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Each of NCM, Mr. Harkey and Mr. Mack disclaims beneficial ownership of the Issuer's securities disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":148153,"source":{"system":"sec-edgar","filing":"0001104659-25-007682","document":"tm254975-1_4seq1.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000110465925007682/tm254975-1_4seq1.xml","form_type":"4"}},{"id":1475444,"issuer":{"id":7560,"kind":"organization","name":"AYTU BIOPHARMA, INC"},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Exchange Warrants","published_at":"2024-06-18T17:09:09.000Z","date":"2024-06-14","kind":"other","planned":false,"acquired":true,"shares":815217,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Subject to certain limits on beneficial ownership, the Exchange Warrants may be exercised to purchase Issuer Common Stock at an exercise price of $0.0001 per share. The Exchange Warrants do not expire until exercised in full."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"Subject to certain limits on beneficial ownership, the Exchange Warrants may be exercised to purchase Issuer Common Stock at an exercise price of $0.0001 per share. The Exchange Warrants do not expire until exercised in full."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nantahala Capital Management, LLC (\"NCM\"), an investment adviser to certain private funds and managed accounts (the \"NCM Investors\") that hold the Aytu BioPharma, Inc (\"Issuer\") securities disclosed in this Form 4, may be deemed a beneficial owner of such securities. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of Issuer securities beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack disclaims beneficial ownership of the Issuer's securities disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":815217,"derivative":{"exercise_price":0.0001,"underlying":"Common Stock","underlying_shares":815217},"source":{"system":"sec-edgar","filing":"0001104659-24-072893","document":"tm2417545-2_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000110465924072893/tm2417545-2_4seq1.xml","form_type":"4"}},{"id":1475443,"issuer":{"id":7560,"kind":"organization","name":"AYTU BIOPHARMA, INC"},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Tranche B Warrant","published_at":"2024-06-18T17:09:09.000Z","date":"2024-06-14","kind":"other","planned":false,"acquired":false,"shares":815217,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"The Tranche B Warrants may be exercised for either shares of Common Stock or Exchange Warrants. Subject to certain limits on beneficial ownership, the Tranche B Warrants are exercisable at a price of $1.59 per share (or $1.5899 per Exchange Warrant). The Tranche B Warrants will expire upon the earlier of (x) five years after the date of issuance, and (y) 30 days following the Issuer's achievement of consolidated trailing twelve-month adjusted EBITDA of $12 million."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Tranche B Warrants may be exercised for either shares of Common Stock or Exchange Warrants. Subject to certain limits on beneficial ownership, the Tranche B Warrants are exercisable at a price of $1.59 per share (or $1.5899 per Exchange Warrant). The Tranche B Warrants will expire upon the earlier of (x) five years after the date of issuance, and (y) 30 days following the Issuer's achievement of consolidated trailing twelve-month adjusted EBITDA of $12 million."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Tranche B Warrants may be exercised for either shares of Common Stock or Exchange Warrants. Subject to certain limits on beneficial ownership, the Tranche B Warrants are exercisable at a price of $1.59 per share (or $1.5899 per Exchange Warrant). The Tranche B Warrants will expire upon the earlier of (x) five years after the date of issuance, and (y) 30 days following the Issuer's achievement of consolidated trailing twelve-month adjusted EBITDA of $12 million."},{"field":"derivative.underlying","element":"underlyingSecurityTitle","label":"F1","text":"The Tranche B Warrants may be exercised for either shares of Common Stock or Exchange Warrants. Subject to certain limits on beneficial ownership, the Tranche B Warrants are exercisable at a price of $1.59 per share (or $1.5899 per Exchange Warrant). The Tranche B Warrants will expire upon the earlier of (x) five years after the date of issuance, and (y) 30 days following the Issuer's achievement of consolidated trailing twelve-month adjusted EBITDA of $12 million."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nantahala Capital Management, LLC (\"NCM\"), an investment adviser to certain private funds and managed accounts (the \"NCM Investors\") that hold the Aytu BioPharma, Inc (\"Issuer\") securities disclosed in this Form 4, may be deemed a beneficial owner of such securities. