{"transactions":[{"id":771526,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2026-05-19T14:12:30.000Z","date":"2026-05-18","kind":"sale","planned":false,"acquired":false,"shares":15000,"price":7.6445,"value":114667.5,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"These shares were sold in multiple transactions at prices ranging from $7.60 to $7.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote."}],"balance_after":5649,"source":{"system":"sec-edgar","filing":"0001193125-26-229871","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000119312526229871/ownership.xml","form_type":"4"}},{"id":829090,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2026-03-24T18:47:47.000Z","date":"2026-03-23","kind":"sale","planned":false,"acquired":false,"shares":37100,"price":7.3772,"value":273694.12,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"These shares were sold in multiple transactions at prices ranging from $7.36 to $7.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote."}],"balance_after":20649,"source":{"system":"sec-edgar","filing":"0001193125-26-121542","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000119312526121542/ownership.xml","form_type":"4"}},{"id":833226,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2026-03-20T00:06:51.000Z","date":"2026-03-19","kind":"sale","planned":false,"acquired":false,"shares":27378,"price":7.6036,"value":208171.3608,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F3","text":"These shares were sold in multiple transactions at prices ranging from $7.51 to $7.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote."}],"balance_after":57749,"source":{"system":"sec-edgar","filing":"0001193125-26-116441","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000119312526116441/ownership.xml","form_type":"4"}},{"id":833225,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2026-03-20T00:06:51.000Z","date":"2026-03-18","kind":"sale","planned":false,"acquired":false,"shares":3089,"price":8.0226,"value":24781.8114,"ownership":{"direct":false,"nature":"By Individual Retirement Account"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"These shares were sold in multiple transactions at prices ranging from $8.00 to $8.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote."}],"balance_after":85127,"source":{"system":"sec-edgar","filing":"0001193125-26-116441","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000119312526116441/ownership.xml","form_type":"4"}},{"id":833224,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2026-03-20T00:06:51.000Z","date":"2026-03-18","kind":"sale","planned":false,"acquired":false,"shares":23000,"price":7.9731,"value":183381.3,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"These shares were sold in multiple transactions at prices ranging from $7.92 to $8.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote."}],"balance_after":85127,"source":{"system":"sec-edgar","filing":"0001193125-26-116441","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000119312526116441/ownership.xml","form_type":"4"}},{"id":843670,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2026-03-13T20:02:54.000Z","date":"2026-03-12","kind":"sale","planned":false,"acquired":false,"shares":500,"price":8.8,"value":4400.0,"ownership":{"direct":false,"nature":"By Individal Retirement Account"},"balance_after":111216,"source":{"system":"sec-edgar","filing":"0001193125-26-106093","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000119312526106093/ownership.xml","form_type":"4"}},{"id":843669,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2026-03-13T20:02:54.000Z","date":"2026-03-12","kind":"sale","planned":false,"acquired":false,"shares":16200,"price":8.8372,"value":143162.64,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F3","text":"These shares were sold in multiple transactions at prices ranging from $8.77 to $8.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote."}],"balance_after":111216,"source":{"system":"sec-edgar","filing":"0001193125-26-106093","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000119312526106093/ownership.xml","form_type":"4"}},{"id":843668,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2026-03-13T20:02:54.000Z","date":"2026-03-11","kind":"sale","planned":false,"acquired":false,"shares":854,"price":9.0221,"value":7704.8734,"ownership":{"direct":false,"nature":"By Individual Retirement Account"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"These shares were sold in multiple transactions at prices ranging from $9.00 to $9.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote."}],"balance_after":127916,"source":{"system":"sec-edgar","filing":"0001193125-26-106093","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000119312526106093/ownership.xml","form_type":"4"}},{"id":843667,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2026-03-13T20:02:54.000Z","date":"2026-03-11","kind":"sale","planned":false,"acquired":false,"shares":9000,"price":9.0392,"value":81352.8,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"These shares were sold in multiple transactions at prices ranging from $9.01 to $9.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote."}],"balance_after":127916,"source":{"system":"sec-edgar","filing":"0001193125-26-106093","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000119312526106093/ownership.xml","form_type":"4"}},{"id":957045,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2025-12-30T21:49:54.000Z","date":"2025-12-29","kind":"sale","planned":false,"acquired":false,"shares":28673,"price":11.8553,"value":339927.0169,"ownership":{"direct":false,"nature":"By Individual Retirement Account"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.7714 to $11.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Due to an operational error concerning the tendering of shares, the shares should have been tendered at a price of $13.63, which is the tender offer price."}],"balance_after":137770,"source":{"system":"sec-edgar","filing":"0001193125-25-337208","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000119312525337208/ownership.xml","form_type":"4"}},{"id":957044,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2025-12-30T21:49:54.000Z","date":"2025-12-29","kind":"sale","planned":false,"acquired":false,"shares":957,"price":11.9,"value":11388.3,"ownership":{"direct":true},"balance_after":137770,"source":{"system":"sec-edgar","filing":"0001193125-25-337208","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000119312525337208/ownership.xml","form_type":"4"}},{"id":969074,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Share Purchase Warrant (right to buy)","published_at":"2025-12-15T21:19:03.000Z","date":"2025-12-15","kind":"other","planned":false,"acquired":false,"shares":78003,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":0,"derivative":{"exercise_price":3.54,"exercise_date":"2023-12-22","expiration_date":"2025-12-22","underlying":"Common Shares","underlying_shares":78003},"source":{"system":"sec-edgar","filing":"0001539497-25-003295","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949725003295/ownership.xml","form_type":"4"}},{"id":969073,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2025-12-15T21:19:03.000Z","date":"2025-12-15","kind":"other","planned":false,"acquired":true,"shares":78003,"price":3.54,"value":276130.62,"ownership":{"direct":true},"balance_after":212583,"source":{"system":"sec-edgar","filing":"0001539497-25-003295","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949725003295/ownership.xml","form_type":"4"}},{"id":1060075,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Director Stock Option (Right to Buy)","published_at":"2025-08-20T20:44:31.000Z","date":"2025-08-18","kind":"grant","planned":false,"acquired":true,"shares":50000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"34% of the options vested on the grant date and the remainder will vest in equal installments on each anniversary of the grant date until August 18, 2027."