{"transactions":[{"id":1498327,"issuer":{"id":6515,"kind":"organization","name":"WhiteHorse Finance, Inc."},"owners":[{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":1,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.001 per share","published_at":"2024-05-30T21:55:22.000Z","date":"2024-05-29","kind":"sale","planned":false,"acquired":false,"shares":1000000,"price":12.15,"value":12150000.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Mr. Tamer is a control person of H.I.G.-GPII, Inc., which is the manager of the general partner of H.I.G. Bayside Loan Opportunity Fund IV, L.P. (the \"Bayside Fund\"). Therefore, Mr. Tamer may be viewed as having investment power over all of the shares owned by the Bayside Fund. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Fund, except to the extent of his direct pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"On May 29, 2024, the Bayside Fund sold to an institutional investor an aggregate of 1,000,000 shares of common stock, $0.001 par value per share, of WhiteHorse Finance, Inc. (the \"Common Stock\"), at a price of $12.15 per share in a block trade. After the sale, the Bayside Fund holds 3,976,258 shares of Common Stock."}],"balance_after":3976258,"source":{"system":"sec-edgar","filing":"0001104659-24-066810","document":"tm2416043-1_4seq1.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000110465924066810/tm2416043-1_4seq1.xml","form_type":"4"}},{"id":2552655,"issuer":{"id":126356,"kind":"organization","name":"Clarus Therapeutics Holdings, Inc.","symbol":"CRXT"},"owners":[{"id":135031,"kind":"organization","name":"H.I.G. Ventures - Clarus, LLC","position":1,"cik":"0001512060","reported_name":"H.I.G. Ventures - Clarus, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135032,"kind":"organization","name":"H.I.G. Bio-Clarus II, L.P.","position":2,"cik":"0001885010","reported_name":"H.I.G. Bio-Clarus II, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135033,"kind":"organization","name":"H.I.G. Bio-Clarus I, L.P.","position":3,"cik":"0001884997","reported_name":"H.I.G. Bio-Clarus I, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":128784,"kind":"organization","name":"H.I.G.-GPII, Inc.","position":4,"cik":"0001788482","reported_name":"H.I.G.-GPII, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":5,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90452,"kind":"person","name":"MNAYMNEH SAMI","position":6,"cik":"0001050046","reported_name":"MNAYMNEH SAMI","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-10-04T16:09:50.000Z","date":"2021-09-09","kind":"grant","acquired":true,"shares":2470756,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Received pursuant to the Agreement and Plan of Merger, dated as of April 27, 2021 by and among Blue Water Acquisition Corp. (n/k/a Clarus Therapeutics Holdings, Inc.) (the \"Issuer\"), Blue Water Merger Sub Corp. and Clarus Therapeutics, Inc. (\"Legacy Clarus\") (the \"Merger Agreement\") pursuant to which, through a merger, Legacy Clarus became a direct, wholly-owned subsidiary of the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"The shares reported are held of record by H.I.G. Bio -- Clarus II, L.P (\"Clarus II\"). H.I.G. GP is the general partner of Clarus II and has sole voting and investment control over the shares owned by Clarus II. Mr. Tamer and Mr. Mnaymneh are the sole shareholders of H.I.G. GP and may be deemed to share beneficial ownership of the shares held by Clarus II. Each of Mr. Tamer and Mr. Mnaymneh disclaims beneficial ownership of the shares reported herein except to the extent of their pecuniary interest, if any."}],"balance_after":2470756,"source":{"system":"sec-edgar","filing":"0001013762-21-000025","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000101376221000025/ownership.xml","form_type":"4"}},{"id":2552654,"issuer":{"id":126356,"kind":"organization","name":"Clarus Therapeutics Holdings, Inc.","symbol":"CRXT"},"owners":[{"id":135031,"kind":"organization","name":"H.I.G. Ventures - Clarus, LLC","position":1,"cik":"0001512060","reported_name":"H.I.G. Ventures - Clarus, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135032,"kind":"organization","name":"H.I.G. Bio-Clarus II, L.P.","position":2,"cik":"0001885010","reported_name":"H.I.G. Bio-Clarus II, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135033,"kind":"organization","name":"H.I.G. Bio-Clarus I, L.P.","position":3,"cik":"0001884997","reported_name":"H.I.G. Bio-Clarus I, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":128784,"kind":"organization","name":"H.I.G.-GPII, Inc.","position":4,"cik":"0001788482","reported_name":"H.I.G.