{"transactions":[{"id":4621679,"issuer":{"id":6825,"kind":"organization","name":"Eaton Vance Senior Income Trust","symbol":"EVF"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"other":true,"other_text":"See Remarks"}}],"security":"Auction Preferred Stock","published_at":"2026-09-17T21:07:43.000Z","date":"2026-09-15","kind":"other","planned":false,"acquired":false,"shares":94,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission on September 22, 2008. The Reporting Person is an affiliate of the Issuer's investment adviser."},{"field":"kind","element":"transactionCoding","label":"F2","text":"The reported securities were disposed of pursuant to a mandatory redemption by the Issuer, at liquidation preference of $25,000 plus any accumulated but unpaid dividends through September 15, 2026. In this regard, the Reporting Person disposed of shares of Series A and Series B Auction Preferred Stock, which were redeemed at $25,012.175 and $25,008.161111, respectively, due to slight differences in the accrued dividends."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The reported securities were disposed of pursuant to a mandatory redemption by the Issuer, at liquidation preference of $25,000 plus any accumulated but unpaid dividends through September 15, 2026. In this regard, the Reporting Person disposed of shares of Series A and Series B Auction Preferred Stock, which were redeemed at $25,012.175 and $25,008.161111, respectively, due to slight differences in the accrued dividends."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001140361-26-037006","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1070732/000114036126037006/form4.xml","form_type":"4"}},{"id":49662,"issuer":{"id":11455,"kind":"organization","name":"Mondee Holdings, Inc.","symbol":"MOND"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"ten_percent_owner":true}},{"id":11456,"kind":"organization","name":"MS Capital Partners Adviser Inc","position":2,"cik":"0001535639","reported_name":"MS Capital Partners Adviser Inc","relationship":{"ten_percent_owner":true}}],"security":"Warrants to purchase Class A Common Stock, par value $0.0001","published_at":"2023-12-16T01:24:50.000Z","date":"2023-12-14","kind":"other","planned":false,"acquired":true,"shares":150000,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F4","text":"In connection with the Private Fund's purchases described in footnote 1, the Issuer and the Private Fund agreed to exchange 10,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the \"Series A Preferred Stock\"), held by the Private Fund, for an equal number of shares of the Issuer's Series A-2 Preferred Stock, par value $0.0001 per share (the \"Series A-2 Preferred Stock\"), and to amend the exercise price and expiration date of certain warrants (the \"Amended Warrants\") entitling the Private Fund to purchase 150,000 shares of Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"In connection with the Private Fund's purchases described in footnote 1, the Issuer and the Private Fund agreed to exchange 10,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the \"Series A Preferred Stock\"), held by the Private Fund, for an equal number of shares of the Issuer's Series A-2 Preferred Stock, par value $0.0001 per share (the \"Series A-2 Preferred Stock\"), and to amend the exercise price and expiration date of certain warrants (the \"Amended Warrants\") entitling the Private Fund to purchase 150,000 shares of Common Stock."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As a result of the relationships described in footnote 1 among each of MS and the Adviser, on the one hand, and the Private Fund, on the other hand, each of MS and the Adviser may be deemed to share beneficial ownership over the Common Stock, Preferred Stock and Warrants (together, the \"Issuer Securities\") held by the Private Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Each of MS and the Adviser disclaims beneficial ownership of the Issuer Securities included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of such Issuer Securities in this report shall not be deemed to be an admission of beneficial ownership of such Issuer Securities for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose."}],"balance_after":150000,"derivative":{"exercise_price":7.5,"exercise_date":"2023-12-14","expiration_date":"2027-09-29","underlying":"Class A Common Stock, par value $0.0001 per share","underlying_shares":150000},"source":{"system":"sec-edgar","filing":"0000895345-23-000679","document":"form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089534523000679/form4.xml","form_type":"4"}},{"id":49661,"issuer":{"id":11455,"kind":"organization","name":"Mondee Holdings, Inc.","symbol":"MOND"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"ten_percent_owner":true}},{"id":11456,"kind":"organization","name":"MS Capital Partners Adviser Inc","position":2,"cik":"0001535639","reported_name":"MS Capital Partners Adviser Inc","relationship":{"ten_percent_owner":true}}],"security":"Warrants to purchase Class A Common Stock, par value $0.0001","published_at":"2023-12-16T01:24:50.000Z","date":"2023-12-14","kind":"other","planned":false,"acquired":false,"shares":150000,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F4","text":"In connection with the Private Fund's purchases described in footnote 1, the Issuer and the Private Fund agreed to exchange 10,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the \"Series A Preferred Stock\"), held by the Private Fund, for an equal number of shares of the Issuer's Series A-2 Preferred Stock, par value $0.0001 per share (the \"Series A-2 Preferred Stock\"), and to amend the exercise price and expiration date of certain warrants (the \"Amended Warrants\") entitling the Private Fund to purchase 150,000 shares of Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"In connection with the Private Fund's purchases described in footnote 1, the Issuer and the Private Fund agreed to exchange 10,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the \"Series A Preferred Stock\"), held by the Private Fund, for an equal number of shares of the Issuer's Series A-2 Preferred Stock, par value $0.0001 per share (the \"Series A-2 Preferred Stock\"), and to amend the exercise price and expiration date of certain warrants (the \"Amended Warrants\") entitling the Private Fund to purchase 150,000 shares of Common Stock."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As a result of the relationships described in footnote 1 among each of MS and the Adviser, on the one hand, and the Private Fund, on the other hand, each of MS and the Adviser may be deemed to share beneficial ownership over the Common Stock, Preferred Stock and Warrants (together, the \"Issuer Securities\") held by the Private Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Each of MS and the Adviser disclaims beneficial ownership of the Issuer Securities included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of such Issuer Securities in this report shall not be deemed to be an admission of beneficial ownership of such Issuer Securities for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose."}],"balance_after":0,"derivative":{"exercise_price":11.5,"exercise_date":"2022-09-29","expiration_date":"2027-09-29","underlying":"Class A Common Stock, par value $0.0001 per share","underlying_shares":150000},"source":{"system":"sec-edgar","filing":"0000895345-23-000679","document":"form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089534523000679/form4.xml","form_type":"4"}},{"id":49660,"issuer":{"id":11455,"kind":"organization","name":"Mondee Holdings, Inc.","symbol":"MOND"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"ten_percent_owner":true}},{"id":11456,"kind":"organization","name":"MS Capital Partners Adviser Inc","position":2,"cik":"0001535639","reported_name":"MS Capital Partners Adviser Inc","relationship":{"ten_percent_owner":true}}],"security":"Warrants to purchase Class A Common Stock, par value $0.0001","published_at":"2023-12-16T01:24:50.000Z","date":"2023-12-14","kind":"purchase","planned":false,"acquired":true,"shares":19500,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"This statement is being filed by Morgan Stanley (\"MS Parent\") and MS Capital Partners Adviser Inc. (\"Adviser\").  MS is the indirect parent of the general partners of a fund (the \"Private Fund\") that holds the shares reported herein.  The Adviser, an indirect subsidiary of MS Parent, is the investment manager of the Private Fund. The Private Fund paid $1,300,000 in cash to Mondee Holdings, Inc. (the \"Issuer\") for 1,300 shares of Issuer Series A-3 Preferred Stock, par value $0.0001 per share (the \"Series A-3 Preferred Stock,\" and, together with the Series A Preferred Stock and Series A-2 Preferred Stock defined in footnote 4, the \"Preferred Stock\") and warrants (the \"New Warrants,\" and, together with the Amended Warrants defined in footnote 4, the \"Warrants\") to purchase 19,500 shares of Issuer Class A Common Stock, par value $0.0001 per share (the \"Common Stock\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As a result of the relationships described in footnote 1 among each of MS and the Adviser, on the one hand, and the Private Fund, on the other hand, each of MS and the Adviser may be deemed to share beneficial ownership over the Common Stock, Preferred Stock and Warrants (together, the \"Issuer Securities\") held by the Private Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Each of MS and the Adviser disclaims beneficial ownership of the Issuer Securities included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of such Issuer Securities in this report shall not be deemed to be an admission of beneficial ownership of such Issuer Securities for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose."}],"balance_after":19500,"derivative":{"exercise_price":7.5,"exercise_date":"2023-12-14","expiration_date":"2027-09-29","underlying":"Class A Common Stock, par value $0.0001 per share","underlying_shares":19500},"source":{"system":"sec-edgar","filing":"0000895345-23-000679","document":"form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089534523000679/form4.xml","form_type":"4"}},{"id":49659,"issuer":{"id":11455,"kind":"organization","name":"Mondee Holdings, Inc.","symbol":"MOND"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"ten_percent_owner":true}},{"id":11456,"kind":"organization","name":"MS Capital Partners Adviser Inc","position":2,"cik":"0001535639","reported_name":"MS Capital Partners Adviser Inc","relationship":{"ten_percent_owner":true}}],"security":"Series A Preferred Stock, par value $0.0001 per share","published_at":"2023-12-16T01:24:50.000Z","date":"2023-12-14","kind":"other","planned":false,"acquired":false,"shares":10000,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F4","text":"In connection with the Private Fund's purchases described in footnote 1, the Issuer and the Private Fund agreed to exchange 10,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the \"Series A Preferred Stock\"), held by the Private Fund, for an equal number of shares of the Issuer's Series A-2 Preferred Stock, par value $0.0001 per share (the \"Series A-2 Preferred Stock\"), and to amend the exercise price and expiration date of certain warrants (the \"Amended Warrants\") entitling the Private Fund to purchase 150,000 shares of Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"In connection with the Private Fund's purchases described in footnote 1, the Issuer and the Private Fund agreed to exchange 10,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the \"Series A Preferred Stock\"), held by the Private Fund, for an equal number of shares of the Issuer's Series A-2 Preferred Stock, par value $0.0001 per share (the \"Series A-2 Preferred Stock\"), and to amend the exercise price and expiration date of certain warrants (the \"Amended Warrants\") entitling the Private Fund to purchase 150,000 shares of Common Stock."