{"transactions":[{"id":1194378,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2025-03-21T19:25:18.000Z","date":"2024-08-12","kind":"grant","planned":false,"acquired":true,"shares":54662,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Amount shown reflects the amount of securities beneficially owned by the reporting person as of the date this Form 4 is filed."}],"balance_after":54662,"source":{"system":"sec-edgar","filing":"0001062993-25-006090","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000106299325006090/form4.xml","form_type":"4"}},{"id":1346798,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2024-12-02T19:14:27.000Z","date":"2024-11-27","kind":"purchase","planned":false,"acquired":true,"shares":10000,"price":2.3653,"value":23653.0,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the \"Reverse Stock Split\"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Includes shares of common stock managed by MGG Investment Group, LP (\"MGG\"), that allocates to various held funds of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein."}],"balance_after":448125,"source":{"system":"sec-edgar","filing":"0001213900-24-104724","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000121390024104724/ownership.xml","form_type":"4"}},{"id":1813263,"issuer":{"id":110751,"kind":"organization","name":"Pivotal Investment Corp III","symbol":"PICC"},"owners":[{"id":110752,"kind":"organization","name":"Pivotal Investment Holdings III LLC","position":1,"cik":"0001842422","reported_name":"Pivotal Investment Holdings III LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":65514,"kind":"person","name":"LEDECKY JONATHAN J","position":2,"cik":"0001008382","reported_name":"LEDECKY JONATHAN J","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":81650,"kind":"person","name":"Griffin Kevin","position":3,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"Chief Executive Officer"}}],"security":"Class B Common Stock","published_at":"2023-08-08T16:23:01.000Z","date":"2023-08-07","kind":"other","planned":false,"acquired":true,"shares":60000,"price":0.0025,"value":150.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date."},{"field":"kind","element":"transactionCoding","label":"F2","text":"These shares of Class B Common Stock of the Issuer (the \"Shares\") were transferred to Pivotal Investment Holdings III LLC (the \"Sponsor\"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"These shares of Class B Common Stock of the Issuer (the \"Shares\") were transferred to Pivotal Investment Holdings III LLC (the \"Sponsor\"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"These shares are owned directly by Sponsor, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein."}],"balance_after":120000,"derivative":{"exercise_price":0,"underlying":"Class A Common Stock","underlying_shares":60000},"source":{"system":"sec-edgar","filing":"0001062993-23-016013","document":"form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1008382/000106299323016013/form4.xml","form_type":"4"}},{"id":1813262,"issuer":{"id":110751,"kind":"organization","name":"Pivotal Investment Corp III","symbol":"PICC"},"owners":[{"id":110752,"kind":"organization","name":"Pivotal Investment Holdings III LLC","position":1,"cik":"0001842422","reported_name":"Pivotal Investment Holdings III LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":65514,"kind":"person","name":"LEDECKY JONATHAN J","position":2,"cik":"0001008382","reported_name":"LEDECKY JONATHAN J","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":81650,"kind":"person","name":"Griffin Kevin","position":3,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"Chief Executive Officer"}}],"security":"Class B Common Stock","published_at":"2023-08-08T16:23:01.000Z","date":"2023-08-07","kind":"other","planned":false,"acquired":true,"shares":60000,"price":0.0025,"value":150.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date."},{"field":"kind","element":"transactionCoding","label":"F2","text":"These shares of Class B Common Stock of the Issuer (the \"Shares\") were transferred to Pivotal Investment Holdings III LLC (the \"Sponsor\"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"These shares of Class B Common Stock of the Issuer (the \"Shares\") were transferred to Pivotal Investment Holdings III LLC (the \"Sponsor\"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"These shares are owned directly by Sponsor, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein."}],"balance_after":60000,"derivative":{"exercise_price":0,"underlying":"Class A Common Stock","underlying_shares":60000},"source":{"system":"sec-edgar","filing":"0001062993-23-016013","document":"form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1008382/000106299323016013/form4.xml","form_type":"4"}},{"id":1874201,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2023-05-30T14:59:29.000Z","date":"2023-05-25","kind":"grant","planned":false,"acquired":true,"shares":202812,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 25, 2024."