-GPII, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":5,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90452,"kind":"person","name":"MNAYMNEH SAMI","position":6,"cik":"0001050046","reported_name":"MNAYMNEH SAMI","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-10-04T16:09:50.000Z","date":"2021-09-09","kind":"grant","acquired":true,"shares":2731094,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Received pursuant to the Agreement and Plan of Merger, dated as of April 27, 2021 by and among Blue Water Acquisition Corp. (n/k/a Clarus Therapeutics Holdings, Inc.) (the \"Issuer\"), Blue Water Merger Sub Corp. and Clarus Therapeutics, Inc. (\"Legacy Clarus\") (the \"Merger Agreement\") pursuant to which, through a merger, Legacy Clarus became a direct, wholly-owned subsidiary of the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The shares reported are held of record by H.I.G. Ventures - Clarus, LLC (\"H.I.G. Ventures\"). H.I.G. GP is the manager of H.I.G. Ventures and has sole voting and investment control over the shares owned by H.I.G. Ventures. Mr. Tamer and Mr. Mnaymneh are the sole shareholders of H.I.G. GP and may be deemed to share beneficial ownership of the shares held by H.I.G. Ventures. Each of Mr. Tamer and Mr. Mnaymneh disclaims beneficial ownership of the shares reported herein except to the extent of their pecuniary interest, if any."}],"balance_after":2731094,"source":{"system":"sec-edgar","filing":"0001013762-21-000025","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000101376221000025/ownership.xml","form_type":"4"}},{"id":2552653,"issuer":{"id":126356,"kind":"organization","name":"Clarus Therapeutics Holdings, Inc.","symbol":"CRXT"},"owners":[{"id":135031,"kind":"organization","name":"H.I.G. Ventures - Clarus, LLC","position":1,"cik":"0001512060","reported_name":"H.I.G. Ventures - Clarus, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135032,"kind":"organization","name":"H.I.G. Bio-Clarus II, L.P.","position":2,"cik":"0001885010","reported_name":"H.I.G. Bio-Clarus II, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135033,"kind":"organization","name":"H.I.G. Bio-Clarus I, L.P.","position":3,"cik":"0001884997","reported_name":"H.I.G. Bio-Clarus I, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":128784,"kind":"organization","name":"H.I.G.-GPII, Inc.","position":4,"cik":"0001788482","reported_name":"H.I.G.-GPII, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":5,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90452,"kind":"person","name":"MNAYMNEH SAMI","position":6,"cik":"0001050046","reported_name":"MNAYMNEH SAMI","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-10-04T16:09:50.000Z","date":"2021-09-09","kind":"grant","acquired":true,"shares":490531,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Received pursuant to the Agreement and Plan of Merger, dated as of April 27, 2021 by and among Blue Water Acquisition Corp. (n/k/a Clarus Therapeutics Holdings, Inc.) (the \"Issuer\"), Blue Water Merger Sub Corp. and Clarus Therapeutics, Inc. (\"Legacy Clarus\") (the \"Merger Agreement\") pursuant to which, through a merger, Legacy Clarus became a direct, wholly-owned subsidiary of the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The shares reported are held of record by H.I.G. Bio -- Clarus I, L.P (\"Clarus I\"). H.I.G.-GPII, Inc. (\"H.I.G. GP\") is the general partner of Clarus I and has sole voting and investment control over the shares owned by Clarus I. Anthony Tamer and Sami Mnaymneh are the sole shareholders of H.I.G. GP and may be deemed to share beneficial ownership of the shares held by Clarus I. Each of Mr. Tamer and Mr. Mnaymneh disclaims beneficial ownership of the shares reported herein except to the extent of their pecuniary interest, if any."}],"balance_after":490531,"source":{"system":"sec-edgar","filing":"0001013762-21-000025","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000101376221000025/ownership.xml","form_type":"4"}},{"id":3331510,"issuer":{"id":6515,"kind":"organization","name":"WhiteHorse Finance, Inc."},"owners":[{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":1,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.001 per share","published_at":"2019-12-26T17:05:49.000Z","date":"2019-12-20","kind":"sale","acquired":false,"shares":500000,"price":13.4,"value":6700000.0,"ownership":{"direct":false,"nature":"See footnotes"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (together, the \"Bayside Funds\"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"On December 20, 2019, the Bayside Funds sold to an institutional investor an aggregate of 500,000 shares of common stock, $0.001 par value per share, of WhiteHorse Finance, Inc. (the \"Common Stock\"), at a price of $13.40 per share in a block trade. After the sale (which settled on December 24, 2019), the Bayside Funds collectively hold 4,863,172 shares of Common Stock, either directly or through one or more of their direct or indirect subsidiaries."