}],"balance_after":50000,"derivative":{"exercise_price":4.35,"expiration_date":"2030-08-19","underlying":"Common Shares","underlying_shares":50000},"source":{"system":"sec-edgar","filing":"0001539497-25-002201","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949725002201/ownership.xml","form_type":"4"}},{"id":1309927,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2025-01-06T21:54:31.000Z","date":"2024-12-19","kind":"grant","planned":false,"acquired":true,"shares":84746,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"This option was granted under the 2021 Plan and shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, December 19, 2024, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date."}],"balance_after":362524,"derivative":{"exercise_price":2.225,"expiration_date":"2034-12-19","underlying":"Class A Common Stock","underlying_shares":84746},"source":{"system":"sec-edgar","filing":"0001493152-25-001036","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000149315225001036/ownership.xml","form_type":"4"}},{"id":1309926,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Class A Common Stock","published_at":"2025-01-06T21:54:31.000Z","date":"2024-12-19","kind":"grant","planned":false,"acquired":true,"shares":67416,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"These shares represent restricted stock units (\"RSUs\") granted under the Celularity Inc. 2021 Equity Incentive Plan (the \"2021 Plan\"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, December 19, 2024, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Includes 67,416 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, December 19, 2024, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date."}],"balance_after":303482,"source":{"system":"sec-edgar","filing":"0001493152-25-001036","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000149315225001036/ownership.xml","form_type":"4"}},{"id":1322690,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Director Stock Option (Right to Buy)","published_at":"2024-12-23T21:32:07.000Z","date":"2024-12-23","kind":"grant","planned":false,"acquired":true,"shares":50000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":50000,"derivative":{"exercise_price":1.4,"exercise_date":"2024-12-23","expiration_date":"2029-12-21","underlying":"Common Shares","underlying_shares":50000},"source":{"system":"sec-edgar","filing":"0001539497-24-002711","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949724002711/ownership.xml","form_type":"4"}},{"id":1366368,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares Purchase Warrant (right to buy)","published_at":"2024-11-13T21:30:19.000Z","date":"2024-11-13","kind":"purchase","planned":false,"acquired":true,"shares":28288,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"On November 13, 2023, the reporting person purchased 56,577 units (each, a \"Unit\") from NioCorp Developments Ltd. (the \"Issuer\") in a private placement. Each Unit consists of one common share, without par value (a \"Common Share\"), of the Issuer, one warrant to purchase one Common Share (a \"Series A Warrant\") and one-half of one warrant to purchase one Common Share (together with the Series A Warrants, the \"Warrants\"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Exercisable beginning six months and one day from the issue date on May 14, 2025."}],"balance_after":28288,"derivative":{"exercise_price":2.07,"exercise_date":"2025-05-14","expiration_date":"2029-11-13","underlying":"Common Shares","underlying_shares":28288},"source":{"system":"sec-edgar","filing":"0001539497-24-002413","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949724002413/ownership.xml","form_type":"4"}},{"id":1366367,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares Purchase Warrant (right to buy)","published_at":"2024-11-13T21:30:19.000Z","date":"2024-11-13","kind":"purchase","planned":false,"acquired":true,"shares":56577,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"On November 13, 2023, the reporting person purchased 56,577 units (each, a \"Unit\") from NioCorp Developments Ltd. (the \"Issuer\") in a private placement. Each Unit consists of one common share, without par value (a \"Common Share\"), of the Issuer, one warrant to purchase one Common Share (a \"Series A Warrant\") and one-half of one warrant to purchase one Common Share (together with the Series A Warrants, the \"Warrants\"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Exercisable immediately on the issue date."}],"balance_after":56577,"derivative":{"exercise_price":1.75,"exercise_date":"2024-11-13","expiration_date":"2026-11-13","underlying":"Common Shares","underlying_shares":56577},"source":{"system":"sec-edgar","filing":"0001539497-24-002413","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949724002413/ownership.xml","form_type":"4"}},{"id":1366366,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2024-11-13T21:30:19.000Z","date":"2024-11-13","kind":"purchase","planned":false,"acquired":true,"shares":56577,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Exercisable immediately on the issue date."}],"balance_after":134580,"source":{"system":"sec-edgar","filing":"0001539497-24-002413","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949724002413/ownership.xml","form_type":"4"}},{"id":1640722,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Director Stock Option (Right to Buy)","published_at":"2024-02-15T22:01:10.000Z","date":"2024-02-15","kind":"grant","planned":false,"acquired":true,"shares":50000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":50000,"derivative":{"exercise_price":2.99,"exercise_date":"2024-02-15","expiration_date":"2029-02-15","underlying":"Common Shares","underlying_shares":50000},"source":{"system":"sec-edgar","filing":"0001539497-24-000514","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949724000514/ownership.xml","form_type":"4"}},{"id":1700693,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Share Purchase Warrant (right to buy)","published_at":"2023-12-22T21:00:44.000Z","date":"2023-12-22","kind":"purchase","planned":false,"acquired":true,"shares":78003,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On December 22, 2023, the reporting person purchased 78,003 units (each, a \"Unit\") from NioCorp Developments Ltd. (the \"Issuer\") in a private placement. Each Unit consists of one common share, without par value (a \"Common Share\"), of the Issuer and one warrant (a \"Warrant\") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit."