{"transactions":[{"id":1125678,"issuer":{"id":4819,"kind":"organization","name":"Cadre Holdings, Inc."},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to purchase)","published_at":"2025-06-03T16:49:53.000Z","date":"2025-05-30","kind":"grant","planned":false,"acquired":true,"shares":16000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The option to purchase shares of Cadre Holdings, Inc. (the \"Issuer\") common stock, $0.0001 par value per share (the \"Common Stock\"), was granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of June 30, 2025, September 30, 2025, December 31, 2025, and March 31, 2026, respectively."}],"balance_after":16000,"derivative":{"exercise_price":32.77,"expiration_date":"2035-05-30","underlying":"Common Stock","underlying_shares":16000},"source":{"system":"sec-edgar","filing":"0001104659-25-056007","document":"tm2516916-4_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000110465925056007/tm2516916-4_4seq1.xml","form_type":"4"}},{"id":1566281,"issuer":{"id":4819,"kind":"organization","name":"Cadre Holdings, Inc."},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to purchase)","published_at":"2024-03-20T16:16:10.000Z","date":"2024-03-18","kind":"grant","planned":false,"acquired":true,"shares":16000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"16,000 options to purchase shares of Cadre Holdings, Inc. (the \"Issuer\") common stock, $.0001 par value (\"Common Stock\") were granted under the Issuer's 2021 Stock Incentive Plan.  Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, respectively."}],"balance_after":16000,"derivative":{"exercise_price":34.66,"expiration_date":"2034-03-18","underlying":"Common Stock","underlying_shares":16000},"source":{"system":"sec-edgar","filing":"0001104659-24-036706","document":"tm249207-3_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000110465924036706/tm249207-3_4seq1.xml","form_type":"4"}},{"id":1952534,"issuer":{"id":4819,"kind":"organization","name":"Cadre Holdings, Inc."},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to purchase)","published_at":"2023-03-15T16:30:28.000Z","date":"2023-03-13","kind":"grant","acquired":true,"shares":16000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"These options to purchase shares of Cadre Holdings, Inc. (the \"Issuer\") common stock, $0.0001 par value per share (the \"Common Stock\"), were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023."}],"balance_after":16000,"derivative":{"exercise_price":20.53,"expiration_date":"2033-03-13","underlying":"Common Stock","underlying_shares":16000},"source":{"system":"sec-edgar","filing":"0001104659-23-032808","document":"tm238945-4_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000110465923032808/tm238945-4_4seq1.xml","form_type":"4"}},{"id":2292903,"issuer":{"id":4819,"kind":"organization","name":"Cadre Holdings, Inc."},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to purchase)","published_at":"2022-04-21T16:15:40.000Z","date":"2022-04-20","kind":"grant","acquired":true,"shares":16000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"These options to purchase shares of Cadre Holdings, Inc. (the \"Issuer\") common stock, $0.0001 par value per share (the \"Common Stock\"), were granted under the Issuer's 2021 Stock Incentive Plan. The 16,000 options to purchase shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive tranches of 4,000 options on each of April 20, 2022, June 30, 2022, September 30, 2022 and December 31, 2022."}],"balance_after":16000,"derivative":{"exercise_price":25.48,"expiration_date":"2032-04-20","underlying":"Common Stock","underlying_shares":16000},"source":{"system":"sec-edgar","filing":"0001104659-22-048394","document":"tm2213199-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000110465922048394/tm2213199-1_4seq1.xml","form_type":"4"}},{"id":2350788,"issuer":{"id":8885,"kind":"organization","name":"Virtus Convertible & Income Fund"},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2022-03-04T17:08:00.000Z","date":"2022-03-03","kind":"purchase","acquired":true,"shares":989,"price":5.03,"value":4974.67,"ownership":{"direct":true},"balance_after":989,"source":{"system":"sec-edgar","filing":"0000883237-22-000075","document":"wf-form4_164643166178334.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000088323722000075/wf-form4_164643166178334.xml","form_type":"4"}},{"id":2350787,"issuer":{"id":5033,"kind":"organization","name":"Virtus Artificial Intelligence & Technology Opportunities Fund"},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2022-03-04T17:06:12.000Z","date":"2022-03-03","kind":"purchase","acquired":true,"shares":1117,"price":21.87,"value":24428.79,"ownership":{"direct":true},"balance_after":1117,"source":{"system":"sec-edgar","filing":"0000883237-22-000073","document":"wf-form4_164643153792754.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000088323722000073/wf-form4_164643153792754.xml","form_type":"4"}},{"id":2350786,"issuer":{"id":4708,"kind":"organization","name":"Virtus Dividend, Interest & Premium Strategy Fund","symbol":"NFJ"},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2022-03-04T17:03:43.000Z","date":"2022-03-03","kind":"purchase","acquired":true,"shares":354,"price":14.12,"value":4998.48,"ownership":{"direct":true},"balance_after":354,"source":{"system":"sec-edgar","filing":"0000883237-22-000071","document":"wf-form4_164643140159598.