{"transactions":[{"id":1188301,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}},{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":2,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2025-03-31T09:30:08.000Z","date":"2025-03-28","kind":"purchase","planned":false,"acquired":true,"shares":22169,"price":9.36,"value":207501.84,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg."},{"field":"security","element":"securityTitle","label":"F5","text":"The shares are owned solely by David Nierenberg."}],"balance_after":124167,"source":{"system":"sec-edgar","filing":"0001013594-25-000434","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359425000434/form4.xml","form_type":"4"}},{"id":1305650,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}},{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":2,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2025-01-10T19:45:36.000Z","date":"2025-01-07","kind":"purchase","planned":false,"acquired":true,"shares":100,"price":9.24,"value":924.0,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg."},{"field":"security","element":"securityTitle","label":"F5","text":"The shares are owned solely by David Nierenberg."}],"balance_after":101998,"source":{"system":"sec-edgar","filing":"0001013594-25-000034","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359425000034/form4.xml","form_type":"4"}},{"id":1305649,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}},{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":2,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2025-01-10T19:45:36.000Z","date":"2025-01-07","kind":"purchase","planned":false,"acquired":true,"shares":7500,"price":9.23,"value":69225.0,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg."},{"field":"security","element":"securityTitle","label":"F5","text":"The shares are owned solely by David Nierenberg."}],"balance_after":101898,"source":{"system":"sec-edgar","filing":"0001013594-25-000034","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359425000034/form4.xml","form_type":"4"}},{"id":1324583,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}},{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":2,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2024-12-20T16:37:51.000Z","date":"2024-12-18","kind":"purchase","planned":true,"acquired":true,"shares":3150,"price":9.34,"value":29421.0,"ownership":{"direct":false,"nature":"By Spouse"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg. Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."},{"field":"security","element":"securityTitle","label":"F4","text":"Mr. Nierenberg disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his spouse and son except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Nierenberg is the beneficial owner of such securities for purposes of Section 16 or for any other purpose."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Owned by spouse."}],"balance_after":3150,"source":{"system":"sec-edgar","filing":"0001013594-24-001027","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359424001027/form4.xml","form_type":"4"}},{"id":1324582,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}},{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":2,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2024-12-20T16:37:51.000Z","date":"2024-12-18","kind":"purchase","planned":true,"acquired":true,"shares":1590,"price":9.4,"value":14946.0,"ownership":{"direct":false,"nature":"By Children"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg. Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."},{"field":"security","element":"securityTitle","label":"F4","text":"Mr. Nierenberg disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his spouse and son except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Nierenberg is the beneficial owner of such securities for purposes of Section 16 or for any other purpose."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Owned by children living in reporting person's household."}],"balance_after":1590,"source":{"system":"sec-edgar","filing":"0001013594-24-001027","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359424001027/form4.xml","form_type":"4"}},{"id":1439023,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":1,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}},{"id":81428,"kind":"person","name":"Nierenberg David","position":2,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2024-08-07T18:39:37.000Z","date":"2024-08-07","kind":"purchase","planned":false,"acquired":true,"shares":3382,"price":6.62,"value":22388.84,"ownership":{"direct":false,"nature":"Haredale Ltd."},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg."},{"field":"security","element":"securityTitle","label":"F3","text":"Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."}],"balance_after":105469,"source":{"system":"sec-edgar","filing":"0001013594-24-000623","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359424000623/form4.xml","form_type":"4"}},{"id":1439022,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":1,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}},{"id":81428,"kind":"person","name":"Nierenberg David","position":2,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2024-08-07T18:39:37.000Z","date":"2024-08-07","kind":"purchase","planned":false,"acquired":true,"shares":12915,"price":6.62,"value":85497.3,"ownership":{"direct":false,"nature":"The D3 Family Bulldog Fund, L.P."},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg."},{"field":"security","element":"securityTitle","label":"F3","text":"Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."}],"balance_after":1561985,"source":{"system":"sec-edgar","filing":"0001013594-24-000623","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359424000623/form4.xml","form_type":"4"}},{"id":1439021,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":1,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}},{"id":81428,"kind":"person","name":"Nierenberg David","position":2,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2024-08-07T18:39:37.000Z","date":"2024-08-07","kind":"purchase","planned":false,"acquired":true,"shares":7097,"price":6.62,"value":46982.14,"ownership":{"direct":false,"nature":"The D3 Family Fund, L.P."},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg."},{"field":"security","element":"securityTitle","label":"F3","text":"Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."}],"balance_after":887555,"source":{"system":"sec-edgar","filing":"0001013594-24-000623","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359424000623/form4.xml","form_type":"4"}},{"id":1439020,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":1,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}},{"id":81428,"kind":"person","name":"Nierenberg David","position":2,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2024-08-07T18:39:37.000Z","date":"2024-08-06","kind":"purchase","planned":false,"acquired":true,"shares":749,"price":6.59,"value":4935.91,"ownership":{"direct":false,"nature":"Haredale Ltd."},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg."},{"field":"security","element":"securityTitle","label":"F3","text":"Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."}],"balance_after":102087,"source":{"system":"sec-edgar","filing":"0001013594-24-000623","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359424000623/form4.xml","form_type":"4"}},{"id":1439019,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":1,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}},{"id":81428,"kind":"person","name":"Nierenberg David","position":2,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2024-08-07T18:39:37.000Z","date":"2024-08-06","kind":"purchase","planned":false,"acquired":true,"shares":2859,"price":6.59,"value":18840.81,"ownership":{"direct":false,"nature":"The D3 Family Bulldog Fund, L.P."},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg."},{"field":"security","element":"securityTitle","label":"F3","text":"Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."}],"balance_after":1549070,"source":{"system":"sec-edgar","filing":"0001013594-24-000623","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359424000623/form4.xml","form_type":"4"}},{"id":1439018,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":1,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}},{"id":81428,"kind":"person","name":"Nierenberg David","position":2,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2024-08-07T18:39:37.000Z","date":"2024-08-06","kind":"purchase","planned":false,"acquired":true,"shares":1571,"price":6.59,"value":10352.89,"ownership":{"direct":false,"nature":"The D3 Family Fund, L.P."},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg."},{"field":"security","element":"securityTitle","label":"F3","text":"Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."