{"transactions":[{"id":4360736,"issuer":{"id":338,"kind":"organization","name":"KKR & Co. Inc.","symbol":"KKR"},"owners":[{"id":17054,"kind":"person","name":"FISHER TODD A","position":1,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"officer":true,"officer_title":"Chief Administrative Officer"}}],"security":"Restricted Equity Units","published_at":"2017-04-04T23:00:21.000Z","date":"2017-04-01","kind":"exercise","acquired":false,"shares":136333,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"136,333 restricted equity units of KKR & Co. L.P. vested on April 1, 2017 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 256,932 restricted equity units consist of 72,065, 67,694 and 117,173 restricted equity units, which will generally vest in equal annual installments over a one, two and three-year period, respectively, with the next vesting on April 1, 2018, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"136,333 restricted equity units of KKR & Co. L.P. vested on April 1, 2017 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 256,932 restricted equity units consist of 72,065, 67,694 and 117,173 restricted equity units, which will generally vest in equal annual installments over a one, two and three-year period, respectively, with the next vesting on April 1, 2018, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"136,333 restricted equity units of KKR & Co. L.P. vested on April 1, 2017 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 256,932 restricted equity units consist of 72,065, 67,694 and 117,173 restricted equity units, which will generally vest in equal annual installments over a one, two and three-year period, respectively, with the next vesting on April 1, 2018, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis."}],"balance_after":256932,"derivative":{"underlying":"Common Units","underlying_shares":136333},"source":{"system":"sec-edgar","filing":"0001140361-17-014705","document":"form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1404912/000114036117014705/form4.xml","form_type":"4"}},{"id":4360735,"issuer":{"id":338,"kind":"organization","name":"KKR & Co. Inc.","symbol":"KKR"},"owners":[{"id":17054,"kind":"person","name":"FISHER TODD A","position":1,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"officer":true,"officer_title":"Chief Administrative Officer"}}],"security":"Common Units","published_at":"2017-04-04T23:00:21.000Z","date":"2017-04-01","kind":"tax_withholding","acquired":false,"shares":68216,"price":18.23,"value":1243577.68,"ownership":{"direct":true},"balance_after":211302,"source":{"system":"sec-edgar","filing":"0001140361-17-014705","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1404912/000114036117014705/form4.xml","form_type":"4"}},{"id":4360734,"issuer":{"id":338,"kind":"organization","name":"KKR & Co. Inc.","symbol":"KKR"},"owners":[{"id":17054,"kind":"person","name":"FISHER TODD A","position":1,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"officer":true,"officer_title":"Chief Administrative Officer"}}],"security":"Common Units","published_at":"2017-04-04T23:00:21.000Z","date":"2017-04-01","kind":"exercise","acquired":true,"shares":136333,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"136,333 restricted equity units of KKR & Co. L.P. vested on April 1, 2017 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 256,932 restricted equity units consist of 72,065, 67,694 and 117,173 restricted equity units, which will generally vest in equal annual installments over a one, two and three-year period, respectively, with the next vesting on April 1, 2018, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis."}],"balance_after":279518,"source":{"system":"sec-edgar","filing":"0001140361-17-014705","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1404912/000114036117014705/form4.xml","form_type":"4"}},{"id":4427537,"issuer":{"id":338,"kind":"organization","name":"KKR & Co. Inc.","symbol":"KKR"},"owners":[{"id":17054,"kind":"person","name":"FISHER TODD A","position":1,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"officer":true,"officer_title":"Chief Administrative Officer"}}],"security":"Restricted Equity Units","published_at":"2017-02-23T23:26:09.000Z","date":"2017-02-21","kind":"grant","acquired":true,"shares":117173,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2018. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2018. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2018. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"276,092 of these restricted equity units were previously granted to the Reporting Person and consist of 30,422 restricted equity units of KKR & Co. L.P. that will generally vest on April 1, 2017 and 144,130 and 101,540 restricted equity units of KKR & Co L.P., which will generally vest in two or three equal installments, respectively, on April 1st of each year with the next vesting on April 1, 2017."}],"balance_after":393265,"derivative":{"underlying":"Common Units","underlying_shares":117173},"source":{"system":"sec-edgar","filing":"0001140361-17-008896","document":"form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1404912/000114036117008896/form4.xml","form_type":"4"}},{"id":4566526,"issuer":{"id":338,"kind":"organization","name":"KKR & Co. Inc.","symbol":"KKR"},"owners":[{"id":17054,"kind":"person","name":"FISHER TODD A","position":1,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Administrative Officer"}}],"security":"KKR Holdings L.P. Units","published_at":"2016-11-04T21:09:30.000Z","date":"2016-11-02","kind":"other","acquired":true,"shares":900000,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis."},{"field":"kind","element":"transactionCoding","label":"F4","text":"As previously reported in a Form 4 filed on February 25, 2016, these units of KKR Holdings L.P. were previously granted to the Reporting Person in connection with his service to the company.  On November 2, 2016, the board of directors of the general partner of KKR & Co. L.P. consented to a modification to such units, and such units were modified by the general partner of KKR Holdings L.P. to eliminate the market price vesting condition and modify the service-based vesting schedule, to provide that the units will vest in equal annual installments beginning on May 1, 2017 and ending May 1, 2021, subject to the Reporting Person's continued service through the applicable vesting dates."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"As previously reported in a Form 4 filed on February 25, 2016, these units of KKR Holdings L.P. were previously granted to the Reporting Person in connection with his service to the company.  On November 2, 2016, the board of directors of the general partner of KKR & Co. L.P. consented to a modification to such units, and such units were modified by the general partner of KKR Holdings L.P. to eliminate the market price vesting condition and modify the service-based vesting schedule, to provide that the units will vest in equal annual installments beginning on May 1, 2017 and ending May 1, 2021, subject to the Reporting Person's continued service through the applicable vesting dates."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"These units will vest in equal annual installments beginning on May 1, 2017 and ending May 1, 2021, subject to the Reporting Person's continued service through the applicable vesting dates."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F5","text":"These units will vest in equal annual installments beginning on May 1, 2017 and ending May 1, 2021, subject to the Reporting Person's continued service through the applicable vesting dates."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F4","text":"As previously reported in a Form 4 filed on February 25, 2016, these units of KKR Holdings L.P. were previously granted to the Reporting Person in connection with his service to the company.  On November 2, 2016, the board of directors of the general partner of KKR & Co. L.P. consented to a modification to such units, and such units were modified by the general partner of KKR Holdings L.P. to eliminate the market price vesting condition and modify the service-based vesting schedule, to provide that the units will vest in equal annual installments beginning on May 1, 2017 and ending May 1, 2021, subject to the Reporting Person's continued service through the applicable vesting dates."}],"balance_after":8641214,"derivative":{"underlying":"Common Units","underlying_shares":900000},"source":{"system":"sec-edgar","filing":"0001140361-16-084931","document":"doc1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1404912/000114036116084931/doc1.xml","form_type":"4"}},{"id":4566525,"issuer":{"id":338,"kind":"organization","name":"KKR & Co. Inc.","symbol":"KKR"},"owners":[{"id":17054,"kind":"person","name":"FISHER TODD A","position":1,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Administrative Officer"}}],"security":"KKR Holdings L.P. Units","published_at":"2016-11-04T21:09:30.000Z","date":"2016-08-31","kind":"gift","acquired":false,"shares":495000,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis."},{"field":"kind","element":"transactionCoding","label":"F2","text":"On August 31, 2016, for estate planning purposes, the Reporting Person made a gift of certain limited partner interests in the limited partnership described in footnote 3 below (the \"Partnership\"), to the trust described in footnote 6 below (the \"Trust\"). The number reported reflects the portion of units of KKR Holdings L.P. held by the Partnership that corresponds to the limited partner interests gifted to the Trust on such date. The gift was exempt from matching pursuant to Rule 16b-5 under the Securities Exchange Act of 1934 (the \"Exchange Act\")."