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All Option Consideration will be paid without interest and less any applicable tax withholdings."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F10","text":"Twenty five percent (25%) of the shares subject to the Option shall vest and become exercisable on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total number of shares subject to the Option shall vest every month thereafter such that all shares shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date, subject to the reporting person continuing to be a Service Provider (as such term is defined in the Issuer's 2014 Equity Incentive Plan) through each such date. \"Vesting Commencement Date\" shall mean February 1, 2020."}],"balance_after":0,"derivative":{"exercise_price":10.89,"expiration_date":"2030-02-03","underlying":"Common Stock","underlying_shares":47500},"source":{"system":"sec-edgar","filing":"0000899243-20-027428","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320027428/doc4.xml","form_type":"4"}},{"id":3013175,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Stock Option (right to buy)","published_at":"2020-10-05T20:38:06.000Z","date":"2020-10-01","kind":"other","acquired":false,"shares":59000,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Upon the terms and subject to the conditions set forth in the Merger Agreement, each option with an exercise price equal to or less than the Cash Portion that remains outstanding as of immediately prior to the Effective Time, whether vested or unvested, will be cancelled and converted into a right to receive, with respect to each share of Issuer Common stock subject to such option, an amount in cash, without interest, equal to the excess, if any, of (i) the Cash Portion over the per share exercise price of such option, plus (ii) the CVR Portion (the \"Option Consideration\"). All Option Consideration will be paid without interest and less any applicable tax withholdings."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F9","text":"Twenty five percent (25%) of the shares subject to the Option shall vest and become exercisable on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total number of shares subject to the Option shall vest every month thereafter such that all shares shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date, subject to the reporting person continuing to be a Service Provider (as such term is defined in the Issuer's 2014 Equity Incentive Plan) through each such date. \"Vesting Commencement Date\" shall mean February 1, 2019."}],"balance_after":0,"derivative":{"exercise_price":3.9,"expiration_date":"2029-02-01","underlying":"Common Stock","underlying_shares":59000},"source":{"system":"sec-edgar","filing":"0000899243-20-027428","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320027428/doc4.xml","form_type":"4"}},{"id":3013174,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Stock Option (right to buy)","published_at":"2020-10-05T20:38:06.000Z","date":"2020-10-01","kind":"other","acquired":false,"shares":60486,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Upon the terms and subject to the conditions set forth in the Merger Agreement, each option with an exercise price equal to or less than the Cash Portion that remains outstanding as of immediately prior to the Effective Time, whether vested or unvested, will be cancelled and converted into a right to receive, with respect to each share of Issuer Common stock subject to such option, an amount in cash, without interest, equal to the excess, if any, of (i) the Cash Portion over the per share exercise price of such option, plus (ii) the CVR Portion (the \"Option Consideration\"). All Option Consideration will be paid without interest and less any applicable tax withholdings."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F8","text":"Twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total number of shares subject to the Option shall vest every month thereafter such that all shares shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date, subject to the reporting person continuing to be a Service Provider (as such term is defined in the Issuer's 2014 Equity Incentive Plan) through each such date. \"Vesting Commencement Date\" shall mean February 1, 2018."}],"balance_after":0,"derivative":{"exercise_price":3.38,"expiration_date":"2028-02-01","underlying":"Common Stock","underlying_shares":60486},"source":{"system":"sec-edgar","filing":"0000899243-20-027428","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320027428/doc4.xml","form_type":"4"}},{"id":3013173,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Stock Option (right to buy)","published_at":"2020-10-05T20:38:06.000Z","date":"2020-10-01","kind":"other","acquired":false,"shares":85000,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Upon the terms and subject to the conditions set forth in the Merger Agreement, each option with an exercise price equal to or less than the Cash Portion that remains outstanding as of immediately prior to the Effective Time, whether vested or unvested, will be cancelled and converted into a right to receive, with respect to each share of Issuer Common stock subject to such option, an amount in cash, without interest, equal to the excess, if any, of (i) the Cash Portion over the per share exercise price of such option, plus (ii) the CVR Portion (the \"Option Consideration\"). All Option Consideration will be paid without interest and less any applicable tax withholdings."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F7","text":"Twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total number of shares subject to the Option shall vest every month thereafter such that all shares shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date, subject to the reporting person continuing to be a Service Provider (as such term is defined in the Issuer's 2014 Equity Incentive Plan) through each such date. \"Vesting Commencement Date\" shall mean March 1, 2017."