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of Issuer securities beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack disclaims beneficial ownership of the Issuer's securities disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"exercise_price":1.5899,"underlying":"Common Stock","underlying_shares":815217},"source":{"system":"sec-edgar","filing":"0001104659-24-072893","document":"tm2417545-2_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000110465924072893/tm2417545-2_4seq1.xml","form_type":"4"}},{"id":1564849,"issuer":{"id":7102,"kind":"organization","name":"TALPHERA, INC."},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}}],"security":"2024 Pre-Funded Warrants","published_at":"2024-03-21T16:30:22.000Z","date":"2024-03-19","kind":"other","planned":false,"acquired":true,"shares":324675,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"On March 19, 2024, Nantahala Capital Management, LLC (\"NCM\") entered into a sub-advisory agreement with a client regarding its managed account, pursuant to which NCM acquired voting and investment power over certain securities owned by the client, including Warrants (as defined below) to purchase 324,675 shares of Common Stock at an exercise price of $0.001 per share, subject to a contractual prohibition on any exercise if the Reporting Persons (as defined below) or certain related persons would then beneficially own more than 9.99% of the number of shares of Common Stock outstanding."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On March 19, 2024, Nantahala Capital Management, LLC (\"NCM\") entered into a sub-advisory agreement with a client regarding its managed account, pursuant to which NCM acquired voting and investment power over certain securities owned by the client, including Warrants (as defined below) to purchase 324,675 shares of Common Stock at an exercise price of $0.001 per share, subject to a contractual prohibition on any exercise if the Reporting Persons (as defined below) or certain related persons would then beneficially own more than 9.99% of the number of shares of Common Stock outstanding."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"These Warrants (as defined below) are exercisable indefinitely."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"NCM, an investment adviser to certain private funds and managed accounts (the \"NCM Investors\") that hold shares of Common Stock and certain derivative securities related thereto (the \"Derivatives\"), including the warrants to purchase Common Stock disclosed in this Form 4 (\"Warrants\"), may be deemed a beneficial owner of such Warrants. Each of Mr. Wilmot B. Harkey and Mr. Daniel Mack may be deemed a beneficial owner of the Warrants beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack (the \"Reporting Persons\") disclaims beneficial ownership of the Warrants disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":6493507,"derivative":{"exercise_price":0.001,"exercise_date":"2024-01-24","underlying":"Common Stock","underlying_shares":324675},"source":{"system":"sec-edgar","filing":"0001104659-24-037346","document":"tm249500-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000110465924037346/tm249500-1_4seq1.xml","form_type":"4"}},{"id":1574838,"issuer":{"id":7102,"kind":"organization","name":"TALPHERA, INC."},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}}],"security":"Put Option (obligation to buy)","published_at":"2024-03-15T16:01:23.000Z","date":"2024-03-15","kind":"other","planned":false,"acquired":false,"shares":755000,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Nantahala Capital Management, LLC (\"NCM\"), an investment adviser to certain private funds and managed accounts (the \"NCM Investors\") that hold shares of Common Stock and held certain derivative securities related thereto (the \"Derivatives\"), including the put options disclosed in this Form 4, may be deemed or have been deemed a beneficial owner of such securities. Each of Mr. Wilmot B. Harkey and Mr. Daniel Mack may be deemed a beneficial owner of the securities beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack (the \"Reporting Persons\") disclaims beneficial ownership of the securities disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"exercise_price":5,"exercise_date":"2024-03-15","expiration_date":"2024-03-15","underlying":"Common Stock","underlying_shares":755000},"source":{"system":"sec-edgar","filing":"0001104659-24-034986","document":"tm248811-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000110465924034986/tm248811-1_4seq1.xml","form_type":"4"}},{"id":1574837,"issuer":{"id":7102,"kind":"organization","name":"TALPHERA, INC."},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}}],"security":"Common Stock","published_at":"2024-03-15T16:01:23.000Z","date":"2024-03-15","kind":"other","planned":false,"acquired":true,"shares":755000,"price":5,"value":3775000.