{"transactions":[{"id":1165106,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Warrant (right to buy)","published_at":"2025-04-28T22:46:32.000Z","date":"2025-04-23","kind":"purchase","planned":false,"acquired":true,"shares":13123,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased."}],"balance_after":13123,"derivative":{"exercise_price":1.905,"exercise_date":"2025-04-23","expiration_date":"2030-04-23","underlying":"Common Stock","underlying_shares":13123},"source":{"system":"sec-edgar","filing":"0001437749-25-013386","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774925013386/rdgdoc.xml","form_type":"4"}},{"id":1165105,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2025-04-28T22:46:32.000Z","date":"2025-04-23","kind":"purchase","planned":false,"acquired":true,"shares":13123,"price":1.905,"value":24999.315,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased."}],"balance_after":16268,"source":{"system":"sec-edgar","filing":"0001437749-25-013386","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774925013386/rdgdoc.xml","form_type":"4"}},{"id":1167339,"issuer":{"id":4891,"kind":"organization","name":"OPKO HEALTH, INC."},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2025-04-23T21:21:30.000Z","date":"2025-04-23","kind":"grant","planned":false,"acquired":true,"shares":30000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":30000,"derivative":{"exercise_price":1.47,"exercise_date":"2026-04-23","expiration_date":"2035-04-22","underlying":"Common Stock","underlying_shares":30000},"source":{"system":"sec-edgar","filing":"0000950170-25-057533","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/944809/000095017025057533/ownership.xml","form_type":"4"}},{"id":1386200,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Stock Option (right to buy)","published_at":"2024-10-17T01:55:15.000Z","date":"2024-10-11","kind":"grant","planned":false,"acquired":true,"shares":829,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date."}],"balance_after":3313,"derivative":{"exercise_price":2.65,"expiration_date":"2034-10-11","underlying":"Common stock","underlying_shares":829},"source":{"system":"sec-edgar","filing":"0001437749-24-031406","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774924031406/rdgdoc.xml","form_type":"4"}},{"id":1668494,"issuer":{"id":4891,"kind":"organization","name":"OPKO HEALTH, INC."},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2024-01-29T20:30:14.000Z","date":"2024-01-29","kind":"purchase","planned":false,"acquired":true,"shares":30000,"price":0.9946,"value":29838.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Securities held by the Richard M. Krasno Trust, of which Richard M. Krasno, Ph.D. is the Trustee."}],"balance_after":103333,"source":{"system":"sec-edgar","filing":"0000950170-24-008273","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/944809/000095017024008273/ownership.xml","form_type":"4"}},{"id":1757667,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Stock Option (right to buy)","published_at":"2023-10-19T21:03:45.000Z","date":"2023-10-18","kind":"grant","planned":false,"acquired":true,"shares":12434,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date."}],"balance_after":37302,"derivative":{"exercise_price":0.4029,"expiration_date":"2033-10-18","underlying":"Common stock","underlying_shares":12434},"source":{"system":"sec-edgar","filing":"0001437749-23-028622","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774923028622/rdgdoc.xml","form_type":"4"}},{"id":1845708,"issuer":{"id":4891,"kind":"organization","name":"OPKO HEALTH, INC."},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2023-06-23T20:13:28.000Z","date":"2023-06-22","kind":"grant","planned":false,"acquired":true,"shares":30000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":30000,"derivative":{"exercise_price":1.61,"exercise_date":"2024-06-22","expiration_date":"2033-06-21","underlying":"Common Stock","underlying_shares":30000},"source":{"system":"sec-edgar","filing":"0001209191-23-039339","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/944809/000120919123039339/doc4.xml","form_type":"4"}},{"id":2149015,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Stock Option (right to buy)","published_at":"2022-09-30T21:01:38.000Z","date":"2022-06-10","kind":"grant","acquired":true,"shares":12434,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant."}],"balance_after":24868,"derivative":{"exercise_price":1.44,"expiration_date":"2032-06-10","underlying":"Common stock","underlying_shares":12434},"source":{"system":"sec-edgar","filing":"0001437749-22-023321","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774922023321/rdgdoc.xml","form_type":"4"}},{"id":2207232,"issuer":{"id":4891,"kind":"organization","name":"OPKO HEALTH, INC."},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2022-07-15T21:24:49.000Z","date":"2022-07-14","kind":"grant","acquired":true,"shares":30000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":30000,"derivative":{"exercise_price":2.69,"exercise_date":"2023-07-14","expiration_date":"2032-07-13","underlying":"Common Stock","underlying_shares":30000},"source":{"system":"sec-edgar","filing":"0001209191-22-042275","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/944809/000120919122042275/doc4.xml","form_type":"4"}},{"id":2655185,"issuer":{"id":4891,"kind":"organization","name":"OPKO HEALTH, INC."},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2021-06-25T12:44:27.000Z","date":"2021-06-24","kind":"grant","acquired":true,"shares":30000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":30000,"derivative":{"exercise_price":3.77,"exercise_date":"2022-06-24","expiration_date":"2031-06-23","underlying":"Common Stock","underlying_shares":30000},"source":{"system":"sec-edgar","filing":"0001209191-21-043212","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/944809/000120919121043212/doc4.xml","form_type":"4"}},{"id":2669176,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Stock Option (right to buy)","published_at":"2021-06-16T00:48:59.000Z","date":"2021-06-15","kind":"grant","acquired":true,"shares":12434,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant."}],"balance_after":12434,"derivative":{"exercise_price":4.43,"expiration_date":"2031-06-15","underlying":"Common stock","underlying_shares":12434},"source":{"system":"sec-edgar","filing":"0001437749-21-014881","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774921014881/rdgdoc.xml","form_type":"4"}},{"id":2754801,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2021-04-08T00:23:04.000Z","date":"2021-03-31","kind":"grant","acquired":true,"shares":3024,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The award relates to vested restricted stock units (\"RSUs\") granted March 31, 2021, each of which represents a contingent right to receive one share of the Issuer's common stock, but for which delivery of common stock will occur the earliest of (1) the two (2) year anniversary of the grant date; (3) the Reporting Person's separation from service; (3) a change in control, as defined in the Issuer's 2016 Equity Incentive Plan; or (4) the Reporting Person's death."