{"transactions":[{"id":919731,"issuer":{"id":53284,"kind":"organization","name":"Corient Registered Alternatives Fund","symbol":"N/A"},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"director":true}}],"security":"Common shares of beneficial interest","published_at":"2026-02-04T22:13:42.000Z","date":"2026-02-02","kind":"purchase","planned":false,"acquired":true,"shares":4672.9,"price":10.7,"value":50000.03,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"This figure is approximate. Due to the timing of the Fund's determination of its net asset value, the price per share, and the number of shares of the Fund that corresponds to, or held as a result of, the purchase cannot be determined at the time of this filing."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"This figure is approximate. Due to the timing of the Fund's determination of its net asset value, the price per share, and the number of shares of the Fund that corresponds to, or held as a result of, the purchase cannot be determined at the time of this filing."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"This figure is approximate. Due to the timing of the Fund's determination of its net asset value, the price per share, and the number of shares of the Fund that corresponds to, or held as a result of, the purchase cannot be determined at the time of this filing."}],"balance_after":9730.3,"source":{"system":"sec-edgar","filing":"0000898432-26-000080","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/2045371/000089843226000080/form4.xml","form_type":"4"}},{"id":1236374,"issuer":{"id":53284,"kind":"organization","name":"Corient Registered Alternatives Fund","symbol":"N/A"},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"director":true}}],"security":"Common shares of beneficial interest","published_at":"2025-03-03T16:20:50.000Z","date":"2025-03-03","kind":"purchase","planned":false,"acquired":true,"shares":50000,"price":10,"value":500000.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"This figure is approximate. Due to the timing of the Fund's determination of its net asset value, the price per share and the number of shares of the Fund that correspond to, or are held as a result of, this $50,000 purchase cannot be determined at the time of this filing."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"This figure is approximate. Due to the timing of the Fund's determination of its net asset value, the price per share and the number of shares of the Fund that correspond to, or are held as a result of, this $50,000 purchase cannot be determined at the time of this filing."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"This figure is approximate. Due to the timing of the Fund's determination of its net asset value, the price per share and the number of shares of the Fund that correspond to, or are held as a result of, this $50,000 purchase cannot be determined at the time of this filing."}],"balance_after":50000,"source":{"system":"sec-edgar","filing":"0000898432-25-000149","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/2045371/000089843225000149/form4.xml","form_type":"4"}},{"id":1845163,"issuer":{"id":8981,"kind":"organization","name":"Neuberger High Yield Strategies Fund Inc."},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"director":true}}],"security":"Transferable Subscription Rights (rights to buy)","published_at":"2023-06-24T01:19:42.000Z","date":"2023-06-21","kind":"other","planned":false,"acquired":false,"shares":10267,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F2","text":"Neuberger Berman High Yield Strategies Fund Inc. (the \"Fund\") issued transferable subscription rights (\"Rights\") to its common stockholders of record as of the close of business on May 23, 2023 (the \"Record Date\") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the \"Common Stock\"). The holders of Common Stock of record on the Record Date (\"Record Date Stockholders\") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3)."},{"field":"security","element":"securityTitle","label":"F3","text":"Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on June 21, 2023."},{"field":"security","element":"securityTitle","label":"F4","text":"The final subscription price of $7.42 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Neuberger Berman High Yield Strategies Fund Inc. (the \"Fund\") issued transferable subscription rights (\"Rights\") to its common stockholders of record as of the close of business on May 23, 2023 (the \"Record Date\") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the \"Common Stock\"). The holders of Common Stock of record on the Record Date (\"Record Date Stockholders\") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3)."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F3","text":"Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on June 21, 2023."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F4","text":"The final subscription price of $7.42 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Neuberger Berman High Yield Strategies Fund Inc. (the \"Fund\") issued transferable subscription rights (\"Rights\") to its common stockholders of record as of the close of business on May 23, 2023 (the \"Record Date\") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the \"Common Stock\"). The holders of Common Stock of record on the Record Date (\"Record Date Stockholders\") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3)."