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Nantahala Capital Management, LLC (\"NCM\"), an investment adviser to certain private funds and managed accounts (the \"NCM Investors\") that hold shares of Common Stock and held certain derivative securities related thereto (the \"Derivatives\"), including the put options disclosed in this Form 4, may be deemed or have been deemed a beneficial owner of such securities. Each of Mr. Wilmot B. Harkey and Mr. Daniel Mack may be deemed a beneficial owner of the securities beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack (the \"Reporting Persons\") disclaims beneficial ownership of the securities disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":1992519,"source":{"system":"sec-edgar","filing":"0001104659-24-034986","document":"tm248811-1_4seq1.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000110465924034986/tm248811-1_4seq1.xml","form_type":"4"}},{"id":1672111,"issuer":{"id":7102,"kind":"organization","name":"TALPHERA, INC."},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"2024 Pre-Funded Warrants","published_at":"2024-01-24T06:03:55.000Z","date":"2024-01-22","kind":"grant","planned":false,"acquired":true,"shares":6168832,"price":0.769,"value":4743831.808,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"These Warrants are exercisable indefinitely."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nantahala Capital Management, LLC (\"NCM\"), an investment adviser to certain private funds and managed accounts (the \"NCM Investors\") that hold shares of Common Stock and certain derivative securities related thereto (the \"Derivatives\"), including the warrants to purchase Common Stock (\"Warrants\") disclosed in this Form 4, may be deemed a beneficial owner of such Warrants. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of the Warrants beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack (the \"Reporting Persons\") disclaims beneficial ownership of the Warrants disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":6168832,"derivative":{"exercise_price":0.001,"exercise_date":"2024-01-24","underlying":"Common Stock","underlying_shares":6168832},"source":{"system":"sec-edgar","filing":"0001104659-24-006027","document":"tm243862-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000110465924006027/tm243862-1_4seq1.xml","form_type":"4"}},{"id":1672110,"issuer":{"id":7102,"kind":"organization","name":"TALPHERA, INC."},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"2023 Series B Warrants","published_at":"2024-01-24T06:03:55.000Z","date":"2024-01-22","kind":"grant","planned":false,"acquired":true,"shares":2205883,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On January 24, 2024, as disclosed by Talphera, Inc (the \"Issuer\") in an 8-K filed with the SEC on the same date, the Issuer amended and restated certain warrants to purchase shares of Issuer common stock (\"Common Stock\") including those acquired by the NCM Investors (as defined below) on July 20, 2023, reducing the exercise price thereunder to $0.77 per share of Common Stock."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nantahala Capital Management, LLC (\"NCM\"), an investment adviser to certain private funds and managed accounts (the \"NCM Investors\") that hold shares of Common Stock and certain derivative securities related thereto (the \"Derivatives\"), including the warrants to purchase Common Stock (\"Warrants\") disclosed in this Form 4, may be deemed a beneficial owner of such Warrants. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of the Warrants beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack (the \"Reporting Persons\") disclaims beneficial ownership of the Warrants disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":2205883,"derivative":{"exercise_price":0.77,"exercise_date":"2023-07-20","expiration_date":"2028-07-20","underlying":"Common Stock","underlying_shares":2205883},"source":{"system":"sec-edgar","filing":"0001104659-24-006027","document":"tm243862-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000110465924006027/tm243862-1_4seq1.xml","form_type":"4"}},{"id":1672109,"issuer":{"id":7102,"kind":"organization","name":"TALPHERA, INC."},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"2023 Series A Warrants","published_at":"2024-01-24T06:03:55.000Z","date":"2024-01-22","kind":"grant","planned":false,"acquired":true,"shares":2205883,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On January 24, 2024, as disclosed by Talphera, Inc (the \"Issuer\") in an 8-K filed with the SEC on the same date, the Issuer amended and restated certain warrants to purchase shares of Issuer common stock (\"Common Stock\") including those acquired by the NCM Investors (as defined below) on July 20, 2023, reducing the exercise price thereunder to $0.77 per share of Common Stock."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nantahala Capital Management, LLC (\"NCM\"), an investment adviser to certain private funds and managed accounts (the \"NCM Investors\") that hold shares of Common Stock and certain derivative securities related thereto (the \"Derivatives\"), including the warrants to purchase Common Stock (\"Warrants\") disclosed in this Form 4, may be deemed a beneficial owner of such Warrants. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of the Warrants beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack (the \"Reporting Persons\") disclaims beneficial ownership of the Warrants disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":2205883,"derivative":{"exercise_price":0.77,"exercise_date":"2023-07-20","expiration_date":"2028-07-20","underlying":"Common Stock","underlying_shares":2205883},"source":{"system":"sec-edgar","filing":"0001104659-24-006027","document":"tm243862-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000110465924006027/tm243862-1_4seq1.xml","form_type":"4"}},{"id":1672108,"issuer":{"id":7102,"kind":"organization","name":"TALPHERA, INC."},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"2023 Series B Warrants","published_at":"2024-01-24T06:03:55.000Z","date":"2024-01-22","kind":"disposition_to_issuer","planned":false,"acquired":false,"shares":2205883,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On January 24, 2024, as disclosed by Talphera, Inc (the \"Issuer\") in an 8-K filed with the SEC on the same date, the Issuer amended and restated certain warrants to purchase shares of Issuer common stock (\"Common Stock\") including those acquired by the NCM Investors (as defined below) on July 20, 2023, reducing the exercise price thereunder to $0.77 per share of Common Stock."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nantahala Capital Management, LLC (\"NCM\"), an investment adviser to certain private funds and managed accounts (the \"NCM Investors\") that hold shares of Common Stock and certain derivative securities related thereto (the \"Derivatives\"), including the warrants to purchase Common Stock (\"Warrants\") disclosed in this Form 4, may be deemed a beneficial owner of such Warrants. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of the Warrants beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack (the \"Reporting Persons\") disclaims beneficial ownership of the Warrants disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"exercise_price":1.11,"exercise_date":"2023-07-20","expiration_date":"2028-07-20","underlying":"Common Stock","underlying_shares":2205883},"source":{"system":"sec-edgar","filing":"0001104659-24-006027","document":"tm243862-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000110465924006027/tm243862-1_4seq1.xml","form_type":"4"}},{"id":1672107,"issuer":{"id":7102,"kind":"organization","name":"TALPHERA, INC."},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See remarks"}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"2023 Series A Warrants","published_at":"2024-01-24T06:03:55.000Z","date":"2024-01-22","kind":"disposition_to_issuer","planned":false,"acquired":false,"shares":2205883,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On January 24, 2024, as disclosed by Talphera, Inc (the \"Issuer\") in an 8-K filed with the SEC on the same date, the Issuer amended and restated certain warrants to purchase shares of Issuer common stock (\"Common Stock\") including those acquired by the NCM Investors (as defined below) on July 20, 2023, reducing the exercise price thereunder to $0.77 per share of Common Stock."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nantahala Capital Management, LLC (\"NCM\"), an investment adviser to certain private funds and managed accounts (the \"NCM Investors\") that hold shares of Common Stock and certain derivative securities related thereto (the \"Derivatives\"), including the warrants to purchase Common Stock (\"Warrants\") disclosed in this Form 4, may be deemed a beneficial owner of such Warrants. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of the Warrants beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack (the \"Reporting Persons\") disclaims beneficial ownership of the Warrants disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"exercise_price":1.11,"exercise_date":"2023-07-20","expiration_date":"2028-07-20","underlying":"Common Stock","underlying_shares":2205883},"source":{"system":"sec-edgar","filing":"0001104659-24-006027","document":"tm243862-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000110465924006027/tm243862-1_4seq1.xml","form_type":"4"}},{"id":2207247,"issuer":{"id":125373,"kind":"organization","name":"IMAGEWARE SYSTEMS INC","symbol":"IWSY"},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series D Convertible Preferred Stock","published_at":"2022-07-15T16:56:10.000Z","date":"2022-07-13","kind":"other","acquired":false,"shares":150,"price":1000,"value":150000.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"kind","element":"transactionCoding","label":"F2","text":"The Series D Convertible Redeemable Preferred Stock is being exchanged for additional term loans under the Loan and Security Agreement dated December 29, 2021, as amended June 3, 2022 and July 13, 2022."