},{"field":"shares","element":"transactionShares","label":"F2","text":"On August 31, 2016, for estate planning purposes, the Reporting Person made a gift of certain limited partner interests in the limited partnership described in footnote 3 below (the \"Partnership\"), to the trust described in footnote 6 below (the \"Trust\"). The number reported reflects the portion of units of KKR Holdings L.P. held by the Partnership that corresponds to the limited partner interests gifted to the Trust on such date. The gift was exempt from matching pursuant to Rule 16b-5 under the Securities Exchange Act of 1934 (the \"Exchange Act\")."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F2","text":"On August 31, 2016, for estate planning purposes, the Reporting Person made a gift of certain limited partner interests in the limited partnership described in footnote 3 below (the \"Partnership\"), to the trust described in footnote 6 below (the \"Trust\"). The number reported reflects the portion of units of KKR Holdings L.P. held by the Partnership that corresponds to the limited partner interests gifted to the Trust on such date. The gift was exempt from matching pursuant to Rule 16b-5 under the Securities Exchange Act of 1934 (the \"Exchange Act\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"These securities are held by the Partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.  The number reported reflects the aggregate number of units of KKR Holdings L.P. held by the Partnership."}],"balance_after":1000000,"derivative":{"underlying":"Common Units","underlying_shares":495000},"source":{"system":"sec-edgar","filing":"0001140361-16-084931","document":"doc1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1404912/000114036116084931/doc1.xml","form_type":"4"}},{"id":530162,"issuer":{"id":2929,"kind":"organization","name":"HCA Healthcare, Inc.","symbol":"HCA"},"owners":[{"id":17052,"kind":"organization","name":"KKR & Co. LLC","position":1,"cik":"0001399769","reported_name":"KKR & Co. LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":340,"kind":"person","name":"KRAVIS HENRY R","position":2,"cik":"0001081714","reported_name":"KRAVIS HENRY R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":341,"kind":"person","name":"ROBERTS GEORGE R","position":3,"cik":"0001081715","reported_name":"ROBERTS GEORGE R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":16713,"kind":"person","name":"RAETHER PAUL E","position":4,"cik":"0001192062","reported_name":"RAETHER PAUL E","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":17053,"kind":"person","name":"HUTH JOHANNES P","position":5,"cik":"0001206779","reported_name":"HUTH JOHANNES P","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":17054,"kind":"person","name":"FISHER TODD A","position":6,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":17055,"kind":"person","name":"NAVAB ALEXANDER","position":7,"cik":"0001205612","reported_name":"NAVAB ALEXANDAR JR","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2009-06-05T18:10:21.000Z","date":"2009-03-13","kind":"other","acquired":true,"shares":952087.983,"price":42.1,"value":40082904.0843,"ownership":{"direct":false,"nature":"Held through Hercules Holding II, LLC by 8 North America Investor L.P."},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to 8 North America Investor L.P. (the \"Buyer\"), a KKR-sponsored co-investment fund, for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  (continued in footnote (3))"},{"field":"kind","element":"transactionCoding","label":"F3","text":"PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which at the time of the initial transfer was the nearest date in respect of which such fair values had been determined.  By agreement of the parties, this initial transfer was subject to a post-closing adjustment in the manner described below.  This amendment to Form 4 is being filed to report the number of units of Hercules Holding II, LLC effectively transferred to the Buyer after giving effect to the post-closing adjustment.  (continued in footnote (4))"},{"field":"kind","element":"transactionCoding","label":"F4","text":"Under the agreement, after the determination of the aggregate fair value as of March 31, 2009 (which was the next date in respect of which such fair values were determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 were less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 were greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (5))"},{"field":"kind","element":"transactionCoding","label":"F5","text":"such that the Buyer would then hold co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments would not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC which were transferred initially to the Buyer was 1,034,313.771. (continued in footnote (6))"},{"field":"kind","element":"transactionCoding","label":"F6","text":"Pursuant to the post-closing adjustment described above, however, the Buyer was required to transfer back to PEI Investments 82,225.788 of the units of Hercules Holding II, LLC initially transferred to the Buyer, which post-closing adjustment transfer occurred on June 4, 2009.  After giving effect to the post-closing adjustment, the number of units of Hercules Holding II, LLC effectively transferred to the Buyer was 952,087.983.  The effective price of those units was $42.10 per unit, which was calculated solely for purposes of this filing by dividing the pro rated portion of the aggregate purchase price allocable to the co-investment interest in Hercules Holding II, LLC by the total number of units of Hercules Holding II, LLC effectively transferred."},{"field":"shares","element":"transactionShares","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to 8 North America Investor L.P. (the \"Buyer\"), a KKR-sponsored co-investment fund, for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  (continued in footnote (3))"},{"field":"shares","element":"transactionShares","label":"F3","text":"PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which at the time of the initial transfer was the nearest date in respect of which such fair values had been determined.  By agreement of the parties, this initial transfer was subject to a post-closing adjustment in the manner described below.  This amendment to Form 4 is being filed to report the number of units of Hercules Holding II, LLC effectively transferred to the Buyer after giving effect to the post-closing adjustment.  (continued in footnote (4))"},{"field":"shares","element":"transactionShares","label":"F4","text":"Under the agreement, after the determination of the aggregate fair value as of March 31, 2009 (which was the next date in respect of which such fair values were determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 were less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 were greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (5))"},{"field":"shares","element":"transactionShares","label":"F5","text":"such that the Buyer would then hold co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments would not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC which were transferred initially to the Buyer was 1,034,313.771. (continued in footnote (6))"},{"field":"shares","element":"transactionShares","label":"F6","text":"Pursuant to the post-closing adjustment described above, however, the Buyer was required to transfer back to PEI Investments 82,225.788 of the units of Hercules Holding II, LLC initially transferred to the Buyer, which post-closing adjustment transfer occurred on June 4, 2009.  After giving effect to the post-closing adjustment, the number of units of Hercules Holding II, LLC effectively transferred to the Buyer was 952,087.983.  The effective price of those units was $42.10 per unit, which was calculated solely for purposes of this filing by dividing the pro rated portion of the aggregate purchase price allocable to the co-investment interest in Hercules Holding II, LLC by the total number of units of Hercules Holding II, LLC effectively transferred."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to 8 North America Investor L.P. (the \"Buyer\"), a KKR-sponsored co-investment fund, for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  (continued in footnote (3))"},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which at the time of the initial transfer was the nearest date in respect of which such fair values had been determined.  By agreement of the parties, this initial transfer was subject to a post-closing adjustment in the manner described below.  This amendment to Form 4 is being filed to report the number of units of Hercules Holding II, LLC effectively transferred to the Buyer after giving effect to the post-closing adjustment.  (continued in footnote (4))"},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Under the agreement, after the determination of the aggregate fair value as of March 31, 2009 (which was the next date in respect of which such fair values were determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 were less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 were greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (5))"},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"such that the Buyer would then hold co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments would not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC which were transferred initially to the Buyer was 1,034,313.771. (continued in footnote (6))"},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"Pursuant to the post-closing adjustment described above, however, the Buyer was required to transfer back to PEI Investments 82,225.788 of the units of Hercules Holding II, LLC initially transferred to the Buyer, which post-closing adjustment transfer occurred on June 4, 2009.  