}],"balance_after":47187,"source":{"system":"sec-edgar","filing":"0001437749-21-008506","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774921008506/rdgdoc.xml","form_type":"4"}},{"id":2922866,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2021-01-06T02:54:39.000Z","date":"2020-12-31","kind":"grant","acquired":true,"shares":2734,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The award relates to vested restricted stock units (\"RSUs\") granted December 31, 2020, each of which represents a contingent right to receive one share of the Issuer's common stock, but for which delivery of common stock will occur the earliest of (1) the two (2) year anniversary of the grant date; (3) the Reporting Person's separation from service; (3) a change in control, as defined in the Issuer's 2016 Equity Incentive Plan; or (4) the Reporting Person's death."}],"balance_after":44163,"source":{"system":"sec-edgar","filing":"0001437749-21-000195","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774921000195/rdgdoc.xml","form_type":"4"}},{"id":2922865,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2021-01-06T02:54:39.000Z","date":"2020-12-31","kind":"grant","acquired":true,"shares":2800,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The award relates to vested restricted stock units (\"RSUs\") granted December 31, 2020, each of which represents a contingent right to receive one share of the Issuer's common stock, but for which delivery of common stock will occur the earliest of (1) the two (2) year anniversary of the grant date; (3) the Reporting Person's separation from service; (3) a change in control, as defined in the Issuer's 2016 Equity Incentive Plan; or (4) the Reporting Person's death."}],"balance_after":41429,"source":{"system":"sec-edgar","filing":"0001437749-21-000195","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774921000195/rdgdoc.xml","form_type":"4"}},{"id":3009604,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2020-10-09T23:16:29.000Z","date":"2020-09-30","kind":"grant","acquired":true,"shares":2734,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The award relates to vested restricted stock units (\"RSUs\") granted September 30, 2020, each of which represents a contingent right to receive one share of the Issuer's common stock, but for which delivery of common stock will occur the earliest of (1) the two (2) year anniversary of the grant date; (3) the Reporting Person's separation from service; (3) a change in control, as defined in the Issuer's 2016 Equity Incentive Plan; or (4) the Reporting Person's death."}],"balance_after":38629,"source":{"system":"sec-edgar","filing":"0001437749-20-021024","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774920021024/rdgdoc.xml","form_type":"4"}},{"id":3095732,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2020-07-01T20:51:29.000Z","date":"2020-06-30","kind":"grant","acquired":true,"shares":2734,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The award relates to vested restricted stock units (\"RSUs\") granted June 30, 2020, each of which represents a contingent right to receive one share of the Issuer's common stock, but for which delivery of common stock will occur the earliest of (1) the two (2) year anniversary of the grant date; (3) the Reporting Person's separation from service; (3) a change in control, as defined in the Issuer's 2016 Equity Incentive Plan; or (4) the Reporting Person's death."}],"balance_after":35895,"source":{"system":"sec-edgar","filing":"0001437749-20-014379","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774920014379/rdgdoc.xml","form_type":"4"}},{"id":3099323,"issuer":{"id":4891,"kind":"organization","name":"OPKO HEALTH, INC."},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2020-06-26T12:47:51.000Z","date":"2020-06-25","kind":"grant","acquired":true,"shares":20000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":20000,"derivative":{"exercise_price":2.68,"exercise_date":"2021-06-25","expiration_date":"2030-06-24","underlying":"Common Stock","underlying_shares":20000},"source":{"system":"sec-edgar","filing":"0001209191-20-039038","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/944809/000120919120039038/doc4.xml","form_type":"4"}},{"id":3141455,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2020-05-21T00:53:51.000Z","date":"2020-05-08","kind":"grant","acquired":true,"shares":8800,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The award relates to vested restricted stock units (\"RSUs\") granted May 8, 2020, each of which represents a contingent right to receive one share of the Issuer's common stock, but for which delivery of common stock will occur the earliest of (1) the two (2) year anniversary of the grant date; (3) the Reporting Person's separation from service; (3) a change in control, as defined in the Issuer's 2016 Equity Incentive Plan; or (4) the Reporting Person's death."}],"balance_after":33161,"source":{"system":"sec-edgar","filing":"0001437749-20-011476","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774920011476/rdgdoc.xml","form_type":"4"}},{"id":3164254,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2020-05-05T01:32:33.000Z","date":"2020-04-30","kind":"grant","acquired":true,"shares":2734,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The award relates to vested restricted stock units (\"RSUs\") granted April 30, 2020, each of which represents a contingent right to receive one share of the Issuer's common stock, but for which delivery of common stock will occur the earliest of (i) two years from the date of grant, (ii) the date the director ceases to be a service provider, or (iii) such other date as the administrator determines under the Issuer's 2016 Equity Incentive Plan."}],"balance_after":24361,"source":{"system":"sec-edgar","filing":"0001437749-20-009337","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774920009337/rdgdoc.xml","form_type":"4"}},{"id":3164253,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2020-05-05T01:32:33.000Z","date":"2020-04-30","kind":"grant","acquired":true,"shares":15312,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The award relates to vested restricted stock units (\"RSUs\") granted April 30, 2020, each of which represents a contingent right to receive one share of the Issuer's common stock, but for which delivery of common stock will occur the earliest of (i) two years from the date of grant, (ii) the date the director ceases to be a service provider, or (iii) such other date as the administrator determines under the Issuer's 2016 Equity Incentive Plan."