}],"balance_after":880458,"source":{"system":"sec-edgar","filing":"0001013594-24-000623","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359424000623/form4.xml","form_type":"4"}},{"id":1439017,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":1,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}},{"id":81428,"kind":"person","name":"Nierenberg David","position":2,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2024-08-07T18:39:37.000Z","date":"2024-08-05","kind":"purchase","planned":false,"acquired":true,"shares":6618,"price":6.48,"value":42884.64,"ownership":{"direct":false,"nature":"Haredale Ltd."},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg."},{"field":"security","element":"securityTitle","label":"F3","text":"Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."}],"balance_after":101338,"source":{"system":"sec-edgar","filing":"0001013594-24-000623","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359424000623/form4.xml","form_type":"4"}},{"id":1439016,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":1,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}},{"id":81428,"kind":"person","name":"Nierenberg David","position":2,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2024-08-07T18:39:37.000Z","date":"2024-08-05","kind":"purchase","planned":false,"acquired":true,"shares":25268,"price":6.48,"value":163736.64,"ownership":{"direct":false,"nature":"The D3 Family Bulldog Fund, L.P."},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg."},{"field":"security","element":"securityTitle","label":"F3","text":"Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."}],"balance_after":1546211,"source":{"system":"sec-edgar","filing":"0001013594-24-000623","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359424000623/form4.xml","form_type":"4"}},{"id":1439015,"issuer":{"id":73914,"kind":"organization","name":"POTBELLY CORP","symbol":"PBPB"},"owners":[{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":1,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"ten_percent_owner":true}},{"id":81428,"kind":"person","name":"Nierenberg David","position":2,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"ten_percent_owner":true}}],"security":"Common Stock","published_at":"2024-08-07T18:39:37.000Z","date":"2024-08-05","kind":"purchase","planned":false,"acquired":true,"shares":13886,"price":6.48,"value":89981.28,"ownership":{"direct":false,"nature":"The D3 Family Fund, L.P."},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg."},{"field":"security","element":"securityTitle","label":"F3","text":"Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."}],"balance_after":878887,"source":{"system":"sec-edgar","filing":"0001013594-24-000623","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000101359424000623/form4.xml","form_type":"4"}},{"id":1710113,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-12-15T14:31:25.000Z","date":"2023-12-14","kind":"purchase","planned":false,"acquired":true,"shares":748,"price":3.72,"value":2782.56,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"balance_after":47907,"source":{"system":"sec-edgar","filing":"0000928054-23-000225","document":"wk-form4_1702650677.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000225/wk-form4_1702650677.xml","form_type":"4"}},{"id":1710112,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-12-15T14:31:25.000Z","date":"2023-12-14","kind":"purchase","planned":false,"acquired":true,"shares":11948,"price":3.72,"value":44446.56,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"balance_after":765150,"source":{"system":"sec-edgar","filing":"0000928054-23-000225","document":"wk-form4_1702650677.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000225/wk-form4_1702650677.xml","form_type":"4"}},{"id":1710111,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-12-15T14:31:25.000Z","date":"2023-12-14","kind":"purchase","planned":false,"acquired":true,"shares":6785,"price":3.72,"value":25240.2,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"balance_after":434580,"source":{"system":"sec-edgar","filing":"0000928054-23-000225","document":"wk-form4_1702650677.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000225/wk-form4_1702650677.xml","form_type":"4"}},{"id":1713045,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-12-13T21:29:07.000Z","date":"2023-12-13","kind":"purchase","planned":false,"acquired":true,"shares":1272,"price":3.53,"value":4490.16,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"balance_after":47159,"source":{"system":"sec-edgar","filing":"0000928054-23-000223","document":"wk-form4_1702502938.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000223/wk-form4_1702502938.xml","form_type":"4"}},{"id":1713044,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-12-13T21:29:07.000Z","date":"2023-12-13","kind":"purchase","planned":false,"acquired":true,"shares":20310,"price":3.53,"value":71694.3,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"balance_after":753202,"source":{"system":"sec-edgar","filing":"0000928054-23-000223","document":"wk-form4_1702502938.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000223/wk-form4_1702502938.xml","form_type":"4"}},{"id":1713043,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-12-13T21:29:07.000Z","date":"2023-12-13","kind":"purchase","planned":false,"acquired":true,"shares":11536,"price":3.53,"value":40722.08,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"balance_after":427795,"source":{"system":"sec-edgar","filing":"0000928054-23-000223","document":"wk-form4_1702502938.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000223/wk-form4_1702502938.xml","form_type":"4"}},{"id":1713042,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-12-13T21:29:07.000Z","date":"2023-12-12","kind":"purchase","planned":false,"acquired":true,"shares":858,"price":3.42,"value":2934.36,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"balance_after":45887,"source":{"system":"sec-edgar","filing":"0000928054-23-000223","document":"wk-form4_1702502938.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000223/wk-form4_1702502938.xml","form_type":"4"}},{"id":1713041,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-12-13T21:29:07.000Z","date":"2023-12-12","kind":"purchase","planned":false,"acquired":true,"shares":6923,"price":3.42,"value":23676.66,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"balance_after":732892,"source":{"system":"sec-edgar","filing":"0000928054-23-000223","document":"wk-form4_1702502938.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000223/wk-form4_1702502938.xml","form_type":"4"}},{"id":1713040,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-12-13T21:29:07.000Z","date":"2023-12-12","kind":"purchase","planned":false,"acquired":true,"shares":4954,"price":3.42,"value":16942.68,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"balance_after":416259,"source":{"system":"sec-edgar","filing":"0000928054-23-000223","document":"wk-form4_1702502938.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000223/wk-form4_1702502938.xml","form_type":"4"}},{"id":1713039,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-12-13T21:29:07.000Z","date":"2023-12-11","kind":"purchase","planned":false,"acquired":true,"shares":3752,"price":3.19,"value":11968.88,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"balance_after":45029,"source":{"system":"sec-edgar","filing":"0000928054-23-000223","document":"wk-form4_1702502938.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000223/wk-form4_1702502938.xml","form_type":"4"}},{"id":1713038,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-12-13T21:29:07.000Z","date":"2023-12-11","kind":"purchase","planned":false,"acquired":true,"shares":5254,"price":3.19,"value":16760.26,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"balance_after":411305,"source":{"system":"sec-edgar","filing":"0000928054-23-000223","document":"wk-form4_1702502938.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000223/wk-form4_1702502938.xml","form_type":"4"}},{"id":1837678,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-07-06T01:32:48.000Z","date":"2023-07-01","kind":"grant","planned":false,"acquired":true,"shares":241096,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Restricted stock grant awarded as part of Board compensation, and annual retainer and board fees, which Mr. Nierenberg elected to take in stock rather than cash. Shares vest at the earlier of one year from date of grant and the annual shareholders meeting, but in no event less than one year from date of grant."}],"balance_after":419564,"source":{"system":"sec-edgar","filing":"0000928054-23-000128","document":"wf-form4_168860715722985.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000128/wf-form4_168860715722985.xml","form_type":"4"}},{"id":1861217,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-06-09T16:58:12.000Z","date":"2023-06-07","kind":"sale","planned":false,"acquired":false,"shares":211080,"price":0.625,"value":131925.0,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"balance_after":2436303,"source":{"system":"sec-edgar","filing":"0000928054-23-000101","document":"wf-form4_168632988019198.