{"transactions":[{"id":739452,"issuer":{"id":5276,"kind":"organization","name":"Aquestive Therapeutics, Inc.","symbol":"AQST"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to purchase)","published_at":"2026-06-12T11:43:26.000Z","date":"2026-06-10","kind":"grant","planned":false,"acquired":true,"shares":50500,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The shares underlying the options vest as follows: 100% of the underlying shares vest June 10, 2027, subject to Mr. Morris' continuous service with the Issuer from the grant date through the applicable vesting date."}],"balance_after":50500,"derivative":{"exercise_price":3.99,"exercise_date":"2027-06-10","expiration_date":"2036-06-10","underlying":"Common Stock","underlying_shares":50500},"source":{"system":"sec-edgar","filing":"0001214659-26-007399","document":"marketforms-73385.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1191286/000121465926007399/marketforms-73385.xml","form_type":"4"}},{"id":1113075,"issuer":{"id":5276,"kind":"organization","name":"Aquestive Therapeutics, Inc.","symbol":"AQST"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to purchase)","published_at":"2025-06-12T13:59:22.000Z","date":"2025-06-11","kind":"grant","planned":false,"acquired":true,"shares":42000,"price":3.41,"value":143220.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The shares underlying the options vest as follows: 100% of the underlying shares vest June 11, 2026, subject to Mr. Morris' continuous service with the Issuer from the grant date through the applicable vesting date."}],"balance_after":42000,"derivative":{"exercise_price":3.41,"exercise_date":"2026-06-11","expiration_date":"2035-06-11","underlying":"Common Stock","underlying_shares":42000},"source":{"system":"sec-edgar","filing":"0001214659-25-009122","document":"marketforms-69483.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1191286/000121465925009122/marketforms-69483.xml","form_type":"4"}},{"id":1471861,"issuer":{"id":5276,"kind":"organization","name":"Aquestive Therapeutics, Inc.","symbol":"AQST"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to purchase)","published_at":"2024-06-21T13:51:29.000Z","date":"2024-06-20","kind":"grant","planned":false,"acquired":true,"shares":38000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The shares underlying the options vest as follows: 100% of the underlying shares vest June 25, 2025, subject to Mr. Morris' continuous service with the Issuer from the grant date through the applicable vesting date."}],"balance_after":38000,"derivative":{"exercise_price":2.5,"exercise_date":"2025-06-20","expiration_date":"2034-06-20","underlying":"Common Stock","underlying_shares":38000},"source":{"system":"sec-edgar","filing":"0001214659-24-011221","document":"marketforms-66328.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1191286/000121465924011221/marketforms-66328.xml","form_type":"4"}},{"id":1795107,"issuer":{"id":5096,"kind":"organization","name":"DBV Technologies S.A."},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Ordinary Shares","published_at":"2023-08-28T16:35:24.000Z","date":"2023-08-25","kind":"purchase","planned":false,"acquired":true,"shares":12000,"price":1.52,"value":18240.0,"ownership":{"direct":true},"balance_after":12000,"source":{"system":"sec-edgar","filing":"0001209191-23-047517","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1191286/000120919123047517/doc4.xml","form_type":"4"}},{"id":1845025,"issuer":{"id":5276,"kind":"organization","name":"Aquestive Therapeutics, Inc.","symbol":"AQST"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to purchase)","published_at":"2023-06-23T12:27:43.000Z","date":"2023-06-21","kind":"grant","planned":false,"acquired":true,"shares":25000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The shares underlying the options vest as follows: 100% of the underlying shares vest June 21, 2024, subject to Mr. Morris' continuous service with the Issuer from the grant date through the applicable vesting date."}],"balance_after":25000,"derivative":{"exercise_price":2.02,"exercise_date":"2024-06-21","expiration_date":"2033-06-21","underlying":"Common Stock","underlying_shares":25000},"source":{"system":"sec-edgar","filing":"0001214659-23-008796","document":"marketforms-61963.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1191286/000121465923008796/marketforms-61963.xml","form_type":"4"}},{"id":2181244,"issuer":{"id":5276,"kind":"organization","name":"Aquestive Therapeutics, Inc.","symbol":"AQST"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Non-Qualified Stock Option (right to buy)","published_at":"2022-08-17T15:35:02.000Z","date":"2022-08-16","kind":"grant","acquired":true,"shares":28500,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Granted under the Company's 2018 Equity Incentive Plan, which meets the requirements of Rule 16b-3. The options will vest in three annual installments with 1/3% on the 1st installment, 1/3% on the 2nd installment and 1/3% on the 3rd installment."}],"balance_after":28500,"derivative":{"exercise_price":1.5,"expiration_date":"2032-08-16","underlying":"Common Stock","underlying_shares":28500},"source":{"system":"sec-edgar","filing":"0001214659-22-010328","document":"marketforms-56912.