}],"balance_after":21627,"source":{"system":"sec-edgar","filing":"0001437749-20-009337","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774920009337/rdgdoc.xml","form_type":"4"}},{"id":3271528,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"Former Director"}}],"security":"Stock Option (Right to Buy)","published_at":"2020-02-14T15:20:48.000Z","date":"2020-02-14","kind":"disposition_to_issuer","acquired":false,"shares":20000,"price":2.39,"value":47800.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes."}],"balance_after":0,"derivative":{"exercise_price":1.11,"exercise_date":"2011-09-24","expiration_date":"2020-09-24","underlying":"Common Stock","underlying_shares":20000},"source":{"system":"sec-edgar","filing":"0001493152-20-002473","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002473/ownership.xml","form_type":"4"}},{"id":3271527,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"Former Director"}}],"security":"Stock Option (Right to Buy)","published_at":"2020-02-14T15:20:48.000Z","date":"2020-02-14","kind":"disposition_to_issuer","acquired":false,"shares":20000,"price":1.71,"value":34200.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes."}],"balance_after":0,"derivative":{"exercise_price":1.79,"exercise_date":"2012-11-10","expiration_date":"2021-11-10","underlying":"Common Stock","underlying_shares":20000},"source":{"system":"sec-edgar","filing":"0001493152-20-002473","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002473/ownership.xml","form_type":"4"}},{"id":3271526,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"Former Director"}}],"security":"Stock Option (Right to Buy)","published_at":"2020-02-14T15:20:48.000Z","date":"2020-02-14","kind":"disposition_to_issuer","acquired":false,"shares":50000,"price":2.18,"value":109000.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes."}],"balance_after":0,"derivative":{"exercise_price":1.32,"exercise_date":"2013-09-28","expiration_date":"2022-09-28","underlying":"Common Stock","underlying_shares":50000},"source":{"system":"sec-edgar","filing":"0001493152-20-002473","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002473/ownership.xml","form_type":"4"}},{"id":3271525,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"Former Director"}}],"security":"Stock Option (Right to Buy)","published_at":"2020-02-14T15:20:48.000Z","date":"2020-02-14","kind":"disposition_to_issuer","acquired":false,"shares":50000,"price":2.04,"value":102000.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes."}],"balance_after":0,"derivative":{"exercise_price":1.46,"exercise_date":"2014-05-09","expiration_date":"2023-05-09","underlying":"Common Stock","underlying_shares":50000},"source":{"system":"sec-edgar","filing":"0001493152-20-002473","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002473/ownership.xml","form_type":"4"}},{"id":3271524,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"Former Director"}}],"security":"Stock Option (Right to Buy)","published_at":"2020-02-14T15:20:48.000Z","date":"2020-02-14","kind":"disposition_to_issuer","acquired":false,"shares":50000,"price":0.49,"value":24500.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes."}],"balance_after":0,"derivative":{"exercise_price":3.01,"exercise_date":"2015-06-25","expiration_date":"2024-06-25","underlying":"Common Stock","underlying_shares":50000},"source":{"system":"sec-edgar","filing":"0001493152-20-002473","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002473/ownership.xml","form_type":"4"}},{"id":3271523,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"Former Director"}}],"security":"Stock Option (Right to Buy)","published_at":"2020-02-14T15:20:48.000Z","date":"2020-02-14","kind":"disposition_to_issuer","acquired":false,"shares":50000,"price":0.12,"value":6000.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes."}],"balance_after":0,"derivative":{"exercise_price":3.38,"exercise_date":"2016-05-18","expiration_date":"2025-05-18","underlying":"Common Stock","underlying_shares":50000},"source":{"system":"sec-edgar","filing":"0001493152-20-002473","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002473/ownership.xml","form_type":"4"}},{"id":3271522,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"Former Director"}}],"security":"Stock Option (Right to Buy)","published_at":"2020-02-14T15:20:48.000Z","date":"2020-02-14","kind":"disposition_to_issuer","acquired":false,"shares":50000,"price":1.1,"value":55000.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes."}],"balance_after":0,"derivative":{"exercise_price":2.4,"exercise_date":"2017-05-18","expiration_date":"2026-05-18","underlying":"Common Stock","underlying_shares":50000},"source":{"system":"sec-edgar","filing":"0001493152-20-002473","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002473/ownership.xml","form_type":"4"}},{"id":3271521,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"Former Director"}}],"security":"Common Stock","published_at":"2020-02-14T15:20:48.000Z","date":"2020-02-14","kind":"disposition_to_issuer","acquired":false,"shares":383089,"price":3.5,"value":1340811.5,"ownership":{"direct":false,"nature":"Held by The Richard M. Krasno Living Trust dated 10/6/2009"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Disposed of in connection with the Merger."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"Dr. Richard M. Krasno is the sole trustee and beneficiary of The Richard M. Krasno Living Trust dated 10/6/2009."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001493152-20-002473","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002473/ownership.xml","form_type":"4"}},{"id":3271520,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"Former Director"}}],"security":"Common Stock","published_at":"2020-02-14T15:20:48.000Z","date":"2020-02-14","kind":"disposition_to_issuer","acquired":false,"shares":65828,"price":3.5,"value":230398.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. (\"Ladenburg\") would merge with a subsidiary of Advisor Group Holdings, Inc. (the \"Merger\"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the \"Per Share Merger Consideration\") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001493152-20-002473","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002473/ownership.xml","form_type":"4"}},{"id":3283116,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Restricted Stock Units","published_at":"2020-02-11T02:18:39.000Z","date":"2020-01-13","kind":"exercise","acquired":false,"shares":567,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F3","text":"Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"On January 13, 2017, the reporting person was granted 184,000 RSUs (1,703 after the 1-for-9 reverse stock split effective May 7, 2019 and the 1-for-12 reverse split effective November 2, 2017), of which the final 567 RSUs remaining under the grant vested on January 13, 2020.  