}],"balance_after":78003,"derivative":{"exercise_price":3.54,"exercise_date":"2023-12-22","expiration_date":"2025-12-22","underlying":"Common Shares","underlying_shares":78003},"source":{"system":"sec-edgar","filing":"0001539497-23-002244","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949723002244/ownership.xml","form_type":"4"}},{"id":1700692,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Shares","published_at":"2023-12-22T21:00:44.000Z","date":"2023-12-22","kind":"purchase","planned":false,"acquired":true,"shares":78003,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On December 22, 2023, the reporting person purchased 78,003 units (each, a \"Unit\") from NioCorp Developments Ltd. (the \"Issuer\") in a private placement. Each Unit consists of one common share, without par value (a \"Common Share\"), of the Issuer and one warrant (a \"Warrant\") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit."}],"balance_after":78003,"source":{"system":"sec-edgar","filing":"0001539497-23-002244","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949723002244/ownership.xml","form_type":"4"}},{"id":1851689,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2023-06-17T01:03:27.000Z","date":"2023-06-14","kind":"grant","planned":false,"acquired":true,"shares":277778,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"This option was granted under the 2021 Plan and shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, June 14, 2023, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date."}],"balance_after":277778,"derivative":{"exercise_price":0.7503,"expiration_date":"2033-06-14","underlying":"Class A Common Stock","underlying_shares":277778},"source":{"system":"sec-edgar","filing":"0000899243-23-015881","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000089924323015881/doc4.xml","form_type":"4"}},{"id":1851688,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Class A Common Stock","published_at":"2023-06-17T01:03:27.000Z","date":"2023-06-14","kind":"grant","planned":false,"acquired":true,"shares":199921,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"These shares represent restricted stock units (\"RSUs\") granted under the Celularity Inc. 2021 Equity Incentive Plan (the \"2021 Plan\"), with each RSU representing a right to receive one share of the Issuer's Class A common stock.  The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, June 14, 2023, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Includes 199,921 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock.  The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, June 14, 2023, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date."}],"balance_after":236066,"source":{"system":"sec-edgar","filing":"0000899243-23-015881","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000089924323015881/doc4.xml","form_type":"4"}},{"id":1936749,"issuer":{"id":5532,"kind":"organization","name":"El Pollo Loco Holdings, Inc."},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":115068,"kind":"organization","name":"Trimaran Capital, L.L.C.","position":2,"cik":"0001322395","reported_name":"Trimaran Capital, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":115069,"kind":"person","name":"Bloom Jay R","position":3,"cik":"0001322747","reported_name":"Bloom Jay R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":115070,"kind":"organization","name":"Trimaran Pollo Partners, L.L.C.","position":4,"cik":"0001376508","reported_name":"Trimaran Pollo Partners, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2023-03-28T16:50:20.000Z","date":"2023-03-28","kind":"other","planned":false,"acquired":false,"shares":4800152,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F5","text":"Trimaran Fund II, L.L.C., Trimaran Parallel Fund II, L.P., and Trimaran Capital L.L.C distributed these shares to all of their members and limited partners, as applicable, on a ratable basis, for no consideration. Includes 11,433 shares distributed to Trimaran Investments II, L.L.C., 69,620 shares distributed to Mr. Kehler and 69,620 shares distributed to Mr. Bloom."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"Represents shares held directly by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P. Trimaran Investments II, L.L.C. is the special member of Trimaran Fund II, L.L.C. and the special limited partner of Trimaran Parallel Fund II, L.P.  Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. and Trimaran Investments II, L.L.C.  Each of Mr. Bloom and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P., but disclaims beneficial ownership thereof, except to the extent of his respective pecuniary interest therein."}],"balance_after":382412,"source":{"system":"sec-edgar","filing":"0001209191-23-021419","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1376508/000120919123021419/doc4.xml","form_type":"4"}},{"id":1936748,"issuer":{"id":5532,"kind":"organization","name":"El Pollo Loco Holdings, Inc."},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":115068,"kind":"organization","name":"Trimaran Capital, L.L.C.","position":2,"cik":"0001322395","reported_name":"Trimaran Capital, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":115069,"kind":"person","name":"Bloom Jay R","position":3,"cik":"0001322747","reported_name":"Bloom Jay R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":115070,"kind":"organization","name":"Trimaran Pollo Partners, L.L.C.","position":4,"cik":"0001376508","reported_name":"Trimaran Pollo Partners, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2023-03-28T16:50:20.000Z","date":"2023-03-28","kind":"other","planned":false,"acquired":true,"shares":5182564,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F3","text":"Represents shares received by Trimaran Fund II, L.L.C., Trimaran Parallel Fund II, L.P., and Trimaran Capital, L.L.C in a ratable distribution by Trimaran Pollo Partners, L.L.C. for no consideration."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"Represents shares held directly by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P. Trimaran Investments II, L.L.C. is the special member of Trimaran Fund II, L.L.C. and the special limited partner of Trimaran Parallel Fund II, L.P.  Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. and Trimaran Investments II, L.L.C.  Each of Mr. Bloom and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P., but disclaims beneficial ownership thereof, except to the extent of his respective pecuniary interest therein."