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As a result of the relationships described in footnote 1 among each of MS and the Adviser, on the one hand, and the Private Fund, on the other hand, each of MS and the Adviser may be deemed to share beneficial ownership over the Common Stock, Preferred Stock and Warrants (together, the \"Issuer Securities\") held by the Private Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Each of MS and the Adviser disclaims beneficial ownership of the Issuer Securities included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of such Issuer Securities in this report shall not be deemed to be an admission of beneficial ownership of such Issuer Securities for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0000895345-23-000679","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089534523000679/form4.xml","form_type":"4"}},{"id":49658,"issuer":{"id":11455,"kind":"organization","name":"Mondee Holdings, Inc.","symbol":"MOND"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"ten_percent_owner":true}},{"id":11456,"kind":"organization","name":"MS Capital Partners Adviser Inc","position":2,"cik":"0001535639","reported_name":"MS Capital Partners Adviser Inc","relationship":{"ten_percent_owner":true}}],"security":"Series A-2 Preferred Stock, par value $0.0001 per share","published_at":"2023-12-16T01:24:50.000Z","date":"2023-12-14","kind":"other","planned":false,"acquired":true,"shares":10000,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F4","text":"In connection with the Private Fund's purchases described in footnote 1, the Issuer and the Private Fund agreed to exchange 10,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the \"Series A Preferred Stock\"), held by the Private Fund, for an equal number of shares of the Issuer's Series A-2 Preferred Stock, par value $0.0001 per share (the \"Series A-2 Preferred Stock\"), and to amend the exercise price and expiration date of certain warrants (the \"Amended Warrants\") entitling the Private Fund to purchase 150,000 shares of Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"In connection with the Private Fund's purchases described in footnote 1, the Issuer and the Private Fund agreed to exchange 10,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the \"Series A Preferred Stock\"), held by the Private Fund, for an equal number of shares of the Issuer's Series A-2 Preferred Stock, par value $0.0001 per share (the \"Series A-2 Preferred Stock\"), and to amend the exercise price and expiration date of certain warrants (the \"Amended Warrants\") entitling the Private Fund to purchase 150,000 shares of Common Stock."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As a result of the relationships described in footnote 1 among each of MS and the Adviser, on the one hand, and the Private Fund, on the other hand, each of MS and the Adviser may be deemed to share beneficial ownership over the Common Stock, Preferred Stock and Warrants (together, the \"Issuer Securities\") held by the Private Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Each of MS and the Adviser disclaims beneficial ownership of the Issuer Securities included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of such Issuer Securities in this report shall not be deemed to be an admission of beneficial ownership of such Issuer Securities for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose."}],"balance_after":10000,"source":{"system":"sec-edgar","filing":"0000895345-23-000679","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089534523000679/form4.xml","form_type":"4"}},{"id":49657,"issuer":{"id":11455,"kind":"organization","name":"Mondee Holdings, Inc.","symbol":"MOND"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"ten_percent_owner":true}},{"id":11456,"kind":"organization","name":"MS Capital Partners Adviser Inc","position":2,"cik":"0001535639","reported_name":"MS Capital Partners Adviser Inc","relationship":{"ten_percent_owner":true}}],"security":"Series A-3 Preferred Stock, par value $0.0001 per share","published_at":"2023-12-16T01:24:50.000Z","date":"2023-12-14","kind":"purchase","planned":false,"acquired":true,"shares":1300,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"This statement is being filed by Morgan Stanley (\"MS Parent\") and MS Capital Partners Adviser Inc. (\"Adviser\").  MS is the indirect parent of the general partners of a fund (the \"Private Fund\") that holds the shares reported herein.  The Adviser, an indirect subsidiary of MS Parent, is the investment manager of the Private Fund. The Private Fund paid $1,300,000 in cash to Mondee Holdings, Inc. (the \"Issuer\") for 1,300 shares of Issuer Series A-3 Preferred Stock, par value $0.0001 per share (the \"Series A-3 Preferred Stock,\" and, together with the Series A Preferred Stock and Series A-2 Preferred Stock defined in footnote 4, the \"Preferred Stock\") and warrants (the \"New Warrants,\" and, together with the Amended Warrants defined in footnote 4, the \"Warrants\") to purchase 19,500 shares of Issuer Class A Common Stock, par value $0.0001 per share (the \"Common Stock\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As a result of the relationships described in footnote 1 among each of MS and the Adviser, on the one hand, and the Private Fund, on the other hand, each of MS and the Adviser may be deemed to share beneficial ownership over the Common Stock, Preferred Stock and Warrants (together, the \"Issuer Securities\") held by the Private Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Each of MS and the Adviser disclaims beneficial ownership of the Issuer Securities included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of such Issuer Securities in this report shall not be deemed to be an admission of beneficial ownership of such Issuer Securities for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose."}],"balance_after":1300,"source":{"system":"sec-edgar","filing":"0000895345-23-000679","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089534523000679/form4.xml","form_type":"4"}},{"id":52164,"issuer":{"id":11469,"kind":"organization","name":"WESTERN ASSET MUNICIPAL PARTNERS FUND INC.","symbol":"MNP"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Auction Preferred Stock","published_at":"2023-10-10T20:22:55.000Z","date":"2023-10-05","kind":"sale","planned":false,"acquired":false,"shares":135,"price":50000,"value":6750000.0,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the \"SEC\") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing."},{"field":"kind","element":"transactionCoding","label":"F2","text":"The reported securities were disposed of pursuant to a mandatory redemption by the Issuer."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0000899243-23-019945","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/894351/000089924323019945/doc4.xml","form_type":"4"}},{"id":55050,"issuer":{"id":11455,"kind":"organization","name":"Mondee Holdings, Inc.","symbol":"MOND"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"ten_percent_owner":true}},{"id":11456,"kind":"organization","name":"MS Capital Partners Adviser Inc","position":2,"cik":"0001535639","reported_name":"MS Capital Partners Adviser Inc","relationship":{"ten_percent_owner":true}}],"security":"Class A Common Stock, par value $0.0001 per share","published_at":"2023-06-13T20:04:16.000Z","date":"2023-06-09","kind":"sale","planned":false,"acquired":false,"shares":1049889,"price":9.45,"value":9921451.05,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This statement is filed by Morgan Stanley (\"MS Parent\") and MS Capital Partners Adviser Inc. (\"Adviser\"). MS Parent is the indirect parent of the general partners of the funds (the \"Private Funds\") that hold these shares of Class A Common Stock, par value $0.0001 per share (\"Common Stock\"). The Adviser, an indirect subsidiary of MS Parent, is the investment manager to the Private Funds. Each of MS Parent and the Adviser may be deemed to beneficially own the shares of Common Stock held by the Private Funds."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Each of MS Parent and the Adviser disclaims beneficial ownership of the shares of Common Stock included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of the shares of Common Stock in this report shall not be deemed to constitute an admission of beneficial ownership of such shares of Common Stock for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934, or for any other purpose."}],"balance_after":8456881,"source":{"system":"sec-edgar","filing":"0000895345-23-000382","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089534523000382/form4.xml","form_type":"4"}},{"id":59477,"issuer":{"id":11455,"kind":"organization","name":"Mondee Holdings, Inc.","symbol":"MOND"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"ten_percent_owner":true}},{"id":11456,"kind":"organization","name":"MS Capital Partners Adviser Inc","position":2,"cik":"0001535639","reported_name":"MS Capital Partners Adviser Inc","relationship":{"ten_percent_owner":true}}],"security":"Series A Preferred Stock, par value $0.0001 per share","published_at":"2023-02-03T22:02:30.000Z","date":"2022-09-29","kind":"purchase","acquired":true,"shares":1000000,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"shares","element":"transactionShares","label":"F4","text":"This Form 4/A amends the Form 4 filed on September 30, 2022 and is being filed solely to correct the title of the securities reflected in Table I of that filing."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Morgan Stanley (\"MS\") is the indirect parent of the general partners of a fund (the \"Private Fund\") that paid $10,000,000 in cash to Mondee Holdings, Inc. (the \"Issuer\") for 1,000,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the \"Preferred Stock\"), and warrants (the \"Warrants\") to purchase 150,000 shares of Issuer Class A Common Stock, par value $0.0001 per share (the \"Common Stock,\" and together with the Preferred Stock and the Warrants, the \"Issuer Securities\"). Morgan Stanley Capital Partners Adviser Inc. (\"Adviser\"), an indirect subsidiary of MS, is the investment manager to the Private Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As a result of the aforementioned relationships among each of MS and the Adviser, on the one hand, and the Private Fund, on the other hand, each of MS and the Adviser may be deemed to share beneficial ownership over the Issuer Securities held by the Private Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Each of MS and the Adviser disclaims beneficial ownership of the Issuer Securities included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of such Issuer Securities in this report shall not be deemed to be an admission of beneficial ownership of such Issuer Securities for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose."}],"balance_after":1000000,"source":{"system":"sec-edgar","filing":"0000895345-23-000038","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089534523000038/form4.xml","form_type":"4/A","original_submission_date":"2022-09-30"}},{"id":62821,"issuer":{"id":6304,"kind":"organization","name":"Angel Oak Mortgage REIT, Inc.","symbol":"AOMR"},"owners":[{"id":11582,"kind":"organization","name":"NHTV Atlanta Holdings LP","position":1,"cik":"0001867491","reported_name":"NHTV Atlanta Holdings LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":2,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":11583,"kind":"organization","name":"MS Tactical Value Fund GP Inc.","position":3,"cik":"0001867460","reported_name":"MS Tactical Value Fund GP Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":11584,"kind":"organization","name":"MS Tactical Value Fund GP LP","position":4,"cik":"0001867453","reported_name":"MS Tactical Value Fund GP LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":11585,"kind":"organization","name":"North Haven Tactical Value Fund LP","position":5,"cik":"0001716898","reported_name":"North Haven Tactical Value Fund LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":11586,"kind":"organization","name":"Project Atlanta GP LLC","position":6,"cik":"0001867447","reported_name":"Project Atlanta GP LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2022-10-11T23:55:39.000Z","date":"2021-06-21","kind":"other","acquired":true,"shares":5172061,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Reflects shares of the Issuer's common stock that NHTV Atlanta Holdings LP, in its capacity as a limited partner in Angel Oak Mortgage Fund, received immediately prior to the completion of the Issuer's initial public offering in a distribution by Angel Oak Mortgage Fund pursuant to the terms of the limited partnership agreement of Angel Oak Mortgage Fund."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The number of shares that the Reporting Persons were entitled to receive was calculated pursuant to the terms of the limited partnership agreement of Angel Oak Mortgage Fund."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"Project Atlanta GP LLC is the general partner NHTV Atlanta Holdings LP. North Haven Tactical Value Fund LP is the sole member of Project Atlanta GP LLC. MS Tactical Value Fund GP LP is the general partner of North Haven Tactical Value Fund LP. MS Tactical Value Fund GP Inc., which is managed by its three-member board of directors, controls each of MS Tactical Value Fund GP LP, North Haven Tactical Value Fund LP, Project Atlanta GP LLC and NHTV Atlanta Holdings LP (together, the \"NHTV Entities\"). The NHTV Entities are indirectly controlled by Morgan Stanley."}],"balance_after":5172061,"source":{"system":"sec-edgar","filing":"0000899243-22-033416","document":"doc4a.