}],"balance_after":4863172,"source":{"system":"sec-edgar","filing":"0001104659-19-076205","document":"tm1927384d4_form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000110465919076205/tm1927384d4_form4.xml","form_type":"4"}},{"id":3342470,"issuer":{"id":6515,"kind":"organization","name":"WhiteHorse Finance, Inc."},"owners":[{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":1,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.001 per share","published_at":"2019-12-13T17:10:05.000Z","date":"2019-12-13","kind":"sale","acquired":false,"shares":337500,"price":13.83,"value":4667625.0,"ownership":{"direct":false,"nature":"See footnotes"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (together, the \"Bayside Funds\"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Reflects the sale of 337,500  shares of common stock by the Bayside Funds pursuant to the exercise of the overallotment option granted to the underwriters to purchase additional shares in connection with an underwritten secondary offering of common stock of WhiteHorse Finance, Inc."}],"balance_after":5363172,"source":{"system":"sec-edgar","filing":"0001104659-19-072633","document":"tm1925164-1_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000110465919072633/tm1925164-1_4.xml","form_type":"4"}},{"id":3348490,"issuer":{"id":6515,"kind":"organization","name":"WhiteHorse Finance, Inc."},"owners":[{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":1,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.001 per share","published_at":"2019-12-09T18:36:58.000Z","date":"2019-12-05","kind":"sale","acquired":false,"shares":2250000,"price":13.83,"value":31117500.0,"ownership":{"direct":false,"nature":"See footnotes"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (together, the \"Bayside Funds\"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Reflects the sale of 2,250,000 shares of common stock by the Bayside Funds pursuant to an underwritten secondary offering of common stock of WhiteHorse Finance, Inc. that priced on December 5, 2019 and closed on December 9, 2019."}],"balance_after":5700672,"source":{"system":"sec-edgar","filing":"0001104659-19-071093","document":"tm1924832-1_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000110465919071093/tm1924832-1_4.xml","form_type":"4"}},{"id":3408314,"issuer":{"id":935,"kind":"organization","name":"EXAGEN INC.","symbol":"XGN"},"owners":[{"id":154827,"kind":"organization","name":"H.I.G. Bio-Exagen, L.P.","position":1,"cik":"0001788396","reported_name":"H.I.G. Bio-Exagen, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":128784,"kind":"organization","name":"H.I.G.-GPII, Inc.","position":2,"cik":"0001788482","reported_name":"H.I.G.-GPII, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":3,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90452,"kind":"person","name":"MNAYMNEH SAMI","position":4,"cik":"0001050046","reported_name":"MNAYMNEH SAMI","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series H Redeemable Convertible Preferred Stock","published_at":"2019-09-23T21:43:23.000Z","date":"2019-09-23","kind":"exercise","acquired":false,"shares":233446519,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"The Series H Redeemable Convertible Preferred Stock (\"Series H\") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The Series H Redeemable Convertible Preferred Stock (\"Series H\") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The Series H Redeemable Convertible Preferred Stock (\"Series H\") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The Series H Redeemable Convertible Preferred Stock (\"Series H\") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The shares reported on this form are held of record by H.I.G. Bio-Exagen, L.P. (\"H.I.G.\"). H.I.G.-GPII, Inc. (\"H.I.G. GP\") is the general partner of H.I.G. and has sole voting and investment control over the shares owned by H.I.G. Anthony Tamer and Sami Mnaymneh are the sole shareholders of H.I.G. GP and may be deemed to share beneficial ownership of the shares held by H.I.G. Bio-Exagen, L.P. Each of Mr. Tamer and Mr. Mnaymneh disclaims beneficial ownership of the shares reported herein except to the extent of their pecuniary interest, if any."