}],"balance_after":5182564,"source":{"system":"sec-edgar","filing":"0001209191-23-021419","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1376508/000120919123021419/doc4.xml","form_type":"4"}},{"id":1936747,"issuer":{"id":5532,"kind":"organization","name":"El Pollo Loco Holdings, Inc."},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":115068,"kind":"organization","name":"Trimaran Capital, L.L.C.","position":2,"cik":"0001322395","reported_name":"Trimaran Capital, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":115069,"kind":"person","name":"Bloom Jay R","position":3,"cik":"0001322747","reported_name":"Bloom Jay R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":115070,"kind":"organization","name":"Trimaran Pollo Partners, L.L.C.","position":4,"cik":"0001376508","reported_name":"Trimaran Pollo Partners, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2023-03-28T16:50:20.000Z","date":"2023-03-28","kind":"other","planned":false,"acquired":false,"shares":11116638,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Trimaran Pollo Partners, L.L.C. distributed these shares to all of its members on a ratable basis, for no consideration."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Represents shares held directly by Trimaran Pollo Partners, L.L.C. Trimaran Capital, L.L.C. is the managing member of Trimaran Pollo Partners, L.L.C.  Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C.  Each of Trimaran Capital, L.L.C., Mr. Bloom and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Pollo Partners, L.L.C., but disclaims beneficial ownership thereof, except to the extent of its or respective pecuniary interest therein."}],"balance_after":95602,"source":{"system":"sec-edgar","filing":"0001209191-23-021419","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1376508/000120919123021419/doc4.xml","form_type":"4"}},{"id":1942765,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Warrants","published_at":"2023-03-21T22:49:02.000Z","date":"2023-03-17","kind":"grant","planned":false,"acquired":true,"shares":1657057,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F7","text":"Each warrant is exercisable for 1.118292212 common shares of the Issuer, such that an aggregate of 1,657,057 warrants are exercisable for an aggregate of 1,853,073 common shares, with an aggregate exercise price of $19,056,155.50 (or approximately $10.284 per share)."},{"field":"kind","element":"transactionCoding","label":"F2","text":"On March 17, 2023, the Issuer consummated the business combination (\"Business Combination\") contemplated by the Business Combination Agreement, dated as of September 25, 2022, as amended (the \"Business Combination Agreement\"), entered into by and among GX Acquisiton Corp. II, the Issuer, and Big Red Merger Sub Ltd, a wholly owned subsidiary of the Issuer. After the closing of the Business Combination, GX Acquisiton Corp. II changed its name to \"Elk Creek Resources Corp.\" GX Sponsor II LLC (\"Sponsor\") acquired Issuer securities and derivatives thereof in the Business Combination on behalf of its members, which were then immediately distributed to Sponsor's members, including the reporting person, on a pro rata basis for no consideration. The reporting person is a managing member of Sponsor with shared voting and investment discretion with respect to securities held of record by Sponsor, and therefore, previously indirectly beneficially owned these securities through Sponsor."},{"field":"shares","element":"transactionShares","label":"F7","text":"Each warrant is exercisable for 1.118292212 common shares of the Issuer, such that an aggregate of 1,657,057 warrants are exercisable for an aggregate of 1,853,073 common shares, with an aggregate exercise price of $19,056,155.50 (or approximately $10.284 per share)."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"On March 17, 2023, the Issuer consummated the business combination (\"Business Combination\") contemplated by the Business Combination Agreement, dated as of September 25, 2022, as amended (the \"Business Combination Agreement\"), entered into by and among GX Acquisiton Corp. II, the Issuer, and Big Red Merger Sub Ltd, a wholly owned subsidiary of the Issuer. After the closing of the Business Combination, GX Acquisiton Corp. II changed its name to \"Elk Creek Resources Corp.\" GX Sponsor II LLC (\"Sponsor\") acquired Issuer securities and derivatives thereof in the Business Combination on behalf of its members, which were then immediately distributed to Sponsor's members, including the reporting person, on a pro rata basis for no consideration. The reporting person is a managing member of Sponsor with shared voting and investment discretion with respect to securities held of record by Sponsor, and therefore, previously indirectly beneficially owned these securities through Sponsor."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F6","text":"The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F7","text":"Each warrant is exercisable for 1.118292212 common shares of the Issuer, such that an aggregate of 1,657,057 warrants are exercisable for an aggregate of 1,853,073 common shares, with an aggregate exercise price of $19,056,155.50 (or approximately $10.284 per share)."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F7","text":"Each warrant is exercisable for 1.118292212 common shares of the Issuer, such that an aggregate of 1,657,057 warrants are exercisable for an aggregate of 1,853,073 common shares, with an aggregate exercise price of $19,056,155.50 (or approximately $10.284 per share)."}],"balance_after":1657057,"derivative":{"exercise_price":10.284,"underlying":"Common Shares","underlying_shares":1853073},"source":{"system":"sec-edgar","filing":"0001539497-23-000474","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949723000474/ownership.xml","form_type":"4"}},{"id":1942764,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Class B Common Stock of Elk Creek Resources Corp.","published_at":"2023-03-21T22:49:02.000Z","date":"2023-03-17","kind":"grant","planned":false,"acquired":true,"shares":555038,"ownership":{"direct":false,"nature":"By trust"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"These shares of Class B common stock of Elk Creek Resources Corp. (f/k/a GX Acquisiton Corp. II) (\"Elk Class B Shares\"), an indirect subsidiary of the Issuer, are exchangeable for the Issuer's common shares on a one-for-one basis. These shares have no expiration date."},{"field":"kind","element":"transactionCoding","label":"F2","text":"On March 17, 2023, the Issuer consummated the business combination (\"Business Combination\") contemplated by the Business Combination Agreement, dated as of September 25, 2022, as amended (the \"Business Combination Agreement\"), entered into by and among GX Acquisiton Corp. II, the Issuer, and Big Red Merger Sub Ltd, a wholly owned subsidiary of the Issuer. After the closing of the Business Combination, GX Acquisiton Corp. II changed its name to \"Elk Creek Resources Corp.