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089924322033416/doc4a.xml","form_type":"4/A","original_submission_date":"2021-06-23"}},{"id":63129,"issuer":{"id":11455,"kind":"organization","name":"Mondee Holdings, Inc.","symbol":"MOND"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"ten_percent_owner":true}},{"id":11456,"kind":"organization","name":"MS Capital Partners Adviser Inc","position":2,"cik":"0001535639","reported_name":"MS Capital Partners Adviser Inc","relationship":{"ten_percent_owner":true}}],"security":"Warrants to purchase Common Stock","published_at":"2022-09-30T20:00:59.000Z","date":"2022-09-29","kind":"purchase","acquired":true,"shares":150000,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Morgan Stanley (\"MS\") is the indirect parent of the general partners of a fund (the \"Private Fund\") that paid $10,000,000 in cash to Mondee Holdings, Inc. (the \"Issuer\") for 1,000,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the \"Preferred Stock\"), and warrants (the \"Warrants\") to purchase 150,000 shares of Issuer Class A Common Stock, par value $0.0001 per share (the \"Common Stock,\" and together with the Preferred Stock and the Warrants, the \"Issuer Securities\"). Morgan Stanley Capital Partners Adviser Inc. (\"Adviser\"), an indirect subsidiary of MS, is the investment manager to the Private Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As a result of the aforementioned relationships among each of MS and the Adviser, on the one hand, and the Private Fund, on the other hand, each of MS and the Adviser may be deemed to share beneficial ownership over the Issuer Securities held by the Private Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Each of MS and the Adviser disclaims beneficial ownership of the Issuer Securities included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of such Issuer Securities in this report shall not be deemed to be an admission of beneficial ownership of such Issuer Securities for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose."}],"balance_after":150000,"derivative":{"exercise_price":11.5,"exercise_date":"2022-09-29","expiration_date":"2027-09-29","underlying":"Common Stock, par value $0.0001 per share","underlying_shares":150000},"source":{"system":"sec-edgar","filing":"0000895345-22-000731","document":"form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089534522000731/form4.xml","form_type":"4"}},{"id":63128,"issuer":{"id":11455,"kind":"organization","name":"Mondee Holdings, Inc.","symbol":"MOND"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"ten_percent_owner":true}},{"id":11456,"kind":"organization","name":"MS Capital Partners Adviser Inc","position":2,"cik":"0001535639","reported_name":"MS Capital Partners Adviser Inc","relationship":{"ten_percent_owner":true}}],"security":"Class A Common Stock, par value $0.0001 per share","published_at":"2022-09-30T20:00:59.000Z","date":"2022-09-29","kind":"purchase","acquired":true,"shares":1000000,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Morgan Stanley (\"MS\") is the indirect parent of the general partners of a fund (the \"Private Fund\") that paid $10,000,000 in cash to Mondee Holdings, Inc. (the \"Issuer\") for 1,000,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the \"Preferred Stock\"), and warrants (the \"Warrants\") to purchase 150,000 shares of Issuer Class A Common Stock, par value $0.0001 per share (the \"Common Stock,\" and together with the Preferred Stock and the Warrants, the \"Issuer Securities\"). Morgan Stanley Capital Partners Adviser Inc. (\"Adviser\"), an indirect subsidiary of MS, is the investment manager to the Private Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As a result of the aforementioned relationships among each of MS and the Adviser, on the one hand, and the Private Fund, on the other hand, each of MS and the Adviser may be deemed to share beneficial ownership over the Issuer Securities held by the Private Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Each of MS and the Adviser disclaims beneficial ownership of the Issuer Securities included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of such Issuer Securities in this report shall not be deemed to be an admission of beneficial ownership of such Issuer Securities for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose."}],"balance_after":1000000,"source":{"system":"sec-edgar","filing":"0000895345-22-000731","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089534522000731/form4.xml","form_type":"4"}},{"id":63857,"issuer":{"id":11455,"kind":"organization","name":"Mondee Holdings, Inc.","symbol":"MOND"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"ten_percent_owner":true}}],"security":"Class A Common Stock, par value $0.0001 per share","published_at":"2022-08-23T21:14:57.000Z","date":"2022-07-28","kind":"purchase","acquired":true,"shares":6252,"price":8.682,"value":54279.864,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The price reported in Column 4 is a weighted average price.  These shares of Common Stock of the Issuer were purchased in multiple transactions at prices ranging from $8.30 to $8.90, inclusive. The Reporting Person undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the ranges set forth in the footnotes of this Form 4."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"These shares of Class A Common Stock, par value $0.0001 per share (\"Common Stock\") were purchased and are held by an indirect subsidiary (the \"MS Reporting Unit\") of Morgan Stanley (\"MS\"). As the indirect parent of the holder of these shares of Common Stock, MS may be deemed to beneficially own shares of Common Stock beneficially owned by the MS Reporting Unit. This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Unit in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998)."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"MS disclaims beneficial ownership of the shares Common Stock included herein, except to the extent of its pecuniary interest therein, if any, and the inclusion of the shares of Common Stock in this report shall not be deemed to constitute an admission of beneficial ownership of the reported shares for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934, or for any other purpose."}],"balance_after":8598,"source":{"system":"sec-edgar","filing":"0000895345-22-000655","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089534522000655/form4.xml","form_type":"4"}},{"id":63856,"issuer":{"id":11455,"kind":"organization","name":"Mondee Holdings, Inc.","symbol":"MOND"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"ten_percent_owner":true}}],"security":"Class A Common Stock, par value $0.0001 per share","published_at":"2022-08-23T21:14:57.000Z","date":"2022-07-28","kind":"purchase","acquired":true,"shares":2346,"price":7.694,"value":18050.124,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F3","text":"The price reported in Column 4 is a weighted average price. These shares of Common Stock of Mondee Holdings, Inc. (the \"Issuer\") were purchased in multiple transactions at prices ranging from $7.30 to $8.29, inclusive. The Reporting Person undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the ranges set forth in the footnotes of this Form 4."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"These shares of Class A Common Stock, par value $0.0001 per share (\"Common Stock\") were purchased and are held by an indirect subsidiary (the \"MS Reporting Unit\") of Morgan Stanley (\"MS\"). As the indirect parent of the holder of these shares of Common Stock, MS may be deemed to beneficially own shares of Common Stock beneficially owned by the MS Reporting Unit. This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Unit in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998)."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"MS disclaims beneficial ownership of the shares Common Stock included herein, except to the extent of its pecuniary interest therein, if any, and the inclusion of the shares of Common Stock in this report shall not be deemed to constitute an admission of beneficial ownership of the reported shares for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934, or for any other purpose."}],"balance_after":2346,"source":{"system":"sec-edgar","filing":"0000895345-22-000655","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089534522000655/form4.xml","form_type":"4"}},{"id":71375,"issuer":{"id":11664,"kind":"organization","name":"ALIMERA SCIENCES INC","symbol":"ALIM"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2022-02-11T02:11:11.000Z","date":"2022-02-08","kind":"sale","acquired":false,"shares":250000,"price":4.55,"value":1137500.0,"ownership":{"direct":false,"nature":"By Subsidiary"},"balance_after":557551,"source":{"system":"sec-edgar","filing":"0000899243-22-005698","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089924322005698/doc4.xml","form_type":"4"}},{"id":79194,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-10-14T16:49:09.000Z","date":"2021-10-12","kind":"sale","acquired":false,"shares":60000,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The price reported in Column 4 is a weighted average price of $2.02. The shares were sold in multiple transactions at prices ranging from $1.99 to $2.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The price reported in Column 4 is a weighted average price of $2.02. The shares were sold in multiple transactions at prices ranging from $1.99 to $2.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote."}],"balance_after":846629,"source":{"system":"sec-edgar","filing":"0000899243-21-040203","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000089924321040203/doc4.xml","form_type":"4"}},{"id":103795,"issuer":{"id":8108,"kind":"organization","name":"Ensysce Biosciences, Inc."},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2020-06-23T21:39:59.000Z","date":"2020-06-19","kind":"sale","acquired":false,"shares":776290,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"Pursuant to the Issuer's Extension Amendment and the Trust Amendment proposals set forth in the Issuer's Proxy Statement filed with the Commission on June 2, 2020, the Issuer's public stockholders were offered the opportunity to redeem their shares in exchange for their pro rata portion of the funds available in the trust account at the time of the Special Meeting on June 23, 2020, which elections became irrevocable on June 19, 2020.   Morgan Stanley elected to redeem its shares and will receive its per-share pro rata portion of the trust account, estimated by the Issuer to be approximately $10.44."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to the Issuer's Extension Amendment and the Trust Amendment proposals set forth in the Issuer's Proxy Statement filed with the Commission on June 2, 2020, the Issuer's public stockholders were offered the opportunity to redeem their shares in exchange for their pro rata portion of the funds available in the trust account at the time of the Special Meeting on June 23, 2020, which elections became irrevocable on June 19, 2020.   Morgan Stanley elected to redeem its shares and will receive its per-share pro rata portion of the trust account, estimated by the Issuer to be approximately $10.44."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0000925421-20-000259","document":"edgar.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000092542120000259/edgar.xml","form_type":"4"}},{"id":112119,"issuer":{"id":11946,"kind":"organization","name":"China XD Plastics Co Ltd","symbol":"CXDC"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11947,"kind":"organization","name":"MS HOLDINGS INC","position":2,"cik":"0001522719","reported_name":"MS HOLDINGS INC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11948,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.","position":3,"cik":"0001522733","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11949,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.","position":4,"cik":"0001522732","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11950,"kind":"organization","name":"North Haven Private Equity Asia III, L.P.","position":5,"cik":"0001402299","reported_name":"North Haven Private Equity Asia III, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11951,"kind":"organization","name":"North Haven Private Equity Asia Employee Investors III, L.P.","position":6,"cik":"0001425447","reported_name":"North Haven Private Equity Asia Employee Investors III, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11952,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD","position":7,"cik":"0001522731","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11953,"kind":"organization","name":"MSPEA MODIFIED PLASTICS HOLDING LTD","position":8,"cik":"0001524980","reported_name":"MSPEA MODIFIED PLASTICS HOLDING LTD","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}}],"security":"Series D Jr. Convertible Preferred Stock, par value $0.0001","published_at":"2019-10-09T20:04:25.000Z","date":"2019-09-30","kind":"exercise","acquired":false,"shares":16000000,"price":6.25,"value":100000000.0,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F3","text":"(cont'd from FN2) MSPEA was the record holder of 16,000,000 shares (the \"Preferred Shares\") of Series D Junior Convertible Preferred Stock (the \"Series D Preferred Stock\"), par value $0.0001 per share. The Preferred Shares were convertible into Common Stock at any time on or after January 1, 2012 at the holder's election subject to CXDC's right to mandatorily convert the Preferred Shares in certain circumstances. The conversion price was $6.25 per share, subject to adjustments for any reorganization, recapitalization, consolidation or reclassification, stock dividend, stock split, reverse stock split, combination or other like changes in the Company's capital structure. Pursuant to a written notice (the \"Written Notice\") delivered by the Issuer to MSPEA on September 26, 2019, the 16,000,000 Series D Preferred Stock then held by MSPEA were mandatorily converted into 16,000,000 shares of Common Stock (the \"Common Stock\") on September 30, 2019."