After giving effect to the post-closing adjustment, the number of units of Hercules Holding II, LLC effectively transferred to the Buyer was 952,087.983.  The effective price of those units was $42.10 per unit, which was calculated solely for purposes of this filing by dividing the pro rated portion of the aggregate purchase price allocable to the co-investment interest in Hercules Holding II, LLC by the total number of units of Hercules Holding II, LLC effectively transferred."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to 8 North America Investor L.P. (the \"Buyer\"), a KKR-sponsored co-investment fund, for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  (continued in footnote (3))"},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F3","text":"PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which at the time of the initial transfer was the nearest date in respect of which such fair values had been determined.  By agreement of the parties, this initial transfer was subject to a post-closing adjustment in the manner described below.  This amendment to Form 4 is being filed to report the number of units of Hercules Holding II, LLC effectively transferred to the Buyer after giving effect to the post-closing adjustment.  (continued in footnote (4))"},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F4","text":"Under the agreement, after the determination of the aggregate fair value as of March 31, 2009 (which was the next date in respect of which such fair values were determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 were less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 were greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (5))"},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F5","text":"such that the Buyer would then hold co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments would not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC which were transferred initially to the Buyer was 1,034,313.771. (continued in footnote (6))"},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F6","text":"Pursuant to the post-closing adjustment described above, however, the Buyer was required to transfer back to PEI Investments 82,225.788 of the units of Hercules Holding II, LLC initially transferred to the Buyer, which post-closing adjustment transfer occurred on June 4, 2009.  After giving effect to the post-closing adjustment, the number of units of Hercules Holding II, LLC effectively transferred to the Buyer was 952,087.983.  The effective price of those units was $42.10 per unit, which was calculated solely for purposes of this filing by dividing the pro rated portion of the aggregate purchase price allocable to the co-investment interest in Hercules Holding II, LLC by the total number of units of Hercules Holding II, LLC effectively transferred."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Hercules Holding II, LLC holds 91,845,692 shares, or 97.3%, of the common stock, par value $0.01 per share (the \"Shares\"), of HCA Inc. (the \"Issuer\").  Hercules Holding II, LLC is held by a private investor group, including affiliates of each of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. L.P. and Bank of America Corporation and by affiliates of Dr. Thomas F. Frist, Jr., the founder of the Issuer.  Each such person may be deemed to be a member of a group exercising voting and investment control over the Shares held by Hercules Holding II, LLC.  However, each such person disclaims membership in any such group and disclaims beneficial ownership of such Shares, except to the extent of his or its pecuniary interest therein.  Certain affiliates of Kohlberg Kravis Roberts & Co. L.P. collectively have the right under Hercules Holding II, LLC's limited liability company agreement to nominate up to three directors of the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to 8 North America Investor L.P. (the \"Buyer\"), a KKR-sponsored co-investment fund, for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  (continued in footnote (3))"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which at the time of the initial transfer was the nearest date in respect of which such fair values had been determined.  By agreement of the parties, this initial transfer was subject to a post-closing adjustment in the manner described below.  This amendment to Form 4 is being filed to report the number of units of Hercules Holding II, LLC effectively transferred to the Buyer after giving effect to the post-closing adjustment.  (continued in footnote (4))"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"Under the agreement, after the determination of the aggregate fair value as of March 31, 2009 (which was the next date in respect of which such fair values were determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 were less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 were greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (5))"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"such that the Buyer would then hold co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments would not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC which were transferred initially to the Buyer was 1,034,313.771. (continued in footnote (6))"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"Pursuant to the post-closing adjustment described above, however, the Buyer was required to transfer back to PEI Investments 82,225.788 of the units of Hercules Holding II, LLC initially transferred to the Buyer, which post-closing adjustment transfer occurred on June 4, 2009.  After giving effect to the post-closing adjustment, the number of units of Hercules Holding II, LLC effectively transferred to the Buyer was 952,087.983.  The effective price of those units was $42.10 per unit, which was calculated solely for purposes of this filing by dividing the pro rated portion of the aggregate purchase price allocable to the co-investment interest in Hercules Holding II, LLC by the total number of units of Hercules Holding II, LLC effectively transferred."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F14","text":"The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any equity securities covered by this statement."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F15","text":"Because no more than 10 reporting persons can file any one Form 4 through the SEC's Edgar system, affiliates of Kohlberg Kravis Roberts & Co. L.P. have filed two Form 4s with respect to HCA Inc. on the date hereof, all of which, taken together, constitute one Form 4.  The reporting persons named in Box 1 of these two Form 4s are KKR PEI Investments, L.P. and KKR & Co. L.L.C., and other reporting persons are listed elsewhere in these forms."}],"balance_after":952087.983,"source":{"system":"sec-edgar","filing":"0001104659-09-036891","document":"a4a.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/860730/000110465909036891/a4a.xml","form_type":"4/A","original_submission_date":"2009-03-18"}},{"id":530161,"issuer":{"id":2929,"kind":"organization","name":"HCA Healthcare, Inc.","symbol":"HCA"},"owners":[{"id":17052,"kind":"organization","name":"KKR & Co. LLC","position":1,"cik":"0001399769","reported_name":"KKR & Co. LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":340,"kind":"person","name":"KRAVIS HENRY R","position":2,"cik":"0001081714","reported_name":"KRAVIS HENRY R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":341,"kind":"person","name":"ROBERTS GEORGE R","position":3,"cik":"0001081715","reported_name":"ROBERTS GEORGE R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":16713,"kind":"person","name":"RAETHER PAUL E","position":4,"cik":"0001192062","reported_name":"RAETHER PAUL E","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":17053,"kind":"person","name":"HUTH JOHANNES P","position":5,"cik":"0001206779","reported_name":"HUTH JOHANNES P","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":17054,"kind":"person","name":"FISHER TODD A","position":6,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":17055,"kind":"person","name":"NAVAB ALEXANDER","position":7,"cik":"0001205612","reported_name":"NAVAB ALEXANDAR JR","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2009-06-05T18:10:21.000Z","date":"2009-03-13","kind":"other","acquired":false,"shares":952087.983,"price":42.1,"value":40082904.0843,"ownership":{"direct":false,"nature":"Held through Hercules Holding II, LLC by KKR PEI Investments, L.P."},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to 8 North America Investor L.P. (the \"Buyer\"), a KKR-sponsored co-investment fund, for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  (continued in footnote (3))"},{"field":"kind","element":"transactionCoding","label":"F3","text":"PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which at the time of the initial transfer was the nearest date in respect of which such fair values had been determined.  By agreement of the parties, this initial transfer was subject to a post-closing adjustment in the manner described below.  This amendment to Form 4 is being filed to report the number of units of Hercules Holding II, LLC effectively transferred to the Buyer after giving effect to the post-closing adjustment.  (continued in footnote (4))"},{"field":"kind","element":"transactionCoding","label":"F4","text":"Under the agreement, after the determination of the aggregate fair value as of March 31, 2009 (which was the next date in respect of which such fair values were determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 were less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 were greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (5))"},{"field":"kind","element":"transactionCoding","label":"F5","text":"such that the Buyer would then hold co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments would not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC which were transferred initially to the Buyer was 1,034,313.771. (continued in footnote (6))"},{"field":"kind","element":"transactionCoding","label":"F6","text":"Pursuant to the post-closing adjustment described above, however, the Buyer was required to transfer back to PEI Investments 82,225.788 of the units of Hercules Holding II, LLC initially transferred to the Buyer, which post-closing adjustment transfer occurred on June 4, 2009.  