\" GX Sponsor II LLC (\"Sponsor\") acquired Issuer securities and derivatives thereof in the Business Combination on behalf of its members, which were then immediately distributed to Sponsor's members, including the reporting person, on a pro rata basis for no consideration. The reporting person is a managing member of Sponsor with shared voting and investment discretion with respect to securities held of record by Sponsor, and therefore, previously indirectly beneficially owned these securities through Sponsor."},{"field":"shares","element":"transactionShares","label":"F5","text":"Includes 236,568 unvested Elk Class B Shares."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"On March 17, 2023, the Issuer consummated the business combination (\"Business Combination\") contemplated by the Business Combination Agreement, dated as of September 25, 2022, as amended (the \"Business Combination Agreement\"), entered into by and among GX Acquisiton Corp. II, the Issuer, and Big Red Merger Sub Ltd, a wholly owned subsidiary of the Issuer. After the closing of the Business Combination, GX Acquisiton Corp. II changed its name to \"Elk Creek Resources Corp.\" GX Sponsor II LLC (\"Sponsor\") acquired Issuer securities and derivatives thereof in the Business Combination on behalf of its members, which were then immediately distributed to Sponsor's members, including the reporting person, on a pro rata basis for no consideration. The reporting person is a managing member of Sponsor with shared voting and investment discretion with respect to securities held of record by Sponsor, and therefore, previously indirectly beneficially owned these securities through Sponsor."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"Unvested Elk Class B Shars will vest if, from the closing of the Business Combination until the tenth anniversary thereof, the volume-weighted average price (\"VWAP\") of the Issuer's common shares exceeds certain thresholds as follows: (a) one-half will vest if the VWAP of the Issuer's common shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and (b) the remaining half will vest if the VWAP of the Issuer's common shares exceeds $15.00 for any 20 trading days within any 30 trading day period."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F4","text":"Unvested Elk Class B Shars will vest if, from the closing of the Business Combination until the tenth anniversary thereof, the volume-weighted average price (\"VWAP\") of the Issuer's common shares exceeds certain thresholds as follows: (a) one-half will vest if the VWAP of the Issuer's common shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and (b) the remaining half will vest if the VWAP of the Issuer's common shares exceeds $15.00 for any 20 trading days within any 30 trading day period."}],"balance_after":555038,"derivative":{"underlying":"Common Shares","underlying_shares":555038},"source":{"system":"sec-edgar","filing":"0001539497-23-000474","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949723000474/ownership.xml","form_type":"4"}},{"id":1942763,"issuer":{"id":5368,"kind":"organization","name":"NIOCORP DEVELOPMENTS LTD"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Class B Common Stock of Elk Creek Resources Corp.","published_at":"2023-03-21T22:49:02.000Z","date":"2023-03-17","kind":"grant","planned":false,"acquired":true,"shares":1956880,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"These shares of Class B common stock of Elk Creek Resources Corp. (f/k/a GX Acquisiton Corp. II) (\"Elk Class B Shares\"), an indirect subsidiary of the Issuer, are exchangeable for the Issuer's common shares on a one-for-one basis. These shares have no expiration date."},{"field":"kind","element":"transactionCoding","label":"F2","text":"On March 17, 2023, the Issuer consummated the business combination (\"Business Combination\") contemplated by the Business Combination Agreement, dated as of September 25, 2022, as amended (the \"Business Combination Agreement\"), entered into by and among GX Acquisiton Corp. II, the Issuer, and Big Red Merger Sub Ltd, a wholly owned subsidiary of the Issuer. After the closing of the Business Combination, GX Acquisiton Corp. II changed its name to \"Elk Creek Resources Corp.\" GX Sponsor II LLC (\"Sponsor\") acquired Issuer securities and derivatives thereof in the Business Combination on behalf of its members, which were then immediately distributed to Sponsor's members, including the reporting person, on a pro rata basis for no consideration. The reporting person is a managing member of Sponsor with shared voting and investment discretion with respect to securities held of record by Sponsor, and therefore, previously indirectly beneficially owned these securities through Sponsor."},{"field":"shares","element":"transactionShares","label":"F3","text":"Includes 834,060 unvested Elk Class B Shares."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"On March 17, 2023, the Issuer consummated the business combination (\"Business Combination\") contemplated by the Business Combination Agreement, dated as of September 25, 2022, as amended (the \"Business Combination Agreement\"), entered into by and among GX Acquisiton Corp. II, the Issuer, and Big Red Merger Sub Ltd, a wholly owned subsidiary of the Issuer. After the closing of the Business Combination, GX Acquisiton Corp. II changed its name to \"Elk Creek Resources Corp.\" GX Sponsor II LLC (\"Sponsor\") acquired Issuer securities and derivatives thereof in the Business Combination on behalf of its members, which were then immediately distributed to Sponsor's members, including the reporting person, on a pro rata basis for no consideration. The reporting person is a managing member of Sponsor with shared voting and investment discretion with respect to securities held of record by Sponsor, and therefore, previously indirectly beneficially owned these securities through Sponsor."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"Unvested Elk Class B Shars will vest if, from the closing of the Business Combination until the tenth anniversary thereof, the volume-weighted average price (\"VWAP\") of the Issuer's common shares exceeds certain thresholds as follows: (a) one-half will vest if the VWAP of the Issuer's common shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and (b) the remaining half will vest if the VWAP of the Issuer's common shares exceeds $15.00 for any 20 trading days within any 30 trading day period."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F4","text":"Unvested Elk Class B Shars will vest if, from the closing of the Business Combination until the tenth anniversary thereof, the volume-weighted average price (\"VWAP\") of the Issuer's common shares exceeds certain thresholds as follows: (a) one-half will vest if the VWAP of the Issuer's common shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and (b) the remaining half will vest if the VWAP of the Issuer's common shares exceeds $15.00 for any 20 trading days within any 30 trading day period."