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The Series D Convertible Redeemable Preferred Stock is being exchanged for additional term loans under the Loan and Security Agreement dated December 29, 2021, as amended June 3, 2022 and July 13, 2022."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Nantahala Capital Management, LLC (\"NCM\"), as investment adviser to certain private funds and managed accounts that hold the ImageWare Systems, Inc. (\"ImageWare\") common stock (\"Common Stock\"), Series C Preferred Stock, and Series D Preferred Stock disclosed in this Form 4, may be deemed a beneficial owner of such securities. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of Common Stock, Series C Preferred Stock, and Series D Preferred Stock beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack disclaims beneficial ownership of the ImageWare securities disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":13278,"derivative":{"exercise_price":0.0583,"underlying":"Common Stock","underlying_shares":2572895},"source":{"system":"sec-edgar","filing":"0001104659-22-080243","document":"tm2221227-2_4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/941685/000110465922080243/tm2221227-2_4.xml","form_type":"4"}},{"id":2207248,"issuer":{"id":125373,"kind":"organization","name":"IMAGEWARE SYSTEMS INC","symbol":"IWSY"},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series D Convertible Preferred Stock","published_at":"2022-07-15T16:33:10.000Z","date":"2022-06-03","kind":"other","acquired":false,"shares":2600,"price":1000,"value":2600000.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"kind","element":"transactionCoding","label":"F2","text":"The Series D Convertible Redeemable Preferred Stock is being exchanged for additional term loans under the Loan and Security Agreement dated December 29, 2021, as amended June 3, 2022, as further described in the 8-K filed by ImageWare on June 8, 2022."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The Series D Convertible Redeemable Preferred Stock is being exchanged for additional term loans under the Loan and Security Agreement dated December 29, 2021, as amended June 3, 2022, as further described in the 8-K filed by ImageWare on June 8, 2022."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Nantahala Capital Management, LLC (\"NCM\"), as investment adviser to certain private funds and managed accounts that hold the ImageWare Systems, Inc. (\"ImageWare\") common stock (\"Common Stock\"), Series C Preferred Stock, and Series D Preferred Stock disclosed in this Form 4, may be deemed a beneficial owner of such securities. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of Common Stock, Series C Preferred Stock, and Series D Preferred Stock beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack disclaims beneficial ownership of the ImageWare securities disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":13274,"derivative":{"exercise_price":0.0583,"underlying":"Common Stock","underlying_shares":44596910},"source":{"system":"sec-edgar","filing":"0001104659-22-080228","document":"tm2221227-1_4aseq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/941685/000110465922080228/tm2221227-1_4aseq1.xml","form_type":"4/A","original_submission_date":"2022-06-08"}},{"id":2239451,"issuer":{"id":125373,"kind":"organization","name":"IMAGEWARE SYSTEMS INC","symbol":"IWSY"},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series D Convertible Preferred Stock","published_at":"2022-06-08T19:20:13.000Z","date":"2022-06-03","kind":"other","acquired":true,"shares":2600,"price":1000,"value":2600000.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"kind","element":"transactionCoding","label":"F2","text":"The Series D Convertible Redeemable Preferred Stock is being exchanged for additional term loans under the Loan and Security Agreement dated December 29, 2021, as amended June 3, 2022, as further described in the 8-K filed by ImageWare on June 8, 2022."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The Series D Convertible Redeemable Preferred Stock is being exchanged for additional term loans under the Loan and Security Agreement dated December 29, 2021, as amended June 3, 2022, as further described in the 8-K filed by ImageWare on June 8, 2022."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Nantahala Capital Management, LLC (\"NCM\"), as investment adviser to certain private funds and managed accounts that hold the ImageWare Systems, Inc. (\"ImageWare\") common stock (\"Common Stock\"), Series C Preferred Stock, and Series D Preferred Stock disclosed in this Form 4, may be deemed a beneficial owner of such securities. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of Common Stock, Series C Preferred Stock, and Series D Preferred Stock beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack disclaims beneficial ownership of the ImageWare securities disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":13274,"derivative":{"exercise_price":0.0583,"underlying":"Common Stock","underlying_shares":44596910},"source":{"system":"sec-edgar","filing":"0001104659-22-069421","document":"tm2218038-2_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/941685/000110465922069421/tm2218038-2_4seq1.xml","form_type":"4"}},{"id":2980236,"issuer":{"id":125373,"kind":"organization","name":"IMAGEWARE SYSTEMS INC","symbol":"IWSY"},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series D Convertible Preferred Stock","published_at":"2020-11-16T21:57:11.000Z","date":"2020-11-12","kind":"other","acquired":true,"shares":7500,"price":1000,"value":7500000.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F4","text":"The Series C Convertible Redeemable Preferred Stock is being exchanged for Series D Convertible Preferred Stock at par."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The Series C Convertible Redeemable Preferred Stock is being exchanged for Series D Convertible Preferred Stock at par."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nantahala Capital Management, LLC (\"NCM\"), as investment adviser to certain private funds and managed accounts that hold the ImageWare Systems, Inc. (\"ImageWare\") common stock (\"Common Stock\"), Series C Preferred Stock, and Series D Preferred Stock disclosed in this Form 4, may be deemed a beneficial owner of such securities. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of Common Stock, Series C Preferred Stock, and Series D Preferred Stock beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack disclaims beneficial ownership of the ImageWare securities disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":15000,"derivative":{"exercise_price":0.0583,"underlying":"Common Stock","underlying_shares":128644940},"source":{"system":"sec-edgar","filing":"0001104659-20-126032","document":"tm2036202d1_4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/941685/000110465920126032/tm2036202d1_4.xml","form_type":"4"}},{"id":2980235,"issuer":{"id":125373,"kind":"organization","name":"IMAGEWARE SYSTEMS INC","symbol":"IWSY"},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series C Convertible Redeemable Preferred Stock","published_at":"2020-11-16T21:57:11.000Z","date":"2020-11-12","kind":"other","acquired":false,"shares":750,"price":10000,"value":7500000.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"security","element":"securityTitle","label":"F3","text":"Series C Convertible Redeemable Preferred Stock (\"Series C Preferred Stock\") is convertible to Common Stock at the option of the holder at any time, or at the option of ImageWare upon the satisfaction of certain conditions. Series C Preferred Stock does not expire, but is subject to certain redemption rights, including at the option of ImageWare upon a qualifying change of control and at the option of the holder at any time after September 10, 2021 or upon a qualifying change of control."},{"field":"kind","element":"transactionCoding","label":"F4","text":"The Series C Convertible Redeemable Preferred Stock is being exchanged for Series D Convertible Preferred Stock at par."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The Series C Convertible Redeemable Preferred Stock is being exchanged for Series D Convertible Preferred Stock at par."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Series C Convertible Redeemable Preferred Stock (\"Series C Preferred Stock\") is convertible to Common Stock at the option of the holder at any time, or at the option of ImageWare upon the satisfaction of certain conditions. Series C Preferred Stock does not expire, but is subject to certain redemption rights, including at the option of ImageWare upon a qualifying change of control and at the option of the holder at any time after September 10, 2021 or upon a qualifying change of control."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"Series C Convertible Redeemable Preferred Stock (\"Series C Preferred Stock\") is convertible to Common Stock at the option of the holder at any time, or at the option of ImageWare upon the satisfaction of certain conditions. Series C Preferred Stock does not expire, but is subject to certain redemption rights, including at the option of ImageWare upon a qualifying change of control and at the option of the holder at any time after September 10, 2021 or upon a qualifying change of control."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nantahala Capital Management, LLC (\"NCM\"), as investment adviser to certain private funds and managed accounts that hold the ImageWare Systems, Inc. (\"ImageWare\") common stock (\"Common Stock\"), Series C Preferred Stock, and Series D Preferred Stock disclosed in this Form 4, may be deemed a beneficial owner of such securities. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of Common Stock, Series C Preferred Stock, and Series D Preferred Stock beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack disclaims beneficial ownership of the ImageWare securities disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"exercise_price":1,"underlying":"Common Stock","underlying_shares":7500000},"source":{"system":"sec-edgar","filing":"0001104659-20-126032","document":"tm2036202d1_4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/941685/000110465920126032/tm2036202d1_4.xml","form_type":"4"}},{"id":2980234,"issuer":{"id":125373,"kind":"organization","name":"IMAGEWARE SYSTEMS INC","symbol":"IWSY"},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series D Convertible Preferred Stock","published_at":"2020-11-16T21:57:11.000Z","date":"2020-11-12","kind":"purchase","acquired":true,"shares":7500,"price":1000,"value":7500000.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Series D Convertible Preferred Stock (\"Series D Preferred Stock\") is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nantahala Capital Management, LLC (\"NCM\"), as investment adviser to certain private funds and managed accounts that hold the ImageWare Systems, Inc. (\"ImageWare\") common stock (\"Common Stock\"), Series C Preferred Stock, and Series D Preferred Stock disclosed in this Form 4, may be deemed a beneficial owner of such securities. Each of Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed a beneficial owner of Common Stock, Series C Preferred Stock, and Series D Preferred Stock beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack disclaims beneficial ownership of the ImageWare securities disclosed herein except to the extent of their respective pecuniary interests therein."}],"balance_after":7500,"derivative":{"exercise_price":0.0583,"underlying":"Common Stock","underlying_shares":128644940},"source":{"system":"sec-edgar","filing":"0001104659-20-126032","document":"tm2036202d1_4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/941685/000110465920126032/tm2036202d1_4.xml","form_type":"4"}},{"id":3487844,"issuer":{"id":152300,"kind":"organization","name":"GUE Liquidation Companies, Inc.","symbol":"FTD"},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Option (Right to buy)","published_at":"2019-06-17T15:39:48.000Z","date":"2019-06-14","kind":"sale","acquired":false,"shares":2500,"price":0.0004,"value":1.0,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Nantahala Capital Management, LLC (\"NCM\") may have been deemed a beneficial owner of securities held for certain private funds and managed accounts for which NCM serves as investment adviser."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Mr. Wilmot B. Harkey and Mr. Daniel Mack may have been deemed to be beneficial owners of the securities beneficially owned by NCM, but each of NCM, Wilmot Harkey and Daniel Mack disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":2.5,"exercise_date":"2019-03-14","expiration_date":"2019-06-21","underlying":"FTD Common Stock, par value $0.0001 per share","underlying_shares":250000},"source":{"system":"sec-edgar","filing":"0001144204-19-031161","document":"tv523707_4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000114420419031161/tv523707_4.xml","form_type":"4"}},{"id":3487843,"issuer":{"id":152300,"kind":"organization","name":"GUE Liquidation Companies, Inc.","symbol":"FTD"},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock par value $0.0001 per share","published_at":"2019-06-17T15:39:48.000Z","date":"2019-06-14","kind":"sale","acquired":false,"shares":710763,"price":0.039,"value":27719.757,"ownership":{"direct":false,"nature":"See footnotes (2)(3) below"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0375 to $0.0433, inclusive."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001144204-19-031161","document":"tv523707_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000114420419031161/tv523707_4.xml","form_type":"4"}},{"id":3487842,"issuer":{"id":152300,"kind":"organization","name":"GUE Liquidation Companies, Inc.","symbol":"FTD"},"owners":[{"id":60000,"kind":"organization","name":"Nantahala Capital Management, LLC","position":1,"cik":"0001472322","reported_name":"Nantahala Capital Management, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60001,"kind":"person","name":"Harkey Wilmot B.","position":2,"cik":"0001775952","reported_name":"Harkey Wilmot B.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":60002,"kind":"person","name":"Mack Daniel","position":3,"cik":"0001775831","reported_name":"Mack Daniel","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock par value $0.0001 per share","published_at":"2019-06-17T15:39:48.000Z","date":"2019-06-13","kind":"sale","acquired":false,"shares":3000000,"price":0.046,"value":138000.0,"ownership":{"direct":false,"nature":"See footnotes (2)(3) below"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.04 to $0.67, inclusive. The Reporting Persons undertake to provide to FTD Companies, Inc. (the \"Issuer\"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (4) to this Form 4."}],"balance_after":710763,"source":{"system":"sec-edgar","filing":"0001144204-19-031161","document":"tv523707_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1775831/000114420419031161/tv523707_4.xml","form_type":"4"}}]}