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000101/wf-form4_168632988019198.xml","form_type":"4"}},{"id":1861216,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-06-09T16:58:12.000Z","date":"2023-06-07","kind":"sale","planned":false,"acquired":false,"shares":538920,"price":0.625,"value":336825.0,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"balance_after":4355810,"source":{"system":"sec-edgar","filing":"0000928054-23-000101","document":"wf-form4_168632988019198.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000101/wf-form4_168632988019198.xml","form_type":"4"}},{"id":2047855,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-01-24T21:46:38.000Z","date":"2023-01-20","kind":"grant","acquired":true,"shares":13179,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares reflect the prorated portion of Mr. Nierenberg's compensation for his appointment as chairman.  Shares vest one year from date of grant."}],"balance_after":178468,"source":{"system":"sec-edgar","filing":"0000928054-23-000013","document":"wf-form4_167459678262563.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805423000013/wf-form4_167459678262563.xml","form_type":"4"}},{"id":2192213,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2022-08-08T22:26:06.000Z","date":"2022-08-04","kind":"grant","acquired":true,"shares":165289,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Grant of shares for annual retainer and board fees, which Mr. Nierenberg elected to take in stock rather than cash.  Shares vest at the earlier of one year from date of grant and the 2023 annual meeting."}],"balance_after":165289,"source":{"system":"sec-edgar","filing":"0000928054-22-000169","document":"wf-form4_165999754542458.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805422000169/wf-form4_165999754542458.xml","form_type":"4"}},{"id":2320434,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Convertible Debt","published_at":"2022-03-23T20:30:02.000Z","date":"2022-03-21","kind":"exercise","acquired":false,"reported_value":83577.08,"ownership":{"direct":false,"nature":"Haredale Limited"},"footnotes":[{"field":"reported_value","element":"transactionTotalValue","label":"F2","text":"Includes 10% PIK interest accrued through the date prior to the conversion date."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Convertible Debt was purchased on Feb 2, 2022 by The D3 Family Fund, LP, the D3 Family Bulldog Fund, LP and Haredale Ltd. for a cumulative amount of $3,000,000"}],"derivative":{"exercise_price":1.0881,"exercise_date":"2022-02-02","expiration_date":"2023-02-02","underlying":"Common Shares"},"source":{"system":"sec-edgar","filing":"0000928054-22-000054","document":"wf-form4_164806738493581.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805422000054/wf-form4_164806738493581.xml","form_type":"4"}},{"id":2320433,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Convertible Debt","published_at":"2022-03-23T20:30:02.000Z","date":"2022-03-21","kind":"exercise","acquired":false,"reported_value":1828058.75,"ownership":{"direct":false,"nature":"D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"reported_value","element":"transactionTotalValue","label":"F2","text":"Includes 10% PIK interest accrued through the date prior to the conversion date."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Convertible Debt was purchased on Feb 2, 2022 by The D3 Family Fund, LP, the D3 Family Bulldog Fund, LP and Haredale Ltd. for a cumulative amount of $3,000,000"}],"derivative":{"exercise_price":1.0881,"exercise_date":"2022-02-02","expiration_date":"2023-02-03","underlying":"Common Shares"},"source":{"system":"sec-edgar","filing":"0000928054-22-000054","document":"wf-form4_164806738493581.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805422000054/wf-form4_164806738493581.xml","form_type":"4"}},{"id":2320432,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Convertible Debt","published_at":"2022-03-23T20:30:02.000Z","date":"2022-03-21","kind":"exercise","acquired":false,"reported_value":1127530.83,"ownership":{"direct":false,"nature":"D3 Family Fund, LP"},"footnotes":[{"field":"reported_value","element":"transactionTotalValue","label":"F2","text":"Includes 10% PIK interest accrued through the date prior to the conversion date."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Convertible Debt was purchased on Feb 2, 2022 by The D3 Family Fund, LP, the D3 Family Bulldog Fund, LP and Haredale Ltd. for a cumulative amount of $3,000,000"}],"derivative":{"exercise_price":1.0881,"exercise_date":"2022-02-02","expiration_date":"2023-02-02","underlying":"Common Shares"},"source":{"system":"sec-edgar","filing":"0000928054-22-000054","document":"wf-form4_164806738493581.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805422000054/wf-form4_164806738493581.xml","form_type":"4"}},{"id":2320431,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2022-03-23T20:30:02.000Z","date":"2022-03-21","kind":"exercise","acquired":true,"shares":76808,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares from conversion of convertible debt listed in Table II."}],"balance_after":242656,"source":{"system":"sec-edgar","filing":"0000928054-22-000054","document":"wf-form4_164806738493581.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805422000054/wf-form4_164806738493581.xml","form_type":"4"}},{"id":2320430,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2022-03-23T20:30:02.000Z","date":"2022-03-21","kind":"exercise","acquired":true,"shares":1680008,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares from conversion of convertible debt listed in Table II."}],"balance_after":4795960,"source":{"system":"sec-edgar","filing":"0000928054-22-000054","document":"wf-form4_164806738493581.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805422000054/wf-form4_164806738493581.xml","form_type":"4"}},{"id":2320429,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2022-03-23T20:30:02.000Z","date":"2022-03-21","kind":"exercise","acquired":true,"shares":1036214,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares from conversion of convertible debt listed in Table II."}],"balance_after":2595383,"source":{"system":"sec-edgar","filing":"0000928054-22-000054","document":"wf-form4_164806738493581.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805422000054/wf-form4_164806738493581.xml","form_type":"4"}},{"id":2412059,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Convertible Debt","published_at":"2022-02-04T21:14:03.000Z","date":"2022-02-02","kind":"purchase","acquired":true,"shares":94773,"price":0.8705,"value":82499.8965,"ownership":{"direct":false,"nature":"Haredale Limited"},"footnotes":[{"field":"date","element":"transactionDate","label":"F1","text":"Debt bears 10% PIK interest and converts to common stock at $0.8705 in one year at maturity.  Conversion may also take place prior to maturity at $1.088125 under certain circumstances."}],"derivative":{"exercise_price":0.8705,"exercise_date":"2022-02-02","expiration_date":"2023-02-02","underlying":"Common Shares","underlying_shares":94773},"source":{"system":"sec-edgar","filing":"0000928054-22-000012","document":"wf-form4_164400921442369.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805422000012/wf-form4_164400921442369.xml","form_type":"4"}},{"id":2412058,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Convertible Debt","published_at":"2022-02-04T21:14:03.000Z","date":"2022-02-02","kind":"purchase","acquired":true,"shares":2072947,"price":0.8705,"value":1804500.3635,"ownership":{"direct":false,"nature":"D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"date","element":"transactionDate","label":"F1","text":"Debt bears 10% PIK interest and converts to common stock at $0.8705 in one year at maturity.  Conversion may also take place prior to maturity at $1.088125 under certain circumstances."}],"derivative":{"exercise_price":0.8705,"exercise_date":"2022-02-02","expiration_date":"2023-02-03","underlying":"Common Shares","underlying_shares":2072946},"source":{"system":"sec-edgar","filing":"0000928054-22-000012","document":"wf-form4_164400921442369.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805422000012/wf-form4_164400921442369.xml","form_type":"4"}},{"id":2412057,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Convertible Debt","published_at":"2022-02-04T21:14:03.000Z","date":"2022-02-02","kind":"purchase","acquired":true,"shares":1278576,"price":0.8705,"value":1113000.408,"ownership":{"direct":false,"nature":"D3 Family Fund, LP"},"footnotes":[{"field":"date","element":"transactionDate","label":"F1","text":"Debt bears 10% PIK interest and converts to common stock at $0.8705 in one year at maturity.  Conversion may also take place prior to maturity at $1.088125 under certain circumstances."