The common stock into which such vested RSUs converted on January 13, 2020 is reported on Table I of this Form 4."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F4","text":"On January 13, 2017, the reporting person was granted 184,000 RSUs (1,703 after the 1-for-9 reverse stock split effective May 7, 2019 and the 1-for-12 reverse split effective November 2, 2017), of which the final 567 RSUs remaining under the grant vested on January 13, 2020.  The common stock into which such vested RSUs converted on January 13, 2020 is reported on Table I of this Form 4."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":567},"source":{"system":"sec-edgar","filing":"0001437749-20-002225","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774920002225/rdgdoc.xml","form_type":"4"}},{"id":3283115,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2020-02-11T02:18:39.000Z","date":"2020-01-13","kind":"exercise","acquired":true,"shares":567,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Represents the conversion upon vesting of restricted stock units (\"RSUs\") into common stock. On January 13, 2017, the reporting person was granted 184,000 RSUs (1,703 after the 1-for-9 reverse stock split effective May 7, 2019 and the 1-for-12 reverse split effective November 2, 2017) that were previously reported on Table II of Form 4, which form was filed with the Securities and Exchange Commission (the \"SEC\") on January 18, 2017."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The converted RSU corresponds to a 1:1 common stock issuance."}],"balance_after":6315,"source":{"system":"sec-edgar","filing":"0001437749-20-002225","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774920002225/rdgdoc.xml","form_type":"4"}},{"id":3395208,"issuer":{"id":154496,"kind":"organization","name":"Castle Brands Inc","symbol":"ROX"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2019-10-09T20:47:56.000Z","date":"2019-10-08","kind":"disposition_to_issuer","acquired":false,"shares":20000,"ownership":{"direct":true},"footnotes":[{"field":"date","element":"transactionDate","label":"F1","text":"On October 8, 2019, Rook Merger Sub, Inc. (\"Purchaser\"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. (\"Parent\"), successfully completed the tender offer (\"Tender Offer\") for all issued and outstanding shares of the common stock of Castle Brands Inc. (\"Issuer\") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the \"Merger Agreement\"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the \"Merger\"). In connection with the Merger, the reporting person is no longer a director of Issuer, effective on October 9, 2019."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"In accordance with the terms of the Merger Agreement, this stock option held by the reporting person was deemed to be fully vested and cancelled and converted at the effective time of the Merger into the right to receive a cash payment, without interest, equal to the product of (i) the aggregate number of shares of the Issuer's Common Stock subject to such stock option multiplied by (ii) the excess of $1.27 over the per share exercise price of such stock option, less any taxes required to be withheld."}],"balance_after":0,"derivative":{"exercise_price":1.04,"exercise_date":"2018-02-28","expiration_date":"2027-02-28","underlying":"Common Stock","underlying_shares":20000},"source":{"system":"sec-edgar","filing":"0001209191-19-052893","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1311538/000120919119052893/doc4.xml","form_type":"4"}},{"id":3395207,"issuer":{"id":154496,"kind":"organization","name":"Castle Brands Inc","symbol":"ROX"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2019-10-09T20:47:56.000Z","date":"2019-10-08","kind":"disposition_to_issuer","acquired":false,"shares":20000,"ownership":{"direct":true},"footnotes":[{"field":"date","element":"transactionDate","label":"F1","text":"On October 8, 2019, Rook Merger Sub, Inc. (\"Purchaser\"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. (\"Parent\"), successfully completed the tender offer (\"Tender Offer\") for all issued and outstanding shares of the common stock of Castle Brands Inc. (\"Issuer\") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the \"Merger Agreement\"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the \"Merger\"). In connection with the Merger, the reporting person is no longer a director of Issuer, effective on October 9, 2019."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"In accordance with the terms of the Merger Agreement, this stock option held by the reporting person was deemed to be fully vested and cancelled and converted at the effective time of the Merger into the right to receive a cash payment, without interest, equal to the product of (i) the aggregate number of shares of the Issuer's Common Stock subject to such stock option multiplied by (ii) the excess of $1.27 over the per share exercise price of such stock option, less any taxes required to be withheld."}],"balance_after":0,"derivative":{"exercise_price":0.84,"exercise_date":"2017-03-17","expiration_date":"2026-03-17","underlying":"Common Stock","underlying_shares":20000},"source":{"system":"sec-edgar","filing":"0001209191-19-052893","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1311538/000120919119052893/doc4.xml","form_type":"4"}},{"id":3395206,"issuer":{"id":154496,"kind":"organization","name":"Castle Brands Inc","symbol":"ROX"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2019-10-09T20:47:56.000Z","date":"2019-10-08","kind":"disposition_to_issuer","acquired":false,"shares":100000,"ownership":{"direct":true},"footnotes":[{"field":"date","element":"transactionDate","label":"F1","text":"On October 8, 2019, Rook Merger Sub, Inc. (\"Purchaser\"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. (\"Parent\"), successfully completed the tender offer (\"Tender Offer\") for all issued and outstanding shares of the common stock of Castle Brands Inc. (\"Issuer\") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the \"Merger Agreement\"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the \"Merger\"). In connection with the Merger, the reporting person is no longer a director of Issuer, effective on October 9, 2019."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"In accordance with the terms of the Merger Agreement, this stock option was cancelled at the effective time of the Merger because the exercise price of the stock option exceeded $1.27 per share."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"The option vested in four equal annual installments commencing on March 26, 2016."