After giving effect to the post-closing adjustment, the number of units of Hercules Holding II, LLC effectively transferred to the Buyer was 952,087.983.  The effective price of those units was $42.10 per unit, which was calculated solely for purposes of this filing by dividing the pro rated portion of the aggregate purchase price allocable to the co-investment interest in Hercules Holding II, LLC by the total number of units of Hercules Holding II, LLC effectively transferred."},{"field":"shares","element":"transactionShares","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to 8 North America Investor L.P. (the \"Buyer\"), a KKR-sponsored co-investment fund, for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  (continued in footnote (3))"},{"field":"shares","element":"transactionShares","label":"F3","text":"PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which at the time of the initial transfer was the nearest date in respect of which such fair values had been determined.  By agreement of the parties, this initial transfer was subject to a post-closing adjustment in the manner described below.  This amendment to Form 4 is being filed to report the number of units of Hercules Holding II, LLC effectively transferred to the Buyer after giving effect to the post-closing adjustment.  (continued in footnote (4))"},{"field":"shares","element":"transactionShares","label":"F4","text":"Under the agreement, after the determination of the aggregate fair value as of March 31, 2009 (which was the next date in respect of which such fair values were determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 were less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 were greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (5))"},{"field":"shares","element":"transactionShares","label":"F5","text":"such that the Buyer would then hold co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments would not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC which were transferred initially to the Buyer was 1,034,313.771. (continued in footnote (6))"},{"field":"shares","element":"transactionShares","label":"F6","text":"Pursuant to the post-closing adjustment described above, however, the Buyer was required to transfer back to PEI Investments 82,225.788 of the units of Hercules Holding II, LLC initially transferred to the Buyer, which post-closing adjustment transfer occurred on June 4, 2009.  After giving effect to the post-closing adjustment, the number of units of Hercules Holding II, LLC effectively transferred to the Buyer was 952,087.983.  The effective price of those units was $42.10 per unit, which was calculated solely for purposes of this filing by dividing the pro rated portion of the aggregate purchase price allocable to the co-investment interest in Hercules Holding II, LLC by the total number of units of Hercules Holding II, LLC effectively transferred."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to 8 North America Investor L.P. (the \"Buyer\"), a KKR-sponsored co-investment fund, for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  (continued in footnote (3))"},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which at the time of the initial transfer was the nearest date in respect of which such fair values had been determined.  By agreement of the parties, this initial transfer was subject to a post-closing adjustment in the manner described below.  This amendment to Form 4 is being filed to report the number of units of Hercules Holding II, LLC effectively transferred to the Buyer after giving effect to the post-closing adjustment.  (continued in footnote (4))"},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Under the agreement, after the determination of the aggregate fair value as of March 31, 2009 (which was the next date in respect of which such fair values were determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 were less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 were greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (5))"},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"such that the Buyer would then hold co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments would not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC which were transferred initially to the Buyer was 1,034,313.771. (continued in footnote (6))"},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"Pursuant to the post-closing adjustment described above, however, the Buyer was required to transfer back to PEI Investments 82,225.788 of the units of Hercules Holding II, LLC initially transferred to the Buyer, which post-closing adjustment transfer occurred on June 4, 2009.  After giving effect to the post-closing adjustment, the number of units of Hercules Holding II, LLC effectively transferred to the Buyer was 952,087.983.  The effective price of those units was $42.10 per unit, which was calculated solely for purposes of this filing by dividing the pro rated portion of the aggregate purchase price allocable to the co-investment interest in Hercules Holding II, LLC by the total number of units of Hercules Holding II, LLC effectively transferred."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to 8 North America Investor L.P. (the \"Buyer\"), a KKR-sponsored co-investment fund, for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  (continued in footnote (3))"},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F3","text":"PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which at the time of the initial transfer was the nearest date in respect of which such fair values had been determined.  By agreement of the parties, this initial transfer was subject to a post-closing adjustment in the manner described below.  This amendment to Form 4 is being filed to report the number of units of Hercules Holding II, LLC effectively transferred to the Buyer after giving effect to the post-closing adjustment.  (continued in footnote (4))"},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F4","text":"Under the agreement, after the determination of the aggregate fair value as of March 31, 2009 (which was the next date in respect of which such fair values were determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 were less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 were greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (5))"},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F5","text":"such that the Buyer would then hold co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments would not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC which were transferred initially to the Buyer was 1,034,313.771. (continued in footnote (6))"},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F6","text":"Pursuant to the post-closing adjustment described above, however, the Buyer was required to transfer back to PEI Investments 82,225.788 of the units of Hercules Holding II, LLC initially transferred to the Buyer, which post-closing adjustment transfer occurred on June 4, 2009.  After giving effect to the post-closing adjustment, the number of units of Hercules Holding II, LLC effectively transferred to the Buyer was 952,087.983.  The effective price of those units was $42.10 per unit, which was calculated solely for purposes of this filing by dividing the pro rated portion of the aggregate purchase price allocable to the co-investment interest in Hercules Holding II, LLC by the total number of units of Hercules Holding II, LLC effectively transferred."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Hercules Holding II, LLC holds 91,845,692 shares, or 97.3%, of the common stock, par value $0.01 per share (the \"Shares\"), of HCA Inc. (the \"Issuer\").  Hercules Holding II, LLC is held by a private investor group, including affiliates of each of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. L.P. and Bank of America Corporation and by affiliates of Dr. Thomas F. Frist, Jr., the founder of the Issuer.  Each such person may be deemed to be a member of a group exercising voting and investment control over the Shares held by Hercules Holding II, LLC.  However, each such person disclaims membership in any such group and disclaims beneficial ownership of such Shares, except to the extent of his or its pecuniary interest therein.  Certain affiliates of Kohlberg Kravis Roberts & Co. L.P. collectively have the right under Hercules Holding II, LLC's limited liability company agreement to nominate up to three directors of the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F7","text":"PEI Investments directly owns 3,949,873.017 units of Hercules Holding II, LLC (after giving effect to both the initial transfer and the post-closing adjustment) and therefore may be deemed to own indirectly the same number of Shares of the Issuer by virtue of its membership in Hercules Holding II, LLC.  As the sole general partner of PEI Investments, KKR PEI Associates, L.P. may be deemed to share voting and dispositive power with respect to any Shares beneficially owned by PEI Investments. (continued in footnote (8))"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F8","text":"As the sole general partner of KKR PEI Associates, L.P., KKR PEI GP Limited may also be deemed to share voting and dispositive power with respect to any Shares beneficially owned by PEI Investments.  