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on June 21, 2023."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The final subscription price of $7.42 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments."}],"balance_after":0,"derivative":{"exercise_date":"2023-05-23","expiration_date":"2023-06-21","underlying":"Common Stock","underlying_shares":3422},"source":{"system":"sec-edgar","filing":"0000898432-23-000406","document":"form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1487610/000089843223000406/form4.xml","form_type":"4"}},{"id":1845162,"issuer":{"id":8981,"kind":"organization","name":"Neuberger High Yield Strategies Fund Inc."},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"director":true}}],"security":"Common Stock","published_at":"2023-06-24T01:19:42.000Z","date":"2023-06-21","kind":"other","planned":false,"acquired":true,"shares":3422,"price":7.42,"value":25391.24,"ownership":{"direct":true},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Includes shares acquired over time under a distribution reinvestment plan."}],"balance_after":13689,"source":{"system":"sec-edgar","filing":"0000898432-23-000406","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1487610/000089843223000406/form4.xml","form_type":"4"}},{"id":1944223,"issuer":{"id":115288,"kind":"organization","name":"Thrivent Church Loan & Income Fund","symbol":"XCLIX"},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Class S shares of beneficial interest","published_at":"2023-03-20T16:50:13.000Z","date":"2023-03-16","kind":"purchase","planned":false,"acquired":false,"shares":5379.386,"price":9.16,"value":49275.17576,"ownership":{"direct":true},"balance_after":0,"source":{"system":"sec-edgar","filing":"0001721413-23-000007","document":"primary_doc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1254652/000172141323000007/primary_doc.xml","form_type":"4"}},{"id":2263653,"issuer":{"id":8981,"kind":"organization","name":"Neuberger High Yield Strategies Fund Inc."},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"director":true}}],"security":"Transferable Subscription Rights (rights to buy)","published_at":"2022-05-20T01:56:40.000Z","date":"2022-05-17","kind":"other","acquired":false,"shares":5289,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F2","text":"Neuberger Berman High Yield Strategies Fund Inc. (the \"Fund\") issued transferable subscription rights (\"Rights\") to its common stockholders of record as of the close of business on April 19, 2022 (the \"Record Date\") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the \"Common Stock\"). The holders of Common Stock of record on the Record Date (\"Record Date Stockholders\") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3)."},{"field":"security","element":"securityTitle","label":"F3","text":"Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional Common Stock which was not subscribed for by other Record Date Stockholders (the \"Over-Subscription Privilege\"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on May 17, 2022."},{"field":"security","element":"securityTitle","label":"F4","text":"The final subscription price of $8.60 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Neuberger Berman High Yield Strategies Fund Inc. (the \"Fund\") issued transferable subscription rights (\"Rights\") to its common stockholders of record as of the close of business on April 19, 2022 (the \"Record Date\") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the \"Common Stock\"). The holders of Common Stock of record on the Record Date (\"Record Date Stockholders\") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3)."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F3","text":"Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional Common Stock which was not subscribed for by other Record Date Stockholders (the \"Over-Subscription Privilege\"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on May 17, 2022."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F4","text":"The final subscription price of $8.60 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Neuberger Berman High Yield Strategies Fund Inc. (the \"Fund\") issued transferable subscription rights (\"Rights\") to its common stockholders of record as of the close of business on April 19, 2022 (the \"Record Date\") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the \"Common Stock\"). The holders of Common Stock of record on the Record Date (\"Record Date Stockholders\") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3)."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional Common Stock which was not subscribed for by other Record Date Stockholders (the \"Over-Subscription Privilege\"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on May 17, 2022."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The final subscription price of $8.60 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F5","text":"Includes shares acquired through the Over-Subscription Privilege."}],"balance_after":0,"derivative":{"exercise_date":"2022-04-19","expiration_date":"2022-05-17","underlying":"Common Stock","underlying_shares":3763},"source":{"system":"sec-edgar","filing":"0000898432-22-000344","document":"form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1487610/000089843222000344/form4.xml","form_type":"4"}},{"id":2263652,"issuer":{"id":8981,"kind":"organization","name":"Neuberger High Yield Strategies Fund Inc."