}],"balance_after":312804,"source":{"system":"sec-edgar","filing":"0001213900-23-043930","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000121390023043930/ownership.xml","form_type":"4"}},{"id":2073278,"issuer":{"id":110751,"kind":"organization","name":"Pivotal Investment Corp III","symbol":"PICC"},"owners":[{"id":110752,"kind":"organization","name":"Pivotal Investment Holdings III LLC","position":1,"cik":"0001842422","reported_name":"Pivotal Investment Holdings III LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":65514,"kind":"person","name":"LEDECKY JONATHAN J","position":2,"cik":"0001008382","reported_name":"LEDECKY JONATHAN J","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":81650,"kind":"person","name":"Griffin Kevin","position":3,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"Chief Executive Officer"}}],"security":"Class B Common Stock","published_at":"2023-01-03T16:50:13.000Z","date":"2022-12-30","kind":"exercise","acquired":false,"shares":6540000,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"by Pivotal Investment Holdings III LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"These shares are owned directly by Pivotal Investment Holdings III LLC, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":0,"underlying":"Class A Common Stock","underlying_shares":6540000},"source":{"system":"sec-edgar","filing":"0001062993-23-000066","document":"form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1008382/000106299323000066/form4.xml","form_type":"4"}},{"id":2073277,"issuer":{"id":110751,"kind":"organization","name":"Pivotal Investment Corp III","symbol":"PICC"},"owners":[{"id":110752,"kind":"organization","name":"Pivotal Investment Holdings III LLC","position":1,"cik":"0001842422","reported_name":"Pivotal Investment Holdings III LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":65514,"kind":"person","name":"LEDECKY JONATHAN J","position":2,"cik":"0001008382","reported_name":"LEDECKY JONATHAN J","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":81650,"kind":"person","name":"Griffin Kevin","position":3,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"Chief Executive Officer"}}],"security":"Class A Common Stock","published_at":"2023-01-03T16:50:13.000Z","date":"2022-12-30","kind":"exercise","acquired":true,"shares":6540000,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"by Pivotal Investment Holdings III LLC"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"These shares are owned directly by Pivotal Investment Holdings III LLC, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein."}],"balance_after":6540000,"source":{"system":"sec-edgar","filing":"0001062993-23-000066","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1008382/000106299323000066/form4.xml","form_type":"4"}},{"id":2278920,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2022-05-06T14:33:50.000Z","date":"2022-05-04","kind":"grant","acquired":true,"shares":96774,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 4, 2022."}],"balance_after":109992,"source":{"system":"sec-edgar","filing":"0001213900-22-024476","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000121390022024476/ownership.xml","form_type":"4"}},{"id":2471104,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to buy)","published_at":"2021-12-15T19:00:25.000Z","date":"2021-05-26","kind":"grant","acquired":true,"shares":15743,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"This Form 4 amendment is being filed solely to correct an administrative error, which misreported the number of Stock Options granted on May 26, 2021."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The shares underlying this option shall become fully vested on May 26, 2022, subject to the reporting person's continued service through the vesting date."}],"balance_after":15743,"derivative":{"exercise_price":6.81,"expiration_date":"2031-05-26","underlying":"Common Stock","underlying_shares":15743},"source":{"system":"sec-edgar","filing":"0001213900-21-065542","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000121390021065542/ownership.xml","form_type":"4/A","original_submission_date":"2021-05-28"}},{"id":2623324,"issuer":{"id":110751,"kind":"organization","name":"Pivotal Investment Corp III","symbol":"PICC"},"owners":[{"id":110752,"kind":"organization","name":"Pivotal Investment Holdings III LLC","position":1,"cik":"0001842422","reported_name":"Pivotal Investment Holdings III LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":65514,"kind":"person","name":"LEDECKY JONATHAN J","position":2,"cik":"0001008382","reported_name":"LEDECKY JONATHAN J","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":81650,"kind":"person","name":"Griffin Kevin","position":3,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"President & CEO"}}],"security":"Class B Common Stock","published_at":"2021-07-28T11:00:19.000Z","date":"2021-07-26","kind":"sale","acquired":false,"shares":60000,"price":0.004,"value":240.0,"ownership":{"direct":false,"nature":"By Pivotal Investment Holdings III LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The sale price of the shares is equal to the purchase price originally paid by the reporting person for such shares."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"These shares are owned directly by Pivotal Investment Holdings III LLC, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein."}],"balance_after":6540000,"derivative":{"underlying":"Class A Common Stock","underlying_shares":60000},"source":{"system":"sec-edgar","filing":"0001094891-21-000271","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1008382/000109489121000271/edgar.xml","form_type":"4"}},{"id":2690557,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to buy)","published_at":"2021-05-28T16:42:09.000Z","date":"2021-05-26","kind":"grant","acquired":true,"shares":17815,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the vesting date."