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1191286/000121465922010328/marketforms-56912.xml","form_type":"4"}},{"id":2200071,"issuer":{"id":108862,"kind":"organization","name":"HUMANIGEN, INC","symbol":"HGEN"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"COO and CFO"}}],"security":"Stock Option (Right to Buy)","published_at":"2022-07-29T18:30:44.000Z","date":"2022-07-27","kind":"grant","acquired":true,"shares":600360,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The stock option vests in two equal installments on the first and second anniversaries of the grant date."}],"balance_after":600360,"derivative":{"exercise_price":0.38,"exercise_date":"2023-07-27","expiration_date":"2032-07-26","underlying":"Common Stock","underlying_shares":600360},"source":{"system":"sec-edgar","filing":"0001214659-22-009385","document":"marketforms-56752.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1293310/000121465922009385/marketforms-56752.xml","form_type":"4"}},{"id":2434761,"issuer":{"id":108862,"kind":"organization","name":"HUMANIGEN, INC","symbol":"HGEN"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"COO and CFO"}}],"security":"Stock Option (Right to Buy)","published_at":"2022-01-14T17:06:03.000Z","date":"2022-01-12","kind":"grant","acquired":true,"shares":59841,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The stock option was granted to the Reporting Person at the direction of the Company in satisfaction of amounts earned under the Company's 2021 annual incentive plan."}],"balance_after":59841,"derivative":{"exercise_price":2.99,"exercise_date":"2023-01-12","expiration_date":"2032-01-11","underlying":"Common Stock","underlying_shares":59841},"source":{"system":"sec-edgar","filing":"0001214659-22-000735","document":"marketforms-55061.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1293310/000121465922000735/marketforms-55061.xml","form_type":"4"}},{"id":2448401,"issuer":{"id":108862,"kind":"organization","name":"HUMANIGEN, INC","symbol":"HGEN"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"COO and CFO"}}],"security":"Stock Option (Right to Buy)","published_at":"2022-01-04T18:20:30.000Z","date":"2021-12-31","kind":"grant","acquired":true,"shares":51000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The option vests in 12 ratable quarterly installments commencing March 31, 2022."}],"balance_after":51000,"derivative":{"exercise_price":3.72,"exercise_date":"2022-03-31","expiration_date":"2031-12-30","underlying":"Common Stock","underlying_shares":51000},"source":{"system":"sec-edgar","filing":"0001214659-22-000265","document":"marketforms-54935.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1293310/000121465922000265/marketforms-54935.xml","form_type":"4"}},{"id":2671556,"issuer":{"id":5096,"kind":"organization","name":"DBV Technologies S.A."},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Warrant (right to buy)","published_at":"2021-06-11T16:54:17.000Z","date":"2021-06-10","kind":"purchase","acquired":true,"shares":6837,"price":7.12,"value":48679.44,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"This price is in US Dollars and reflects the conversion of EUR to USD at an exchange rate of $1.2176 to EUR 1.00 as of June 10, 2021."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"This price is in US Dollars and reflects the conversion of EUR to USD at an exchange rate of $1.2176 to EUR 1.00 as of June 10, 2021."}],"balance_after":6837,"derivative":{"exercise_price":13.09,"exercise_date":"2021-06-10","expiration_date":"2025-06-10","underlying":"Ordinary Shares","underlying_shares":6837},"source":{"system":"sec-edgar","filing":"0001209191-21-039886","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1191286/000120919121039886/doc4.xml","form_type":"4"}},{"id":3024849,"issuer":{"id":108862,"kind":"organization","name":"HUMANIGEN, INC","symbol":"HGEN"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"COO and CFO"}}],"security":"Stock Option  (Right to Buy)","published_at":"2020-09-22T17:37:48.000Z","date":"2020-09-18","kind":"grant","acquired":true,"shares":151316,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The option vests in 12 ratable quarterly installments commencing December 31, 2020."}],"balance_after":151316,"derivative":{"exercise_price":9.65,"exercise_date":"2020-12-31","expiration_date":"2030-09-18","underlying":"Common Stock","underlying_shares":151316},"source":{"system":"sec-edgar","filing":"0001214659-20-008051","document":"marketforms-49729.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1293310/000121465920008051/marketforms-49729.xml","form_type":"4"}},{"id":3608278,"issuer":{"id":2090,"kind":"organization","name":"IOVANCE BIOTHERAPEUTICS, INC.","symbol":"IOVA"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Financial Officer"}}],"security":"Stock Option (right to buy)","published_at":"2019-03-06T22:00:40.000Z","date":"2019-03-04","kind":"grant","acquired":true,"shares":100000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Provided the Reporting Person is still employed with the Issuer on the following dates, the options are exercisable as follows: (i) options for the purchase of one-third of the 100,000 shares shall vest on the one-year anniversary of March 4, 2019; and (ii) the remaining options shall vest in eight equal quarterly installments over the next two years, commencing with the first quarter following the first anniversary of March 4, 2019."