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F4","text":"(cont'd from FN3) MS Parent may be deemed to have beneficially owned the Preferred Shares and may be deemed to beneficially own the Common Stock beneficially owned by operating units (collectively, the \"MS Reporting Units\") of MS Parent, its subsidiaries and affiliates (collectively, \"MS\"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998)."},{"field":"date","element":"transactionDate","label":"F3","text":"(cont'd from FN2) MSPEA was the record holder of 16,000,000 shares (the \"Preferred Shares\") of Series D Junior Convertible Preferred Stock (the \"Series D Preferred Stock\"), par value $0.0001 per share. The Preferred Shares were convertible into Common Stock at any time on or after January 1, 2012 at the holder's election subject to CXDC's right to mandatorily convert the Preferred Shares in certain circumstances. The conversion price was $6.25 per share, subject to adjustments for any reorganization, recapitalization, consolidation or reclassification, stock dividend, stock split, reverse stock split, combination or other like changes in the Company's capital structure. Pursuant to a written notice (the \"Written Notice\") delivered by the Issuer to MSPEA on September 26, 2019, the 16,000,000 Series D Preferred Stock then held by MSPEA were mandatorily converted into 16,000,000 shares of Common Stock (the \"Common Stock\") on September 30, 2019."},{"field":"date","element":"transactionDate","label":"F4","text":"(cont'd from FN3) MS Parent may be deemed to have beneficially owned the Preferred Shares and may be deemed to beneficially own the Common Stock beneficially owned by operating units (collectively, the \"MS Reporting Units\") of MS Parent, its subsidiaries and affiliates (collectively, \"MS\"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998)."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"(cont'd from FN2) MSPEA was the record holder of 16,000,000 shares (the \"Preferred Shares\") of Series D Junior Convertible Preferred Stock (the \"Series D Preferred Stock\"), par value $0.0001 per share. The Preferred Shares were convertible into Common Stock at any time on or after January 1, 2012 at the holder's election subject to CXDC's right to mandatorily convert the Preferred Shares in certain circumstances. The conversion price was $6.25 per share, subject to adjustments for any reorganization, recapitalization, consolidation or reclassification, stock dividend, stock split, reverse stock split, combination or other like changes in the Company's capital structure. Pursuant to a written notice (the \"Written Notice\") delivered by the Issuer to MSPEA on September 26, 2019, the 16,000,000 Series D Preferred Stock then held by MSPEA were mandatorily converted into 16,000,000 shares of Common Stock (the \"Common Stock\") on September 30, 2019."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"(cont'd from FN3) MS Parent may be deemed to have beneficially owned the Preferred Shares and may be deemed to beneficially own the Common Stock beneficially owned by operating units (collectively, the \"MS Reporting Units\") of MS Parent, its subsidiaries and affiliates (collectively, \"MS\"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998)."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"(cont'd from FN2) MSPEA was the record holder of 16,000,000 shares (the \"Preferred Shares\") of Series D Junior Convertible Preferred Stock (the \"Series D Preferred Stock\"), par value $0.0001 per share. The Preferred Shares were convertible into Common Stock at any time on or after January 1, 2012 at the holder's election subject to CXDC's right to mandatorily convert the Preferred Shares in certain circumstances. The conversion price was $6.25 per share, subject to adjustments for any reorganization, recapitalization, consolidation or reclassification, stock dividend, stock split, reverse stock split, combination or other like changes in the Company's capital structure. Pursuant to a written notice (the \"Written Notice\") delivered by the Issuer to MSPEA on September 26, 2019, the 16,000,000 Series D Preferred Stock then held by MSPEA were mandatorily converted into 16,000,000 shares of Common Stock (the \"Common Stock\") on September 30, 2019."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"(cont'd from FN3) MS Parent may be deemed to have beneficially owned the Preferred Shares and may be deemed to beneficially own the Common Stock beneficially owned by operating units (collectively, the \"MS Reporting Units\") of MS Parent, its subsidiaries and affiliates (collectively, \"MS\"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998)."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"(cont'd from FN2) MSPEA was the record holder of 16,000,000 shares (the \"Preferred Shares\") of Series D Junior Convertible Preferred Stock (the \"Series D Preferred Stock\"), par value $0.0001 per share. The Preferred Shares were convertible into Common Stock at any time on or after January 1, 2012 at the holder's election subject to CXDC's right to mandatorily convert the Preferred Shares in certain circumstances. The conversion price was $6.25 per share, subject to adjustments for any reorganization, recapitalization, consolidation or reclassification, stock dividend, stock split, reverse stock split, combination or other like changes in the Company's capital structure. Pursuant to a written notice (the \"Written Notice\") delivered by the Issuer to MSPEA on September 26, 2019, the 16,000,000 Series D Preferred Stock then held by MSPEA were mandatorily converted into 16,000,000 shares of Common Stock (the \"Common Stock\") on September 30, 2019."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F4","text":"(cont'd from FN3) MS Parent may be deemed to have beneficially owned the Preferred Shares and may be deemed to beneficially own the Common Stock beneficially owned by operating units (collectively, the \"MS Reporting Units\") of MS Parent, its subsidiaries and affiliates (collectively, \"MS\"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998)."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This form is filed by (i) Morgan Stanley, a Delaware corporation (\"MS Parent\"), (ii) MS Holdings Incorporated, a Delaware corporation (\"MS Holdings\"), (iii) Morgan Stanley Private Equity Asia III, Inc., a Delaware corporation (\"MS Inc\"), (iv) Morgan Stanley Private Equity Asia III, L.L.C., a Delaware limited liability company (\"MS LLC\"), (v) North Haven Private Equity Asia III, L.P., a Cayman Islands limited partnership (\"NH LP\"), (vi) North Haven Private Equity Asia Employee Investors III, L.P., a Cayman Islands limited partnership (\"NH Employee\"), (vii) Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd, a Cayman Islands limited liability company (\"MSPEA Holdings\") and (viii) MSPEA Modified Plastics Holding Limited, a Cayman Islands limited liability company (\"MSPEA\") (collectively, the \"Reporting Persons\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"(cont'd from FN1) MS Holdings is a wholly owned subsidiary of MS Parent. MS Inc is a wholly owned subsidiary of MS Holdings and is the managing member of MS LLC. MS LLC is the general partner of both NH LP and NH Employee. NH LP holds 92.13% of MSPEA Holdings and NH Employee holds 7.87% of MSPEA Holdings. MSPEA Holdings owns 100% of MSPEA."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"(cont'd from FN2) MSPEA was the record holder of 16,000,000 shares (the \"Preferred Shares\") of Series D Junior Convertible Preferred Stock (the \"Series D Preferred Stock\"), par value $0.0001 per share. The Preferred Shares were convertible into Common Stock at any time on or after January 1, 2012 at the holder's election subject to CXDC's right to mandatorily convert the Preferred Shares in certain circumstances. The conversion price was $6.25 per share, subject to adjustments for any reorganization, recapitalization, consolidation or reclassification, stock dividend, stock split, reverse stock split, combination or other like changes in the Company's capital structure. Pursuant to a written notice (the \"Written Notice\") delivered by the Issuer to MSPEA on September 26, 2019, the 16,000,000 Series D Preferred Stock then held by MSPEA were mandatorily converted into 16,000,000 shares of Common Stock (the \"Common Stock\") on September 30, 2019."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"(cont'd from FN3) MS Parent may be deemed to have beneficially owned the Preferred Shares and may be deemed to beneficially own the Common Stock beneficially owned by operating units (collectively, the \"MS Reporting Units\") of MS Parent, its subsidiaries and affiliates (collectively, \"MS\"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998)."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"(cont'd from FN4) Neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any Reporting Person that it was or is the beneficial owner of any Preferred Shares or Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose, and each of the Reporting Persons expressly disclaims the beneficial ownership thereof except to the extent of its pecuniary interest therein, if any. Upon the mandatory conversion of the Preferred Stock, MSPEA's nominees to the Issuer's board of directors, Mr. Homer Sun and Ryan Law, who were appointed directors of the Issuer on January 1, 2012 and April 26, 2019, respectively, were automatically terminated on September 30, 2019. By virtue of such termination, each of the Reporting Persons is no longer a director by deputization."}],"balance_after":0,"derivative":{"exercise_date":"2012-01-01","expiration_date":"2022-01-01","underlying":"Common Stock","underlying_shares":16000000},"source":{"system":"sec-edgar","filing":"0000950142-19-002046","document":"es1901130_4-cxdc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095014219002046/es1901130_4-cxdc.xml","form_type":"4"}},{"id":112118,"issuer":{"id":11946,"kind":"organization","name":"China XD Plastics Co Ltd","symbol":"CXDC"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11947,"kind":"organization","name":"MS HOLDINGS INC","position":2,"cik":"0001522719","reported_name":"MS HOLDINGS INC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11948,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.","position":3,"cik":"0001522733","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11949,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.","position":4,"cik":"0001522732","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11950,"kind":"organization","name":"North Haven Private Equity Asia III, L.P.","position":5,"cik":"0001402299","reported_name":"North Haven Private Equity Asia III, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11951,"kind":"organization","name":"North Haven Private Equity Asia Employee Investors III, L.P.","position":6,"cik":"0001425447","reported_name":"North Haven Private Equity Asia Employee Investors III, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11952,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD","position":7,"cik":"0001522731","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11953,"kind":"organization","name":"MSPEA MODIFIED PLASTICS HOLDING LTD","position":8,"cik":"0001524980","reported_name":"MSPEA MODIFIED PLASTICS HOLDING LTD","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}}],"security":"Common Stock","published_at":"2019-10-09T20:04:25.000Z","date":"2019-09-30","kind":"grant","acquired":true,"shares":16000000,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"date","element":"transactionDate","label":"F1","text":"This form is filed by (i) Morgan Stanley, a Delaware corporation (\"MS Parent\"), (ii) MS Holdings Incorporated, a Delaware corporation (\"MS Holdings\"), (iii) Morgan Stanley Private Equity Asia III, Inc., a Delaware corporation (\"MS Inc\"), (iv) Morgan Stanley Private Equity Asia III, L.L.C., a Delaware limited liability company (\"MS LLC\"), (v) North Haven Private Equity Asia III, L.P., a Cayman Islands limited partnership (\"NH LP\"), (vi) North Haven Private Equity Asia Employee Investors III, L.P., a Cayman Islands limited partnership (\"NH Employee\"), (vii) Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd, a Cayman Islands limited liability company (\"MSPEA Holdings\") and (viii) MSPEA Modified Plastics Holding Limited, a Cayman Islands limited liability company (\"MSPEA\") (collectively, the \"Reporting Persons\")."