"2021-10-15","kind":"exercise","acquired":true,"shares":5124300,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings or \"VIH\") and Bakkt Holdings, LLC (\"Bakkt\"), among other things, (i) each of the then issued and outstanding Class B ordinary shares of VIH converted into Class A ordinary shares of VIH on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-248619), (ii) VIH migrated to and domesticated as a Delaware corporation in accordance with Section 388 of the Delaware General Corporation Law, as amended, and the Cayman Islands Companies Act (As Revised) (the \"Domestication\") and (iii) each of the issued and outstanding Class A ordinary shares of VIH converted into shares of the Issuer's (after the Domestication) Class A common stock."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"In connection with the closing (the \"Closing\") of the business combination (the \"Business Combination\") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings or \"VIH\") and Bakkt Holdings, LLC (\"Bakkt\"), among other things, (i) each of the then issued and outstanding Class B ordinary shares of VIH converted into Class A ordinary shares of VIH on a one-for-one basis as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-248619), (ii) VIH migrated to and domesticated as a Delaware corporation in accordance with Section 388 of the Delaware General Corporation Law, as amended, and the Cayman Islands Companies Act (As Revised) (the \"Domestication\") and (iii) each of the issued and outstanding Class A ordinary shares of VIH converted into shares of the Issuer's (after the Domestication) Class A common stock."}],"balance_after":5124300,"source":{"system":"sec-edgar","filing":"0000899243-21-040390","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321040390/doc4.xml","form_type":"4"}},{"id":2735756,"issuer":{"id":139939,"kind":"organization","name":"VPC Impact Acquisition Holdings II","symbol":"VPCB"},"owners":[{"id":139940,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor II, LLC","position":1,"cik":"0001842110","reported_name":"VPC Impact Acquisition Holdings Sponsor II, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class B Ordinary Shares","published_at":"2021-04-29T14:26:22.000Z","date":"2021-04-18","kind":"other","acquired":false,"shares":0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On March 12, 2021, VPC Impact Acquisition Holdings Sponsor II, LLC forfeited at no cost 74,133 Class B ordinary shares of the Issuer in connection with the underwriters' election to only partially exercise its over-allotment option."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252298) (the \"Registration Statement\") and have no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252298) (the \"Registration Statement\") and have no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252298) (the \"Registration Statement\") and have no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VPC Impact Acquisition Holdings Sponsor II, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor II, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor II, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":6334617,"derivative":{"underlying":"Class A Ordinary Shares","underlying_shares":0},"source":{"system":"sec-edgar","filing":"0000899243-21-017356","document":"doc4a.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321017356/doc4a.xml","form_type":"4/A","original_submission_date":"2021-04-18"}},{"id":2735755,"issuer":{"id":4017,"kind":"organization","name":"Dave Inc./DE","symbol":"DAVE"},"owners":[{"id":131561,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor III, LLC","position":1,"cik":"0001842053","reported_name":"VPC Impact Acquisition Holdings Sponsor III, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class B Common Stock","published_at":"2021-04-29T14:04:21.000Z","date":"2021-04-18","kind":"other","acquired":false,"shares":0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On March 12, 2021, VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 124,600 shares of Class B common stock of the Issuer in connection with the underwriters' election to only partially exercise its over-allotment option."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577) (the \"Registration Statement\") and have no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577) (the \"Registration Statement\") and have no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577) (the \"Registration Statement\") and have no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VPC Impact Acquisition Holdings Sponsor III, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor III, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor III, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":6284150,"derivative":{"underlying":"Class A Common Stock","underlying_shares":0},"source":{"system":"sec-edgar","filing":"0000899243-21-017352","document":"doc4a.