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":1271252},"source":{"system":"sec-edgar","filing":"0000899243-19-024078","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000089924319024078/doc4.xml","form_type":"4"}},{"id":3408313,"issuer":{"id":935,"kind":"organization","name":"EXAGEN INC.","symbol":"XGN"},"owners":[{"id":154827,"kind":"organization","name":"H.I.G. Bio-Exagen, L.P.","position":1,"cik":"0001788396","reported_name":"H.I.G. Bio-Exagen, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":128784,"kind":"organization","name":"H.I.G.-GPII, Inc.","position":2,"cik":"0001788482","reported_name":"H.I.G.-GPII, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":3,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90452,"kind":"person","name":"MNAYMNEH SAMI","position":4,"cik":"0001050046","reported_name":"MNAYMNEH SAMI","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2019-09-23T21:43:23.000Z","date":"2019-09-23","kind":"purchase","acquired":true,"shares":425000,"price":14,"value":5950000.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The shares reported on this form are held of record by H.I.G. Bio-Exagen, L.P. (\"H.I.G.\"). H.I.G.-GPII, Inc. (\"H.I.G. GP\") is the general partner of H.I.G. and has sole voting and investment control over the shares owned by H.I.G. Anthony Tamer and Sami Mnaymneh are the sole shareholders of H.I.G. GP and may be deemed to share beneficial ownership of the shares held by H.I.G. Bio-Exagen, L.P. Each of Mr. Tamer and Mr. Mnaymneh disclaims beneficial ownership of the shares reported herein except to the extent of their pecuniary interest, if any."}],"balance_after":1696252,"source":{"system":"sec-edgar","filing":"0000899243-19-024078","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000089924319024078/doc4.xml","form_type":"4"}},{"id":3408312,"issuer":{"id":935,"kind":"organization","name":"EXAGEN INC.","symbol":"XGN"},"owners":[{"id":154827,"kind":"organization","name":"H.I.G. Bio-Exagen, L.P.","position":1,"cik":"0001788396","reported_name":"H.I.G. Bio-Exagen, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":128784,"kind":"organization","name":"H.I.G.-GPII, Inc.","position":2,"cik":"0001788482","reported_name":"H.I.G.-GPII, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":3,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90452,"kind":"person","name":"MNAYMNEH SAMI","position":4,"cik":"0001050046","reported_name":"MNAYMNEH SAMI","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2019-09-23T21:43:23.000Z","date":"2019-09-23","kind":"exercise","acquired":true,"shares":1271252,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The shares reported on this form are held of record by H.I.G. Bio-Exagen, L.P. (\"H.I.G.\"). H.I.G.-GPII, Inc. (\"H.I.G. GP\") is the general partner of H.I.G. and has sole voting and investment control over the shares owned by H.I.G. Anthony Tamer and Sami Mnaymneh are the sole shareholders of H.I.G. GP and may be deemed to share beneficial ownership of the shares held by H.I.G. Bio-Exagen, L.P. Each of Mr. Tamer and Mr. Mnaymneh disclaims beneficial ownership of the shares reported herein except to the extent of their pecuniary interest, if any."}],"balance_after":1271252,"source":{"system":"sec-edgar","filing":"0000899243-19-024078","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000089924319024078/doc4.xml","form_type":"4"}},{"id":3477366,"issuer":{"id":6515,"kind":"organization","name":"WhiteHorse Finance, Inc."},"owners":[{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":1,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.001 per share","published_at":"2019-06-27T18:16:14.000Z","date":"2019-06-27","kind":"sale","acquired":false,"shares":229328,"price":14,"value":3210592.0,"ownership":{"direct":false,"nature":"See footnotes"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (the \"Bayside Funds\"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Reflects the sale of 229,328 shares of common stock by the Bayside Funds pursuant to the exercise of the overallotment option granted to the underwriters to purchase additional shares in connection with an underwritten secondary offering of common stock of WhiteHorse Finance, Inc."}],"balance_after":7950672,"source":{"system":"sec-edgar","filing":"0001144204-19-032792","document":"tv524455_form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000114420419032792/tv524455_form4.xml","form_type":"4"}},{"id":3488322,"issuer":{"id":6515,"kind":"organization","name":"WhiteHorse Finance, Inc."},"owners":[{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":1,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.001 per share","published_at":"2019-06-17T19:09:26.000Z","date":"2019-06-14","kind":"sale","acquired":false,"shares":2350000,"price":14,"value":32900000.0,"ownership":{"direct":false,"nature":"See footnotes"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (the \"Bayside Funds\"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Reflects the sale of 2,350,000 shares of common stock by the Bayside Funds pursuant to an underwritten secondary offering of common stock of WhiteHorse Finance, Inc. that priced on June 14, 2019 and is expected to close on June 18, 2019."