}],"balance_after":17815,"derivative":{"exercise_price":6.81,"expiration_date":"2031-05-26","underlying":"Common Stock","underlying_shares":17815},"source":{"system":"sec-edgar","filing":"0001213900-21-029976","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000121390021029976/ownership.xml","form_type":"4"}},{"id":2690556,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2021-05-28T16:42:09.000Z","date":"2021-05-26","kind":"grant","acquired":true,"shares":11013,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021."}],"balance_after":13218,"source":{"system":"sec-edgar","filing":"0001213900-21-029976","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000121390021029976/ownership.xml","form_type":"4"}},{"id":2818519,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to buy)","published_at":"2021-03-02T19:25:39.000Z","date":"2021-02-26","kind":"grant","acquired":true,"shares":3567,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"The shares underlying this option shall become fully vested on the first anniversary of December 21, 2020, subject to the reporting person's continued service through the vesting date."}],"balance_after":3567,"derivative":{"exercise_price":14.17,"expiration_date":"2031-02-26","underlying":"Common Stock","underlying_shares":3567},"source":{"system":"sec-edgar","filing":"0000899243-21-009106","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000089924321009106/doc4.xml","form_type":"4"}},{"id":2818518,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2021-03-02T19:25:39.000Z","date":"2021-02-26","kind":"grant","acquired":true,"shares":2205,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of December 21, 2020."}],"balance_after":2205,"source":{"system":"sec-edgar","filing":"0000899243-21-009106","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000089924321009106/doc4.xml","form_type":"4"}},{"id":2932386,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Warrants","published_at":"2020-12-23T18:02:15.000Z","date":"2020-12-21","kind":"exercise","acquired":true,"shares":4233333,"ownership":{"direct":false,"nature":"By Pivotal Investment Holdings II LLC"},"footnotes":[{"field":"security","element":"securityTitle","label":"F6","text":"In connection with the Business Combination and pursuant to the Merger Agreement, each warrant to purchase Pivotal Class A Common Stock was automatically converted to a warrant to purchase Common Stock."},{"field":"kind","element":"transactionCoding","label":"F6","text":"In connection with the Business Combination and pursuant to the Merger Agreement, each warrant to purchase Pivotal Class A Common Stock was automatically converted to a warrant to purchase Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"In connection with the Business Combination and pursuant to the Merger Agreement, each warrant to purchase Pivotal Class A Common Stock was automatically converted to a warrant to purchase Common Stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F7","text":"The warrants will become exercisable 30 days after the completion of the Business Combination."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F8","text":"The warrants will expire at 5:00 pm New York City time on the fifth anniversary of the completion of the Business Combination, or earlier upon redemption or liquidation."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F9","text":"Includes 4,233,333 shares of Common Stock issuable upon the exercise of warrants owned directly by the Sponsor, of which Spac Funding II, an affiliate of Mr. Griffin (a director of the Issuer), is a managing member. Notwithstanding their dispositive and voting control over such warrants, each of Mr. Griffin and Spac Funding II disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of his or its pecuniary interest therein."}],"balance_after":4233333,"derivative":{"exercise_price":11.5,"underlying":"Common Stock","underlying_shares":4233333},"source":{"system":"sec-edgar","filing":"0000899243-20-035038","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000089924320035038/doc4.xml","form_type":"4"}},{"id":2932385,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Class B Common Stock","published_at":"2020-12-23T18:02:15.000Z","date":"2020-12-21","kind":"exercise","acquired":false,"shares":5500000,"ownership":{"direct":false,"nature":"By Pivotal Investment Holdings II LLC"},"footnotes":[{"field":"security","element":"securityTitle","label":"F5","text":"The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F5","text":"The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis."},{"field":"kind","element":"transactionCoding","label":"F5","text":"The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F5","text":"The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Includes 5,500,000 shares (\"Sponsor Shares\") owned directly by Pivotal Investment Holdings II LLC, a Delaware limited liability company and the sponsor of the Issuer (the \"Sponsor\"), of which Pivotal Spac Funding II LLC (\"Spac Funding II\"), of which Mr. Griffin (a director of the Issuer) is the Chief Executive Officer and Chief Investment Officer, is a managing member. Notwithstanding their dispositive and voting control over such Sponsor Shares, each of Mr. Griffin and Spac Funding II disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of his or its pecuniary interest therein."