}],"balance_after":0,"derivative":{"exercise_price":7.47,"expiration_date":"2027-03-01","underlying":"Common Stock","underlying_shares":85000},"source":{"system":"sec-edgar","filing":"0000899243-20-027428","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320027428/doc4.xml","form_type":"4"}},{"id":3013172,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Stock Option (right to buy)","published_at":"2020-10-05T20:38:06.000Z","date":"2020-10-01","kind":"other","acquired":false,"shares":11238,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Upon the terms and subject to the conditions set forth in the Merger Agreement, each option with an exercise price equal to or less than the Cash Portion that remains outstanding as of immediately prior to the Effective Time, whether vested or unvested, will be cancelled and converted into a right to receive, with respect to each share of Issuer Common stock subject to such option, an amount in cash, without interest, equal to the excess, if any, of (i) the Cash Portion over the per share exercise price of such option, plus (ii) the CVR Portion (the \"Option Consideration\"). All Option Consideration will be paid without interest and less any applicable tax withholdings."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"One twenty-fourth (1/24th) of the shares subject to the option shall vest every month after the date of grant such that all shares shall be fully vested on the two (2) year anniversary of the Vesting Commencement Date. \"Vesting Commencement Date\" shall mean March 1, 2017."}],"balance_after":0,"derivative":{"exercise_price":7.47,"expiration_date":"2027-03-01","underlying":"Common Stock","underlying_shares":11238},"source":{"system":"sec-edgar","filing":"0000899243-20-027428","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320027428/doc4.xml","form_type":"4"}},{"id":3013171,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Stock Option (right to buy)","published_at":"2020-10-05T20:38:06.000Z","date":"2020-10-01","kind":"other","acquired":false,"shares":41970,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Upon the terms and subject to the conditions set forth in the Merger Agreement, each option with an exercise price equal to or less than the Cash Portion that remains outstanding as of immediately prior to the Effective Time, whether vested or unvested, will be cancelled and converted into a right to receive, with respect to each share of Issuer Common stock subject to such option, an amount in cash, without interest, equal to the excess, if any, of (i) the Cash Portion over the per share exercise price of such option, plus (ii) the CVR Portion (the \"Option Consideration\"). All Option Consideration will be paid without interest and less any applicable tax withholdings."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total number of shares subject to the Option shall vest every month thereafter such that all shares shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date. \"Vesting Commencement Date\" shall mean February 1, 2016."}],"balance_after":0,"derivative":{"exercise_price":9.19,"expiration_date":"2026-02-01","underlying":"Common Stock","underlying_shares":41970},"source":{"system":"sec-edgar","filing":"0000899243-20-027428","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320027428/doc4.xml","form_type":"4"}},{"id":3013170,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Stock Option (right to buy)","published_at":"2020-10-05T20:38:06.000Z","date":"2020-10-01","kind":"other","acquired":false,"shares":41000,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Upon the terms and subject to the conditions set forth in the Merger Agreement, each option with an exercise price equal to or less than the Cash Portion that remains outstanding as of immediately prior to the Effective Time, whether vested or unvested, will be cancelled and converted into a right to receive, with respect to each share of Issuer Common stock subject to such option, an amount in cash, without interest, equal to the excess, if any, of (i) the Cash Portion over the per share exercise price of such option, plus (ii) the CVR Portion (the \"Option Consideration\"). All Option Consideration will be paid without interest and less any applicable tax withholdings."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total number of shares subject to the Option shall vest every month thereafter such that all shares shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date. \"Vesting Commencement Date\" shall mean February 2, 2015."}],"balance_after":0,"derivative":{"exercise_price":6.9,"expiration_date":"2025-02-02","underlying":"Common Stock","underlying_shares":41000},"source":{"system":"sec-edgar","filing":"0000899243-20-027428","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320027428/doc4.xml","form_type":"4"}},{"id":3013169,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Common Stock","published_at":"2020-10-05T20:38:06.000Z","date":"2020-10-01","kind":"other","acquired":false,"shares":90246,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"(1) Upon the terms and subject to the conditions set forth in the Agreement and Plan of Merger, dated August 10, 2020 (the \"Merger Agreement\"), by and among Ligand Pharmaceutical Incorporated, a Delaware corporation, Pelican Acquisition Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and the Issuer, each issued and outstanding share of Issuer common stock (other than (A) Cancelled Shares, (B) Accepted Company Shares, and (C) Dissenting Company Shares (each as defined in the Merger Agreement)) was automatically converted into the right to receive (i) $12.00 per share, net to the holder thereof, subject to reduction for any applicable withholding Taxes (as defined in the Merger Agreement) payable in respect thereof, in cash (the \"Cash Portion\"), and (ii) a non-transferrable contractual contingent value right per share (a \"CVR\"), pursuant to the Contingent Value Rights Agreement,"},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"(continued from Footnote 1) dated as of September 30, 2020 (as it may be amended from time to time, the \"CVR Agreement\"), to receive a contingent payment of $2.00 in cash upon the achievement of a specified milestone as set forth in the CVR Agreement (the \"CVR Portion\"), effective immediately prior to the Effective Time (as defined in the Merger Agreement)."