}],"balance_after":8180000,"source":{"system":"sec-edgar","filing":"0001144204-19-031229","document":"tv523568_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000114420419031229/tv523568_4.xml","form_type":"4"}},{"id":3828964,"issuer":{"id":6515,"kind":"organization","name":"WhiteHorse Finance, Inc."},"owners":[{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":1,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.001 per share","published_at":"2018-08-31T17:31:36.000Z","date":"2018-08-29","kind":"sale","acquired":false,"shares":972622,"price":13.88,"value":13499993.36,"ownership":{"direct":false,"nature":"See footnotes"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (the \"Bayside Funds\"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"On August 29, 2018, the Bayside Funds agreed to sell in a block trade, through one or more of their direct or indirect subsidiaries, to a large institutional investor, an aggregate of 972,622 shares of Common Stock at a price of $13.88 per share. After the sale, the Bayside Funds collectively hold 10,530,000 shares of Common Stock, either directly or through one or more of their direct or indirect subsidiaries."}],"balance_after":10530000,"source":{"system":"sec-edgar","filing":"0001144204-18-047634","document":"tv502168_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000114420418047634/tv502168_4.xml","form_type":"4"}},{"id":4218239,"issuer":{"id":4534,"kind":"organization","name":"Surgery Partners, Inc."},"owners":[{"id":173401,"kind":"organization","name":"H.I.G. Surgery Centers, LLC","position":1,"cik":"0001510299","reported_name":"H.I.G. Surgery Centers, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":173402,"kind":"organization","name":"HIG GP II INC","position":2,"cik":"0001173671","reported_name":"HIG GP II INC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90452,"kind":"person","name":"MNAYMNEH SAMI","position":3,"cik":"0001050046","reported_name":"MNAYMNEH SAMI","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":4,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2017-09-05T15:34:49.000Z","date":"2017-08-31","kind":"sale","acquired":false,"shares":26455651,"price":19,"value":502657369.0,"ownership":{"direct":true},"footnotes":[{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F1","text":"The Common Stock directly beneficially owned by H.I.G. Surgery Centers, LLC may be deemed to be indirectly beneficially owned by H.I.G.-GPII, Inc., Sami W. Mnaymneh and Anthony A. Tamer.  H.I.G.-GPII, Inc. is the manager of H.I.G. Surgery Centers, LLC, and Messrs. Mnaymneh and Tamer are co-presidents, directors and the sole shareholders of H.I.G.-GPII, Inc.  Each of the Reporting Persons has shared voting and dispositive power over these securities, however each of them disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0000904454-17-000597","document":"edgar.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1050045/000090445417000597/edgar.xml","form_type":"4"}},{"id":4338982,"issuer":{"id":176548,"kind":"organization","name":"ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC","symbol":"AERT"},"owners":[{"id":176608,"kind":"organization","name":"H.I.G. AERT, LLC","position":1,"cik":"0001514282","reported_name":"H.I.G. AERT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":176609,"kind":"organization","name":"H.I.G. Capital Partners IV, L.P.","position":2,"cik":"0001476299","reported_name":"H.I.G. Capital Partners IV, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":176610,"kind":"organization","name":"BAYSIDE OPPORTUNITY FUND, LP","position":3,"cik":"0001411104","reported_name":"BAYSIDE OPPORTUNITY FUND, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":176611,"kind":"organization","name":"H.I.G. Advisors IV, L.L.C.","position":4,"cik":"0001476298","reported_name":"H.I.G. Advisors IV, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":176612,"kind":"organization","name":"BAYSIDE OPPORTUNITY ADVISORS, LLC","position":5,"cik":"0001411105","reported_name":"BAYSIDE OPPORTUNITY ADVISORS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":173402,"kind":"organization","name":"HIG GP II INC","position":6,"cik":"0001173671","reported_name":"HIG GP II INC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90452,"kind":"person","name":"MNAYMNEH SAMI","position":7,"cik":"0001050046","reported_name":"MNAYMNEH