}],"balance_after":1956880,"derivative":{"underlying":"Common Shares","underlying_shares":1956880},"source":{"system":"sec-edgar","filing":"0001539497-23-000474","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000153949723000474/ownership.xml","form_type":"4"}},{"id":2167368,"issuer":{"id":5532,"kind":"organization","name":"El Pollo Loco Holdings, Inc."},"owners":[{"id":115070,"kind":"organization","name":"Trimaran Pollo Partners, L.L.C.","position":1,"cik":"0001376508","reported_name":"Trimaran Pollo Partners, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":115068,"kind":"organization","name":"Trimaran Capital, L.L.C.","position":2,"cik":"0001322395","reported_name":"Trimaran Capital, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":115069,"kind":"person","name":"Bloom Jay R","position":3,"cik":"0001322747","reported_name":"Bloom Jay R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":45946,"kind":"person","name":"Kehler Dean C","position":4,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2022-09-02T16:31:33.000Z","date":"2022-08-31","kind":"other","acquired":false,"shares":5534303,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Trimaran Pollo Partners, L.L.C. distributed these shares to certain of its members on a ratable basis, for no consideration."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"Trimaran Capital, L.L.C., is the managing member of Trimaran Pollo Partners, L.L.C."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. Additionally, Mr. Kehler is a director of the issuer. Each of Trimaran Capital, L.L.C., Mr. Bloom, and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Pollo Partners, L.L.C., but disclaims beneficial ownership thereof, except to the extent of its or his respective pecuniary interest therein."}],"balance_after":11212241,"source":{"system":"sec-edgar","filing":"0001209191-22-048513","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1376508/000120919122048513/doc4.xml","form_type":"4"}},{"id":2206841,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2022-07-16T01:08:05.000Z","date":"2022-07-13","kind":"grant","acquired":true,"shares":54152,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"This option is granted under the Issuer's 2021 Plan and shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, July 13, 2022, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date."}],"balance_after":54152,"derivative":{"exercise_price":4.15,"expiration_date":"2032-07-13","underlying":"Class A Common Stock","underlying_shares":54152},"source":{"system":"sec-edgar","filing":"0000899243-22-026198","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000089924322026198/doc4.xml","form_type":"4"}},{"id":2206840,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Class A Common Stock","published_at":"2022-07-16T01:08:05.000Z","date":"2022-07-13","kind":"grant","acquired":true,"shares":36145,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"These shares represent restricted stock units (\"RSUs\") granted under the Celularity Inc. 2021 Equity Incentive Plan (the \"2021 Plan\"), with each RSU representing a right to receive one share of the Issuer's Class A common stock.  The RSUs is shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, July 13, 2022, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date."}],"balance_after":36145,"source":{"system":"sec-edgar","filing":"0000899243-22-026198","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000089924322026198/doc4.xml","form_type":"4"}},{"id":2273221,"issuer":{"id":5532,"kind":"organization","name":"El Pollo Loco Holdings, Inc."},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2022-05-12T20:29:33.000Z","date":"2022-05-10","kind":"grant","acquired":true,"shares":5693,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Consists of restricted shares granted under the Equity Incentive Plan, vesting in three equal installments in each of the first three anniversaries of the date of grant."}],"balance_after":24448,"source":{"system":"sec-edgar","filing":"0001415889-22-004909","document":"form4-05122022_010557.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000141588922004909/form4-05122022_010557.xml","form_type":"4"}},{"id":2571838,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (Right to Buy)","published_at":"2021-09-13T22:01:19.000Z","date":"2021-09-09","kind":"grant","acquired":true,"shares":56053,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"This option shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, September 9, 2021, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through each such date."}],"balance_after":56053,"derivative":{"exercise_price":6.72,"expiration_date":"2031-09-09","underlying":"Class A Common Stock","underlying_shares":56053},"source":{"system":"sec-edgar","filing":"0001213900-21-047740","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000121390021047740/ownership.xml","form_type":"4"}},{"id":2629084,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Warrants","published_at":"2021-07-21T01:33:41.000Z","date":"2021-07-16","kind":"other","acquired":true,"shares":554635,"price":1,"value":554635.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F12","text":"Reflects warrants of the Issuer, which were acquired from the Issuer upon completion of the Business Combination as the repayment of $554,635 in promissory notes in connection with certain working capital loans."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F8","text":"The warrants will become exercisable 30 days after the completion of the Business Combination."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F9","text":"The warrants will expire on the fifth anniversary of the completion of the Business Combination."}],"balance_after":554635,"derivative":{"exercise_price":11.5,"underlying":"Class A Common Stock","underlying_shares":554635},"source":{"system":"sec-edgar","filing":"0001209191-21-047525","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000120919121047525/doc4.xml","form_type":"4"}},{"id":2629083,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Warrants","published_at":"2021-07-21T01:33:41.000Z","date":"2021-07-16","kind":"other","acquired":false,"shares":7000000,"ownership":{"direct":false,"nature":"GX Sponsor LLC"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F10","text":"Represents a pro rata distribution of Private Warrants to direct and indirect members of Sponsor."},{"field":"price","element":"transactionPricePerShare","label":"F10","text":"Represents a pro rata distribution of Private Warrants to direct and indirect members of Sponsor."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F8","text":"The warrants will become exercisable 30 days after the completion of the Business Combination."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F9","text":"The warrants will expire on the fifth anniversary of the completion of the Business Combination."