}],"derivative":{"exercise_price":0.8705,"exercise_date":"2022-02-02","expiration_date":"2023-02-02","underlying":"Common Shares","underlying_shares":1278576},"source":{"system":"sec-edgar","filing":"0000928054-22-000012","document":"wf-form4_164400921442369.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805422000012/wf-form4_164400921442369.xml","form_type":"4"}},{"id":2661726,"issuer":{"id":138073,"kind":"organization","name":"Houston Wire & Cable CO","symbol":"HWCC"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":2,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"COMMON STOCK","published_at":"2021-06-21T15:30:44.000Z","date":"2021-06-15","kind":"disposition_to_issuer","acquired":false,"shares":64216,"ownership":{"direct":false,"nature":"By Haredale LTD"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to the Agreement and Plan of Merger (the \"Merger Agreement\"), dated as of March 24, 2021, by and among the Omni Cable, LLC, OCDFH Acquisition Sub Inc. (\"Merger Sub\") and Houston Wire & Cable Company (the \"Issuer\"), effective as of the effective time of the merger of Merger Sub with and into the Issuer (the \"Merger\"), these shares of the Issuer's common stock were canceled and converted into the right to receive $5.30 in cash per share (the \"Merger Consideration\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP and The D3 Family Bulldog Fund, LP, and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001356949-21-000013","document":"primary_doc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000135694921000013/primary_doc.xml","form_type":"4"}},{"id":2661725,"issuer":{"id":138073,"kind":"organization","name":"Houston Wire & Cable CO","symbol":"HWCC"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":2,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"COMMON STOCK","published_at":"2021-06-21T15:30:44.000Z","date":"2021-06-15","kind":"disposition_to_issuer","acquired":false,"shares":1314254,"ownership":{"direct":false,"nature":"By D3 Family Bulldog Fund LP"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to the Agreement and Plan of Merger (the \"Merger Agreement\"), dated as of March 24, 2021, by and among the Omni Cable, LLC, OCDFH Acquisition Sub Inc. (\"Merger Sub\") and Houston Wire & Cable Company (the \"Issuer\"), effective as of the effective time of the merger of Merger Sub with and into the Issuer (the \"Merger\"), these shares of the Issuer's common stock were canceled and converted into the right to receive $5.30 in cash per share (the \"Merger Consideration\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP and The D3 Family Bulldog Fund, LP, and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001356949-21-000013","document":"primary_doc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000135694921000013/primary_doc.xml","form_type":"4"}},{"id":2661724,"issuer":{"id":138073,"kind":"organization","name":"Houston Wire & Cable CO","symbol":"HWCC"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":2,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"COMMON STOCK","published_at":"2021-06-21T15:30:44.000Z","date":"2021-06-15","kind":"disposition_to_issuer","acquired":false,"shares":664888,"ownership":{"direct":false,"nature":"By D3 Family Fund LP"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to the Agreement and Plan of Merger (the \"Merger Agreement\"), dated as of March 24, 2021, by and among the Omni Cable, LLC, OCDFH Acquisition Sub Inc. (\"Merger Sub\") and Houston Wire & Cable Company (the \"Issuer\"), effective as of the effective time of the merger of Merger Sub with and into the Issuer (the \"Merger\"), these shares of the Issuer's common stock were canceled and converted into the right to receive $5.30 in cash per share (the \"Merger Consideration\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nierenberg Investment Management Company (\"NIMCO\") is the sole general partner of The D3 Family Fund, LP and The D3 Family Bulldog Fund, LP, and the sole investment manager of Haredale Ltd. (collectively, the \"Funds\"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001356949-21-000013","document":"primary_doc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000135694921000013/primary_doc.xml","form_type":"4"}},{"id":2679883,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2021-06-07T22:54:15.000Z","date":"2021-06-03","kind":"grant","acquired":true,"shares":103774,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Grant of shares for annual retainer and board fees, which Mr. Nierenberg elected to take in stock rather than cash.  Shares vest at the earlier of one year from date of grant and the 2022 annual meeting."}],"balance_after":260111,"source":{"system":"sec-edgar","filing":"0000928054-21-000111","document":"wf-form4_162310644250968.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805421000111/wf-form4_162310644250968.xml","form_type":"4"}},{"id":2961577,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-12-02T23:25:28.000Z","date":"2020-11-30","kind":"purchase","acquired":true,"shares":1878,"price":2.05,"value":3849.9,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":152569,"source":{"system":"sec-edgar","filing":"0000928054-20-000223","document":"wf-form4_160695151061391.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000223/wf-form4_160695151061391.xml","form_type":"4"}},{"id":2961576,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-12-02T23:25:28.000Z","date":"2020-11-30","kind":"purchase","acquired":true,"shares":37070,"price":2.05,"value":75993.5,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":3011673,"source":{"system":"sec-edgar","filing":"0000928054-20-000223","document":"wf-form4_160695151061391.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000223/wf-form4_160695151061391.xml","form_type":"4"}},{"id":2961575,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-12-02T23:25:28.000Z","date":"2020-11-30","kind":"purchase","acquired":true,"shares":10283,"price":2.05,"value":21080.15,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1520390,"source":{"system":"sec-edgar","filing":"0000928054-20-000223","document":"wf-form4_160695151061391.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000223/wf-form4_160695151061391.xml","form_type":"4"}},{"id":2966727,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-11-25T21:09:02.000Z","date":"2020-11-23","kind":"purchase","acquired":true,"shares":16260,"price":1.99,"value":32357.4,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":150691,"source":{"system":"sec-edgar","filing":"0000928054-20-000206","document":"wf-form4_160633852547516.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000206/wf-form4_160633852547516.xml","form_type":"4"}},{"id":2966726,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-11-25T21:09:02.000Z","date":"2020-11-23","kind":"purchase","acquired":true,"shares":72607,"price":1.99,"value":144487.93,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2974603,"source":{"system":"sec-edgar","filing":"0000928054-20-000206","document":"wf-form4_160633852547516.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000206/wf-form4_160633852547516.xml","form_type":"4"}},{"id":2966725,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-11-25T21:09:02.000Z","date":"2020-11-23","kind":"purchase","acquired":true,"shares":60693,"price":1.99,"value":120779.07,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1510107,"source":{"system":"sec-edgar","filing":"0000928054-20-000206","document":"wf-form4_160633852547516.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000206/wf-form4_160633852547516.xml","form_type":"4"}},{"id":3005552,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to buy)","published_at":"2020-10-16T17:10:39.000Z","date":"2020-10-15","kind":"disposition_to_issuer","acquired":false,"shares":7278,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Mr. Nierenberg serves as the President of Nierenberg Investment Management Company, Inc. (NIMCO) and Nierenberg Investment Management Offshore, Inc. (NIMO), entities which serve as general partners for The D3 Family Fund, L.P. (Family Fund), The D3 Family Bulldog Fund, L.P. (Bulldog Fund), and Haredale, Ltd. (Haredale). Under the partnership agreements governing these funds, all compensation payable to Mr. Nierenberg for his service on the Issuers Board of Directors, including Mr. Nierenbergs stock options and RSUs, are required to be assigned to the funds. Accordingly, such stock options and RSUs are deemed to be owned indirectly by the Family Fund, the Bulldog Fund and Haredale. The reporting person disclaims ownership of these securities except to the extent of the reporting persons pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":17.11,"expiration_date":"2030-06-11","underlying":"Common Stock","underlying_shares":7278},"source":{"system":"sec-edgar","filing":"0001209191-20-055084","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":11,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120055084/doc4.xml","form_type":"4"}},{"id":3005551,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to