}],"balance_after":0,"derivative":{"exercise_price":1.46,"expiration_date":"2025-03-26","underlying":"Common Stock","underlying_shares":100000},"source":{"system":"sec-edgar","filing":"0001209191-19-052893","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1311538/000120919119052893/doc4.xml","form_type":"4"}},{"id":3395205,"issuer":{"id":154496,"kind":"organization","name":"Castle Brands Inc","symbol":"ROX"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2019-10-09T20:47:56.000Z","date":"2019-10-08","kind":"disposition_to_issuer","acquired":false,"shares":22500,"price":1.27,"value":28575.0,"ownership":{"direct":true},"footnotes":[{"field":"date","element":"transactionDate","label":"F1","text":"On October 8, 2019, Rook Merger Sub, Inc. (\"Purchaser\"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. (\"Parent\"), successfully completed the tender offer (\"Tender Offer\") for all issued and outstanding shares of the common stock of Castle Brands Inc. (\"Issuer\") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the \"Merger Agreement\"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the \"Merger\"). In connection with the Merger, the reporting person is no longer a director of Issuer, effective on October 9, 2019."},{"field":"kind","element":"transactionCoding","label":"F3","text":"In accordance with the terms of the Merger Agreement, the restricted stock awards held by the reporting person were deemed to be fully vested and converted at the effective time of the Merger into the right to receive a cash payment, without interest, equal to the product of (i) the aggregate number of shares of the Issuer's Common Stock in respect of such restricted stock awards multiplied by (ii) $1.27, less any taxes required to be withheld."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001209191-19-052893","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1311538/000120919119052893/doc4.xml","form_type":"4"}},{"id":3395204,"issuer":{"id":154496,"kind":"organization","name":"Castle Brands Inc","symbol":"ROX"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2019-10-09T20:47:56.000Z","date":"2019-10-08","kind":"other","acquired":false,"shares":57500,"price":1.27,"value":73025.0,"ownership":{"direct":true},"footnotes":[{"field":"date","element":"transactionDate","label":"F1","text":"On October 8, 2019, Rook Merger Sub, Inc. (\"Purchaser\"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. (\"Parent\"), successfully completed the tender offer (\"Tender Offer\") for all issued and outstanding shares of the common stock of Castle Brands Inc. (\"Issuer\") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the \"Merger Agreement\"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the \"Merger\"). In connection with the Merger, the reporting person is no longer a director of Issuer, effective on October 9, 2019."},{"field":"kind","element":"transactionCoding","label":"F2","text":"Represents shares tendered to the Purchaser in connection with the Tender Offer."}],"balance_after":22500,"source":{"system":"sec-edgar","filing":"0001209191-19-052893","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1311538/000120919119052893/doc4.xml","form_type":"4"}},{"id":3430435,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Restricted Stock Units","published_at":"2019-08-23T10:12:17.000Z","date":"2019-07-26","kind":"exercise","acquired":false,"shares":3594,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F4","text":"Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"On July 26, 2018, the reporting person was granted 32,353 RSUs (3,594 after the 1-for-9 reverse split effective May 7, 2019), which vested on July 26, 2019.  The common stock into which such vested RSUs converted on July 26, 2019 is reported on Table I of this Form 4."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F6","text":"On July 26, 2018, the reporting person was granted 32,353 RSUs (3,594 after the 1-for-9 reverse split effective May 7, 2019), which vested on July 26, 2019.  The common stock into which such vested RSUs converted on July 26, 2019 is reported on Table I of this Form 4."}],"balance_after":567,"derivative":{"exercise_price":0,"underlying":"Common Stock","underlying_shares":3594},"source":{"system":"sec-edgar","filing":"0001437749-19-017326","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774919017326/rdgdoc.xml","form_type":"4"}},{"id":3430434,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Restricted Stock Units","published_at":"2019-08-23T10:12:17.000Z","date":"2019-01-13","kind":"exercise","acquired":false,"shares":567,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F4","text":"Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"On January 13, 2017, the reporting person was granted 184,000 RSUs (1,703 after the 1-for-9 reverse stock split effective May 7, 2019 and the 1-for-12 reverse split effective November 2, 2017), of which 567 vested on January 13, 2019.  The common stock into which such vested RSUs converted on January 13, 2019 is reported on Table I of this Form 4.  The remaining RSUs will vest on the third one-year anniversary of the grant date, subject to the Reporting Person continuing as a service provider through such date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F5","text":"On January 13, 2017, the reporting person was granted 184,000 RSUs (1,703 after the 1-for-9 reverse stock split effective May 7, 2019 and the 1-for-12 reverse split effective November 2, 2017), of which 567 vested on January 13, 2019.  The common stock into which such vested RSUs converted on January 13, 2019 is reported on Table I of this Form 4.  The remaining RSUs will vest on the third one-year anniversary of the grant date, subject to the Reporting Person continuing as a service provider through such date."}],"balance_after":4161,"derivative":{"exercise_price":0,"underlying":"Common Stock","underlying_shares":567},"source":{"system":"sec-edgar","filing":"0001437749-19-017326","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774919017326/rdgdoc.xml","form_type":"4"}},{"id":3430433,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2019-08-23T10:12:17.000Z","date":"2019-07-26","kind":"exercise","acquired":true,"shares":3594,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"Represents the conversion upon vesting of RSUs into common stock.  On July 26, 2018, the reporting person was granted 32,353 RSUs (3,594 after the 1-for-9 reverse split effective May 7, 2019) that were previously reported on Table II of Form 4, which form was filed with the SEC on September 26, 2018."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"The converted RSU corresponds to a 1:1 common stock issuance."