}],"balance_after":0,"derivative":{"underlying":"Class A Common Stock","underlying_shares":5500000},"source":{"system":"sec-edgar","filing":"0000899243-20-035038","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000089924320035038/doc4.xml","form_type":"4"}},{"id":2932384,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-12-23T18:02:15.000Z","date":"2020-12-21","kind":"grant","acquired":true,"shares":630000,"ownership":{"direct":false,"nature":"By  MGG Investment Group, LP"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"In connection with the consummation of the business combination (the \"Business Combination\") and pursuant to the Agreement and Plan of Reorganization, dated as of September 17, 2020 (the \"Merger Agreement\"), by and among Pivotal Investment Corporation II (\"Pivotal\"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal (\"Merger Sub\"), and XL Hybrids, Inc. (\"Legacy XL\"), pursuant to which Merger Sub merged with and into Legacy XL, with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to \"XL Fleet Corp.\", the \"Issuer\"), each share of Pivotal Class A common stock (\"Pivotal Class A Common Stock\") was automatically converted on a one-for-one basis, into the Issuer's common stock (the \"Common Stock\")."},{"field":"kind","element":"transactionCoding","label":"F3","text":"In connection with the consummation of the Business Combination, certain affiliates of MGG Investment Group, LP, a Delaware limited partnership (\"MGG\"), acquired, at $10.00 per share, an aggregate of 630,000 shares of Common Stock in a private placement pursuant to subscription agreements, dated as of September 17, 2020, by and among Pivotal and certain investors party thereto, as amended or supplemented."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"In connection with the consummation of the Business Combination, certain affiliates of MGG Investment Group, LP, a Delaware limited partnership (\"MGG\"), acquired, at $10.00 per share, an aggregate of 630,000 shares of Common Stock in a private placement pursuant to subscription agreements, dated as of September 17, 2020, by and among Pivotal and certain investors party thereto, as amended or supplemented."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"Includes 630,000 shares of Common Stock (\"MGG Shares\") in the aggregate owned directly by certain affiliates of MGG, an affiliate of Spac Funding II, of which Mr. Griffin (a director of the Issuer) is the Chief Executive Officer and Chief Investment Officer. Notwithstanding their dispositive and voting control over such MGG Shares, each of Mr. Griffin and Spac Funding II disclaim beneficial ownership of the securities held by MGG, except to the extent of his or its pecuniary interest therein."}],"balance_after":630000,"source":{"system":"sec-edgar","filing":"0000899243-20-035038","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000089924320035038/doc4.xml","form_type":"4"}},{"id":2932383,"issuer":{"id":7389,"kind":"organization","name":"SPRUCE POWER HOLDING CORP","symbol":"SPRU"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-12-23T18:02:15.000Z","date":"2020-12-21","kind":"exercise","acquired":true,"shares":5500000,"ownership":{"direct":false,"nature":"By Pivotal Investment Holdings II LLC"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"In connection with the consummation of the business combination (the \"Business Combination\") and pursuant to the Agreement and Plan of Reorganization, dated as of September 17, 2020 (the \"Merger Agreement\"), by and among Pivotal Investment Corporation II (\"Pivotal\"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal (\"Merger Sub\"), and XL Hybrids, Inc. (\"Legacy XL\"), pursuant to which Merger Sub merged with and into Legacy XL, with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to \"XL Fleet Corp.\", the \"Issuer\"), each share of Pivotal Class A common stock (\"Pivotal Class A Common Stock\") was automatically converted on a one-for-one basis, into the Issuer's common stock (the \"Common Stock\")."},{"field":"kind","element":"transactionCoding","label":"F1","text":"In connection with the consummation of the business combination (the \"Business Combination\") and pursuant to the Agreement and Plan of Reorganization, dated as of September 17, 2020 (the \"Merger Agreement\"), by and among Pivotal Investment Corporation II (\"Pivotal\"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal (\"Merger Sub\"), and XL Hybrids, Inc. (\"Legacy XL\"), pursuant to which Merger Sub merged with and into Legacy XL, with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to \"XL Fleet Corp.\", the \"Issuer\"), each share of Pivotal Class A common stock (\"Pivotal Class A Common Stock\") was automatically converted on a one-for-one basis, into the Issuer's common stock (the \"Common Stock\")."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"In connection with the consummation of the business combination (the \"Business Combination\") and pursuant to the Agreement and Plan of Reorganization, dated as of September 17, 2020 (the \"Merger Agreement\"), by and among Pivotal Investment Corporation II (\"Pivotal\"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal (\"Merger Sub\"), and XL Hybrids, Inc. (\"Legacy XL\"), pursuant to which Merger Sub merged with and into Legacy XL, with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to \"XL Fleet Corp.