buy)","published_at":"2020-10-16T17:10:39.000Z","date":"2020-10-15","kind":"disposition_to_issuer","acquired":false,"shares":5076,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Mr. Nierenberg serves as the President of Nierenberg Investment Management Company, Inc. (NIMCO) and Nierenberg Investment Management Offshore, Inc. (NIMO), entities which serve as general partners for The D3 Family Fund, L.P. (Family Fund), The D3 Family Bulldog Fund, L.P. (Bulldog Fund), and Haredale, Ltd. (Haredale). Under the partnership agreements governing these funds, all compensation payable to Mr. Nierenberg for his service on the Issuers Board of Directors, including Mr. Nierenbergs stock options and RSUs, are required to be assigned to the funds. Accordingly, such stock options and RSUs are deemed to be owned indirectly by the Family Fund, the Bulldog Fund and Haredale. The reporting person disclaims ownership of these securities except to the extent of the reporting persons pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":25.66,"expiration_date":"2029-05-20","underlying":"Common Stock","underlying_shares":5076},"source":{"system":"sec-edgar","filing":"0001209191-20-055084","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":10,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120055084/doc4.xml","form_type":"4"}},{"id":3005550,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to buy)","published_at":"2020-10-16T17:10:39.000Z","date":"2020-10-15","kind":"disposition_to_issuer","acquired":false,"shares":16200,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Mr. Nierenberg serves as the President of Nierenberg Investment Management Company, Inc. (NIMCO) and Nierenberg Investment Management Offshore, Inc. (NIMO), entities which serve as general partners for The D3 Family Fund, L.P. (Family Fund), The D3 Family Bulldog Fund, L.P. (Bulldog Fund), and Haredale, Ltd. (Haredale). Under the partnership agreements governing these funds, all compensation payable to Mr. Nierenberg for his service on the Issuers Board of Directors, including Mr. Nierenbergs stock options and RSUs, are required to be assigned to the funds. Accordingly, such stock options and RSUs are deemed to be owned indirectly by the Family Fund, the Bulldog Fund and Haredale. The reporting person disclaims ownership of these securities except to the extent of the reporting persons pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":16.12,"expiration_date":"2028-06-18","underlying":"Common Stock","underlying_shares":16200},"source":{"system":"sec-edgar","filing":"0001209191-20-055084","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120055084/doc4.xml","form_type":"4"}},{"id":3005549,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to buy)","published_at":"2020-10-16T17:10:39.000Z","date":"2020-10-15","kind":"disposition_to_issuer","acquired":false,"shares":9766,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Mr. Nierenberg serves as the President of Nierenberg Investment Management Company, Inc. (NIMCO) and Nierenberg Investment Management Offshore, Inc. (NIMO), entities which serve as general partners for The D3 Family Fund, L.P. (Family Fund), The D3 Family Bulldog Fund, L.P. (Bulldog Fund), and Haredale, Ltd. (Haredale). Under the partnership agreements governing these funds, all compensation payable to Mr. Nierenberg for his service on the Issuers Board of Directors, including Mr. Nierenbergs stock options and RSUs, are required to be assigned to the funds. Accordingly, such stock options and RSUs are deemed to be owned indirectly by the Family Fund, the Bulldog Fund and Haredale. The reporting person disclaims ownership of these securities except to the extent of the reporting persons pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":11.42,"expiration_date":"2027-05-19","underlying":"Common Stock","underlying_shares":9766},"source":{"system":"sec-edgar","filing":"0001209191-20-055084","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120055084/doc4.xml","form_type":"4"}},{"id":3005548,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to buy)","published_at":"2020-10-16T17:10:39.000Z","date":"2020-10-15","kind":"disposition_to_issuer","acquired":false,"shares":14451,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Mr. Nierenberg serves as the President of Nierenberg Investment Management Company, Inc. (NIMCO) and Nierenberg Investment Management Offshore, Inc. (NIMO), entities which serve as general partners for The D3 Family Fund, L.P. (Family Fund), The D3 Family Bulldog Fund, L.P. (Bulldog Fund), and Haredale, Ltd. (Haredale). Under the partnership agreements governing these funds, all compensation payable to Mr. Nierenberg for his service on the Issuers Board of Directors, including Mr. Nierenbergs stock options and RSUs, are required to be assigned to the funds. Accordingly, such stock options and RSUs are deemed to be owned indirectly by the Family Fund, the Bulldog Fund and Haredale. The reporting person disclaims ownership of these securities except to the extent of the reporting persons pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":7.7,"expiration_date":"2026-05-19","underlying":"Common Stock","underlying_shares":14451},"source":{"system":"sec-edgar","filing":"0001209191-20-055084","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120055084/doc4.xml","form_type":"4"}},{"id":3005547,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to buy)","published_at":"2020-10-16T17:10:39.000Z","date":"2020-10-15","kind":"disposition_to_issuer","acquired":false,"shares":18323,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Mr. Nierenberg serves as the President of Nierenberg Investment Management Company, Inc. (NIMCO) and Nierenberg Investment Management Offshore, Inc. (NIMO), entities which serve as general partners for The D3 Family Fund, L.P. (Family Fund), The D3 Family Bulldog Fund, L.P. (Bulldog Fund), and Haredale, Ltd. (Haredale). Under the partnership agreements governing these funds, all compensation payable to Mr. Nierenberg for his service on the Issuers Board of Directors, including Mr. Nierenbergs stock options and RSUs, are required to be assigned to the funds. Accordingly, such stock options and RSUs are deemed to be owned indirectly by the Family Fund, the Bulldog Fund and Haredale. The reporting person disclaims ownership of these securities except to the extent of the reporting persons pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":8.5,"expiration_date":"2025-06-12","underlying":"Common Stock","underlying_shares":18323},"source":{"system":"sec-edgar","filing":"0001209191-20-055084","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120055084/doc4.xml","form_type":"4"}},{"id":3005546,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to buy)","published_at":"2020-10-16T17:10:39.000Z","date":"2020-10-15","kind":"disposition_to_issuer","acquired":false,"shares":1771,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Mr. Nierenberg serves as the President of Nierenberg Investment Management Company, Inc. (NIMCO) and Nierenberg Investment Management Offshore, Inc. (NIMO), entities which serve as general partners for The D3 Family Fund, L.P. (Family Fund), The D3 Family Bulldog Fund, L.P. (Bulldog Fund), and Haredale, Ltd. (Haredale). Under the partnership agreements governing these funds, all compensation payable to Mr. Nierenberg for his service on the Issuers Board of Directors, including Mr. Nierenbergs stock options and RSUs, are required to be assigned to the funds. Accordingly, such stock options and RSUs are deemed to be owned indirectly by the Family Fund, the Bulldog Fund and Haredale. The reporting person disclaims ownership of these securities except to the extent of the reporting persons pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":7.95,"expiration_date":"2025-04-15","underlying":"Common Stock","underlying_shares":1771},"source":{"system":"sec-edgar","filing":"0001209191-20-055084","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120055084/doc4.xml","form_type":"4"}},{"id":3005545,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Restricted Stock Unit","published_at":"2020-10-16T17:10:39.000Z","date":"2020-10-15","kind":"disposition_to_issuer","acquired":false,"shares":45287,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F3","text":"Each restricted stock unit (\"RSU\") represents the right to receive one share of Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU, whether vested or unvested, that was outstanding vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such RSU, an amount (subject to any applicable withholding tax) in cash equal to $30.00."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU, whether vested or unvested, that was outstanding vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such RSU, an amount (subject to any applicable withholding tax) in cash equal to $30.00."