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Sponsor is the record holder of these securities. Cooper Road, LLC (an entity controlled by Jay R. Bloom) and Dean C. Kehler are the managing members of Sponsor, and as such Messrs. Bloom and Kehler have voting and investment discretion with respect to the securities held of record by Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by Sponsor. Each such entity or person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly."}],"balance_after":0,"derivative":{"exercise_price":11.5,"underlying":"Class A Common Stock","underlying_shares":7000000},"source":{"system":"sec-edgar","filing":"0001209191-21-047525","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000120919121047525/doc4.xml","form_type":"4"}},{"id":2629082,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Warrants","published_at":"2021-07-21T01:33:41.000Z","date":"2021-07-16","kind":"grant","acquired":true,"shares":7000000,"price":1,"value":7000000.0,"ownership":{"direct":false,"nature":"GX Sponsor LLC"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F7","text":"Reflects warrants of the Issuer (\"Private Warrants\"), which were acquired from the Issuer at a price of $1.00 per warrant in a private placement that closed simultaneously with the closing of the Issuer's initial public offering. These Private Warrants were later exchanged for warrants having the same terms, except that they are non-transferable other than to permitted transferees. Pursuant to the terms of the issuance, such warrants were not eligible to become exercisable unless the Issuer consummated its initial business combination, which occurred on July 16, 2021."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F8","text":"The warrants will become exercisable 30 days after the completion of the Business Combination."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F9","text":"The warrants will expire on the fifth anniversary of the completion of the Business Combination."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Sponsor is the record holder of these securities. Cooper Road, LLC (an entity controlled by Jay R. Bloom) and Dean C. Kehler are the managing members of Sponsor, and as such Messrs. Bloom and Kehler have voting and investment discretion with respect to the securities held of record by Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by Sponsor. Each such entity or person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly."}],"balance_after":7000000,"derivative":{"exercise_price":11.5,"underlying":"Class A Common Stock","underlying_shares":7000000},"source":{"system":"sec-edgar","filing":"0001209191-21-047525","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000120919121047525/doc4.xml","form_type":"4"}},{"id":2629081,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Class B Common Stock","published_at":"2021-07-21T01:33:41.000Z","date":"2021-07-16","kind":"exercise","acquired":false,"shares":7187500,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"GX Sponsor LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On July 16, 2021, in connection with the consummation of the business combination (the \"Business Combination\") among GX Acquisition Corp. (\"GX\"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc., pursuant to that certain Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021, each share of Class B common stock of GX held by GX Sponsor LLC (\"Sponsor\") automatically converted into one share of Class A common stock (\"Common Stock\") of Celularity Inc., formerly known as GX Acquisition Corp. (the \"Issuer\")."},{"field":"kind","element":"transactionCoding","label":"F1","text":"On July 16, 2021, in connection with the consummation of the business combination (the \"Business Combination\") among GX Acquisition Corp. (\"GX\"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc., pursuant to that certain Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021, each share of Class B common stock of GX held by GX Sponsor LLC (\"Sponsor\") automatically converted into one share of Class A common stock (\"Common Stock\") of Celularity Inc., formerly known as GX Acquisition Corp. (the \"Issuer\")."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"On July 16, 2021, in connection with the consummation of the business combination (the \"Business Combination\") among GX Acquisition Corp. (\"GX\"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc., pursuant to that certain Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021, each share of Class B common stock of GX held by GX Sponsor LLC (\"Sponsor\") automatically converted into one share of Class A common stock (\"Common Stock\") of Celularity Inc., formerly known as GX Acquisition Corp. (the \"Issuer\")."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"On July 16, 2021, in connection with the consummation of the business combination (the \"Business Combination\") among GX Acquisition Corp. (\"GX\"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc., pursuant to that certain Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021, each share of Class B common stock of GX held by GX Sponsor LLC (\"Sponsor\") automatically converted into one share of Class A common stock (\"Common Stock\") of Celularity Inc., formerly known as GX Acquisition Corp. (the \"Issuer\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Sponsor is the record holder of these securities. Cooper Road, LLC (an entity controlled by Jay R. Bloom) and Dean C. Kehler are the managing members of Sponsor, and as such Messrs. Bloom and Kehler have voting and investment discretion with respect to the securities held of record by Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by Sponsor. Each such entity or person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly."}],"balance_after":0,"derivative":{"underlying":"Class A Common Stock","underlying_shares":7187500},"source":{"system":"sec-edgar","filing":"0001209191-21-047525","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000120919121047525/doc4.xml","form_type":"4"}},{"id":2629080,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Class A Common Stock","published_at":"2021-07-21T01:33:41.000Z","date":"2021-07-16","kind":"other","acquired":false,"shares":7087500,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"GX Sponsor LLC"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F4","text":"Represents a pro rata distribution of Common Stock to direct and indirect members of Sponsor."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Represents a pro rata distribution of Common Stock to direct and indirect members of Sponsor."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F4","text":"Represents a pro rata distribution of Common Stock to direct and indirect members of Sponsor."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Sponsor is the record holder of these securities. Cooper Road, LLC (an entity controlled by Jay R. Bloom) and Dean C. Kehler are the managing members of Sponsor, and as such Messrs. Bloom and Kehler have voting and investment discretion with respect to the securities held of record by Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by Sponsor. Each such entity or person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly."}],"balance_after":100000,"source":{"system":"sec-edgar","filing":"0001209191-21-047525","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000120919121047525/doc4.xml","form_type":"4"}},{"id":2629079,"issuer":{"id":7145,"kind":"organization","name":"Celularity Inc","symbol":"CELU"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Class A Common Stock","published_at":"2021-07-21T01:33:41.000Z","date":"2021-07-16","kind":"exercise","acquired":true,"shares":7187500,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"GX Sponsor LLC"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"On July 16, 2021, in connection with the consummation of the business combination (the \"Business Combination\") among GX Acquisition Corp. (\"GX\"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc., pursuant to that certain Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021, each share of Class B common stock of GX held by GX Sponsor LLC (\"Sponsor\") automatically converted into one share of Class A common stock (\"Common Stock\") of Celularity Inc., formerly known as GX Acquisition Corp. (the \"Issuer\")."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On July 16, 2021, in connection with the consummation of the business combination (the \"Business Combination\") among GX Acquisition Corp. (\"GX\"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc., pursuant to that certain Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021, each share of Class B common stock of GX held by GX Sponsor LLC (\"Sponsor\") automatically converted into one share of Class A common stock (\"Common Stock\") of Celularity Inc., formerly known as GX Acquisition Corp. (the \"Issuer\")."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"25% of the shares are subject to vesting. Such shares shall vest on the first day that the volume weighted average price of the Common Stock on Nasdaq is at or above $12.00 for 20 trading days over a 30 consecutive trading day period immediately preceding such day. Shares that do not vest by July 15, 2031 will be forfeited.  Vesting is subject to acceleration upon certain change of control events at the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Sponsor is the record holder of these securities. Cooper Road, LLC (an entity controlled by Jay R. Bloom) and Dean C. Kehler are the managing members of Sponsor, and as such Messrs. Bloom and Kehler have voting and investment discretion with respect to the securities held of record by Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by Sponsor. Each such entity or person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly."}],"balance_after":7187500,"source":{"system":"sec-edgar","filing":"0001209191-21-047525","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000120919121047525/doc4.xml","form_type":"4"}},{"id":2712019,"issuer":{"id":5532,"kind":"organization","name":"El Pollo Loco Holdings, Inc."},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-05-14T22:00:44.000Z","date":"2021-05-12","kind":"grant","acquired":true,"shares":3419,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant"}],"balance_after":18755,"source":{"system":"sec-edgar","filing":"0001415889-21-002482","document":"form4-05142021_030520.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000141588921002482/form4-05142021_030520.xml","form_type":"4"}},{"id":3159216,"issuer":{"id":5532,"kind":"organization","name":"El Pollo Loco Holdings, Inc."},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2020-05-07T00:58:36.000Z","date":"2020-05-06","kind":"grant","acquired":true,"shares":4818,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant."}],"balance_after":15336,"source":{"system":"sec-edgar","filing":"0001322745-20-000003","document":"wf-form4_158881309833819.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000132274520000003/wf-form4_158881309833819.xml","form_type":"4"}},{"id":3531218,"issuer":{"id":5532,"kind":"organization","name":"El Pollo Loco Holdings, Inc."},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2019-05-10T22:38:48.000Z","date":"2019-05-08","kind":"grant","acquired":true,"shares":5232,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant."}],"balance_after":10518,"source":{"system":"sec-edgar","filing":"0001628280-19-006603","document":"wf-form4_155752791376729.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000162828019006603/wf-form4_155752791376729.xml","form_type":"4"}},{"id":3847158,"issuer":{"id":5532,"kind":"organization","name":"El Pollo Loco Holdings, Inc."},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2018-08-10T20:12:05.000Z","date":"2018-08-08","kind":"grant","acquired":true,"shares":5286,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant."}],"balance_after":5286,"source":{"system":"sec-edgar","filing":"0001209191-18-046209","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000120919118046209/doc4.xml","form_type":"4"}},{"id":3947047,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2018-05-03T21:17:54.000Z","date":"2018-05-03","kind":"grant","acquired":true,"shares":1000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares of restricted stock granted to the reporting person pursuant to the Company's 2017 Non-Employee Director Plan. Of these shares, 50% vested immediately on the grant date, and the remaining 50% will vest on the earlier of (i) the first anniversary of the grant date or (ii) the date immediately preceding the 2019 annual meeting of the Company's shareholders (or meeting in lieu of the Company's annual meeting of shareholders), and in certain other circumstances."}],"balance_after":1674000,"source":{"system":"sec-edgar","filing":"0001144204-18-025141","document":"tv493014_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000114420418025141/tv493014_4.xml","form_type":"4"}},{"id":4333103,"issuer":{"id":6796,"kind":"organization","name":"BCP Investment Corp"},"owners":[{"id":45946,"kind":"person","name":"Kehler Dean C","position":1,"cik":"0001322745","reported_name":"Kehler Dean C","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2017-05-04T20:22:16.000Z","date":"2017-05-04","kind":"grant","acquired":true,"shares":1000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares of restricted stock granted to the reporting person pursuant to the Company's 2017 Non-Employee Director Plan. Of these shares, 50% vested immediately on the grant date, and the remaining 50% will vest on the earlier of (i) the first anniversary of the grant date or (ii) the date immediately preceding the 2018 annual meeting of the Company's shareholders (or meeting in lieu of the Company's annual meeting of shareholders), and in certain other circumstances."}],"balance_after":1673000,"source":{"system":"sec-edgar","filing":"0001144204-17-024547","document":"v466165_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1322745/000114420417024547/v466165_4.xml","form_type":"4"}}]}