SAMI","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":8,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series E Convertible Preferred Stock","published_at":"2017-05-02T17:12:00.000Z","date":"2017-05-01","kind":"other","acquired":false,"shares":20524.149,"price":2603.4833,"value":53434279.1682117,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Disposed of pursuant to the Agreement and Plan of Merger by and among Oldcastle Architectural, Inc. (\"Parent\"), Oldcastle Ascent Merger Sub, Inc., a wholly-owned subsidiary of Parent, and Issuer, dated as of March 16, 2017 (the \"Merger Agreement\"), whereby each share of  Issuer Class A common stock (\"Common Stock\") was cancelled and converted into the right to receive $0.135936 in cash without interest and subject to any applicable withholding taxes, and each share of Issuer Series E Convertible Preferred Stock (\"Preferred Stock\") was cancelled and converted into the right to receive $2,603.483278 in cash without interest and subject to any applicable withholding taxes."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Disposed of pursuant to the Agreement and Plan of Merger by and among Oldcastle Architectural, Inc. (\"Parent\"), Oldcastle Ascent Merger Sub, Inc., a wholly-owned subsidiary of Parent, and Issuer, dated as of March 16, 2017 (the \"Merger Agreement\"), whereby each share of  Issuer Class A common stock (\"Common Stock\") was cancelled and converted into the right to receive $0.135936 in cash without interest and subject to any applicable withholding taxes, and each share of Issuer Series E Convertible Preferred Stock (\"Preferred Stock\") was cancelled and converted into the right to receive $2,603.483278 in cash without interest and subject to any applicable withholding taxes."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"At the holder's election and for no additional consideration, each share of Preferred Stock was convertible into shares of Common Stock at any time."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The shares of Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F4","text":"393,084,089 shares of Common Stock were issuable upon conversion of the 20,524.149 shares of Preferred Stock at the fixed rate of 19,152.27 shares of Common Stock for each share of Preferred Stock, the \"Conversion Rate\" for the Preferred Stock pursuant to the Issuer's Certificate of Designations, Preferences and Rights of the Series E Convertible Preferred Stock in the event a fundamental transaction (which includes the merger pursuant to the Merger Agreement) occurred prior to August 1, 2017."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F5","text":"This Form 4 is being filed by H.I.G. AERT, LLC as the direct beneficial owner of the shares of Common Stock and the shares of Preferred Stock."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F6","text":"Each of the other Reporting Persons may be deemed to be indirect beneficial owners of the shares of Common Stock and Preferred Stock, as follows:  (i) H.I.G. Capital Partners IV, L.P. and Bayside Opportunity Fund, L.P., each in their capacity as the holders of 56.8% and 29.9%, respectively, of the equity interests of H.I.G. AERT, LLC; (ii) H.I.G. Advisors IV, LLC, in its capacity as the general partner of H.I.G. Capital Partners IV, L.P.; (iii) Bayside Opportunity Advisors, LLC, in its capacity as the general partner of Bayside Opportunity Fund, L.P..; (iv) H.I.G.- GPII, Inc., in its capacity as the manager of each of H.I.G. Advisors IV, LLC and Bayside Opportunity Advisors, LLC; and (v) Sami W. Mnaymneh and Anthony A. Tamer, each in their capacity as co-presidents and directors of H.I.G.- GPII, Inc."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F7","text":"Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person assumes responsibility for the accuracy or completeness of information supplied by any other Reporting Person."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F8","text":"Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Reporting Persons, other than H.I.G. AERT, LLC, herein states that this filing shall not be deemed to be an admission that it or he is a beneficial owner of any shares of Common Stock or Preferred Stock covered by this Statement of Changes in Beneficial Ownership of Securities on Form 4.  Each of the Reporting Persons, other than H.I.G. AERT, LLC, disclaims beneficial ownership of the shares, except to the extent of its or his pecuniary interest in the shares."