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F4","text":"Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU, whether vested or unvested, that was outstanding vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such RSU, an amount (subject to any applicable withholding tax) in cash equal to $30.00."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Mr. Nierenberg serves as the President of Nierenberg Investment Management Company, Inc. (NIMCO) and Nierenberg Investment Management Offshore, Inc. (NIMO), entities which serve as general partners for The D3 Family Fund, L.P. (Family Fund), The D3 Family Bulldog Fund, L.P. (Bulldog Fund), and Haredale, Ltd. (Haredale). Under the partnership agreements governing these funds, all compensation payable to Mr. Nierenberg for his service on the Issuers Board of Directors, including Mr. Nierenbergs stock options and RSUs, are required to be assigned to the funds. Accordingly, such stock options and RSUs are deemed to be owned indirectly by the Family Fund, the Bulldog Fund and Haredale. The reporting person disclaims ownership of these securities except to the extent of the reporting persons pecuniary interest therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":45287},"source":{"system":"sec-edgar","filing":"0001209191-20-055084","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120055084/doc4.xml","form_type":"4"}},{"id":3005544,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-10-16T17:10:39.000Z","date":"2020-10-15","kind":"disposition_to_issuer","acquired":false,"shares":13954,"price":30,"value":418620.0,"ownership":{"direct":false,"nature":"Haredale Ltd."},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation (\"Parent\"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the \"Merger Agreement\"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company (\"Common Stock\"), including any outstanding Company restricted shares, was cancelled and the holder thereof was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Mr. Nierenberg serves as the President of Nierenberg Investment Management Company, Inc. (NIMCO) and Nierenberg Investment Management Offshore, Inc. (NIMO), entities which serve as general partners for The D3 Family Fund, L.P. (Family Fund), The D3 Family Bulldog Fund, L.P. (Bulldog Fund), and Haredale, Ltd. (Haredale). Under the partnership agreements governing these funds, all compensation payable to Mr. Nierenberg for his service on the Issuers Board of Directors, including Mr. Nierenbergs stock options and RSUs, are required to be assigned to the funds. Accordingly, such stock options and RSUs are deemed to be owned indirectly by the Family Fund, the Bulldog Fund and Haredale. The reporting person disclaims ownership of these securities except to the extent of the reporting persons pecuniary interest therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001209191-20-055084","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120055084/doc4.xml","form_type":"4"}},{"id":3005543,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-10-16T17:10:39.000Z","date":"2020-10-15","kind":"disposition_to_issuer","acquired":false,"shares":334692,"price":30,"value":10040760.0,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation (\"Parent\"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the \"Merger Agreement\"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company (\"Common Stock\"), including any outstanding Company restricted shares, was cancelled and the holder thereof was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Mr. Nierenberg serves as the President of Nierenberg Investment Management Company, Inc. (NIMCO) and Nierenberg Investment Management Offshore, Inc. (NIMO), entities which serve as general partners for The D3 Family Fund, L.P. (Family Fund), The D3 Family Bulldog Fund, L.P. (Bulldog Fund), and Haredale, Ltd. (Haredale). Under the partnership agreements governing these funds, all compensation payable to Mr. Nierenberg for his service on the Issuers Board of Directors, including Mr. Nierenbergs stock options and RSUs, are required to be assigned to the funds. Accordingly, such stock options and RSUs are deemed to be owned indirectly by the Family Fund, the Bulldog Fund and Haredale. The reporting person disclaims ownership of these securities except to the extent of the reporting persons pecuniary interest therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001209191-20-055084","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120055084/doc4.xml","form_type":"4"}},{"id":3005542,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-10-16T17:10:39.000Z","date":"2020-10-15","kind":"disposition_to_issuer","acquired":false,"shares":165847,"price":30,"value":4975410.0,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation (\"Parent\"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the \"Merger Agreement\"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company (\"Common Stock\"), including any outstanding Company restricted shares, was cancelled and the holder thereof was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Mr. Nierenberg serves as the President of Nierenberg Investment Management Company, Inc. (NIMCO) and Nierenberg Investment Management Offshore, Inc. (NIMO), entities which serve as general partners for The D3 Family Fund, L.P. (Family Fund), The D3 Family Bulldog Fund, L.P. (Bulldog Fund), and Haredale, Ltd. (Haredale). Under the partnership agreements governing these funds, all compensation payable to Mr. Nierenberg for his service on the Issuers Board of Directors, including Mr. Nierenbergs stock options and RSUs, are required to be assigned to the funds. Accordingly, such stock options and RSUs are deemed to be owned indirectly by the Family Fund, the Bulldog Fund and Haredale. The reporting person disclaims ownership of these securities except to the extent of the reporting persons pecuniary interest therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001209191-20-055084","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120055084/doc4.xml","form_type":"4"}},{"id":3031745,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-15T23:11:24.000Z","date":"2020-09-15","kind":"purchase","acquired":true,"shares":717,"price":2.53,"value":1814.01,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":134431,"source":{"system":"sec-edgar","filing":"0000928054-20-000182","document":"wf-form4_160021144856627.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000182/wf-form4_160021144856627.xml","form_type":"4"}},{"id":3031744,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-15T23:11:24.000Z","date":"2020-09-14","kind":"purchase","acquired":true,"shares":1287,"price":2.51,"value":3230.37,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":133714,"source":{"system":"sec-edgar","filing":"0000928054-20-000182","document":"wf-form4_160021144856627.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000182/wf-form4_160021144856627.xml","form_type":"4"}},{"id":3031743,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-15T23:11:24.000Z","date":"2020-09-11","kind":"purchase","acquired":true,"shares":1452,"price":2.44,"value":3542.88,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":132427,"source":{"system":"sec-edgar","filing":"0000928054-20-000182","document":"wf-form4_160021144856627.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000182/wf-form4_160021144856627.xml","form_type":"4"}},{"id":3031742,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-15T23:11:24.000Z","date":"2020-09-15","kind":"purchase","acquired":true,"shares":15473,"price":2.53,"value":39146.69,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2901996,"source":{"system":"sec-edgar","filing":"0000928054-20-000182","document":"wf-form4_160021144856627.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000182/wf-form4_160021144856627.xml","form_type":"4"}},{"id":3031741,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-15T23:11:24.000Z","date":"2020-09-14","kind":"purchase","acquired":true,"shares":27777,"price":2.51,"value":69720.27,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2886523,"source":{"system":"sec-edgar","filing":"0000928054-20-000182","document":"wf-form4_160021144856627.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000182/wf-form4_160021144856627.xml","form_type":"4"}},{"id":3031740,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-15T23:11:24.000Z","date":"2020-09-11","kind":"purchase","acquired":true,"shares":31352,"price":2.44,"value":76498.88,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2858746,"source":{"system":"sec-edgar","filing":"0000928054-20-000182","document":"wf-form4_160021144856627.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000182/wf-form4_160021144856627.xml","form_type":"4"}},{"id":3031739,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-15T23:11:24.000Z","date":"2020-09-15","kind":"purchase","acquired":true,"shares":7728,"price":2.53,"value":19551.84,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1449414,"source":{"system":"sec-edgar","filing":"0000928054-20-000182","document":"wf-form4_160021144856627.