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0000899243-20-027428","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320027428/doc4.xml","form_type":"4"}},{"id":3107052,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Stock Option (right to buy)","published_at":"2020-06-17T17:16:18.000Z","date":"2020-06-16","kind":"exercise","acquired":false,"shares":770,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total number of shares subject to the Option shall vest every month thereafter such that all shares shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date, subject to the reporting person continuing to be a Service Provider (as such term is defined in the Issuer's 2014 Equity Incentive Plan) through each such date. \"Vesting Commencement Date\" shall mean February 1, 2018."}],"balance_after":60486,"derivative":{"exercise_price":3.38,"expiration_date":"2028-02-01","underlying":"Common Stock","underlying_shares":770},"source":{"system":"sec-edgar","filing":"0000899243-20-016892","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320016892/doc4.xml","form_type":"4"}},{"id":3107051,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Common Stock","published_at":"2020-06-17T17:16:18.000Z","date":"2020-06-16","kind":"sale","acquired":false,"shares":770,"price":10.2251,"value":7873.327,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 20, 2019."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Represents the weighted average share price of an aggregate total of 770 shares sold in the price range of $10.03 to $10.35 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price."}],"balance_after":90246,"source":{"system":"sec-edgar","filing":"0000899243-20-016892","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320016892/doc4.xml","form_type":"4"}},{"id":3107050,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Common Stock","published_at":"2020-06-17T17:16:18.000Z","date":"2020-06-16","kind":"exercise","acquired":true,"shares":770,"price":3.38,"value":2602.6,"ownership":{"direct":true},"balance_after":91016,"source":{"system":"sec-edgar","filing":"0000899243-20-016892","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320016892/doc4.xml","form_type":"4"}},{"id":3232125,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Stock Option (right to buy)","published_at":"2020-03-03T18:04:31.000Z","date":"2020-03-02","kind":"exercise","acquired":false,"shares":17151,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"Twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total number of shares subject to the Option shall vest every month thereafter such that all shares shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date, subject to the reporting person continuing to be a Service Provider (as such term is defined in the Issuer's 2014 Equity Incentive Plan) through each such date. \"Vesting Commencement Date\" shall mean February 1, 2018."}],"balance_after":61256,"derivative":{"exercise_price":3.38,"expiration_date":"2028-02-01","underlying":"Common Stock","underlying_shares":17151},"source":{"system":"sec-edgar","filing":"0000899243-20-006774","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320006774/doc4.xml","form_type":"4"}},{"id":3232124,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Common Stock","published_at":"2020-03-03T18:04:31.000Z","date":"2020-03-02","kind":"sale","acquired":false,"shares":17151,"price":11.2359,"value":192706.9209,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 20, 2019."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Represents the weighted average share price of an aggregate total of 17,151 shares sold in the price range of $11.04 to $11.46 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price."}],"balance_after":90246,"source":{"system":"sec-edgar","filing":"0000899243-20-006774","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320006774/doc4.xml","form_type":"4"}},{"id":3232123,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Common Stock","published_at":"2020-03-03T18:04:31.000Z","date":"2020-03-02","kind":"exercise","acquired":true,"shares":17151,"price":3.38,"value":57970.38,"ownership":{"direct":true},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Includes 624 shares acquired under the PFNX 2014 employee stock purchase plan on February 15, 2020."}],"balance_after":107397,"source":{"system":"sec-edgar","filing":"0000899243-20-006774","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320006774/doc4.xml","form_type":"4"}},{"id":3294874,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Stock Option (right to buy)","published_at":"2020-02-03T20:16:55.000Z","date":"2020-02-03","kind":"grant","acquired":true,"shares":47500,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Twenty five percent (25%) of the shares subject to the Option shall vest and become exercisable on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total number of shares subject to the Option shall vest every month thereafter such that all shares shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date, subject to the reporting person continuing to be a Service Provider (as such term is defined in the Issuer's 2014 Equity Incentive Plan) through each such date. \"Vesting Commencement Date\" shall mean February 1, 2020."}],"balance_after":47500,"derivative":{"exercise_price":10.89,"expiration_date":"2030-02-03","underlying":"Common Stock","underlying_shares":47500},"source":{"system":"sec-edgar","filing":"0000899243-20-002638","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924320002638/doc4.xml","form_type":"4"}},{"id":3357399,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Common Stock","published_at":"2019-11-27T20:41:44.000Z","date":"2019-11-27","kind":"sale","acquired":false,"shares":3000,"price":10.0348,"value":30104.4,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 23, 2018."