PEI Investments, KKR PEI Associates, L.P. and KKR PEI GP Limited disclaim beneficial ownership of such Shares except to the extent of their pecuniary interest therein.  Kohlberg Kravis Roberts & Co. L.P., pursuant to a services agreement with KKR PEI GP Limited, may be deemed to share voting and dispositive power with respect to any Shares beneficially owned by PEI Investments.  (continued in footnote (9))"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F9","text":"KKR & Co. L.L.C. is the general partner of Kohlberg Kravis Roberts & Co. L.P.  Kohlberg Kravis Roberts & Co. L.P. and KKR & Co. L.L.C. disclaim beneficial ownership of such Shares. The managing members of KKR & Co. L.L.C. are Henry R. Kravis and George R. Roberts.  The other members of KKR & Co. L.L.C. include Paul E. Raether, Michael W. Michelson, Johannes P. Huth, Todd A. Fisher, Alexander Navab and other executives of Kohlberg Kravis Roberts & Co. L.P.  Messrs. Kravis and Roberts, as managing members of KKR & Co. L.L.C., may be deemed to share beneficial ownership of any Shares beneficially owned by KKR & Co. L.L.C. but disclaim beneficial ownership of such Shares.  The other members of KKR & Co. L.L.C. also disclaim beneficial ownership of any Shares beneficially owned by KKR & Co. L.L.C."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F14","text":"The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any equity securities covered by this statement."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F15","text":"Because no more than 10 reporting persons can file any one Form 4 through the SEC's Edgar system, affiliates of Kohlberg Kravis Roberts & Co. L.P. have filed two Form 4s with respect to HCA Inc. on the date hereof, all of which, taken together, constitute one Form 4.  The reporting persons named in Box 1 of these two Form 4s are KKR PEI Investments, L.P. and KKR & Co. L.L.C., and other reporting persons are listed elsewhere in these forms."}],"balance_after":3949873.017,"source":{"system":"sec-edgar","filing":"0001104659-09-036891","document":"a4a.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/860730/000110465909036891/a4a.xml","form_type":"4/A","original_submission_date":"2009-03-18"}},{"id":531910,"issuer":{"id":2929,"kind":"organization","name":"HCA Healthcare, Inc.","symbol":"HCA"},"owners":[{"id":17052,"kind":"organization","name":"KKR & Co. LLC","position":1,"cik":"0001399769","reported_name":"KKR & Co. LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":340,"kind":"person","name":"KRAVIS HENRY R","position":2,"cik":"0001081714","reported_name":"KRAVIS HENRY R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":341,"kind":"person","name":"ROBERTS GEORGE R","position":3,"cik":"0001081715","reported_name":"ROBERTS GEORGE R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":16713,"kind":"person","name":"RAETHER PAUL E","position":4,"cik":"0001192062","reported_name":"RAETHER PAUL E","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":17053,"kind":"person","name":"HUTH JOHANNES P","position":5,"cik":"0001206779","reported_name":"HUTH JOHANNES P","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":17054,"kind":"person","name":"FISHER TODD A","position":6,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":17055,"kind":"person","name":"NAVAB ALEXANDER","position":7,"cik":"0001205612","reported_name":"NAVAB ALEXANDAR JR","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2009-03-18T17:10:39.000Z","date":"2009-03-13","kind":"other","acquired":true,"shares":1034313.771,"ownership":{"direct":false,"nature":"Held through Hercules Holding II, LLC by KKR sponsored co-investment fund"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to a KKR-sponsored co-investment fund (\"Buyer\") for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which is the nearest date in respect of which such fair values have been determined.  (continued in footnote (3))"},{"field":"kind","element":"transactionCoding","label":"F3","text":"After the determination of the aggregate fair value as of March 31, 2009 (which is the next date in respect of which such fair values will be determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 is less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 is greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (4))"},{"field":"kind","element":"transactionCoding","label":"F4","text":"such that the Buyer then holds co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments will not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC to be transferred initially to the Buyer is 1,034,313.771, subject to adjustment as described above."},{"field":"shares","element":"transactionShares","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to a KKR-sponsored co-investment fund (\"Buyer\") for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which is the nearest date in respect of which such fair values have been determined.  (continued in footnote (3))"},{"field":"shares","element":"transactionShares","label":"F3","text":"After the determination of the aggregate fair value as of March 31, 2009 (which is the next date in respect of which such fair values will be determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 is less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 is greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (4))"},{"field":"shares","element":"transactionShares","label":"F4","text":"such that the Buyer then holds co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments will not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC to be transferred initially to the Buyer is 1,034,313.771, subject to adjustment as described above."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to a KKR-sponsored co-investment fund (\"Buyer\") for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which is the nearest date in respect of which such fair values have been determined.  (continued in footnote (3))"},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"After the determination of the aggregate fair value as of March 31, 2009 (which is the next date in respect of which such fair values will be determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 is less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 is greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (4))"},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"such that the Buyer then holds co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments will not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC to be transferred initially to the Buyer is 1,034,313.771, subject to adjustment as described above."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to a KKR-sponsored co-investment fund (\"Buyer\") for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which is the nearest date in respect of which such fair values have been determined.  (continued in footnote (3))"},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F3","text":"After the determination of the aggregate fair value as of March 31, 2009 (which is the next date in respect of which such fair values will be determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 is less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 is greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (4))"},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F4","text":"such that the Buyer then holds co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments will not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC to be transferred initially to the Buyer is 1,034,313.771, subject to adjustment as described above."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Hercules Holding II, LLC holds 91,845,692 shares, or 97.3%, of the common stock, par value $0.01 per share (the \"Shares\") of HCA Inc. (the \"Issuer\").  Hercules Holding II, LLC is held by a private investor group, including affiliates of each of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. L.P. and Bank of America Corporation and by affiliates of Dr. Thomas F. Frist, Jr., the founder of the Issuer.  Each such person may be deemed to be a member of a group exercising voting and investment control over the Shares held by Hercules Holding II, LLC.  However, each such person disclaims membership in any such group and disclaims beneficial ownership of such Shares, except to the extent of his or its pecuniary interest therein.  Certain affiliates of Kohlberg Kravis Roberts & Co. L.P. collectively have the right under Hercules Holding II, LLC's limited liability company agreement to nominate up to three directors of the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to a KKR-sponsored co-investment fund (\"Buyer\") for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which is the nearest date in respect of which such fair values have been determined.  (continued in footnote (3))"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"After the determination of the aggregate fair value as of March 31, 2009 (which is the next date in respect of which such fair values will be determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 is less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 is greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (4))"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"such that the Buyer then holds co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments will not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC to be transferred initially to the Buyer is 1,034,313.771, subject to adjustment as described above."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F11","text":"The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any equity securities covered by this statement."