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000182/wf-form4_160021144856627.xml","form_type":"4"}},{"id":3031738,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-15T23:11:24.000Z","date":"2020-09-14","kind":"purchase","acquired":true,"shares":13873,"price":2.51,"value":34821.23,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1441686,"source":{"system":"sec-edgar","filing":"0000928054-20-000182","document":"wf-form4_160021144856627.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000182/wf-form4_160021144856627.xml","form_type":"4"}},{"id":3031737,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-15T23:11:24.000Z","date":"2020-09-11","kind":"purchase","acquired":true,"shares":15659,"price":2.44,"value":38207.96,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1427813,"source":{"system":"sec-edgar","filing":"0000928054-20-000182","document":"wf-form4_160021144856627.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000182/wf-form4_160021144856627.xml","form_type":"4"}},{"id":3034785,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-10T20:38:08.000Z","date":"2020-09-10","kind":"purchase","acquired":true,"shares":366,"price":2.48,"value":907.68,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":130975,"source":{"system":"sec-edgar","filing":"0000928054-20-000180","document":"wf-form4_159977027237800.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000180/wf-form4_159977027237800.xml","form_type":"4"}},{"id":3034784,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-10T20:38:08.000Z","date":"2020-09-09","kind":"purchase","acquired":true,"shares":1360,"price":2.43,"value":3304.8,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":130609,"source":{"system":"sec-edgar","filing":"0000928054-20-000180","document":"wf-form4_159977027237800.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000180/wf-form4_159977027237800.xml","form_type":"4"}},{"id":3034783,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-10T20:38:08.000Z","date":"2020-09-08","kind":"purchase","acquired":true,"shares":352,"price":2.4,"value":844.8,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":129249,"source":{"system":"sec-edgar","filing":"0000928054-20-000180","document":"wf-form4_159977027237800.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000180/wf-form4_159977027237800.xml","form_type":"4"}},{"id":3034782,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-10T20:38:08.000Z","date":"2020-09-10","kind":"purchase","acquired":true,"shares":7893,"price":2.48,"value":19574.64,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2827394,"source":{"system":"sec-edgar","filing":"0000928054-20-000180","document":"wf-form4_159977027237800.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000180/wf-form4_159977027237800.xml","form_type":"4"}},{"id":3034781,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-10T20:38:08.000Z","date":"2020-09-09","kind":"purchase","acquired":true,"shares":29370,"price":2.43,"value":71369.1,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2819501,"source":{"system":"sec-edgar","filing":"0000928054-20-000180","document":"wf-form4_159977027237800.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000180/wf-form4_159977027237800.xml","form_type":"4"}},{"id":3034780,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-10T20:38:08.000Z","date":"2020-09-08","kind":"purchase","acquired":true,"shares":7596,"price":2.4,"value":18230.4,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2790131,"source":{"system":"sec-edgar","filing":"0000928054-20-000180","document":"wf-form4_159977027237800.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000180/wf-form4_159977027237800.xml","form_type":"4"}},{"id":3034779,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-10T20:38:08.000Z","date":"2020-09-10","kind":"purchase","acquired":true,"shares":3941,"price":2.48,"value":9773.68,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1412154,"source":{"system":"sec-edgar","filing":"0000928054-20-000180","document":"wf-form4_159977027237800.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000180/wf-form4_159977027237800.xml","form_type":"4"}},{"id":3034778,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-10T20:38:08.000Z","date":"2020-09-09","kind":"purchase","acquired":true,"shares":14670,"price":2.43,"value":35648.1,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1408213,"source":{"system":"sec-edgar","filing":"0000928054-20-000180","document":"wf-form4_159977027237800.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000180/wf-form4_159977027237800.xml","form_type":"4"}},{"id":3034777,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-10T20:38:08.000Z","date":"2020-09-08","kind":"purchase","acquired":true,"shares":3795,"price":2.4,"value":9108.0,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1393543,"source":{"system":"sec-edgar","filing":"0000928054-20-000180","document":"wf-form4_159977027237800.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000180/wf-form4_159977027237800.xml","form_type":"4"}},{"id":3040039,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-03T23:34:57.000Z","date":"2020-09-03","kind":"purchase","acquired":true,"shares":473,"price":2.39,"value":1130.47,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":128897,"source":{"system":"sec-edgar","filing":"0000928054-20-000178","document":"wf-form4_159917607909561.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000178/wf-form4_159917607909561.xml","form_type":"4"}},{"id":3040038,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-03T23:34:57.000Z","date":"2020-09-02","kind":"purchase","acquired":true,"shares":4352,"price":2.4,"value":10444.8,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":128424,"source":{"system":"sec-edgar","filing":"0000928054-20-000178","document":"wf-form4_159917607909561.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000178/wf-form4_159917607909561.xml","form_type":"4"}},{"id":3040037,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-03T23:34:57.000Z","date":"2020-09-01","kind":"purchase","acquired":true,"shares":72,"price":2.3,"value":165.6,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":124072,"source":{"system":"sec-edgar","filing":"0000928054-20-000178","document":"wf-form4_159917607909561.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000178/wf-form4_159917607909561.xml","form_type":"4"}},{"id":3040036,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-03T23:34:57.000Z","date":"2020-09-03","kind":"purchase","acquired":true,"shares":10202,"price":2.39,"value":24382.78,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2782535,"source":{"system":"sec-edgar","filing":"0000928054-20-000178","document":"wf-form4_159917607909561.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000178/wf-form4_159917607909561.xml","form_type":"4"}},{"id":3040035,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-03T23:34:57.000Z","date":"2020-09-02","kind":"purchase","acquired":true,"shares":93966,"price":2.4,"value":225518.4,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2772333,"source":{"system":"sec-edgar","filing":"0000928054-20-000178","document":"wf-form4_159917607909561.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000178/wf-form4_159917607909561.xml","form_type":"4"}},{"id":3040034,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-03T23:34:57.000Z","date":"2020-09-01","kind":"purchase","acquired":true,"shares":1553,"price":2.3,"value":3571.9,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2678367,"source":{"system":"sec-edgar","filing":"0000928054-20-000178","document":"wf-form4_159917607909561.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000178/wf-form4_159917607909561.xml","form_type":"4"}},{"id":3040033,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-03T23:34:57.000Z","date":"2020-09-03","kind":"purchase","acquired":true,"shares":5095,"price":2.39,"value":12177.05,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1389748,"source":{"system":"sec-edgar","filing":"0000928054-20-000178","document":"wf-form4_159917607909561.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000178/wf-form4_159917607909561.xml","form_type":"4"}},{"id":3040032,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-03T23:34:57.000Z","date":"2020-09-02","kind":"purchase","acquired":true,"shares":46932,"price":2.4,"value":112636.8,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1384653,"source":{"system":"sec-edgar","filing":"0000928054-20-000178","document":"wf-form4_159917607909561.