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Represents the weighted average share price of an aggregate total of 3,000 shares sold in the price range of $10.005 to $10.06 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price."}],"balance_after":89622,"source":{"system":"sec-edgar","filing":"0000899243-19-028272","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924319028272/doc4.xml","form_type":"4"}},{"id":3413857,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Common Stock","published_at":"2019-09-16T20:32:00.000Z","date":"2019-09-16","kind":"sale","acquired":false,"shares":250,"price":10.01,"value":2502.5,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 23, 2018."}],"balance_after":92622,"source":{"system":"sec-edgar","filing":"0000899243-19-023699","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924319023699/doc4.xml","form_type":"4"}},{"id":3413856,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Common Stock","published_at":"2019-09-16T20:32:00.000Z","date":"2019-09-16","kind":"sale","acquired":false,"shares":1800,"price":10,"value":18000.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 23, 2018."}],"balance_after":92872,"source":{"system":"sec-edgar","filing":"0000899243-19-023699","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924319023699/doc4.xml","form_type":"4"}},{"id":3413855,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Common Stock","published_at":"2019-09-16T20:32:00.000Z","date":"2019-09-13","kind":"sale","acquired":false,"shares":3950,"price":10.0082,"value":39532.39,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 23, 2018."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Represents the weighted average share price of an aggregate total of 3,950 shares sold in the price range of $10.00 to $10.03 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price."}],"balance_after":94672,"source":{"system":"sec-edgar","filing":"0000899243-19-023699","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924319023699/doc4.xml","form_type":"4"}},{"id":3418512,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy Patrick K.","position":1,"cik":"0001612843","reported_name":"Lucy Patrick K.","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Business Officer"}}],"security":"Common Stock","published_at":"2019-09-10T16:15:21.000Z","date":"2019-09-06","kind":"sale","acquired":false,"shares":6000,"price":8.0035,"value":48021.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 23, 2018."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Represents the weighted average share price of an aggregate total of 6,000 shares sold in the price range of $8.00 to $8.05 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F3","text":"Includes 700 shares acquired under the PFNX 2014 employee stock purchase plan on February 15, 2017, 604 shares acquired under the PFNX 2014 employee stock purchase plan on August 15, 2018, 605 shares acquired under the PFNX 2014 employee stock purchase plan on February 15, 2019, and 623 shares acquired under the PFNX 2014 employee stock purchase plan on August 15, 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to the Option shall vest and become exercisable on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total number of shares subject to the Option shall vest every month thereafter such that all shares shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date, subject to the reporting person continuing to be a Service Provider (as such term is defined in the Issuer's 2014 Equity Incentive Plan) through each such date. \"Vesting Commencement Date\" shall mean February 1, 2019."}],"balance_after":59000,"derivative":{"exercise_price":3.9,"expiration_date":"2029-02-01","underlying":"Common 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to the option shall vest and become exercisable on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total number of shares subject to the Option shall vest every month thereafter such that all shares shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date, subject to the reporting person continuing to be a Service Provider (as such term is defined in the Issuer's 2014 Equity Incentive Plan) through each such date. \"Vesting Commencement Date\" shall mean February 1, 2018."}],"balance_after":78407,"derivative":{"exercise_price":3.38,"expiration_date":"2028-02-01","underlying":"Common 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securities acquired in connection with the Option."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"1/24th of the total shares subject to the Option shall vest every month after the date of grant such that all shares shall be fully vested on the two year anniversary of the Vesting Commencement Date. \"Vesting Commencement Date\" shall mean March 1, 2017."}],"balance_after":11238,"derivative":{"exercise_price":7.47,"expiration_date":"2027-03-01","underlying":"Common Stock","underlying_shares":11238},"source":{"system":"sec-edgar","filing":"0000899243-17-007810","document":"doc4a.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924317007810/doc4a.xml","form_type":"4/A","original_submission_date":"2017-03-02"}},{"id":4409597,"issuer":{"id":146052,"kind":"organization","name":"Pfenex Inc.","symbol":"PFNX"},"owners":[{"id":69967,"kind":"person","name":"Lucy 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The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F3","text":"Includes 700 shares acquired under the PFNX employee stock purchase plan on February 16, 2016 and 700 shares acquired under the PFNX employee stock purchase plan on August 15, 2016."}],"balance_after":102090,"source":{"system":"sec-edgar","filing":"0000899243-16-033618","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1478121/000089924316033618/doc4.xml","form_type":"4"}}]}