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"(cont'd from FN2) MSPEA was the record holder of 16,000,000 shares (the \"Preferred Shares\") of Series D Junior Convertible Preferred Stock (the \"Series D Preferred Stock\"), par value $0.0001 per share. The Preferred Shares were convertible into Common Stock at any time on or after January 1, 2012 at the holder's election subject to CXDC's right to mandatorily convert the Preferred Shares in certain circumstances. The conversion price was $6.25 per share, subject to adjustments for any reorganization, recapitalization, consolidation or reclassification, stock dividend, stock split, reverse stock split, combination or other like changes in the Company's capital structure. Pursuant to a written notice (the \"Written Notice\") delivered by the Issuer to MSPEA on September 26, 2019, the 16,000,000 Series D Preferred Stock then held by MSPEA were mandatorily converted into 16,000,000 shares of Common Stock (the \"Common Stock\") on September 30, 2019."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"(cont'd from FN3) MS Parent may be deemed to have beneficially owned the Preferred Shares and may be deemed to beneficially own the Common Stock beneficially owned by operating units (collectively, the \"MS Reporting Units\") of MS Parent, its subsidiaries and affiliates (collectively, \"MS\"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998)."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This form is filed by (i) Morgan Stanley, a Delaware corporation (\"MS Parent\"), (ii) MS Holdings Incorporated, a Delaware corporation (\"MS Holdings\"), (iii) Morgan Stanley Private Equity Asia III, Inc., a Delaware corporation (\"MS Inc\"), (iv) Morgan Stanley Private Equity Asia III, L.L.C., a Delaware limited liability company (\"MS LLC\"), (v) North Haven Private Equity Asia III, L.P., a Cayman Islands limited partnership (\"NH LP\"), (vi) North Haven Private Equity Asia Employee Investors III, L.P., a Cayman Islands limited partnership (\"NH Employee\"), (vii) Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd, a Cayman Islands limited liability company (\"MSPEA Holdings\") and (viii) MSPEA Modified Plastics Holding Limited, a Cayman Islands limited liability company (\"MSPEA\") (collectively, the \"Reporting Persons\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"(cont'd from FN1) MS Holdings is a wholly owned subsidiary of MS Parent. MS Inc is a wholly owned subsidiary of MS Holdings and is the managing member of MS LLC. MS LLC is the general partner of both NH LP and NH Employee. NH LP holds 92.13% of MSPEA Holdings and NH Employee holds 7.87% of MSPEA Holdings. MSPEA Holdings owns 100% of MSPEA."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"(cont'd from FN2) MSPEA was the record holder of 16,000,000 shares (the \"Preferred Shares\") of Series D Junior Convertible Preferred Stock (the \"Series D Preferred Stock\"), par value $0.0001 per share. The Preferred Shares were convertible into Common Stock at any time on or after January 1, 2012 at the holder's election subject to CXDC's right to mandatorily convert the Preferred Shares in certain circumstances. The conversion price was $6.25 per share, subject to adjustments for any reorganization, recapitalization, consolidation or reclassification, stock dividend, stock split, reverse stock split, combination or other like changes in the Company's capital structure. Pursuant to a written notice (the \"Written Notice\") delivered by the Issuer to MSPEA on September 26, 2019, the 16,000,000 Series D Preferred Stock then held by MSPEA were mandatorily converted into 16,000,000 shares of Common Stock (the \"Common Stock\") on September 30, 2019."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"(cont'd from FN3) MS Parent may be deemed to have beneficially owned the Preferred Shares and may be deemed to beneficially own the Common Stock beneficially owned by operating units (collectively, the \"MS Reporting Units\") of MS Parent, its subsidiaries and affiliates (collectively, \"MS\"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998)."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"(cont'd from FN4) Neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any Reporting Person that it was or is the beneficial owner of any Preferred Shares or Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose, and each of the Reporting Persons expressly disclaims the beneficial ownership thereof except to the extent of its pecuniary interest therein, if any. Upon the mandatory conversion of the Preferred Stock, MSPEA's nominees to the Issuer's board of directors, Mr. Homer Sun and Ryan Law, who were appointed directors of the Issuer on January 1, 2012 and April 26, 2019, respectively, were automatically terminated on September 30, 2019. By virtue of such termination, each of the Reporting Persons is no longer a director by deputization."}],"balance_after":16000000,"source":{"system":"sec-edgar","filing":"0000950142-19-002046","document":"es1901130_4-cxdc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095014219002046/es1901130_4-cxdc.xml","form_type":"4"}},{"id":122262,"issuer":{"id":2659,"kind":"organization","name":"Bloom Energy Corp","symbol":"BE"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Put Option (right to sell)","published_at":"2018-11-29T00:45:06.000Z","date":"2018-11-26","kind":"purchase","acquired":false,"shares":10,"price":0.45,"value":4.5,"ownership":{"direct":false,"nature":"By subsidiary"},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"Exercisable by the reporting person at any time."}],"balance_after":10,"derivative":{"exercise_price":15,"expiration_date":"2019-01-18","underlying":"Class A Common Stock","underlying_shares":1000},"source":{"system":"sec-edgar","filing":"0000950103-18-013762","document":"dp98724_4-morgan.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010318013762/dp98724_4-morgan.xml","form_type":"4"}},{"id":122261,"issuer":{"id":2659,"kind":"organization","name":"Bloom Energy Corp","symbol":"BE"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Call Option (right to buy)","published_at":"2018-11-29T00:45:06.000Z","date":"2018-11-26","kind":"purchase","acquired":false,"shares":1,"price":1.28,"value":1.28,"ownership":{"direct":false,"nature":"By subsidiary"},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"Exercisable by the reporting person at any time."}],"balance_after":1,"derivative":{"exercise_price":15,"expiration_date":"2018-12-21","underlying":"Class A Common Stock","underlying_shares":100},"source":{"system":"sec-edgar","filing":"0000950103-18-013762","document":"dp98724_4-morgan.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010318013762/dp98724_4-morgan.xml","form_type":"4"}},{"id":122260,"issuer":{"id":2659,"kind":"organization","name":"Bloom Energy Corp","symbol":"BE"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Call Option (right to buy)","published_at":"2018-11-29T00:45:06.000Z","date":"2018-11-26","kind":"purchase","acquired":false,"shares":1,"price":2.1,"value":2.1,"ownership":{"direct":false,"nature":"By subsidiary"},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"Exercisable by the reporting person at any time."}],"balance_after":1,"derivative":{"exercise_price":17.5,"expiration_date":"2018-12-21","underlying":"Class A Common Stock","underlying_shares":100},"source":{"system":"sec-edgar","filing":"0000950103-18-013762","document":"dp98724_4-morgan.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010318013762/dp98724_4-morgan.xml","form_type":"4"}},{"id":122259,"issuer":{"id":2659,"kind":"organization","name":"Bloom Energy Corp","symbol":"BE"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Put Option (obligation to buy)","published_at":"2018-11-29T00:45:06.000Z","date":"2018-11-26","kind":"sale","acquired":false,"shares":1,"price":7.35,"value":7.35,"ownership":{"direct":false,"nature":"By subsidiary"},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Exercisable by the holder at any time."}],"balance_after":1,"derivative":{"exercise_price":20,"expiration_date":"2019-05-17","underlying":"Class A Common Stock","underlying_shares":100},"source":{"system":"sec-edgar","filing":"0000950103-18-013762","document":"dp98724_4-morgan.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010318013762/dp98724_4-morgan.xml","form_type":"4"}},{"id":122258,"issuer":{"id":2659,"kind":"organization","name":"Bloom Energy Corp","symbol":"BE"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Put Option (obligation to buy)","published_at":"2018-11-29T00:45:06.000Z","date":"2018-11-26","kind":"sale","acquired":false,"shares":9,"price":7.34,"value":66.06,"ownership":{"direct":false,"nature":"By subsidiary"},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Exercisable by the holder at any time."}],"balance_after":9,"derivative":{"exercise_price":20,"expiration_date":"2019-05-17","underlying":"Class A Common Stock","underlying_shares":900},"source":{"system":"sec-edgar","filing":"0000950103-18-013762","document":"dp98724_4-morgan.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010318013762/dp98724_4-morgan.xml","form_type":"4"}},{"id":122257,"issuer":{"id":2659,"kind":"organization","name":"Bloom Energy Corp","symbol":"BE"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2018-11-29T00:45:06.000Z","date":"2018-11-26","kind":"sale","acquired":false,"shares":31,"price":15.03,"value":465.93,"ownership":{"direct":false,"nature":"By subsidiary"},"balance_after":1638,"source":{"system":"sec-edgar","filing":"0000950103-18-013762","document":"dp98724_4-morgan.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010318013762/dp98724_4-morgan.xml","form_type":"4"}},{"id":124275,"issuer":{"id":8889,"kind":"organization","name":"Eaton Vance Ltd Duration Income Fund"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Auction Preferred Stock","published_at":"2018-09-21T20:37:55.000Z","date":"2018-09-19","kind":"sale","acquired":false,"shares":557,"price":23000,"value":12811000.0,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the \"SEC\") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing."}],"balance_after":584,"source":{"system":"sec-edgar","filing":"0000950103-18-010950","document":"dp95837_4-2.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010318010950/dp95837_4-2.xml","form_type":"4"}},{"id":124276,"issuer":{"id":6825,"kind":"organization","name":"Eaton Vance Senior Income Trust","symbol":"EVF"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Auction Preferred Stock","published_at":"2018-09-21T20:36:38.000Z","date":"2018-09-19","kind":"sale","acquired":false,"shares":327,"price":23000,"value":7521000.0,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the \"SEC\") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing."}],"balance_after":94,"source":{"system":"sec-edgar","filing":"0000950103-18-010949","document":"dp95835_4-1.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010318010949/dp95835_4-1.xml","form_type":"4"}},{"id":138680,"issuer":{"id":12261,"kind":"organization","name":"Innocoll Holdings plc","symbol":"INNL"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Warrants to purchase Ordinary Shares","published_at":"2017-07-29T00:23:43.000Z","date":"2017-07-24","kind":"other","acquired":false,"shares":795980,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By Subsidiaries"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"Reflects a cancellation without the receipt of consideration."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Reflects a cancellation without the receipt of consideration."}],"balance_after":0,"derivative":{"exercise_price":7.39,"exercise_date":"2016-03-16","expiration_date":"2019-06-15","underlying":"Ordinary Shares","underlying_shares":795980},"source":{"system":"sec-edgar","filing":"0000950103-17-007321","document":"dp78937_4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010317007321/dp78937_4.xml","form_type":"4"}},{"id":138679,"issuer":{"id":12261,"kind":"organization","name":"Innocoll Holdings plc","symbol":"INNL"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Ordinary Shares","published_at":"2017-07-29T00:23:43.000Z","date":"2017-07-24","kind":"sale","acquired":false,"shares":3365978,"ownership":{"direct":false,"nature":"By Subsidiaries"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to the terms of the Transaction Agreement by and among the Issuer, Gurnet Point L.P., a Delaware limited partnership acting through its general partner Waypoint International GP LLC (\"Gurnet Point\"), and Lough Ree Technologies Limited, an Irish private limited company and wholly-owned subsidiary of Gurnet Point (the \"Transaction Agreement\"), each Ordinary Share that was beneficially owned by the Reporting Person immediately prior to the effective time of the scheme (the \"Effective Time\") now represents the right to receive (i) $1.75 in cash and (ii) a contingent value right which represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events, without interest and net of applicable tax withholdings (the \"Consideration\")."