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F12","text":"Because no more than 10 reporting persons can file any one Form 4 through the SEC's Edgar system, affiliates of Kohlberg Kravis Roberts & Co. L.P. have filed two Form 4s with respect to HCA Inc. on the date hereof, all of which, taken together, constitute one Form 4.  The reporting persons named in Box 1 of these two Form 4s are KKR PEI Investments, L.P. and KKR & Co. L.L.C., and other reporting persons are listed elsewhere in these forms."}],"balance_after":1034313.771,"source":{"system":"sec-edgar","filing":"0001104659-09-018516","document":"a4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/860730/000110465909018516/a4.xml","form_type":"4"}},{"id":531909,"issuer":{"id":2929,"kind":"organization","name":"HCA Healthcare, Inc.","symbol":"HCA"},"owners":[{"id":17052,"kind":"organization","name":"KKR & Co. LLC","position":1,"cik":"0001399769","reported_name":"KKR & Co. LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":340,"kind":"person","name":"KRAVIS HENRY R","position":2,"cik":"0001081714","reported_name":"KRAVIS HENRY R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":341,"kind":"person","name":"ROBERTS GEORGE R","position":3,"cik":"0001081715","reported_name":"ROBERTS GEORGE R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":16713,"kind":"person","name":"RAETHER PAUL E","position":4,"cik":"0001192062","reported_name":"RAETHER PAUL E","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":17053,"kind":"person","name":"HUTH JOHANNES P","position":5,"cik":"0001206779","reported_name":"HUTH JOHANNES P","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":17054,"kind":"person","name":"FISHER TODD A","position":6,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":17055,"kind":"person","name":"NAVAB ALEXANDER","position":7,"cik":"0001205612","reported_name":"NAVAB ALEXANDAR JR","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2009-03-18T17:10:39.000Z","date":"2009-03-13","kind":"other","acquired":false,"shares":1034313.771,"ownership":{"direct":false,"nature":"Held through Hercules Holding II, LLC by KKR PEI Investments, L.P."},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to a KKR-sponsored co-investment fund (\"Buyer\") for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which is the nearest date in respect of which such fair values have been determined.  (continued in footnote (3))"},{"field":"kind","element":"transactionCoding","label":"F3","text":"After the determination of the aggregate fair value as of March 31, 2009 (which is the next date in respect of which such fair values will be determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 is less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 is greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (4))"},{"field":"kind","element":"transactionCoding","label":"F4","text":"such that the Buyer then holds co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments will not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC to be transferred initially to the Buyer is 1,034,313.771, subject to adjustment as described above."},{"field":"shares","element":"transactionShares","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to a KKR-sponsored co-investment fund (\"Buyer\") for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which is the nearest date in respect of which such fair values have been determined.  (continued in footnote (3))"},{"field":"shares","element":"transactionShares","label":"F3","text":"After the determination of the aggregate fair value as of March 31, 2009 (which is the next date in respect of which such fair values will be determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 is less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 is greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (4))"},{"field":"shares","element":"transactionShares","label":"F4","text":"such that the Buyer then holds co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments will not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC to be transferred initially to the Buyer is 1,034,313.771, subject to adjustment as described above."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to a KKR-sponsored co-investment fund (\"Buyer\") for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which is the nearest date in respect of which such fair values have been determined.  (continued in footnote (3))"},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"After the determination of the aggregate fair value as of March 31, 2009 (which is the next date in respect of which such fair values will be determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 is less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 is greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (4))"},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"such that the Buyer then holds co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments will not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC to be transferred initially to the Buyer is 1,034,313.771, subject to adjustment as described above."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"On March 13, 2009, KKR PEI Investments, L.P. (\"PEI Investments\") agreed to transfer a portion of its co-investments in five portfolio companies, including a portion of its units of Hercules Holding II, LLC, to a KKR-sponsored co-investment fund (\"Buyer\") for an aggregate purchase price of $200,399,888 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer a number of its co-investment interests in these five companies with an aggregate fair value of $211,000,000 (pro rated equally among the five co-investments).  PEI Investments agreed to transfer initially a number of its co-investment interests in these five portfolio companies (pro rated equally among the five co-investments) with an aggregate fair value of $211,000,000 based on their fair values as of December 31, 2008, which is the nearest date in respect of which such fair values have been determined.  (continued in footnote (3))"},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F3","text":"After the determination of the aggregate fair value as of March 31, 2009 (which is the next date in respect of which such fair values will be determined) of the five co-investment interests initially transferred to the Buyer, then (i) if such aggregate fair value as of March 31, 2009 is less than $211,000,000, PEI Investments would be required to transfer to the Buyer additional co-investment interests in the five companies (pro rated equally among the five co-investments) or (ii) if such aggregate fair value as of March 31, 2009 is greater than $211,000,000, the Buyer would be required to transfer back to PEI Investments a portion of the co-investment interests in the five companies initially transferred to the Buyer (pro rated equally among the five co-investments), in each case, (continued in footnote (4))"},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F4","text":"such that the Buyer then holds co-investment interests with an aggregate fair value equal to $211,000,000 (based on their fair values as of March 31, 2009), provided that the number of additional interests transferred to the Buyer or the number of interests transferred back to PEI Investments will not exceed $50,100,000 in the aggregate based on the fair value of these interests as of March 31, 2009.  The number of units of Hercules Holding II, LLC to be transferred initially to the Buyer is 1,034,313.771, subject to adjustment as described above."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Hercules Holding II, LLC holds 91,845,692 shares, or 97.3%, of the common stock, par value $0.01 per share (the \"Shares\") of HCA Inc. (the \"Issuer\").  Hercules Holding II, LLC is held by a private investor group, including affiliates of each of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. L.P. and Bank of America Corporation and by affiliates of Dr. Thomas F. Frist, Jr., the founder of the Issuer.  Each such person may be deemed to be a member of a group exercising voting and investment control over the Shares held by Hercules Holding II, LLC.  However, each such person disclaims membership in any such group and disclaims beneficial ownership of such Shares, except to the extent of his or its pecuniary interest therein.  Certain affiliates of Kohlberg Kravis Roberts & Co. L.P. collectively have the right under Hercules Holding II, LLC's limited liability company agreement to nominate up to three directors of the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"PEI Investments directly owns 3,867,647.229 units of Hercules Holding II, LLC (after giving effect to the initial transfer and before any adjustment) and therefore may be deemed to own indirectly the same number of Shares of the Issuer by virtue of its membership in Hercules Holding II, LLC.  As the sole general partner of PEI Investments, KKR PEI Associates, L.P. may be deemed to share voting and dispositive power with respect to any Shares beneficially owned by PEI Investments.  As the sole general partner of KKR PEI Associates, L.P., KKR PEI GP Limited may also be deemed to share voting and dispositive power with respect to any Shares beneficially owned by PEI Investments.  PEI Investments, KKR PEI Associates, L.P. and KKR PEI GP Limited disclaim beneficial ownership of such Shares except to the extent of their pecuniary interest therein.  Kohlberg Kravis Roberts & Co. L.P., pursuant to a services agreement with KKR PEI GP Limited, (continued in footnote (6))"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"may be deemed to share voting and dispositive power with respect to any Shares beneficially owned by PEI Investments.  