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000088323722000071/wf-form4_164643140159598.xml","form_type":"4"}},{"id":2350785,"issuer":{"id":5206,"kind":"organization","name":"Virtus Equity & Convertible Income Fund"},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2022-03-04T17:00:47.000Z","date":"2022-03-03","kind":"purchase","acquired":true,"shares":190,"price":26.4217,"value":5020.123,"ownership":{"direct":true},"balance_after":190,"source":{"system":"sec-edgar","filing":"0000883237-22-000069","document":"wf-form4_164643120648994.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000088323722000069/wf-form4_164643120648994.xml","form_type":"4"}},{"id":2350783,"issuer":{"id":6061,"kind":"organization","name":"Virtus Diversified Income & Convertible Fund"},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2022-03-04T16:57:56.000Z","date":"2022-03-03","kind":"purchase","acquired":true,"shares":191,"price":26.2478,"value":5013.3298,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.25 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote."}],"balance_after":191,"source":{"system":"sec-edgar","filing":"0000883237-22-000067","document":"wf-form4_164643104469922.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000088323722000067/wf-form4_164643104469922.xml","form_type":"4"}},{"id":2350784,"issuer":{"id":5978,"kind":"organization","name":"Virtus Convertible & Income Fund II"},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2022-03-04T16:54:13.000Z","date":"2022-03-03","kind":"purchase","acquired":true,"shares":1134,"price":4.415,"value":5006.61,"ownership":{"direct":true},"balance_after":1134,"source":{"system":"sec-edgar","filing":"0000883237-22-000065","document":"wf-form4_164643083914283.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000088323722000065/wf-form4_164643083914283.xml","form_type":"4"}},{"id":2471981,"issuer":{"id":3704,"kind":"organization","name":"PIMCO Dynamic Income Fund","symbol":"PDI"},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"COMMON SHARES","published_at":"2021-12-15T11:23:13.000Z","date":"2021-12-10","kind":"grant","acquired":true,"shares":4501,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund (\"PCI\") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509."}],"balance_after":5848,"source":{"system":"sec-edgar","filing":"0001209191-21-069678","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000120919121069678/doc4.xml","form_type":"4"}},{"id":2473857,"issuer":{"id":132343,"kind":"organization","name":"PIMCO Dynamic Credit & Mortgage Income Fund","symbol":"PCI"},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"COMMON SHARES","published_at":"2021-12-14T21:28:46.000Z","date":"2021-12-10","kind":"disposition_to_issuer","acquired":false,"shares":5500,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund (\"PDI\") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001209191-21-069652","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000120919121069652/doc4.xml","form_type":"4"}},{"id":2645366,"issuer":{"id":137416,"kind":"organization","name":"Watford Holdings Ltd.","symbol":"WTRE"},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares, par value $0.01/share","published_at":"2021-07-02T09:03:58.000Z","date":"2021-07-01","kind":"disposition_to_issuer","acquired":false,"shares":4059,"price":35,"value":142065.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On July 1, 2021, pursuant to the Agreement and Plan of Merger, dated October 9, 2020, among Watford Holdings Ltd. (the \"Company\"), Arch Capital Group Ltd. and Greysbridge Ltd. (\"Merger Sub\"), as amended by Amendment No. 1, dated November 2, 2020, Merger Sub merged with and into the Company, with the Company surviving as a subsidiary of Greysbridge Holdings Ltd. (the \"Merger\"). At the effective time of the Merger, these common shares were cancelled and converted into the right to receive $35.00 in cash per share."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001601669-21-000051","document":"wf-form4_162523102518065.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000160166921000051/wf-form4_162523102518065.xml","form_type":"4"}},{"id":3233275,"issuer":{"id":137416,"kind":"organization","name":"Watford Holdings Ltd.","symbol":"WTRE"},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares, par value $0.01/share","published_at":"2020-03-03T19:52:21.000Z","date":"2020-03-01","kind":"grant","acquired":true,"shares":2174,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":4059,"source":{"system":"sec-edgar","filing":"0001601669-20-000028","document":"wf-form4_158328312222807.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000160166920000028/wf-form4_158328312222807.xml","form_type":"4"}},{"id":3527831,"issuer":{"id":137416,"kind":"organization","name":"Watford Holdings Ltd.","symbol":"WTRE"},"owners":[{"id":78954,"kind":"person","name":"DeCotis Deborah A","position":1,"cik":"0001177404","reported_name":"DeCotis Deborah A","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares, par value $0.01/share","published_at":"2019-05-14T19:46:12.000Z","date":"2019-05-10","kind":"grant","acquired":true,"shares":1885,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":1885,"source":{"system":"sec-edgar","filing":"0001628280-19-006776","document":"wf-form4_155787755741002.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1177404/000162828019006776/wf-form4_155787755741002.xml","form_type":"4"}}]}