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to the terms of the Transaction Agreement by and among the Issuer, Gurnet Point L.P., a Delaware limited partnership acting through its general partner Waypoint International GP LLC (\"Gurnet Point\"), and Lough Ree Technologies Limited, an Irish private limited company and wholly-owned subsidiary of Gurnet Point (the \"Transaction Agreement\"), each Ordinary Share that was beneficially owned by the Reporting Person immediately prior to the effective time of the scheme (the \"Effective Time\") now represents the right to receive (i) $1.75 in cash and (ii) a contingent value right which represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events, without interest and net of applicable tax withholdings (the \"Consideration\")."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0000950103-17-007321","document":"dp78937_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010317007321/dp78937_4.xml","form_type":"4"}},{"id":143321,"issuer":{"id":11946,"kind":"organization","name":"China XD Plastics Co Ltd","symbol":"CXDC"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11947,"kind":"organization","name":"MS HOLDINGS INC","position":2,"cik":"0001522719","reported_name":"MS HOLDINGS INC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11948,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.","position":3,"cik":"0001522733","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11949,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.","position":4,"cik":"0001522732","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11950,"kind":"organization","name":"North Haven Private Equity Asia III, L.P.","position":5,"cik":"0001402299","reported_name":"North Haven Private Equity Asia III, L.P.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11951,"kind":"organization","name":"North Haven Private Equity Asia Employee Investors III, L.P.","position":6,"cik":"0001425447","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA EMPLOYEE INVESTORS III LP","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11952,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD","position":7,"cik":"0001522731","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11953,"kind":"organization","name":"MSPEA MODIFIED PLASTICS HOLDING LTD","position":8,"cik":"0001524980","reported_name":"MSPEA MODIFIED PLASTICS HOLDING LTD","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}}],"security":"Series D Jr. Convertible Preferred Stock, par value $0.0001","published_at":"2017-02-17T21:45:42.000Z","date":"2014-01-24","kind":"grant","acquired":true,"shares":16000000,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F7","text":"The conversion price is $6.25 per share. The conversion price is subject to adjustments for any reorganization, recapitalization, consolidation or reclassification, stock dividend, stock split, reverse stock split, combination or other like changes in the Company's capital structure."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F8","text":"(cont'd from FN7) If the Issuer issues or sells any shares of Common Stock at a price (\"New Issue Price\") below the conversion price then in effect, MSPEA has the right to purchase from XD Engineering Plastics Company Limited (\"XD\") or Mr. Jie Han, another stockholder of the Issuer, certain number of shares of Common Stock to make MSPEA whole with respect to what it should have received from the Issuer if all outstanding shares of the Preferred Shares held by it are converted at the New Issue Price. XD granted a security interest to MSPEA in 16,000,000 shares of Common Stock of the Issuer that it owns. These shares of Common Stock serve as collateral for the obligations of XD and Mr. Jie Han to transfer shares of Common Stock to MSPEA, comply with restrictions on transfer of their shares of Common Stock, as well as perform their other obligations to MSPEA."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F9","text":"(cont'd from FN8) The maximum number of shares of Common Stock that MSPEA may receive upon, or in connection with, conversion of the Preferred Shares (including shares of Common Stock delivered by the Issuer and shares of Common Stock transferred by XD and Mr. Jie Han) may not exceed 33% of the shares of Common Stock outstanding as of September 28, 2011 on a fully-diluted basis. MSPEA has the right to require the Issuer to redeem the Preferred Shares upon specified triggering events at a redemption price that will provide MSPEA with an internal rate of return of 15% on its investment in the Preferred Shares."},{"field":"kind","element":"transactionCoding","label":"F5","text":"The two reported transactions involved an amendment of the terms of the outstanding Preferred Shares, resulting in a deemed cancellation of the \"old\" Preferred Shares and the issuance of replacement Preferred Shares. The Preferred Shares were originally issued on September 28, 2011. On September 28, 2011, MSPEA's nominees to the Issuer's board of directors, Mr. Eddy Huang and Mr. Jun Xu became two of the Issuer's directors. By virtue of Mr. Eddy Huang and Mr. Jun Xu being the Issuer's directors, each of the Reporting Persons was a director by deputization at the time of the issuance of the \"old\" Preferred Shares."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"The two reported transactions involved an amendment of the terms of the outstanding Preferred Shares, resulting in a deemed cancellation of the \"old\" Preferred Shares and the issuance of replacement Preferred Shares. The Preferred Shares were originally issued on September 28, 2011. On September 28, 2011, MSPEA's nominees to the Issuer's board of directors, Mr. Eddy Huang and Mr. Jun Xu became two of the Issuer's directors. By virtue of Mr. Eddy Huang and Mr. Jun Xu being the Issuer's directors, each of the Reporting Persons was a director by deputization at the time of the issuance of the \"old\" Preferred Shares."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"The Preferred Shares may be converted into Common Stock at any time at the election of either the Reporting Persons or the Issuer. The Preferred Shares that remain not converted will convert into Common Stock automatically on February 4, 2019."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This form is filed by (i) Morgan Stanley, a Delaware corporation (\"MS Parent\"), (ii) MS Holdings Incorporated, a Delaware corporation (\"MS Holdings\"), (iii) Morgan Stanley Private Equity Asia III, Inc., a Delaware corporation (\"MS Inc\"), (iv) Morgan Stanley Private Equity Asia III, L.L.C., a Delaware limited liability company (\"MS LLC\"), (v) Morgan Stanley Private Equity Asia III, L.P., a Cayman Islands limited partnership (\"MS LP\"), (vi) Morgan Stanley Private Equity Asia Employee Investors III, L.P., a Cayman Islands limited partnership (\"MS Employee\"), (vii) Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd, a Cayman Islands limited liability company (\"MSPEA Holdings\") and (viii) MSPEA Modified Plastics Holding Limited, a Cayman Islands limited liability company (\"MSPEA\") (collectively, the \"Reporting Persons\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"(cont'd from FN1) MS Holdings is a wholly owned subsidiary of MS Parent. MS Inc is a wholly owned subsidiary of MS Holdings and is the managing member of MS LLC. MS LLC is the general partner of both MS LP and MS Employee. MS LP holds 92.13% of MSPEA Holdings and MS Employee holds 7.87% of MSPEA Holdings. MSPEA Holdings owns 100% of MSPEA."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"(cont'd from FN2) MSPEA is the record holder of 16,000,000 shares (the \"Preferred Shares\") of Series D Junior Convertible Preferred Stock (the \"Series D Preferred Stock\"), par value $0.0001 per share. MS Parent may be deemed to beneficially own the Preferred Shares beneficially owned by operating units (collectively, the \"MS Reporting Units\") of MS Parent, its subsidiaries and affiliates (collectively, \"MS\"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998)."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"(cont'd from FN3) Neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any Reporting Person that it is the beneficial owner of any such Preferred Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose, and each of the Reporting Persons expressly disclaims the beneficial ownership thereof except to the extent of its pecuniary interest therein, if any. MSPEA's nominees to the Issuer's board of directors, Mr. Homer Sun and Mr. Jun Xu, were two of the Issuer's directors on January 24, 2014. By virtue of Mr. Homer Sun and Mr. Jun Xu, being the Issuer's directors, each of the Reporting Persons was a director by deputization."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"The Preferred Shares may be converted into Common Stock at any time at the election of either the Reporting Persons or the Issuer. The Preferred Shares that remain not converted will convert into Common Stock automatically on February 4, 2019."}],"balance_after":16000000,"derivative":{"exercise_price":6.25,"expiration_date":"2019-02-04","underlying":"Common Stock","underlying_shares":16000000},"source":{"system":"sec-edgar","filing":"0000950142-17-000394","document":"es1700308_4-cxdc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095014217000394/es1700308_4-cxdc.xml","form_type":"4"}},{"id":143320,"issuer":{"id":11946,"kind":"organization","name":"China XD Plastics Co Ltd","symbol":"CXDC"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11947,"kind":"organization","name":"MS HOLDINGS INC","position":2,"cik":"0001522719","reported_name":"MS HOLDINGS INC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11948,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.","position":3,"cik":"0001522733","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11949,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.","position":4,"cik":"0001522732","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11950,"kind":"organization","name":"North Haven Private Equity Asia III, L.P.","position":5,"cik":"0001402299","reported_name":"North Haven Private Equity Asia III, L.P.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11951,"kind":"organization","name":"North Haven Private Equity Asia Employee Investors III, L.P.","position":6,"cik":"0001425447","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA EMPLOYEE INVESTORS III LP","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11952,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD","position":7,"cik":"0001522731","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11953,"kind":"organization","name":"MSPEA MODIFIED PLASTICS HOLDING LTD","position":8,"cik":"0001524980","reported_name":"MSPEA MODIFIED PLASTICS HOLDING LTD","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}}],"security":"Series D Jr. Convertible Preferred Stock, par value $0.0001","published_at":"2017-02-17T21:45:42.000Z","date":"2014-01-24","kind":"disposition_to_issuer","acquired":false,"shares":16000000,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F7","text":"The conversion price is $6.25 per share. The conversion price is subject to adjustments for any reorganization, recapitalization, consolidation or reclassification, stock dividend, stock split, reverse stock split, combination or other like changes in the Company's capital structure."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F8","text":"(cont'd from FN7) If the Issuer issues or sells any shares of Common Stock at a price (\"New Issue Price\") below the conversion price then in effect, MSPEA has the right to purchase from XD Engineering Plastics Company Limited (\"XD\") or Mr. Jie Han, another stockholder of the Issuer, certain number of shares of Common Stock to make MSPEA whole with respect to what it should have received from the Issuer if all outstanding shares of the Preferred Shares held by it are converted at the New Issue Price. XD granted a security interest to MSPEA in 16,000,000 shares of Common Stock of the Issuer that it owns. These shares of Common Stock serve as collateral for the obligations of XD and Mr. Jie Han to transfer shares of Common Stock to MSPEA, comply with restrictions on transfer of their shares of Common Stock, as well as perform their other obligations to MSPEA."