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321017352/doc4a.xml","form_type":"4/A","original_submission_date":"2021-04-18"}},{"id":2742943,"issuer":{"id":4017,"kind":"organization","name":"Dave Inc./DE","symbol":"DAVE"},"owners":[{"id":131561,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor III, LLC","position":1,"cik":"0001842053","reported_name":"VPC Impact Acquisition Holdings Sponsor III, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class B Common Stock","published_at":"2021-04-21T18:17:49.000Z","date":"2021-04-18","kind":"other","acquired":false,"shares":124600,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On April 18, 2021, VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 124,600 shares of Class B common stock of the Issuer in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full."},{"field":"kind","element":"transactionCoding","label":"F1","text":"On April 18, 2021, VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 124,600 shares of Class B common stock of the Issuer in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577) (the \"Registration Statement\") and have no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577) (the \"Registration Statement\") and have no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577) (the \"Registration Statement\") and have no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VPC Impact Acquisition Holdings Sponsor III, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor III, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor III, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":6274150,"derivative":{"underlying":"Class A Common Stock","underlying_shares":124600},"source":{"system":"sec-edgar","filing":"0000899243-21-016613","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321016613/doc4.xml","form_type":"4"}},{"id":2742942,"issuer":{"id":139939,"kind":"organization","name":"VPC Impact Acquisition Holdings II","symbol":"VPCB"},"owners":[{"id":139940,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor II, LLC","position":1,"cik":"0001842110","reported_name":"VPC Impact Acquisition Holdings Sponsor II, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class B Ordinary Shares","published_at":"2021-04-21T17:55:53.000Z","date":"2021-04-18","kind":"other","acquired":false,"shares":74134,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On April 18, 2021, VPC Impact Acquisition Holdings Sponsor II, LLC forfeited at no cost 74,133 Class B ordinary shares of the Issuer in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full."},{"field":"kind","element":"transactionCoding","label":"F1","text":"On April 18, 2021, VPC Impact Acquisition Holdings Sponsor II, LLC forfeited at no cost 74,133 Class B ordinary shares of the Issuer in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252298) (the \"Registration Statement\") and have no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252298) (the \"Registration Statement\") and have no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252298) (the \"Registration Statement\") and have no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VPC Impact Acquisition Holdings Sponsor II, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor II, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor II, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":6334616,"derivative":{"underlying":"Class A Ordinary Shares","underlying_shares":74134},"source":{"system":"sec-edgar","filing":"0000899243-21-016608","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321016608/doc4.xml","form_type":"4"}},{"id":2791731,"issuer":{"id":4017,"kind":"organization","name":"Dave Inc./DE","symbol":"DAVE"},"owners":[{"id":131561,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor III, LLC","position":1,"cik":"0001842053","reported_name":"VPC Impact Acquisition Holdings Sponsor III, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class B Common Stock","published_at":"2021-03-12T19:45:51.000Z","date":"2021-03-12","kind":"other","acquired":false,"shares":124600,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On March 12, 2021, VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 124,600 shares of Class B common stock of the Issuer in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full."},{"field":"kind","element":"transactionCoding","label":"F1","text":"On March 12, 2021, VPC Impact Acquisition Holdings Sponsor III, LLC forfeited at no cost 124,600 shares of Class B common stock of the Issuer in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577) (the \"Registration Statement\") and have no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-252577) (the \"Registration Statement\") and have no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VPC Impact Acquisition Holdings Sponsor III, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor III, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor III, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":6344150,"derivative":{"underlying":"Class B Common Stock","underlying_shares":124600},"source":{"system":"sec-edgar","filing":"0000899243-21-011416","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321011416/doc4.xml","form_type":"4"}},{"id":2791730,"issuer":{"id":139939,"kind":"organization","name":"VPC Impact Acquisition Holdings II","symbol":"VPCB"},"owners":[{"id":139940,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor II, LLC","position":1,"cik":"0001842110","reported_name":"VPC Impact Acquisition Holdings Sponsor II, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class B Ordinary Shares","published_at":"2021-03-12T19:41:53.000Z","date":"2021-03-12","kind":"other","acquired":false,"shares":74133,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On March 12, 2021, VPC Impact Acquisition Holdings Sponsor II, LLC forfeited at no cost 74,133 Class B ordinary shares of the Issuer in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full."