},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"director":true}}],"security":"Common Stock","published_at":"2022-05-20T01:56:40.000Z","date":"2022-05-17","kind":"other","acquired":true,"shares":3763,"price":8.6,"value":32361.8,"ownership":{"direct":true},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Includes shares acquired over time under a distribution reinvestment plan."}],"balance_after":9100.2,"source":{"system":"sec-edgar","filing":"0000898432-22-000344","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1487610/000089843222000344/form4.xml","form_type":"4"}},{"id":2653624,"issuer":{"id":9856,"kind":"organization","name":"1WS Credit Income Fund"},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"other":true,"other_text":"Trustee"}}],"security":"Class I Shares","published_at":"2021-06-28T20:56:21.000Z","date":"2021-06-24","kind":"purchase","acquired":true,"shares":1644.737,"price":21.44,"value":35263.16128,"ownership":{"direct":true},"balance_after":2314.364,"source":{"system":"sec-edgar","filing":"0000898432-21-000509","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1748680/000089843221000509/form4.xml","form_type":"4"}},{"id":2677784,"issuer":{"id":9856,"kind":"organization","name":"1WS Credit Income Fund"},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"other":true,"other_text":"Trustee"}}],"security":"Class I Shares","published_at":"2021-06-08T21:42:50.000Z","date":"2021-06-04","kind":"purchase","acquired":true,"shares":1644.737,"price":21.28,"value":35000.00336,"ownership":{"direct":true},"balance_after":1644.737,"source":{"system":"sec-edgar","filing":"0000898432-21-000447","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1748680/000089843221000447/form4.xml","form_type":"4"}},{"id":2694278,"issuer":{"id":4837,"kind":"organization","name":"Neuberger Next Generation Connectivity Fund Inc."},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"director":true}}],"security":"Common Stock","published_at":"2021-05-27T22:54:43.000Z","date":"2021-05-25","kind":"purchase","acquired":true,"shares":5000,"price":20,"value":100000.0,"ownership":{"direct":true},"balance_after":5000,"source":{"system":"sec-edgar","filing":"0000898432-21-000443","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1843181/000089843221000443/form4.xml","form_type":"4"}},{"id":3133337,"issuer":{"id":115288,"kind":"organization","name":"Thrivent Church Loan & Income Fund","symbol":"XCLIX"},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Class S shares of beneficial interest","published_at":"2020-05-27T15:38:53.000Z","date":"2020-05-26","kind":"purchase","acquired":true,"shares":2319.109,"price":10.78,"value":24999.99502,"ownership":{"direct":true},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Includes shares received as dividend reinvestment"}],"balance_after":4936.947,"source":{"system":"sec-edgar","filing":"0001721413-20-000004","document":"primary_doc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1254652/000172141320000004/primary_doc.xml","form_type":"4"}},{"id":3182696,"issuer":{"id":5332,"kind":"organization","name":"Neuberger Energy Infrastructure & Income Fund Inc."},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"director":true}}],"security":"Shares of Common Stock","published_at":"2020-04-03T21:45:42.000Z","date":"2020-04-02","kind":"purchase","acquired":true,"shares":2500,"price":1.9148,"value":4787.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The shares were purchased in separate transactions.  The range of prices for the transactions reported on this line was $1.9100 to $1.9300.  The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Includes 467.587 shares acquired over time under a distribution reinvestment plan."}],"balance_after":3667.587,"source":{"system":"sec-edgar","filing":"0000898432-20-000468","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1254652/000089843220000468/form4.xml","form_type":"4"}},{"id":3689175,"issuer":{"id":115288,"kind":"organization","name":"Thrivent Church Loan & Income Fund","symbol":"XCLIX"},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"director":true}}],"security":"Class S Shares of beneficial interest","published_at":"2019-01-23T16:00:24.000Z","date":"2019-01-18","kind":"purchase","acquired":true,"shares":2507.523,"price":9.97,"value":25000.00431,"ownership":{"direct":true},"balance_after":2507.523,"source":{"system":"sec-edgar","filing":"0000898432-19-000099","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1254652/000089843219000099/form4.xml","form_type":"4"}},{"id":3780317,"issuer":{"id":162732,"kind":"organization","name":"STEBEN SELECT MULTI-STRATEGY FUND","symbol":"NONE"},"owners":[{"id":67775,"kind":"person","name":"MORRISS GEORGE W","position":1,"cik":"0001254652","reported_name":"MORRISS GEORGE W","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"Trustee"}}],"security":"Shares of Beneficial Interest - Class I","published_at":"2018-10-30T16:06:50.000Z","date":"2018-10-30","kind":"sale","acquired":false,"shares":30331.96,"price":9.0549,"value":274652.864604,"ownership":{"direct":true},"balance_after":0,"source":{"system":"sec-edgar","filing":"0001615774-18-011528","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1254652/000161577418011528/ownership.xml","form_type":"4/A","original_submission_date":"2016-04-04"}}]}