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F9","text":"(cont'd from FN8) The maximum number of shares of Common Stock that MSPEA may receive upon, or in connection with, conversion of the Preferred Shares (including shares of Common Stock delivered by the Issuer and shares of Common Stock transferred by XD and Mr. Jie Han) may not exceed 33% of the shares of Common Stock outstanding as of September 28, 2011 on a fully-diluted basis. MSPEA has the right to require the Issuer to redeem the Preferred Shares upon specified triggering events at a redemption price that will provide MSPEA with an internal rate of return of 15% on its investment in the Preferred Shares."},{"field":"kind","element":"transactionCoding","label":"F5","text":"The two reported transactions involved an amendment of the terms of the outstanding Preferred Shares, resulting in a deemed cancellation of the \"old\" Preferred Shares and the issuance of replacement Preferred Shares. The Preferred Shares were originally issued on September 28, 2011. On September 28, 2011, MSPEA's nominees to the Issuer's board of directors, Mr. Eddy Huang and Mr. Jun Xu became two of the Issuer's directors. By virtue of Mr. Eddy Huang and Mr. Jun Xu being the Issuer's directors, each of the Reporting Persons was a director by deputization at the time of the issuance of the \"old\" Preferred Shares."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"The two reported transactions involved an amendment of the terms of the outstanding Preferred Shares, resulting in a deemed cancellation of the \"old\" Preferred Shares and the issuance of replacement Preferred Shares. The Preferred Shares were originally issued on September 28, 2011. On September 28, 2011, MSPEA's nominees to the Issuer's board of directors, Mr. Eddy Huang and Mr. Jun Xu became two of the Issuer's directors. By virtue of Mr. Eddy Huang and Mr. Jun Xu being the Issuer's directors, each of the Reporting Persons was a director by deputization at the time of the issuance of the \"old\" Preferred Shares."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"The Preferred Shares may be converted into Common Stock at any time at the election of either the Reporting Persons or the Issuer. The Preferred Shares that remain not converted will convert into Common Stock automatically on February 4, 2019."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This form is filed by (i) Morgan Stanley, a Delaware corporation (\"MS Parent\"), (ii) MS Holdings Incorporated, a Delaware corporation (\"MS Holdings\"), (iii) Morgan Stanley Private Equity Asia III, Inc., a Delaware corporation (\"MS Inc\"), (iv) Morgan Stanley Private Equity Asia III, L.L.C., a Delaware limited liability company (\"MS LLC\"), (v) Morgan Stanley Private Equity Asia III, L.P., a Cayman Islands limited partnership (\"MS LP\"), (vi) Morgan Stanley Private Equity Asia Employee Investors III, L.P., a Cayman Islands limited partnership (\"MS Employee\"), (vii) Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd, a Cayman Islands limited liability company (\"MSPEA Holdings\") and (viii) MSPEA Modified Plastics Holding Limited, a Cayman Islands limited liability company (\"MSPEA\") (collectively, the \"Reporting Persons\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"(cont'd from FN1) MS Holdings is a wholly owned subsidiary of MS Parent. MS Inc is a wholly owned subsidiary of MS Holdings and is the managing member of MS LLC. MS LLC is the general partner of both MS LP and MS Employee. MS LP holds 92.13% of MSPEA Holdings and MS Employee holds 7.87% of MSPEA Holdings. MSPEA Holdings owns 100% of MSPEA."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"(cont'd from FN2) MSPEA is the record holder of 16,000,000 shares (the \"Preferred Shares\") of Series D Junior Convertible Preferred Stock (the \"Series D Preferred Stock\"), par value $0.0001 per share. MS Parent may be deemed to beneficially own the Preferred Shares beneficially owned by operating units (collectively, the \"MS Reporting Units\") of MS Parent, its subsidiaries and affiliates (collectively, \"MS\"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998)."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"(cont'd from FN3) Neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any Reporting Person that it is the beneficial owner of any such Preferred Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose, and each of the Reporting Persons expressly disclaims the beneficial ownership thereof except to the extent of its pecuniary interest therein, if any. MSPEA's nominees to the Issuer's board of directors, Mr. Homer Sun and Mr. Jun Xu, were two of the Issuer's directors on January 24, 2014. By virtue of Mr. Homer Sun and Mr. Jun Xu, being the Issuer's directors, each of the Reporting Persons was a director by deputization."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"The Preferred Shares may be converted into Common Stock at any time at the election of either the Reporting Persons or the Issuer. The Preferred Shares that remain not converted will convert into Common Stock automatically on February 4, 2019."}],"balance_after":0,"derivative":{"exercise_price":6.25,"exercise_date":"2012-01-01","expiration_date":"2014-09-28","underlying":"Common Stock","underlying_shares":16000000},"source":{"system":"sec-edgar","filing":"0000950142-17-000394","document":"es1700308_4-cxdc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095014217000394/es1700308_4-cxdc.xml","form_type":"4"}},{"id":148545,"issuer":{"id":6825,"kind":"organization","name":"Eaton Vance Senior Income Trust","symbol":"EVF"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Auction Preferred Stock","published_at":"2016-09-28T20:31:30.000Z","date":"2016-09-27","kind":"sale","acquired":false,"shares":357,"price":23750,"value":8478750.0,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the \"SEC\") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing."}],"balance_after":421,"source":{"system":"sec-edgar","filing":"0000950103-16-016657","document":"dp69053_4-morgan.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010316016657/dp69053_4-morgan.xml","form_type":"4"}},{"id":153832,"issuer":{"id":12396,"kind":"organization","name":"PACHOLDER HIGH YIELD FUND INC","symbol":"PHF"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN 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The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing."}],"balance_after":778,"source":{"system":"sec-edgar","filing":"0000950103-15-008196","document":"dp60533_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010315008196/dp60533_4.xml","form_type":"4"}},{"id":161217,"issuer":{"id":8889,"kind":"organization","name":"Eaton Vance Ltd Duration Income Fund"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Auction Preferred Stock","published_at":"2015-09-15T20:35:17.000Z","date":"2015-09-11","kind":"purchase","acquired":true,"shares":2,"price":25000,"value":50000.0,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the \"SEC\") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing."}],"balance_after":1140,"source":{"system":"sec-edgar","filing":"0000950103-15-007405","document":"dp59714_4-morgan.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010315007405/dp59714_4-morgan.xml","form_type":"4"}},{"id":161356,"issuer":{"id":6825,"kind":"organization","name":"Eaton Vance Senior Income Trust","symbol":"EVF"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Auction Preferred Stock","published_at":"2015-09-04T19:35:18.000Z","date":"2015-09-02","kind":"purchase","acquired":true,"shares":1,"price":25000,"value":25000.0,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the \"SEC\") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"The Auction Rate Securities - Global Exemptive Relief no-action letter issued by the SEC on September 22, 2008 granted relief from Form 4 reporting with respect to certain transactions in auction rate securities, which is why the number in Column 5 may not reconcile with the number reported in Column 5 of the Form 3 filed on 1/12/2009. In accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter, the Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the amounts and dates of transactions that were exempted from Form 4 reporting under the relief requested thereunder."}],"balance_after":759,"source":{"system":"sec-edgar","filing":"0000950103-15-007219","document":"dp59543_4-evf.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010315007219/dp59543_4-evf.xml","form_type":"4"}},{"id":161357,"issuer":{"id":8889,"kind":"organization","name":"Eaton Vance Ltd Duration Income Fund"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Auction Preferred Stock","published_at":"2015-09-04T19:33:33.000Z","date":"2015-09-02","kind":"purchase","acquired":true,"shares":4,"price":25000,"value":100000.0,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the \"SEC\") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing."}],"balance_after":1138,"source":{"system":"sec-edgar","filing":"0000950103-15-007217","document":"dp59542_4-evv.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095010315007217/dp59542_4-evv.xml","form_type":"4"}},{"id":161830,"issuer":{"id":8889,"kind":"organization","name":"Eaton Vance Ltd Duration Income Fund"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Auction Preferred Stock","published_at":"2015-08-14T18:52:35.000Z","date":"2015-08-12","kind":"purchase","acquired":true,"shares":1,"price":25000,"value":25000.0,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the \"SEC\") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing."}],"balance_after":1134,"source":{"system":"sec-edgar","filing":"0000950103-15-006505","document":"dp58828_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1222922/000095010315006505/dp58828_4.xml","form_type":"4"}},{"id":162375,"issuer":{"id":8889,"kind":"organization","name":"Eaton Vance Ltd Duration Income Fund"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Auction Preferred Stock","published_at":"2015-07-30T21:16:04.000Z","date":"2015-07-28","kind":"purchase","acquired":true,"shares":1,"price":25000,"value":25000.0,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the \"SEC\") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing."}],"balance_after":1133,"source":{"system":"sec-edgar","filing":"0000950103-15-005986","document":"dp58329_4-eaton.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1222922/000095010315005986/dp58329_4-eaton.xml","form_type":"4"}},{"id":162750,"issuer":{"id":8889,"kind":"organization","name":"Eaton Vance Ltd Duration Income Fund"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Auction Preferred Stock","published_at":"2015-07-20T22:24:42.000Z","date":"2015-07-16","kind":"purchase","acquired":true,"shares":5,"price":25000,"value":125000.0,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the \"SEC\") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing."}],"balance_after":1132,"source":{"system":"sec-edgar","filing":"0000950103-15-005715","document":"dp58033_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1222922/000095010315005715/dp58033_4.xml","form_type":"4"}},{"id":172472,"issuer":{"id":12586,"kind":"organization","name":"TEXAS INDUSTRIES INC","symbol":"TXI"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2014-07-09T18:31:50.000Z","date":"2014-06-30","kind":"sale","acquired":false,"shares":43,"price":92.56,"value":3980.08,"ownership":{"direct":false,"nature":"By Subsidiary"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Due to a clerical error, the Form 4 filed by the Reporting Person on July 3, 2014 (the \"Original Filing\") erroneously reported this transaction as a purchase."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Amount reported reflects the amount of securities beneficially owned by the Reporting Person following all transactions reported in Original Filing, as corrected by this Form 4/A."}],"balance_after":1887819,"source":{"system":"sec-edgar","filing":"0000950103-14-004818","document":"dp47810_4a-stanley.