},{"field":"kind","element":"transactionCoding","label":"F1","text":"On March 12, 2021, VPC Impact Acquisition Holdings Sponsor II, LLC forfeited at no cost 74,133 Class B ordinary shares of the Issuer in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-25298) (the \"Registration Statement\") and have no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333-25298) (the \"Registration Statement\") and have no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VPC Impact Acquisition Holdings Sponsor II, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor II, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor II, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":6394617,"derivative":{"underlying":"Class B Ordinary Shares","underlying_shares":74133},"source":{"system":"sec-edgar","filing":"0000899243-21-011411","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924321011411/doc4.xml","form_type":"4"}},{"id":3018466,"issuer":{"id":5873,"kind":"organization","name":"Bakkt, Inc.","symbol":"BKKT"},"owners":[{"id":95733,"kind":"person","name":"VPC Impact Acquisition Holdings Sponsor, LLC","position":1,"cik":"0001825041","reported_name":"VPC Impact Acquisition Holdings Sponsor, LLC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":95734,"kind":"person","name":"Levy Richard N","position":2,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class B Common Stock","published_at":"2020-10-01T17:23:19.000Z","date":"2020-10-01","kind":"other","acquired":false,"shares":565700,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On October 1, 2020, VPC Impact Acquisition Holdings Sponsor, LLC forfeited at no cost 565,700 shares of Class B common stock of the Issuer in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full."},{"field":"kind","element":"transactionCoding","label":"F1","text":"On October 1, 2020, VPC Impact Acquisition Holdings Sponsor, LLC forfeited at no cost 565,700 shares of Class B common stock of the Issuer in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333- 248619) (the \"Registration Statement\") and have no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading \"Description of Securities\" in the Issuer's Registration Statement on Form S-1 (File No. 333- 248619) (the \"Registration Statement\") and have no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"VPC Impact Acquisition Holdings Sponsor, LLC is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VPC Impact Acquisition Holdings Sponsor, LLC. Mr. Levy disclaims any beneficial ownership of the securities held by VPC Impact Acquisition Holdings Sponsor, LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly."}],"balance_after":5124300,"derivative":{"underlying":"Class A Common Stock","underlying_shares":565700},"source":{"system":"sec-edgar","filing":"0000899243-20-026685","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1413810/000089924320026685/doc4.xml","form_type":"4"}},{"id":4249104,"issuer":{"id":174161,"kind":"organization","name":"KATY INDUSTRIES INC","symbol":"KATY"},"owners":[{"id":74922,"kind":"organization","name":"Victory Park Capital Advisors, LLC","position":1,"cik":"0001413834","reported_name":"Victory Park Capital Advisors, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Possible member of 10% group"}},{"id":174162,"kind":"organization","name":"VPC SBIC I, LP","position":2,"cik":"0001556620","reported_name":"VPC SBIC I, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Possible member of 10% group"}},{"id":174163,"kind":"organization","name":"VPC SBIC GP, LLC","position":3,"cik":"0001682724","reported_name":"VPC SBIC GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Possible member of 10% group"}},{"id":174164,"kind":"organization","name":"Victory Park Management, LLC","position":4,"cik":"0001682694","reported_name":"Victory Park Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Possible member of 10% group"}},{"id":174165,"kind":"organization","name":"Jacob Capital, L.L.C.","position":5,"cik":"0001413809","reported_name":"Jacob Capital, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Possible member of 10% group"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":6,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Possible member of 10% group"}}],"security":"Convertible Debt","published_at":"2017-07-31T17:54:17.000Z","date":"2017-07-21","kind":"other","acquired":false,"reported_value":24000000,"ownership":{"direct":false,"nature":"By Jansan Acquisition LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"The Term Loans (as defined below) were convertible into a number of shares of the Issuer's common stock equal to the amount of (x) the principal and accrued but unpaid interest under the Term Loans being converted, divided by (y) approximately $0.069732561 (as such amount is proportionately adjusted for stock splits, reverse stock splits, stock combinations, stock dividends and other distributions and recapitalizations affecting the capital stock of the Issuer); provided that the Term Loans were not convertible into common stock until the Issuer reduced the par value of its common stock to an amount less than or equal to the conversion price. Subject to the proviso in the preceding sentence, the Term Loans were convertible for so long as such indebtedness remained outstanding. The Term Loans accrued \"PIK\" interest at the rate of 12.00% per annum."