}],"balance_after":0,"derivative":{"exercise_price":0.075,"underlying":"Class A Common Stock","underlying_shares":393084089},"source":{"system":"sec-edgar","filing":"0000899243-17-011449","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/849706/000089924317011449/doc4.xml","form_type":"4"}},{"id":4338981,"issuer":{"id":176548,"kind":"organization","name":"ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC","symbol":"AERT"},"owners":[{"id":176608,"kind":"organization","name":"H.I.G. AERT, LLC","position":1,"cik":"0001514282","reported_name":"H.I.G. AERT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":176609,"kind":"organization","name":"H.I.G. Capital Partners IV, L.P.","position":2,"cik":"0001476299","reported_name":"H.I.G. Capital Partners IV, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":176610,"kind":"organization","name":"BAYSIDE OPPORTUNITY FUND, LP","position":3,"cik":"0001411104","reported_name":"BAYSIDE OPPORTUNITY FUND, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":176611,"kind":"organization","name":"H.I.G. Advisors IV, L.L.C.","position":4,"cik":"0001476298","reported_name":"H.I.G. Advisors IV, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":176612,"kind":"organization","name":"BAYSIDE OPPORTUNITY ADVISORS, LLC","position":5,"cik":"0001411105","reported_name":"BAYSIDE OPPORTUNITY ADVISORS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":173402,"kind":"organization","name":"HIG GP II INC","position":6,"cik":"0001173671","reported_name":"HIG GP II INC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90452,"kind":"person","name":"MNAYMNEH SAMI","position":7,"cik":"0001050046","reported_name":"MNAYMNEH SAMI","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":90453,"kind":"person","name":"TAMER ANTHONY","position":8,"cik":"0001050045","reported_name":"TAMER ANTHONY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2017-05-02T17:12:00.000Z","date":"2017-05-01","kind":"other","acquired":false,"shares":15289890,"price":0.1359,"value":2077896.051,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Disposed of pursuant to the Agreement and Plan of Merger by and among Oldcastle Architectural, Inc. (\"Parent\"), Oldcastle Ascent Merger Sub, Inc., a wholly-owned subsidiary of Parent, and Issuer, dated as of March 16, 2017 (the \"Merger Agreement\"), whereby each share of  Issuer Class A common stock (\"Common Stock\") was cancelled and converted into the right to receive $0.135936 in cash without interest and subject to any applicable withholding taxes, and each share of Issuer Series E Convertible Preferred Stock (\"Preferred Stock\") was cancelled and converted into the right to receive $2,603.483278 in cash without interest and subject to any applicable withholding taxes."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F5","text":"This Form 4 is being filed by H.I.G. AERT, LLC as the direct beneficial owner of the shares of Common Stock and the shares of Preferred Stock."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F6","text":"Each of the other Reporting Persons may be deemed to be indirect beneficial owners of the shares of Common Stock and Preferred Stock, as follows:  (i) H.I.G. Capital Partners IV, L.P. and Bayside Opportunity Fund, L.P., each in their capacity as the holders of 56.8% and 29.9%, respectively, of the equity interests of H.I.G. AERT, LLC; (ii) H.I.G. Advisors IV, LLC, in its capacity as the general partner of H.I.G. Capital Partners IV, L.P.; (iii) Bayside Opportunity Advisors, LLC, in its capacity as the general partner of Bayside Opportunity Fund, L.P..; (iv) H.I.G.- GPII, Inc., in its capacity as the manager of each of H.I.G. Advisors IV, LLC and Bayside Opportunity Advisors, LLC; and (v) Sami W. Mnaymneh and Anthony A. Tamer, each in their capacity as co-presidents and directors of H.I.G.- GPII, Inc."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F7","text":"Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person assumes responsibility for the accuracy or completeness of information supplied by any other Reporting Person."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F8","text":"Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Reporting Persons, other than H.I.G. AERT, LLC, herein states that this filing shall not be deemed to be an admission that it or he is a beneficial owner of any shares of Common Stock or Preferred Stock covered by this Statement of Changes in Beneficial Ownership of Securities on Form 4.  Each of the Reporting Persons, other than H.I.G. AERT, LLC, disclaims beneficial ownership of the shares, except to the extent of its or his pecuniary interest in the shares."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0000899243-17-011449","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/849706/000089924317011449/doc4.xml","form_type":"4"}}]}