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000178/wf-form4_159917607909561.xml","form_type":"4"}},{"id":3040031,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-09-03T23:34:57.000Z","date":"2020-09-01","kind":"purchase","acquired":true,"shares":775,"price":2.3,"value":1782.5,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1337721,"source":{"system":"sec-edgar","filing":"0000928054-20-000178","document":"wf-form4_159917607909561.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000178/wf-form4_159917607909561.xml","form_type":"4"}},{"id":3049038,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-08-24T22:21:16.000Z","date":"2020-08-24","kind":"purchase","acquired":true,"shares":9524,"price":2.11,"value":20095.64,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":124000,"source":{"system":"sec-edgar","filing":"0000928054-20-000170","document":"wf-form4_159830763321803.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000170/wf-form4_159830763321803.xml","form_type":"4"}},{"id":3049037,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-08-24T22:21:16.000Z","date":"2020-08-21","kind":"purchase","acquired":true,"shares":5615,"price":1.95,"value":10949.25,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":114476,"source":{"system":"sec-edgar","filing":"0000928054-20-000170","document":"wf-form4_159830763321803.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000170/wf-form4_159830763321803.xml","form_type":"4"}},{"id":3049036,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-08-24T22:21:16.000Z","date":"2020-08-20","kind":"purchase","acquired":true,"shares":4106,"price":1.85,"value":7596.1,"ownership":{"direct":false,"nature":"By Haredale Ltd."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":108861,"source":{"system":"sec-edgar","filing":"0000928054-20-000170","document":"wf-form4_159830763321803.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000170/wf-form4_159830763321803.xml","form_type":"4"}},{"id":3049035,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-08-24T22:21:16.000Z","date":"2020-08-24","kind":"purchase","acquired":true,"shares":205587,"price":2.11,"value":433788.57,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2676814,"source":{"system":"sec-edgar","filing":"0000928054-20-000170","document":"wf-form4_159830763321803.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000170/wf-form4_159830763321803.xml","form_type":"4"}},{"id":3049034,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-08-24T22:21:16.000Z","date":"2020-08-21","kind":"purchase","acquired":true,"shares":121204,"price":1.95,"value":236347.8,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2471227,"source":{"system":"sec-edgar","filing":"0000928054-20-000170","document":"wf-form4_159830763321803.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000170/wf-form4_159830763321803.xml","form_type":"4"}},{"id":3049033,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-08-24T22:21:16.000Z","date":"2020-08-20","kind":"purchase","acquired":true,"shares":127809,"price":1.85,"value":236446.65,"ownership":{"direct":false,"nature":"By The D3 Family Bulldog Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":2350023,"source":{"system":"sec-edgar","filing":"0000928054-20-000170","document":"wf-form4_159830763321803.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000170/wf-form4_159830763321803.xml","form_type":"4"}},{"id":3049032,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-08-24T22:21:16.000Z","date":"2020-08-24","kind":"purchase","acquired":true,"shares":102681,"price":2.11,"value":216656.91,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1336946,"source":{"system":"sec-edgar","filing":"0000928054-20-000170","document":"wf-form4_159830763321803.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000170/wf-form4_159830763321803.xml","form_type":"4"}},{"id":3049031,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-08-24T22:21:16.000Z","date":"2020-08-21","kind":"purchase","acquired":true,"shares":60536,"price":1.95,"value":118045.2,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1234265,"source":{"system":"sec-edgar","filing":"0000928054-20-000170","document":"wf-form4_159830763321803.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000170/wf-form4_159830763321803.xml","form_type":"4"}},{"id":3049030,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-08-24T22:21:16.000Z","date":"2020-08-20","kind":"purchase","acquired":true,"shares":53085,"price":1.85,"value":98207.25,"ownership":{"direct":false,"nature":"By The D3 Family Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein."}],"balance_after":1173729,"source":{"system":"sec-edgar","filing":"0000928054-20-000170","document":"wf-form4_159830763321803.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000170/wf-form4_159830763321803.xml","form_type":"4"}},{"id":3110859,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to buy)","published_at":"2020-06-15T16:18:05.000Z","date":"2020-06-11","kind":"grant","acquired":true,"shares":7278,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Options vest at a rate of 1/4 per quarter over one year and become fully vested June 11, 2021."}],"balance_after":7278,"derivative":{"exercise_price":17.11,"expiration_date":"2030-06-11","underlying":"Common Stock","underlying_shares":7278},"source":{"system":"sec-edgar","filing":"0001209191-20-036591","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120036591/doc4.xml","form_type":"4"}},{"id":3110858,"issuer":{"id":12922,"kind":"organization","name":"ROSETTA STONE INC","symbol":"RST"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Restricted Stock Unit","published_at":"2020-06-15T16:18:05.000Z","date":"2020-06-11","kind":"grant","acquired":true,"shares":6428,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Each RSU represents the right to receive one share of common stock of the Issuer."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"RSUs vest at a rate of 1/4 per quarter and become fully vested on June 11, 2021. Delivery of the shares entitled to the Reporting Person will be made upon the Reporting Person's separation from service to the Board of Directors"},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"RSUs vest at a rate of 1/4 per quarter and become fully vested on June 11, 2021. Delivery of the shares entitled to the Reporting Person will be made upon the Reporting Person's separation from service to the Board of Directors"}],"balance_after":45287,"derivative":{"underlying":"Common Stock","underlying_shares":6428},"source":{"system":"sec-edgar","filing":"0001209191-20-036591","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000120919120036591/doc4.xml","form_type":"4"}},{"id":3158518,"issuer":{"id":5092,"kind":"organization","name":"FLOTEK INDUSTRIES INC/CN/","symbol":"FTK"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-05-08T01:30:27.000Z","date":"2020-05-05","kind":"grant","acquired":true,"shares":89888,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Award grant of 89,888 shares based on a closing price of $0.89 per share on May 4, 2020 which vest at the 2021 annual stockholders' meeting."}],"balance_after":156337,"source":{"system":"sec-edgar","filing":"0000928054-20-000085","document":"wf-form4_158890141018572.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/928054/000092805420000085/wf-form4_158890141018572.xml","form_type":"4"}},{"id":3206144,"issuer":{"id":138073,"kind":"organization","name":"Houston Wire & Cable CO","symbol":"HWCC"},"owners":[{"id":81428,"kind":"person","name":"Nierenberg David","position":1,"cik":"0001040899","reported_name":"Nierenberg David","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":28837,"kind":"organization","name":"Nierenberg Investment Management Company, LLC","position":2,"cik":"0001282683","reported_name":"Nierenberg Investment Management Company, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"COMMON STOCK","published_at":"2020-03-17T17:16:29.000Z","date":"2020-03-16","kind":"purchase","acquired":true,"shares":31950,"price":2,"value":63900.0,"ownership":{"direct":false,"nature":"BY HAREDALE LTD"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"This Form 4 is filed jointly by David Nierenberg and Nierenberg Investment Management Company, Inc. Solely Mr. Nierenberg is a Director of the Issuer."},{"field":"security","element":"securityTitle","label":"F2","text":"Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.  The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"NIERENBERG INVESTMENT MANAGEMENT COMPANY (\"NIMCO\") IS THE SOLE GENERAL PARTNER OF THE D3 FAMILY FUND, LP AND THE D3 FAMILY BULLDOG FUND, LP, AND THE SOLE INVESTMENT MANAGER OF HAREDALE LTD. (COLLECTIVELY, THE \"FUNDS\"). MR. NIERENBERG IS THE PRESIDENT OF NIMCO. BY VIRTUE OF THESE RELATIONSHIPS, EACH OF THE REPORTING PERSONS MAY BE DEEMED TO BENEFICIALLY OWN THE SECURITIES OWNED DIRECTLY BY THE FUNDS."}],"balance_after":64216,"source":{"system":"sec-edgar","filing":"0001356949-20-000005","document":"primary_doc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1040899/000135694920000005/primary_doc.xml","form_type":"4"}}],"next_cursor":"2020-03-17T17:16:29.000000Z,3206144"}