},{"field":"kind","element":"transactionCoding","label":"F1","text":"The Term Loans (as defined below) were convertible into a number of shares of the Issuer's common stock equal to the amount of (x) the principal and accrued but unpaid interest under the Term Loans being converted, divided by (y) approximately $0.069732561 (as such amount is proportionately adjusted for stock splits, reverse stock splits, stock combinations, stock dividends and other distributions and recapitalizations affecting the capital stock of the Issuer); provided that the Term Loans were not convertible into common stock until the Issuer reduced the par value of its common stock to an amount less than or equal to the conversion price. Subject to the proviso in the preceding sentence, the Term Loans were convertible for so long as such indebtedness remained outstanding. The Term Loans accrued \"PIK\" interest at the rate of 12.00% per annum."},{"field":"reported_value","element":"transactionTotalValue","label":"F2","text":"On July 21, 2017, Jansan Acquisition LLC (\"Jansan\"), the Issuer, Continental Commercial Products, LLC, Fort Wayne Plastics, Inc. and FTW Holdings, Inc. consummated the transactions contemplated by the Asset Purchase Agreement, dated as of May 14, 2017 (the \"Purchase Agreement\"). In accordance with the Purchase Agreement, Jansan acquired the Purchased Assets (as defined in the Purchase Agreement) with a credit bid in the amount of the indebtedness under the Issuer's second lien credit facility, including the convertible term loans (the \"Term Loans\") thereunder. As a result, the Term Loans were satisfied and, as such, the Reporting Persons no longer beneficially own any of the Common Stock previously issuable upon conversion of the Term Loans."},{"field":"reported_value","element":"transactionTotalValue","label":"F3","text":"In accordance with Instructions 3(c) and 4(b)(iv) to Form 4, the entire face amount of the Term Loans held by Jansan is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"On July 21, 2017, Jansan Acquisition LLC (\"Jansan\"), the Issuer, Continental Commercial Products, LLC, Fort Wayne Plastics, Inc. and FTW Holdings, Inc. consummated the transactions contemplated by the Asset Purchase Agreement, dated as of May 14, 2017 (the \"Purchase Agreement\"). In accordance with the Purchase Agreement, Jansan acquired the Purchased Assets (as defined in the Purchase Agreement) with a credit bid in the amount of the indebtedness under the Issuer's second lien credit facility, including the convertible term loans (the \"Term Loans\") thereunder. As a result, the Term Loans were satisfied and, as such, the Reporting Persons no longer beneficially own any of the Common Stock previously issuable upon conversion of the Term Loans."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Term Loans (as defined below) were convertible into a number of shares of the Issuer's common stock equal to the amount of (x) the principal and accrued but unpaid interest under the Term Loans being converted, divided by (y) approximately $0.069732561 (as such amount is proportionately adjusted for stock splits, reverse stock splits, stock combinations, stock dividends and other distributions and recapitalizations affecting the capital stock of the Issuer); provided that the Term Loans were not convertible into common stock until the Issuer reduced the par value of its common stock to an amount less than or equal to the conversion price. Subject to the proviso in the preceding sentence, the Term Loans were convertible for so long as such indebtedness remained outstanding. The Term Loans accrued \"PIK\" interest at the rate of 12.00% per annum."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Term Loans (as defined below) were convertible into a number of shares of the Issuer's common stock equal to the amount of (x) the principal and accrued but unpaid interest under the Term Loans being converted, divided by (y) approximately $0.069732561 (as such amount is proportionately adjusted for stock splits, reverse stock splits, stock combinations, stock dividends and other distributions and recapitalizations affecting the capital stock of the Issuer); provided that the Term Loans were not convertible into common stock until the Issuer reduced the par value of its common stock to an amount less than or equal to the conversion price. Subject to the proviso in the preceding sentence, the Term Loans were convertible for so long as such indebtedness remained outstanding. The Term Loans accrued \"PIK\" interest at the rate of 12.00% per annum."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"The Term Loans (as defined below) were convertible into a number of shares of the Issuer's common stock equal to the amount of (x) the principal and accrued but unpaid interest under the Term Loans being converted, divided by (y) approximately $0.069732561 (as such amount is proportionately adjusted for stock splits, reverse stock splits, stock combinations, stock dividends and other distributions and recapitalizations affecting the capital stock of the Issuer); provided that the Term Loans were not convertible into common stock until the Issuer reduced the par value of its common stock to an amount less than or equal to the conversion price. Subject to the proviso in the preceding sentence, the Term Loans were convertible for so long as such indebtedness remained outstanding. The Term Loans accrued \"PIK\" interest at the rate of 12.00% per annum."