{"transactions":[{"id":4376112,"issuer":{"id":166472,"kind":"organization","name":"ZAIS Group Holdings, Inc.","symbol":"ZAIS"},"owners":[{"id":177615,"kind":"person","name":"Szymanski Michael","position":1,"cik":"0001568804","reported_name":"Szymanski Michael","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"CEO & President"}}],"security":"Class A Common Stock, par value $.0001","published_at":"2017-03-21T17:48:15.000Z","date":"2017-03-17","kind":"tax_withholding","acquired":false,"shares":60680,"price":2.28,"value":138350.4,"ownership":{"direct":true},"balance_after":102585,"source":{"system":"sec-edgar","filing":"0001144204-17-015909","document":"v462294_4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1562214/000114420417015909/v462294_4.xml","form_type":"4"}},{"id":4501522,"issuer":{"id":166472,"kind":"organization","name":"ZAIS Group Holdings, Inc.","symbol":"ZAIS"},"owners":[{"id":177615,"kind":"person","name":"Szymanski Michael","position":1,"cik":"0001568804","reported_name":"Szymanski Michael","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"CEO & President"}}],"security":"Class B-0 Units of ZAIS Group Parent, LLC","published_at":"2017-01-04T16:53:29.000Z","date":"2016-12-30","kind":"disposition_to_issuer","acquired":false,"shares":163265,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F3","text":"Under certain circumstances, each Class B-0 Unit is exchangeable for one share of Class A Common Stock or cash, at the option of ZAIS Group Holdings, Inc."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The reporting person elected to cancel 163,265 unvested Class B-0 Units of ZAIS Group Parent, LLC and receive in substitution therefor 163,265 Restricted Stock Units granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan."}],"balance_after":0,"derivative":{"exercise_date":"2017-03-17","expiration_date":"2016-12-31","underlying":"Class A Common Stock","underlying_shares":163265},"source":{"system":"sec-edgar","filing":"0000914760-17-000003","document":"formfour.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1562214/000091476017000003/formfour.xml","form_type":"4"}},{"id":4501521,"issuer":{"id":166472,"kind":"organization","name":"ZAIS Group Holdings, Inc.","symbol":"ZAIS"},"owners":[{"id":177615,"kind":"person","name":"Szymanski Michael","position":1,"cik":"0001568804","reported_name":"Szymanski Michael","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"CEO & President"}}],"security":"Class A Common Stock, par value $.0001","published_at":"2017-01-04T16:53:29.000Z","date":"2016-12-30","kind":"grant","acquired":true,"shares":163265,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"Pursuant to Restricted Stock Units that are scheduled to vest on March 17, 2017 granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan."},{"field":"shares","element":"transactionShares","label":"F2","text":"The reporting person elected to cancel 163,265 unvested Class B-0 Units of ZAIS Group Parent, LLC and receive in substitution therefor 163,265 Restricted Stock Units granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The reporting person elected to cancel 163,265 unvested Class B-0 Units of ZAIS Group Parent, LLC and receive in substitution therefor 163,265 Restricted Stock Units granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan."}],"balance_after":163265,"source":{"system":"sec-edgar","filing":"0000914760-17-000003","document":"formfour.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1562214/000091476017000003/formfour.xml","form_type":"4"}},{"id":4570598,"issuer":{"id":5999,"kind":"organization","name":"Ready Capital Corp"},"owners":[{"id":177615,"kind":"person","name":"Szymanski Michael","position":1,"cik":"0001568804","reported_name":"Szymanski Michael","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"CEO, President and Director"}}],"security":"Common Stock","published_at":"2016-11-01T21:13:19.000Z","date":"2016-10-25","kind":"disposition_to_issuer","acquired":false,"shares":19302,"price":15.37,"value":296671.74,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the \"Company\") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the \"Tender Offer\"). The final proration factor for the Tender Offer is 69.068872%."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"The shares are held jointly by the Reporting Person and his spouse."}],"balance_after":8644,"source":{"system":"sec-edgar","filing":"0001144204-16-130889","document":"v451814_4a.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1527590/000114420416130889/v451814_4a.xml","form_type":"4/A","original_submission_date":"2016-10-27"}},{"id":4573409,"issuer":{"id":5999,"kind":"organization","name":"Ready Capital Corp"},"owners":[{"id":177615,"kind":"person","name":"Szymanski Michael","position":1,"cik":"0001568804","reported_name":"Szymanski Michael","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"CEO, President and Director"}}],"security":"Common Stock","published_at":"2016-10-28T00:52:31.000Z","date":"2016-10-25","kind":"disposition_to_issuer","acquired":false,"shares":19324,"price":15.37,"value":297009.88,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The amount reported represents the estimated number of shares tendered to ZAIS Financial Corp. (the \"Company\") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the \"Tender Offer\"). The Company will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Company, the preliminary proration factor for the Tender Offer is 69.15%. If necessary, an amended Form 4 will be filed to report the number of shares actually sold by the reporting person in connection with the Tender Offer once the final proration factor is determined."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"The shares are held jointly by the Reporting Person and his spouse."}],"balance_after":8622,"source":{"system":"sec-edgar","filing":"0001144204-16-129997","document":"v451538_form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1527590/000114420416129997/v451538_form4.xml","form_type":"4"}}]}