}],"balance_after":5748,"source":{"system":"sec-edgar","filing":"0001437749-19-017326","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774919017326/rdgdoc.xml","form_type":"4"}},{"id":3430432,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2019-08-23T10:12:17.000Z","date":"2019-01-13","kind":"exercise","acquired":true,"shares":567,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Represents the conversion upon vesting of restricted stock units (\"RSUs\") into common stock.  On January 13, 2017, the reporting person was granted 184,000 RSUs (1,703 after the 1-for-9 reverse stock split effective May 7, 2019 and the 1-for-12 reverse split effective November 2, 2017) that were previously reported on Table II of Form 4, which form was filed with the Securities and Exchange Commission (the \"SEC\") on January 18, 2017."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"The converted RSU corresponds to a 1:1 common stock issuance."}],"balance_after":2154,"source":{"system":"sec-edgar","filing":"0001437749-19-017326","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774919017326/rdgdoc.xml","form_type":"4"}},{"id":3481752,"issuer":{"id":4891,"kind":"organization","name":"OPKO HEALTH, INC."},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2019-06-21T10:39:12.000Z","date":"2019-06-20","kind":"grant","acquired":true,"shares":20000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":20000,"derivative":{"exercise_price":2.03,"exercise_date":"2020-06-20","expiration_date":"2029-06-19","underlying":"Common Stock","underlying_shares":20000},"source":{"system":"sec-edgar","filing":"0001209191-19-038352","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/944809/000120919119038352/doc4.xml","form_type":"4"}},{"id":3484916,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2019-06-19T17:26:27.000Z","date":"2019-06-17","kind":"exercise","acquired":false,"shares":20000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":0,"derivative":{"exercise_price":0.73,"exercise_date":"2010-08-27","expiration_date":"2019-08-27","underlying":"Common Stock","underlying_shares":20000},"source":{"system":"sec-edgar","filing":"0001209191-19-038088","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000120919119038088/doc4.xml","form_type":"4"}},{"id":3484915,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2019-06-19T17:26:27.000Z","date":"2019-06-17","kind":"tax_withholding","acquired":false,"shares":4172,"price":3.5,"value":14602.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"Represents shares withheld to cover the exercise price of the options exercised."}],"balance_after":65828,"source":{"system":"sec-edgar","filing":"0001209191-19-038088","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000120919119038088/doc4.xml","form_type":"4"}},{"id":3484914,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2019-06-19T17:26:27.000Z","date":"2019-06-17","kind":"exercise","acquired":true,"shares":20000,"price":0.73,"value":14600.0,"ownership":{"direct":true},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Includes the transfer of 85,000 shares previously held directly by the reporting person to The Richard M. Krasno Living Trust dated 10/6/2009."}],"balance_after":70000,"source":{"system":"sec-edgar","filing":"0001209191-19-038088","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000120919119038088/doc4.xml","form_type":"4"}},{"id":3490041,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2019-06-14T17:36:14.000Z","date":"2019-06-13","kind":"grant","acquired":true,"shares":30000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Dr. Krasno is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer."}],"balance_after":135000,"source":{"system":"sec-edgar","filing":"0001209191-19-037230","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000120919119037230/doc4.xml","form_type":"4"}},{"id":3622981,"issuer":{"id":154496,"kind":"organization","name":"Castle Brands Inc","symbol":"ROX"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2019-03-01T17:04:28.000Z","date":"2019-02-27","kind":"grant","acquired":true,"shares":15000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Restricted shares of common stock issued pursuant to the issuer's 2013 Incentive Compensation Plan, as amended. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Dr. Krasno is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer."}],"balance_after":80000,"source":{"system":"sec-edgar","filing":"0001209191-19-015087","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1311538/000120919119015087/doc4.xml","form_type":"4"}},{"id":3807779,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Restricted Stock Units","published_at":"2018-09-27T01:17:10.000Z","date":"2018-07-26","kind":"grant","acquired":true,"shares":32353,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F5","text":"Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F10","text":"The restricted stock units vest as to one hundred percent of the shares on July 26, 2019, subject to the Reporting Person continuing as a service provider through such date.  Vested shares will be delivered to the Reporting Person on July 26, 2019."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F10","text":"The restricted stock units vest as to one hundred percent of the shares on July 26, 2019, subject to the Reporting Person continuing as a service provider through such date.  Vested shares will be delivered to the Reporting Person on July 26, 2019."}],"balance_after":32353,"derivative":{"exercise_price":0,"underlying":"Common Stock","underlying_shares":32353},"source":{"system":"sec-edgar","filing":"0001437749-18-017508","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774918017508/rdgdoc.xml","form_type":"4"}},{"id":3807778,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Restricted Stock Units","published_at":"2018-09-27T01:17:10.000Z","date":"2018-06-15","kind":"exercise","acquired":false,"shares":9166,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F4","text":"Each RSU is the economic equivalent of one share of BioCardia, Inc. common stock.  The closing price of BCDA on June 15, 2018 was $1.40 per share."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F9","text":"On June 15, 2017, the reporting person was granted 110,000 RSUs (9,166 after the 12-to-1 reverse split effective November 2, 2017), which vested on June 15, 2018.  The common stock into which such vested RSUs converted on June 15, 2018 is reported on Table I of this Form 4."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F9","text":"On June 15, 2017, the reporting person was granted 110,000 RSUs (9,166 after the 12-to-1 reverse split effective November 2, 2017), which vested on June 15, 2018.  The common stock into which such vested RSUs converted on June 15, 2018 is reported on Table I of this Form 4."