\", the \"Issuer\"), each share of Pivotal Class A common stock (\"Pivotal Class A Common Stock\") was automatically converted on a one-for-one basis, into the Issuer's common stock (the \"Common Stock\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Includes 5,500,000 shares (\"Sponsor Shares\") owned directly by Pivotal Investment Holdings II LLC, a Delaware limited liability company and the sponsor of the Issuer (the \"Sponsor\"), of which Pivotal Spac Funding II LLC (\"Spac Funding II\"), of which Mr. Griffin (a director of the Issuer) is the Chief Executive Officer and Chief Investment Officer, is a managing member. Notwithstanding their dispositive and voting control over such Sponsor Shares, each of Mr. Griffin and Spac Funding II disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of his or its pecuniary interest therein."}],"balance_after":5500000,"source":{"system":"sec-edgar","filing":"0000899243-20-035038","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1766124/000089924320035038/doc4.xml","form_type":"4"}},{"id":3332155,"issuer":{"id":138111,"kind":"organization","name":"KLDiscovery Inc.","symbol":"KLDI"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"8.00% Convertible Debenture Due December 19, 2024","published_at":"2019-12-23T10:45:57.000Z","date":"2019-12-19","kind":"grant","acquired":true,"price":100000000,"reported_value":100000000,"ownership":{"direct":false,"nature":"By MGG Investment Group LP"},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"The holder of the debentures may, at its option, require the Issuer to convert all (and not less than all) of the then-outstanding principal amount (including any interest paid in kind) of the debentures (and any or all accrued and unpaid interest thereon and all other amounts owing to the holder under the debentures, subject to certain exceptions).  Accordingly, the princinpal amount of debentures owned by the holder and the number of shares of common stock issuable upon conversion of the debentures may increase from time to time."},{"field":"derivative.underlying","element":"underlyingSecurityTitle","label":"F6","text":"The holder of the debentures may, at its option, require the Issuer to convert all (and not less than all) of the then-outstanding principal amount (including any interest paid in kind) of the debentures (and any or all accrued and unpaid interest thereon and all other amounts owing to the holder under the debentures, subject to certain exceptions).  Accordingly, the princinpal amount of debentures owned by the holder and the number of shares of common stock issuable upon conversion of the debentures may increase from time to time."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F6","text":"The holder of the debentures may, at its option, require the Issuer to convert all (and not less than all) of the then-outstanding principal amount (including any interest paid in kind) of the debentures (and any or all accrued and unpaid interest thereon and all other amounts owing to the holder under the debentures, subject to certain exceptions).  Accordingly, the princinpal amount of debentures owned by the holder and the number of shares of common stock issuable upon conversion of the debentures may increase from time to time."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F8","text":"MGG Investment Group LP is the investment advisor to certain investment funds and/or accounts (\"MGG Funds\") that hold the debentures reported herein. Kevin Griffin is the Chief Executive Officer of MGG Investment Group LP. Mr. Griffin disclaims beneficial ownership of the securities held by the MGG Funds, except to the extent of his pecuniary interest therein."}],"derivative":{"exercise_price":18,"exercise_date":"2019-12-19","expiration_date":"2024-12-19","underlying":"Common Stock","underlying_shares":5555556},"source":{"system":"sec-edgar","filing":"0001094891-19-000244","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1752474/000109489119000244/edgar.xml","form_type":"4"}},{"id":3332154,"issuer":{"id":138111,"kind":"organization","name":"KLDiscovery Inc.","symbol":"KLDI"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Warrants","published_at":"2019-12-23T10:45:57.000Z","date":"2019-12-19","kind":"disposition_to_issuer","acquired":false,"shares":1764719,"ownership":{"direct":false,"nature":"By Pivotal Acquisition Holdings LLC"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The reporting person forfeited these securities to the Issuer for no consideration."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F5","text":"The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F7","text":"These shares are owned directly by Pivotal Acquisition Holdings LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky (a director of the Issuer) and Pivotal Spac Funding LLC. Pivotal Spac Funding LLC is an affiliate of MGG Investment Group LP, whose Chief Executive Officer is Kevin Griffin, a director of the Issuer. Each of Mr. Ledecky, Pivotal Spac Funding LLC, MGG Investment Group LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Acquisition Holdings LLC, except to the extent of his or its pecuniary interest therein."