KKR & Co. L.L.C. is the general partner of Kohlberg Kravis Roberts & Co. L.P.  Kohlberg Kravis Roberts & Co. L.P. and KKR & Co. L.L.C. disclaim beneficial ownership of such Shares. The managing members of KKR & Co. L.L.C. are Henry R. Kravis and George R. Roberts.  The other members of KKR & Co. L.L.C. include Paul E. Raether, Michael W. Michelson, Johannes P. Huth, Todd A. Fisher, Alexander Navab and other executives of Kohlberg Kravis Roberts & Co. L.P.  Messrs. Kravis and Roberts, as managing members of KKR & Co. L.L.C., may be deemed to share beneficial ownership of any Shares beneficially owned by KKR & Co. L.L.C. but disclaim beneficial ownership of such Shares.  The other members of KKR & Co. L.L.C. also disclaim beneficial ownership of any Shares beneficially owned by KKR & Co. L.L.C."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F11","text":"The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any equity securities covered by this statement."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F12","text":"Because no more than 10 reporting persons can file any one Form 4 through the SEC's Edgar system, affiliates of Kohlberg Kravis Roberts & Co. L.P. have filed two Form 4s with respect to HCA Inc. on the date hereof, all of which, taken together, constitute one Form 4.  The reporting persons named in Box 1 of these two Form 4s are KKR PEI Investments, L.P. and KKR & Co. L.L.C., and other reporting persons are listed elsewhere in these forms."}],"balance_after":3867647.229,"source":{"system":"sec-edgar","filing":"0001104659-09-018516","document":"a4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/860730/000110465909018516/a4.xml","form_type":"4"}},{"id":580049,"issuer":{"id":17292,"kind":"organization","name":"Alliance HealthCare Services, Inc","symbol":"AIQ"},"owners":[{"id":16809,"kind":"organization","name":"KKR 1996 GP LLC","position":1,"cik":"0001031667","reported_name":"KKR 1996 GP LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":16808,"kind":"organization","name":"KKR ASSOCIATES 1996 L P","position":2,"cik":"0001031666","reported_name":"KKR ASSOCIATES 1996 L P","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17293,"kind":"organization","name":"Viewer Holdings LLC","position":3,"cik":"0001381953","reported_name":"Viewer Holdings LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17054,"kind":"person","name":"FISHER TODD A","position":4,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17047,"kind":"person","name":"GOLKIN PERRY","position":5,"cik":"0001206581","reported_name":"GOLKIN PERRY","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":16714,"kind":"person","name":"GREENE JAMES H JR","position":6,"cik":"0001205970","reported_name":"GREENE JAMES H JR","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17053,"kind":"person","name":"HUTH JOHANNES P","position":7,"cik":"0001206779","reported_name":"HUTH JOHANNES P","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":340,"kind":"person","name":"KRAVIS HENRY R","position":8,"cik":"0001081714","reported_name":"KRAVIS HENRY R","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17046,"kind":"person","name":"MICHELSON MICHAEL W","position":9,"cik":"0001182415","reported_name":"MICHELSON MICHAEL W","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":16870,"kind":"organization","name":"KKR 1996 FUND L P","position":10,"cik":"0001031665","reported_name":"KKR 1996 FUND L P","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}}],"security":"Common Stock","published_at":"2007-05-15T16:06:32.000Z","date":"2007-03-16","kind":"sale","acquired":false,"shares":24501505,"price":6.25,"value":153134406.25,"ownership":{"direct":false,"nature":"By Viewer Holdings LLC"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings LLC.  As the senior member of Viewer Holdings LLC, KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC.  As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC.  As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"KKR 1996 GP LLC is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr.  Mr. Michelson is a director of the Issuer.  Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP LLC may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.  The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P.  Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P."}],"balance_after":1443065,"source":{"system":"sec-edgar","filing":"0001209191-07-030339","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/817135/000120919107030339/doc4.xml","form_type":"4"}},{"id":591525,"issuer":{"id":17292,"kind":"organization","name":"Alliance HealthCare Services, Inc","symbol":"AIQ"},"owners":[{"id":16809,"kind":"organization","name":"KKR 1996 GP LLC","position":1,"cik":"0001031667","reported_name":"KKR 1996 GP LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":16808,"kind":"organization","name":"KKR ASSOCIATES 1996 L P","position":2,"cik":"0001031666","reported_name":"KKR ASSOCIATES 1996 L P","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17293,"kind":"organization","name":"Viewer Holdings LLC","position":3,"cik":"0001381953","reported_name":"Viewer Holdings LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17054,"kind":"person","name":"FISHER TODD A","position":4,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17047,"kind":"person","name":"GOLKIN PERRY","position":5,"cik":"0001206581","reported_name":"GOLKIN PERRY","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":16714,"kind":"person","name":"GREENE JAMES H JR","position":6,"cik":"0001205970","reported_name":"GREENE JAMES H JR","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17053,"kind":"person","name":"HUTH JOHANNES P","position":7,"cik":"0001206779","reported_name":"HUTH JOHANNES P","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":340,"kind":"person","name":"KRAVIS HENRY R","position":8,"cik":"0001081714","reported_name":"KRAVIS HENRY R","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17046,"kind":"person","name":"MICHELSON MICHAEL W","position":9,"cik":"0001182415","reported_name":"MICHELSON MICHAEL W","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":16870,"kind":"organization","name":"KKR 1996 FUND L P","position":10,"cik":"0001031665","reported_name":"KKR 1996 FUND L P","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}}],"security":"Common Stock","published_at":"2006-11-29T17:24:10.000Z","date":"2006-11-29","kind":"sale","acquired":false,"shares":1200000,"price":5.405,"value":6486000.0,"ownership":{"direct":false,"nature":"By Viewer Holdings LLC"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings L.L.C.  As the senior member of Viewer Holdings L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C.  As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C.  As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP L.L.C. also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"KKR 1996 GP L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr.  Mr. Michelson is a director of the Issuer.  Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP L.L.C. may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.  The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P.  Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P."}],"balance_after":25944570,"source":{"system":"sec-edgar","filing":"0001209191-06-061887","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/817135/000120919106061887/doc4.xml","form_type":"4"}},{"id":591524,"issuer":{"id":17292,"kind":"organization","name":"Alliance HealthCare Services, Inc","symbol":"AIQ"},"owners":[{"id":16809,"kind":"organization","name":"KKR 1996 GP LLC","position":1,"cik":"0001031667","reported_name":"KKR 1996 GP LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":16808,"kind":"organization","name":"KKR ASSOCIATES 1996 L P","position":2,"cik":"0001031666","reported_name":"KKR ASSOCIATES 1996 L P","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17293,"kind":"organization","name":"Viewer Holdings LLC","position":3,"cik":"0001381953","reported_name":"Viewer Holdings LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17054,"kind":"person","name":"FISHER TODD A","position":4,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17047,"kind":"person","name":"GOLKIN PERRY","position":5,"cik":"0001206581","reported_name":"GOLKIN PERRY","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":16714,"kind":"person","name":"GREENE JAMES H JR","position":6,"cik":"0001205970","reported_name":"GREENE JAMES H JR","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17053,"kind":"person","name":"HUTH JOHANNES P","position":7,"cik":"0001206779","reported_name":"HUTH JOHANNES P","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":340,"kind":"person","name":"KRAVIS HENRY R","position":8,"cik":"0001081714","reported_name":"KRAVIS HENRY R","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":17046,"kind":"person","name":"MICHELSON MICHAEL W","position":9,"cik":"0001182415","reported_name":"MICHELSON MICHAEL W","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}},{"id":16870,"kind":"organization","name":"KKR 1996 FUND L P","position":10,"cik":"0001031665","reported_name":"KKR 1996 FUND L P","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Footnotes 1 and 2"}}],"security":"Common Stock","published_at":"2006-11-29T17:24:10.000Z","date":"2006-11-27","kind":"sale","acquired":false,"shares":8000000,"price":5.405,"value":43240000.0,"ownership":{"direct":false,"nature":"By Viewer Holdings LLC"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings L.L.C.  As the senior member of Viewer Holdings L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C.  As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C.  