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"On July 21, 2017, Jansan Acquisition LLC (\"Jansan\"), the Issuer, Continental Commercial Products, LLC, Fort Wayne Plastics, Inc. and FTW Holdings, Inc. consummated the transactions contemplated by the Asset Purchase Agreement, dated as of May 14, 2017 (the \"Purchase Agreement\"). In accordance with the Purchase Agreement, Jansan acquired the Purchased Assets (as defined in the Purchase Agreement) with a credit bid in the amount of the indebtedness under the Issuer's second lien credit facility, including the convertible term loans (the \"Term Loans\") thereunder. As a result, the Term Loans were satisfied and, as such, the Reporting Persons no longer beneficially own any of the Common Stock previously issuable upon conversion of the Term Loans."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"In accordance with Instructions 3(c) and 4(b)(iv) to Form 4, the entire face amount of the Term Loans held by Jansan is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"This Form 4 is being filed by Victory Park Capital Advisors, LLC (\"VPC Advisors\") as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the \"Reporting Persons\"). VPC Advisors is the investment manager of the SBIC Fund. VPC SBIC GP, LLC (the \"SBIC GP\") is the general partner of the SBIC Fund. Jacob Capital L.L.C. (\"Jacob Capital\") is the sole member of the SBIC GP and the sole manager of VPC Advisors. Richard Levy (\"Levy\") is the sole member of Jacob Capital."}],"derivative":{"underlying":"Common Stock"},"source":{"system":"sec-edgar","filing":"0001193805-17-001354","document":"e616416_4-katy.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/54681/000119380517001354/e616416_4-katy.xml","form_type":"4"}},{"id":4320134,"issuer":{"id":174161,"kind":"organization","name":"KATY INDUSTRIES INC","symbol":"KATY"},"owners":[{"id":74922,"kind":"organization","name":"Victory Park Capital Advisors, LLC","position":1,"cik":"0001413834","reported_name":"Victory Park Capital Advisors, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Possible member of 10% group"}},{"id":174162,"kind":"organization","name":"VPC SBIC I, LP","position":2,"cik":"0001556620","reported_name":"VPC SBIC I, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Possible member of 10% group"}},{"id":174163,"kind":"organization","name":"VPC SBIC GP, LLC","position":3,"cik":"0001682724","reported_name":"VPC SBIC GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Possible member of 10% group"}},{"id":174164,"kind":"organization","name":"Victory Park Management, LLC","position":4,"cik":"0001682694","reported_name":"Victory Park Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Possible member of 10% group"}},{"id":174165,"kind":"organization","name":"Jacob Capital, L.L.C.","position":5,"cik":"0001413809","reported_name":"Jacob Capital, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Possible member of 10% group"}},{"id":95734,"kind":"person","name":"Levy Richard N","position":6,"cik":"0001413810","reported_name":"Levy Richard N","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Possible member of 10% group"}}],"security":"Convertible Debt","published_at":"2017-05-16T21:52:53.000Z","date":"2017-05-14","kind":"other","acquired":false,"shares":0,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By Jansan Acquisition LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"The Term Loans (as defined below) are convertible into a number of shares of the Issuer's common stock equal to the amount of (x) the principal and accrued but unpaid interest under the term loans being converted, divided by (y) approximately $0.069732561 (as such amount is proportionately adjusted for stock splits, reverse stock splits, stock combinations, stock dividends and other distributions and recapitalizations affecting the capital stock of the Issuer); provided that the Term Loans may not be converted into common stock until the Issuer has reduced the par value of its common stock to an amount less than or equal to the conversion price. Subject to the proviso in the preceding sentence, the Term Loans will be convertible for so long as such indebtedness remains outstanding. The Term Loans bear \"PIK\" interest at the rate of 12.00% per annum."},{"field":"kind","element":"transactionCoding","label":"F1","text":"The Term Loans (as defined below) are convertible into a number of shares of the Issuer's common stock equal to the amount of (x) the principal and accrued but unpaid interest under the term loans being converted, divided by (y) approximately $0.069732561 (as such amount is proportionately adjusted for stock splits, reverse stock splits, stock combinations, stock dividends and other distributions and recapitalizations affecting the capital stock of the Issuer); provided that the Term Loans may not be converted into common stock until the Issuer has reduced the par value of its common stock to an amount less than or equal to the conversion price. Subject to the proviso in the preceding sentence, the Term Loans will be convertible for so long as such indebtedness remains outstanding. The Term Loans bear \"PIK\" interest at the rate of 12.00% per annum."