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/97472/000095010314004818/dp47810_4a-stanley.xml","form_type":"4/A","original_submission_date":"2014-07-03"}},{"id":172480,"issuer":{"id":12587,"kind":"organization","name":"Yongye International, Inc.","symbol":"YONG"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11947,"kind":"organization","name":"MS HOLDINGS INC","position":2,"cik":"0001522719","reported_name":"MS HOLDINGS INC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11948,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.","position":3,"cik":"0001522733","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11949,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.","position":4,"cik":"0001522732","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11950,"kind":"organization","name":"North Haven Private Equity Asia III, L.P.","position":5,"cik":"0001402299","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III LP","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11951,"kind":"organization","name":"North Haven Private Equity Asia Employee Investors III, L.P.","position":6,"cik":"0001425447","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA EMPLOYEE INVESTORS III LP","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11952,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD","position":7,"cik":"0001522731","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":12588,"kind":"person","name":"MSPEA AGRICULTURE HOLDING LTD","position":8,"cik":"0001522730","reported_name":"MSPEA AGRICULTURE HOLDING LTD","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}}],"security":"Series A Convertible Preferred Stock, par value $0.001","published_at":"2014-07-08T14:24:50.000Z","date":"2014-07-03","kind":"other","acquired":false,"shares":6505113,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footnotes"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"On July 3, 2014, New York time, Yongye International, Inc. (the \"Issuer\") completed the merger pursuant to that certain Agreement and Plan of Merger dated as of September 23, 2013, and amended by that certain Amendment No. 1 to the Agreement and Plan of Merger, dated as of April 9, 2014 (the \"Merger Agreement\"), by and among the Issuer, Full Alliance International Limited, a British Virgin Islands company (\"Holdco\"), Yongye International Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands (\"Parent\"), Yongye International Merger Sub Limited, a Nevada corporation and a wholly owned subsidiary of Parent (\"Merger Sub\"), pursuant to which Merger Sub merged with and into the Issuer (the \"Merger\"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent."},{"field":"kind","element":"transactionCoding","label":"F2","text":"In connection with the Merger, MSPEA Agriculture Holding Limited, a Cayman Islands limited liability company (\"MSPEA\") contributed 2,128,043 shares of the Issuer's Common Stock and 6,505,113 shares of the Issuer's Series A Convertible Preferred Stock to Parent prior to the consummation of the Merger pursuant to that certain contribution agreement by and among MSPEA, Holdco, Parent and certain stockholders of the Issuer party thereto."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"On July 3, 2014, New York time, Yongye International, Inc. (the \"Issuer\") completed the merger pursuant to that certain Agreement and Plan of Merger dated as of September 23, 2013, and amended by that certain Amendment No. 1 to the Agreement and Plan of Merger, dated as of April 9, 2014 (the \"Merger Agreement\"), by and among the Issuer, Full Alliance International Limited, a British Virgin Islands company (\"Holdco\"), Yongye International Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands (\"Parent\"), Yongye International Merger Sub Limited, a Nevada corporation and a wholly owned subsidiary of Parent (\"Merger Sub\"), pursuant to which Merger Sub merged with and into the Issuer (the \"Merger\"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"In connection with the Merger, MSPEA Agriculture Holding Limited, a Cayman Islands limited liability company (\"MSPEA\") contributed 2,128,043 shares of the Issuer's Common Stock and 6,505,113 shares of the Issuer's Series A Convertible Preferred Stock to Parent prior to the consummation of the Merger pursuant to that certain contribution agreement by and among MSPEA, Holdco, Parent and certain stockholders of the Issuer party thereto."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"On July 3, 2014, New York time, Yongye International, Inc. (the \"Issuer\") completed the merger pursuant to that certain Agreement and Plan of Merger dated as of September 23, 2013, and amended by that certain Amendment No. 1 to the Agreement and Plan of Merger, dated as of April 9, 2014 (the \"Merger Agreement\"), by and among the Issuer, Full Alliance International Limited, a British Virgin Islands company (\"Holdco\"), Yongye International Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands (\"Parent\"), Yongye International Merger Sub Limited, a Nevada corporation and a wholly owned subsidiary of Parent (\"Merger Sub\"), pursuant to which Merger Sub merged with and into the Issuer (the \"Merger\"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"In connection with the Merger, MSPEA Agriculture Holding Limited, a Cayman Islands limited liability company (\"MSPEA\") contributed 2,128,043 shares of the Issuer's Common Stock and 6,505,113 shares of the Issuer's Series A Convertible Preferred Stock to Parent prior to the consummation of the Merger pursuant to that certain contribution agreement by and among MSPEA, Holdco, Parent and certain stockholders of the Issuer party thereto."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"This form is filed by (i) Morgan Stanley, a Delaware corporation (\"MS Parent\"), (ii) MS Holdings Incorporated, a Delaware corporation (\"MS Holdings\"), (iii) Morgan Stanley Private Equity Asia III, Inc., a Delaware corporation (\"MS Inc\"), (iv) Morgan Stanley Private Equity Asia III, L.L.C., a Delaware limited liability company (\"MS LLC\"), (v) Morgan Stanley Private Equity Asia III, L.P., a Cayman Islands limited partnership (\"MS LP\"), (vi) Morgan Stanley Private Equity Asia Employee Investors III, L.P., a Cayman Islands limited partnership (\"MS Employee\"), (vii) Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd, a Cayman Islands limited liability company (\"MSPEA Holdings\") and (viii) MSPEA (collectively, the \"Reporting Persons\"). (cont'd in FN4)"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"(cont'd from FN3) MS Holdings is a wholly owned subsidiary of MS Parent. MS Inc is a wholly owned subsidiary of MS Holdings and is the managing member of MS LLC. MS LLC is the general partner of both MS LP and MS Employee. MS LP holds 92.13% of MSPEA Holdings and MS Employee holds 7.87% of MSPEA Holdings. MSPEA Holdings owns 100% of MSPEA."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"MSPEA was the record holder of 6,505,113 shares of Series A Convertible Preferred Stock of the Issuer and 2,128,043 shares of Common Stock of the Issuer (collectively, the \"Shares\"). MS Parent may be deemed to beneficially own Shares beneficially owned by operating units (collectively, the \"MS Reporting Units\") of MS Parent, its subsidiaries and affiliates (collectively, \"MS\"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998). (cont'd in FN6)"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"(cont'd from FN5) Neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any Reporting Person that it is the beneficial owner of any such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose, and each of the Reporting Persons expressly disclaims the beneficial ownership thereof except to the extent of its pecuniary interest therein, if any. MSPEA's nominee to the Issuer's board of directors, Mr. Homer Sun, became one of the Issuer's directors on June 9, 2011 and was reappointed on June 8, 2012. By virtue of Mr. Homer Sun being one of the Issuer's directors, each of the Reporting Persons is a director by deputization."}],"balance_after":0,"derivative":{"exercise_price":0,"underlying":"Common stock","underlying_shares":6505113},"source":{"system":"sec-edgar","filing":"0000950142-14-001531","document":"es1400878_4-yongye.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/895421/000095014214001531/es1400878_4-yongye.xml","form_type":"4"}},{"id":172479,"issuer":{"id":12587,"kind":"organization","name":"Yongye International, Inc.","symbol":"YONG"},"owners":[{"id":2815,"kind":"organization","name":"MORGAN STANLEY","symbol":"MS","position":1,"cik":"0000895421","reported_name":"MORGAN STANLEY","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11947,"kind":"organization","name":"MS HOLDINGS INC","position":2,"cik":"0001522719","reported_name":"MS HOLDINGS INC","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11948,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.","position":3,"cik":"0001522733","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11949,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.","position":4,"cik":"0001522732","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11950,"kind":"organization","name":"North Haven Private Equity Asia III, L.P.","position":5,"cik":"0001402299","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III LP","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11951,"kind":"organization","name":"North Haven Private Equity Asia Employee Investors III, L.P.","position":6,"cik":"0001425447","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA EMPLOYEE INVESTORS III LP","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":11952,"kind":"organization","name":"MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD","position":7,"cik":"0001522731","reported_name":"MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}},{"id":12588,"kind":"person","name":"MSPEA AGRICULTURE HOLDING LTD","position":8,"cik":"0001522730","reported_name":"MSPEA AGRICULTURE HOLDING LTD","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Explanation of Responses"}}],"security":"Common Stock","published_at":"2014-07-08T14:24:50.000Z","date":"2014-07-03","kind":"other","acquired":false,"shares":2128043,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footnotes"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"On July 3, 2014, New York time, Yongye International, Inc. (the \"Issuer\") completed the merger pursuant to that certain Agreement and Plan of Merger dated as of September 23, 2013, and amended by that certain Amendment No. 1 to the Agreement and Plan of Merger, dated as of April 9, 2014 (the \"Merger Agreement\"), by and among the Issuer, Full Alliance International Limited, a British Virgin Islands company (\"Holdco\"), Yongye International Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands (\"Parent\"), Yongye International Merger Sub Limited, a Nevada corporation and a wholly owned subsidiary of Parent (\"Merger Sub\"), pursuant to which Merger Sub merged with and into the Issuer (the \"Merger\"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent."},{"field":"kind","element":"transactionCoding","label":"F2","text":"In connection with the Merger, MSPEA Agriculture Holding Limited, a Cayman Islands limited liability company (\"MSPEA\") contributed 2,128,043 shares of the Issuer's Common Stock and 6,505,113 shares of the Issuer's Series A Convertible Preferred Stock to Parent prior to the consummation of the Merger pursuant to that certain contribution agreement by and among MSPEA, Holdco, Parent and certain stockholders of the Issuer party thereto."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"This form is filed by (i) Morgan Stanley, a Delaware corporation (\"MS Parent\"), (ii) MS Holdings Incorporated, a Delaware corporation (\"MS Holdings\"), (iii) Morgan Stanley Private Equity Asia III, Inc., a Delaware corporation (\"MS Inc\"), (iv) Morgan Stanley Private Equity Asia III, L.L.C., a Delaware limited liability company (\"MS LLC\"), (v) Morgan Stanley Private Equity Asia III, L.P., a Cayman Islands limited partnership (\"MS LP\"), (vi) Morgan Stanley Private Equity Asia Employee Investors III, L.P., a Cayman Islands limited partnership (\"MS Employee\"), (vii) Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd, a Cayman Islands limited liability company (\"MSPEA Holdings\") and (viii) MSPEA (collectively, the \"Reporting Persons\"). (cont'd in FN4)"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"(cont'd from FN3) MS Holdings is a wholly owned subsidiary of MS Parent. MS Inc is a wholly owned subsidiary of MS Holdings and is the managing member of MS LLC. MS LLC is the general partner of both MS LP and MS Employee. MS LP holds 92.13% of MSPEA Holdings and MS Employee holds 7.87% of MSPEA Holdings. MSPEA Holdings owns 100% of MSPEA."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"MSPEA was the record holder of 6,505,113 shares of Series A Convertible Preferred Stock of the Issuer and 2,128,043 shares of Common Stock of the Issuer (collectively, the \"Shares\"). MS Parent may be deemed to beneficially own Shares beneficially owned by operating units (collectively, the \"MS Reporting Units\") of MS Parent, its subsidiaries and affiliates (collectively, \"MS\"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998). (cont'd in FN6)"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"(cont'd from FN5) Neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any Reporting Person that it is the beneficial owner of any such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose, and each of the Reporting Persons expressly disclaims the beneficial ownership thereof except to the extent of its pecuniary interest therein, if any. MSPEA's nominee to the Issuer's board of directors, Mr. Homer Sun, became one of the Issuer's directors on June 9, 2011 and was reappointed on June 8, 2012. 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