}],"balance_after":0,"derivative":{"exercise_price":0,"underlying":"Common Stock","underlying_shares":0},"source":{"system":"sec-edgar","filing":"0001437749-18-017508","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774918017508/rdgdoc.xml","form_type":"4"}},{"id":3807777,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Restricted Stock Units","published_at":"2018-09-27T01:17:10.000Z","date":"2018-01-13","kind":"exercise","acquired":false,"shares":5111,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F3","text":"Each RSU is the economic equivalent of one share of BioCardia, Inc. common stock.  The closing price of BCDA on January 12, 2018 was $2.95 per share."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F8","text":"On January 13, 2017, the reporting person was granted 184,000 RSUs (15,333 after the 12-to-1 reverse split effective November 2, 2017), of which 5,111 vested on January 13, 2018.  The common stock into which such vested RSUs converted on January 13, 2018 is reported on Table I of this Form 4.  The remaining RSUs will continue to vest on the second and third one-year anniversary of the grant date, subject to the Reporting Person continuing as a service provider through each such date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F8","text":"On January 13, 2017, the reporting person was granted 184,000 RSUs (15,333 after the 12-to-1 reverse split effective November 2, 2017), of which 5,111 vested on January 13, 2018.  The common stock into which such vested RSUs converted on January 13, 2018 is reported on Table I of this Form 4.  The remaining RSUs will continue to vest on the second and third one-year anniversary of the grant date, subject to the Reporting Person continuing as a service provider through each such date."}],"balance_after":10222,"derivative":{"exercise_price":0,"underlying":"Common Stock","underlying_shares":10222},"source":{"system":"sec-edgar","filing":"0001437749-18-017508","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774918017508/rdgdoc.xml","form_type":"4"}},{"id":3807776,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2018-09-27T01:17:10.000Z","date":"2018-06-15","kind":"exercise","acquired":true,"shares":9166,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"Represents the conversion upon vesting of RSUs into common stock.  On June 15, 2017, the reporting person was granted 110,000 RSUs (9,166 after the 12-to-1 reverse split effective November 2, 2017) that were previously reported on Table II of Form 4, which form was filed with the SEC on August 25, 2017."},{"field":"price","element":"transactionPricePerShare","label":"F7","text":"The converted RSU corresponds to a 1:1 common stock issuance."}],"balance_after":14277,"source":{"system":"sec-edgar","filing":"0001437749-18-017508","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774918017508/rdgdoc.xml","form_type":"4"}},{"id":3807775,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Common Stock","published_at":"2018-09-27T01:17:10.000Z","date":"2018-01-13","kind":"exercise","acquired":true,"shares":5111,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Represents the conversion upon vesting of restricted stock units (\"RSUs\") into common stock.  On January 13, 2017, the reporting person was granted 184,000 RSUs (15,333 after the 12-to-1 reverse split effective November 2, 2017) that were previously reported on Table II of Form 4, which form was filed with the Securities and Exchange Commission (the \"SEC\") on January 18, 2017."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"The converted RSU corresponds to a 1:1 common stock issuance."}],"balance_after":5111,"source":{"system":"sec-edgar","filing":"0001437749-18-017508","document":"rdgdoc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774918017508/rdgdoc.xml","form_type":"4"}},{"id":3885439,"issuer":{"id":4891,"kind":"organization","name":"OPKO HEALTH, INC."},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2018-06-22T20:15:18.000Z","date":"2018-06-21","kind":"grant","acquired":true,"shares":20000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":20000,"derivative":{"exercise_price":4.46,"exercise_date":"2019-06-21","expiration_date":"2028-06-20","underlying":"Common Stock","underlying_shares":20000},"source":{"system":"sec-edgar","filing":"0001209191-18-039178","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/944809/000120919118039178/doc4.xml","form_type":"4"}},{"id":3911209,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2018-06-01T16:50:21.000Z","date":"2018-05-30","kind":"grant","acquired":true,"shares":30000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Dr. Krasno is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer."}],"balance_after":105000,"source":{"system":"sec-edgar","filing":"0001209191-18-034726","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000120919118034726/doc4.xml","form_type":"4"}},{"id":3920890,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2018-05-23T07:35:00.000Z","date":"2018-05-22","kind":"exercise","acquired":false,"shares":20000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":0,"derivative":{"exercise_price":1.88,"exercise_date":"2009-06-06","expiration_date":"2018-06-05","underlying":"Common Stock","underlying_shares":20000},"source":{"system":"sec-edgar","filing":"0001209191-18-032492","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000120919118032492/doc4.xml","form_type":"4"}},{"id":3920889,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2018-05-23T07:35:00.000Z","date":"2018-05-22","kind":"exercise","acquired":true,"shares":20000,"price":1.88,"value":37600.0,"ownership":{"direct":true},"balance_after":75000,"source":{"system":"sec-edgar","filing":"0001209191-18-032492","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000120919118032492/doc4.xml","form_type":"4"}},{"id":3973952,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2018-04-03T08:02:54.000Z","date":"2018-04-02","kind":"purchase","acquired":true,"shares":5000,"price":3.1026,"value":15513.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.0950 to $3.1745, inclusive. The reporting person undertakes to provide to Ladenburg Thalmann Financial Services Inc. (the \"Company\"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4."}],"balance_after":55000,"source":{"system":"sec-edgar","filing":"0001209191-18-022635","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000120919118022635/doc4.xml","form_type":"4"}},{"id":4014634,"issuer":{"id":154496,"kind":"organization","name":"Castle Brands Inc","symbol":"ROX"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2018-03-05T17:05:53.000Z","date":"2018-03-01","kind":"grant","acquired":true,"shares":15000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Restricted shares of common stock issued pursuant to the issuer's 2013 Incentive Compensation Plan, as amended. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Dr. Krasno is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer."}],"balance_after":65000,"source":{"system":"sec-edgar","filing":"0001209191-18-016609","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1311538/000120919118016609/doc4.xml","form_type":"4"}},{"id":4224770,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Restricted Stock Units","published_at":"2017-08-25T21:50:58.000Z","date":"2017-06-15","kind":"grant","acquired":true,"shares":110000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The restricted stock units vest and become exercisable as to one hundred percent of the shares on June 15, 2018, subject to the Reporting Person continuing as a service provider through each such date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The restricted stock units vest and become exercisable as to one hundred percent of the shares on June 15, 2018, subject to the Reporting Person continuing as a service provider through each such date."}],"balance_after":110000,"derivative":{"underlying":"Common Stock","underlying_shares":110000},"source":{"system":"sec-edgar","filing":"0001437749-17-015351","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774917015351/rdgdoc.xml","form_type":"4"}},{"id":4279604,"issuer":{"id":4891,"kind":"organization","name":"OPKO HEALTH, INC."},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2017-06-16T20:22:02.000Z","date":"2017-06-15","kind":"grant","acquired":true,"shares":20000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":20000,"derivative":{"exercise_price":6.45,"exercise_date":"2018-06-15","expiration_date":"2027-06-14","underlying":"Common Stock","underlying_shares":20000},"source":{"system":"sec-edgar","filing":"0001209191-17-040514","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/944809/000120919117040514/doc4.xml","form_type":"4"}},{"id":4303466,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2017-05-26T17:07:24.000Z","date":"2017-05-24","kind":"grant","acquired":true,"shares":30000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Dr. Krasno is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer."}],"balance_after":50000,"source":{"system":"sec-edgar","filing":"0001209191-17-035927","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000120919117035927/doc4.xml","form_type":"4"}},{"id":4413720,"issuer":{"id":154496,"kind":"organization","name":"Castle Brands Inc","symbol":"ROX"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2017-03-01T17:03:38.000Z","date":"2017-02-28","kind":"grant","acquired":true,"shares":20000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":20000,"derivative":{"exercise_price":1.04,"exercise_date":"2018-02-28","expiration_date":"2027-02-28","underlying":"Common Stock","underlying_shares":20000},"source":{"system":"sec-edgar","filing":"0001209191-17-015960","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1311538/000120919117015960/doc4.xml","form_type":"4"}},{"id":4457850,"issuer":{"id":4891,"kind":"organization","name":"OPKO HEALTH, INC."},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2017-02-10T21:35:04.000Z","date":"2017-02-09","kind":"grant","acquired":true,"shares":40000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":40000,"derivative":{"exercise_price":8.1,"exercise_date":"2018-02-09","expiration_date":"2027-02-08","underlying":"Common Stock","underlying_shares":40000},"source":{"system":"sec-edgar","filing":"0001209191-17-009553","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/944809/000120919117009553/doc4.xml","form_type":"4"}},{"id":4488884,"issuer":{"id":7752,"kind":"organization","name":"BioCardia, Inc.","symbol":"BCDA"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true}}],"security":"Restricted Stock Units","published_at":"2017-01-18T23:39:43.000Z","date":"2017-01-13","kind":"grant","acquired":true,"shares":184000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The restricted stock units vest and become exercisable as to one-third of the shares on January 13, 2018 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date."}],"balance_after":184000,"derivative":{"expiration_date":"2020-01-13","underlying":"Common Stock","underlying_shares":184000},"source":{"system":"sec-edgar","filing":"0001437749-17-000795","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/925741/000143774917000795/rdgdoc.xml","form_type":"4"}},{"id":4511233,"issuer":{"id":154496,"kind":"organization","name":"Castle Brands Inc","symbol":"ROX"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2016-12-28T19:53:52.000Z","date":"2016-12-27","kind":"purchase","acquired":true,"shares":30000,"price":0.7247,"value":21741.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.72 to $0.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4."}],"balance_after":50000,"source":{"system":"sec-edgar","filing":"0001209191-16-156939","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1311538/000120919116156939/doc4.xml","form_type":"4"}},{"id":4573049,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2016-10-28T07:44:34.000Z","date":"2016-10-26","kind":"exercise","acquired":false,"shares":20000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":0,"derivative":{"exercise_price":1.39,"exercise_date":"2007-11-06","expiration_date":"2016-11-05","underlying":"Common Stock","underlying_shares":20000},"source":{"system":"sec-edgar","filing":"0001209191-16-147223","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000120919116147223/doc4.xml","form_type":"4"}},{"id":4573048,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2016-10-28T07:44:34.000Z","date":"2016-10-26","kind":"tax_withholding","acquired":false,"shares":12411,"price":2.24,"value":27800.64,"ownership":{"direct":false,"nature":"Held by The Richard M. Krasno Living Trust dated 10/6/2009"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Dr. Richard M. Krasno is the sole trustee and beneficiary of The Richard M. Krasno Living Trust dated 10/6/2009."}],"balance_after":298089,"source":{"system":"sec-edgar","filing":"0001209191-16-147223","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000120919116147223/doc4.xml","form_type":"4"}},{"id":4573047,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":80467,"kind":"person","name":"KRASNO RICHARD M","position":1,"cik":"0001215060","reported_name":"KRASNO RICHARD M","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2016-10-28T07:44:34.000Z","date":"2016-10-26","kind":"exercise","acquired":true,"shares":20000,"price":1.39,"value":27800.0,"ownership":{"direct":true},"balance_after":20000,"source":{"system":"sec-edgar","filing":"0001209191-16-147223","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000120919116147223/doc4.xml","form_type":"4"}}]}