},{"field":"shares","element":"transactionShares","label":"F2","text":"The reported transaction involved the contribution of an aggregate of $28,570,774 of convertible term loans (the \"Term Loans\") under the Issuer's second lien credit facility (the \"Second Lien Credit Facility\") outstanding as of the date of the reported transaction, including $21,000,000 principal amount of Term Loans held by VPC SBIC I, LP (the \"SBIC Fund\"), $3,000,000 principal amount of Term Loans held by an unaffiliated third party and accrued but unpaid interest under the Term Loans, to Jansan Acquisition, LLC (\"Jansan\"), a newly formed Delaware limited liability company, in exchange for equity interest in Jansan."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Term Loans (as defined below) are convertible into a number of shares of the Issuer's common stock equal to the amount of (x) the principal and accrued but unpaid interest under the term loans being converted, divided by (y) approximately $0.069732561 (as such amount is proportionately adjusted for stock splits, reverse stock splits, stock combinations, stock dividends and other distributions and recapitalizations affecting the capital stock of the Issuer); provided that the Term Loans may not be converted into common stock until the Issuer has reduced the par value of its common stock to an amount less than or equal to the conversion price. Subject to the proviso in the preceding sentence, the Term Loans will be convertible for so long as such indebtedness remains outstanding. The Term Loans bear \"PIK\" interest at the rate of 12.00% per annum."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Term Loans (as defined below) are convertible into a number of shares of the Issuer's common stock equal to the amount of (x) the principal and accrued but unpaid interest under the term loans being converted, divided by (y) approximately $0.069732561 (as such amount is proportionately adjusted for stock splits, reverse stock splits, stock combinations, stock dividends and other distributions and recapitalizations affecting the capital stock of the Issuer); provided that the Term Loans may not be converted into common stock until the Issuer has reduced the par value of its common stock to an amount less than or equal to the conversion price. Subject to the proviso in the preceding sentence, the Term Loans will be convertible for so long as such indebtedness remains outstanding. The Term Loans bear \"PIK\" interest at the rate of 12.00% per annum."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F2","text":"The reported transaction involved the contribution of an aggregate of $28,570,774 of convertible term loans (the \"Term Loans\") under the Issuer's second lien credit facility (the \"Second Lien Credit Facility\") outstanding as of the date of the reported transaction, including $21,000,000 principal amount of Term Loans held by VPC SBIC I, LP (the \"SBIC Fund\"), $3,000,000 principal amount of Term Loans held by an unaffiliated third party and accrued but unpaid interest under the Term Loans, to Jansan Acquisition, LLC (\"Jansan\"), a newly formed Delaware limited liability company, in exchange for equity interest in Jansan."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F3","text":"In accordance with Instructions 3(c) and 4(b)(iv) to Form 4, the entire face amount of the Term Loans held by Jansan is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The reported transaction involved the contribution of an aggregate of $28,570,774 of convertible term loans (the \"Term Loans\") under the Issuer's second lien credit facility (the \"Second Lien Credit Facility\") outstanding as of the date of the reported transaction, including $21,000,000 principal amount of Term Loans held by VPC SBIC I, LP (the \"SBIC Fund\"), $3,000,000 principal amount of Term Loans held by an unaffiliated third party and accrued but unpaid interest under the Term Loans, to Jansan Acquisition, LLC (\"Jansan\"), a newly formed Delaware limited liability company, in exchange for equity interest in Jansan."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"In accordance with Instructions 3(c) and 4(b)(iv) to Form 4, the entire face amount of the Term Loans held by Jansan is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"This Form 4 is being filed by Victory Park Capital Advisors, LLC (\"VPC Advisors\") as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the \"Reporting Persons\"). VPC Advisors is the investment manager of the SBIC Fund. VPC SBIC GP, LLC (the \"SBIC GP\") is the general partner of the SBIC Fund. Jacob Capital L.L.C. (\"Jacob Capital\") is the manager of the SBIC GP and the sole manager of VPC Advisors. Richard Levy (\"Levy\") is the sole member of Jacob Capital."}],"derivative":{"underlying":"Common Stock"},"source":{"system":"sec-edgar","filing":"0001193805-17-000896","document":"e616175_4-katy.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/54681/000119380517000896/e616175_4-katy.xml","form_type":"4"}}]}