}],"balance_after":100000,"derivative":{"exercise_price":11.26,"expiration_date":"2019-03-04","underlying":"Common stock","underlying_shares":100000},"source":{"system":"sec-edgar","filing":"0001144204-19-012579","document":"tv515607_4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1425205/000114420419012579/tv515607_4.xml","form_type":"4"}},{"id":3997959,"issuer":{"id":108862,"kind":"organization","name":"HUMANIGEN, INC","symbol":"HGEN"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option  (Right to Buy)","published_at":"2018-03-13T21:54:29.000Z","date":"2018-03-09","kind":"grant","acquired":true,"shares":88235,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"These stock options were granted in lieu of 50% of the cash compensation payable to Mr. Morris in respect of his services as a director during 2017."}],"balance_after":88235,"derivative":{"exercise_price":0.665,"exercise_date":"2018-03-09","expiration_date":"2028-03-08","underlying":"Common Stock","underlying_shares":88235},"source":{"system":"sec-edgar","filing":"0001214659-18-002135","document":"marketforms-41411.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1293310/000121465918002135/marketforms-41411.xml","form_type":"4"}},{"id":3997958,"issuer":{"id":108862,"kind":"organization","name":"HUMANIGEN, INC","symbol":"HGEN"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option  (Right to Buy)","published_at":"2018-03-13T21:54:29.000Z","date":"2018-03-09","kind":"grant","acquired":true,"shares":715877,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The option vests in 12 ratable quarterly installments commencing June 30, 2018."}],"balance_after":715877,"derivative":{"exercise_price":0.665,"exercise_date":"2018-06-30","expiration_date":"2028-03-08","underlying":"Common Stock","underlying_shares":715877},"source":{"system":"sec-edgar","filing":"0001214659-18-002135","document":"marketforms-41411.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1293310/000121465918002135/marketforms-41411.xml","form_type":"4"}},{"id":4232307,"issuer":{"id":2090,"kind":"organization","name":"IOVANCE BIOTHERAPEUTICS, INC.","symbol":"IOVA"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Financial Officer"}}],"security":"Stock Option (right to buy)","published_at":"2017-08-16T18:12:45.000Z","date":"2017-08-14","kind":"grant","acquired":true,"shares":250000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Provided the Reporting Person is still employed with the Issuer on the following dates, the options are exercisable as follows: (i) options for the purchase of one-third of the 250,000 shares shall vest on the one-year anniversary of August 14, 2017; and (ii) the remaining options shall vest as to one-twelfth of 250,000 shares at the end of each quarter over the next two years, commencing with the first quarter following the first anniversary of August 14, 2017."}],"balance_after":250000,"derivative":{"exercise_price":5.05,"expiration_date":"2027-08-13","underlying":"Common Stock","underlying_shares":250000},"source":{"system":"sec-edgar","filing":"0001250853-17-000073","document":"primary_doc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1425205/000125085317000073/primary_doc.xml","form_type":"4"}},{"id":4459443,"issuer":{"id":7102,"kind":"organization","name":"TALPHERA, INC."},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"officer":true,"officer_title":"Chief Financial Officer"}}],"security":"Common Stock (Right to Buy)","published_at":"2017-02-10T01:57:42.000Z","date":"2017-02-07","kind":"grant","acquired":true,"shares":112500,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"Issued pursuant to the 2011 Equity Incentive Plan."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The shares subject to the option vest as follows: 25% of the shares subject to the option vest on the 12 month anniversary of the Vesting Commencement Date (February 7, 2017) and the remaining shares subject to the option vest on an equal monthly basis over the following 36 months."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"100% Acceleration upon Change of Control."}],"balance_after":112500,"derivative":{"exercise_price":3,"exercise_date":"2018-02-07","expiration_date":"2028-02-06","underlying":"Common Stock","underlying_shares":112500},"source":{"system":"sec-edgar","filing":"0001437749-17-002066","document":"rdgdoc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1427925/000143774917002066/rdgdoc.xml","form_type":"4"}},{"id":4602474,"issuer":{"id":108862,"kind":"organization","name":"HUMANIGEN, INC","symbol":"HGEN"},"owners":[{"id":38639,"kind":"person","name":"MORRIS TIMOTHY E","position":1,"cik":"0001191286","reported_name":"MORRIS TIMOTHY E","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Option (right to buy)","published_at":"2016-09-15T17:39:32.000Z","date":"2016-09-13","kind":"grant","acquired":true,"shares":100000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The option vests and becomes exercisable in 12 equal quarterly installments beginning on December 13, 2016."}],"balance_after":100000,"derivative":{"exercise_price":3.38,"expiration_date":"2026-09-12","underlying":"Common Stock","underlying_shares":100000},"source":{"system":"sec-edgar","filing":"0001123292-16-002733","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1293310/000112329216002733/edgar.xml","form_type":"4"}}]}