}],"balance_after":4585281,"derivative":{"exercise_price":11.5,"underlying":"Common Stock","underlying_shares":1764719},"source":{"system":"sec-edgar","filing":"0001094891-19-000244","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1752474/000109489119000244/edgar.xml","form_type":"4"}},{"id":3332153,"issuer":{"id":138111,"kind":"organization","name":"KLDiscovery Inc.","symbol":"KLDI"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class B common stock","published_at":"2019-12-23T10:45:57.000Z","date":"2019-12-19","kind":"exercise","acquired":false,"shares":5070608,"ownership":{"direct":false,"nature":"By Pivotal Acquisition Holdings LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F7","text":"These shares are owned directly by Pivotal Acquisition Holdings LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky (a director of the Issuer) and Pivotal Spac Funding LLC. Pivotal Spac Funding LLC is an affiliate of MGG Investment Group LP, whose Chief Executive Officer is Kevin Griffin, a director of the Issuer. Each of Mr. Ledecky, Pivotal Spac Funding LLC, MGG Investment Group LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Acquisition Holdings LLC, except to the extent of his or its pecuniary interest therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":5070608},"source":{"system":"sec-edgar","filing":"0001094891-19-000244","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1752474/000109489119000244/edgar.xml","form_type":"4"}},{"id":3332152,"issuer":{"id":138111,"kind":"organization","name":"KLDiscovery Inc.","symbol":"KLDI"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class B common stock","published_at":"2019-12-23T10:45:57.000Z","date":"2019-12-19","kind":"disposition_to_issuer","acquired":false,"shares":479392,"ownership":{"direct":false,"nature":"By Pivotal Acquisition Holdings LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The reporting person forfeited these securities to the Issuer for no consideration."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F7","text":"These shares are owned directly by Pivotal Acquisition Holdings LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky (a director of the Issuer) and Pivotal Spac Funding LLC. Pivotal Spac Funding LLC is an affiliate of MGG Investment Group LP, whose Chief Executive Officer is Kevin Griffin, a director of the Issuer. Each of Mr. Ledecky, Pivotal Spac Funding LLC, MGG Investment Group LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Acquisition Holdings LLC, except to the extent of his or its pecuniary interest therein."}],"balance_after":5320608,"derivative":{"underlying":"Common Stock","underlying_shares":479392},"source":{"system":"sec-edgar","filing":"0001094891-19-000244","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1752474/000109489119000244/edgar.xml","form_type":"4"}},{"id":3332151,"issuer":{"id":138111,"kind":"organization","name":"KLDiscovery Inc.","symbol":"KLDI"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2019-12-23T10:45:57.000Z","date":"2019-12-19","kind":"grant","acquired":true,"shares":250000,"ownership":{"direct":false,"nature":"By MGG Investment Group LP"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F3","text":"The shares of Common Stock were issued pursuant to a debenture committment entered into between an affiliate of the holder and the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F8","text":"MGG Investment Group LP is the investment advisor to certain investment funds and/or accounts (\"MGG Funds\") that hold the debentures reported herein. Kevin Griffin is the Chief Executive Officer of MGG Investment Group LP. Mr. Griffin disclaims beneficial ownership of the securities held by the MGG Funds, except to the extent of his pecuniary interest therein."}],"balance_after":250000,"source":{"system":"sec-edgar","filing":"0001094891-19-000244","document":"edgar.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1752474/000109489119000244/edgar.xml","form_type":"4"}},{"id":3332150,"issuer":{"id":138111,"kind":"organization","name":"KLDiscovery Inc.","symbol":"KLDI"},"owners":[{"id":81650,"kind":"person","name":"Griffin Kevin","position":1,"cik":"0001766124","reported_name":"Griffin Kevin","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2019-12-23T10:45:57.000Z","date":"2019-12-19","kind":"exercise","acquired":true,"shares":5070608,"ownership":{"direct":false,"nature":"By Pivotal Acquisition Holdings LLC"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F7","text":"These shares are owned directly by Pivotal Acquisition Holdings LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky (a director of the Issuer) and Pivotal Spac Funding LLC. Pivotal Spac Funding LLC is an affiliate of MGG Investment Group LP, whose Chief Executive Officer is Kevin Griffin, a director of the Issuer. Each of Mr. Ledecky, Pivotal Spac Funding LLC, MGG Investment Group LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Acquisition Holdings LLC, except to the extent of his or its pecuniary interest therein."}],"balance_after":5070608,"source":{"system":"sec-edgar","filing":"0001094891-19-000244","document":"edgar.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1752474/000109489119000244/edgar.xml","form_type":"4"}}]}