As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP L.L.C. also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"KKR 1996 GP L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr.  Mr. Michelson is a director of the Issuer.  Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP L.L.C. may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.  The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P.  Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P."}],"balance_after":27144570,"source":{"system":"sec-edgar","filing":"0001209191-06-061887","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/817135/000120919106061887/doc4.xml","form_type":"4"}},{"id":601071,"issuer":{"id":3216,"kind":"organization","name":"NRG ENERGY, INC.","symbol":"NRG"},"owners":[{"id":17378,"kind":"organization","name":"KKR Millennium GP Energy LLC","position":1,"cik":"0001352571","reported_name":"KKR Millennium GP Energy LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":17379,"kind":"organization","name":"KKR Millennium Fund Energy LP","position":2,"cik":"0001352569","reported_name":"KKR Millennium Fund Energy LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":16669,"kind":"organization","name":"KKR Partners III, L.P.","position":3,"cik":"0001288739","reported_name":"KKR Partners III, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":17380,"kind":"organization","name":"KKR Associates Millennium Energy L.P.","position":4,"cik":"0001352570","reported_name":"KKR Associates Millennium Energy L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":340,"kind":"person","name":"KRAVIS HENRY R","position":5,"cik":"0001081714","reported_name":"KRAVIS HENRY R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":341,"kind":"person","name":"ROBERTS GEORGE R","position":6,"cik":"0001081715","reported_name":"ROBERTS GEORGE R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":17054,"kind":"person","name":"FISHER TODD A","position":7,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":17381,"kind":"person","name":"Garaialde Jacques","position":8,"cik":"0001320395","reported_name":"Garaialde Jacques","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":17047,"kind":"person","name":"GOLKIN PERRY","position":9,"cik":"0001206581","reported_name":"GOLKIN PERRY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":16714,"kind":"person","name":"GREENE JAMES H JR","position":10,"cik":"0001205970","reported_name":"GREENE JAMES H JR","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}}],"security":"Common Stock, par value $0.01 per share","published_at":"2006-08-16T21:14:31.000Z","date":"2006-08-15","kind":"sale","acquired":false,"shares":215786,"price":48.41,"value":10446200.26,"ownership":{"direct":false,"nature":"See footnotes"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On August 15, 2006, KKR Millennium Fund (Energy) L.P. (\"Millennium Energy\") and KKR Partners III, L.P. (Series I) (\"KKR Partners\" and together with Millennium Energy, the \"KKR Funds\") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the \"Common Stock\"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the \"Resale\").  Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"On August 15, 2006, KKR Millennium Fund (Energy) L.P. (\"Millennium Energy\") and KKR Partners III, L.P. (Series I) (\"KKR Partners\" and together with Millennium Energy, the \"KKR Funds\") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the \"Common Stock\"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the \"Resale\").  Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As general partner of Millennium Energy, KKR Associates Millennium (Energy) L.P. (\"KKR Associates\") may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy.  As the general partner of KKR Associates, KKR Millennium GP (Energy) LLC (\"KKR GP LLC\") also may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy.  As general partner of KKR Partners, KKR GP LLC may be deemed to be the beneficial owner of the Common Stock held by KKR Partners."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Henry R. Kravis, George R. Roberts, Todd A. Fisher, Jacques Garaialde, Perry Golkin, James H. Greene, Jr., Johannes P. Huth, Marc S. Lipschultz, Michael W. Michelson, Alexander Navab and Paul E. Raether are the members of KKR GP LLC (the \"Members\"), and as such may be deemed to share beneficial ownership of any Common Stock that KKR GP LLC may be deemed to beneficially own.  Each Reporting Person disclaims beneficial ownership of the Common Stock, except to the extent of its or his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any Common Stock covered by this statement."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"Due to limitations on Form 4, certain persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on a separate Form 4."}],"balance_after":215786,"source":{"system":"sec-edgar","filing":"0001104659-06-055605","document":"a4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1013871/000110465906055605/a4.xml","form_type":"4"}},{"id":601070,"issuer":{"id":3216,"kind":"organization","name":"NRG ENERGY, INC.","symbol":"NRG"},"owners":[{"id":17378,"kind":"organization","name":"KKR Millennium GP Energy LLC","position":1,"cik":"0001352571","reported_name":"KKR Millennium GP Energy LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":17379,"kind":"organization","name":"KKR Millennium Fund Energy LP","position":2,"cik":"0001352569","reported_name":"KKR Millennium Fund Energy LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":16669,"kind":"organization","name":"KKR Partners III, L.P.","position":3,"cik":"0001288739","reported_name":"KKR Partners III, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":17380,"kind":"organization","name":"KKR Associates Millennium Energy L.P.","position":4,"cik":"0001352570","reported_name":"KKR Associates Millennium Energy L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":340,"kind":"person","name":"KRAVIS HENRY R","position":5,"cik":"0001081714","reported_name":"KRAVIS HENRY R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":341,"kind":"person","name":"ROBERTS GEORGE R","position":6,"cik":"0001081715","reported_name":"ROBERTS GEORGE R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":17054,"kind":"person","name":"FISHER TODD A","position":7,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":17381,"kind":"person","name":"Garaialde Jacques","position":8,"cik":"0001320395","reported_name":"Garaialde Jacques","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":17047,"kind":"person","name":"GOLKIN PERRY","position":9,"cik":"0001206581","reported_name":"GOLKIN PERRY","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}},{"id":16714,"kind":"person","name":"GREENE JAMES H JR","position":10,"cik":"0001205970","reported_name":"GREENE JAMES H JR","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"See Remarks"}}],"security":"Common Stock, par value $0.01 per share","published_at":"2006-08-16T21:14:31.000Z","date":"2006-08-15","kind":"sale","acquired":false,"shares":4099941,"price":48.41,"value":198478143.81,"ownership":{"direct":false,"nature":"See footnotes"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On August 15, 2006, KKR Millennium Fund (Energy) L.P. (\"Millennium Energy\") and KKR Partners III, L.P. (Series I) (\"KKR Partners\" and together with Millennium Energy, the \"KKR Funds\") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the \"Common Stock\"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the \"Resale\").  Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"On August 15, 2006, KKR Millennium Fund (Energy) L.P. (\"Millennium Energy\") and KKR Partners III, L.P. (Series I) (\"KKR Partners\" and together with Millennium Energy, the \"KKR Funds\") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the \"Common Stock\"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the \"Resale\").  Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As general partner of Millennium Energy, KKR Associates Millennium (Energy) L.P. (\"KKR Associates\") may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy.  As the general partner of KKR Associates, KKR Millennium GP (Energy) LLC (\"KKR GP LLC\") also may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy.  As general partner of KKR Partners, KKR GP LLC may be deemed to be the beneficial owner of the Common Stock held by KKR Partners."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Henry R. Kravis, George R. Roberts, Todd A. Fisher, Jacques Garaialde, Perry Golkin, James H. Greene, Jr., Johannes P. Huth, Marc S. Lipschultz, Michael W. Michelson, Alexander Navab and Paul E. Raether are the members of KKR GP LLC (the \"Members\"), and as such may be deemed to share beneficial ownership of any Common Stock that KKR GP LLC may be deemed to beneficially own.  Each Reporting Person disclaims beneficial ownership of the Common Stock, except to the extent of its or his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any Common Stock covered by this statement."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"Due to limitations on Form 4, certain persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on a separate Form 4."}],"balance_after":4099941,"source":{"system":"sec-edgar","filing":"0001104659-06-055605","document":"a4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1013871/000110465906055605/a4.xml","form_type":"4"}},{"id":660057,"issuer":{"id":2846,"kind":"organization","name":"AMPHENOL CORP /DE/"},"owners":[{"id":17054,"kind":"person","name":"FISHER TODD A","position":1,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2004-02-26T02:24:09.000Z","date":"2004-02-23","kind":"other","acquired":false,"shares":7560000,"price":60,"value":453600000.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Sale of shares in a registered underwritten secondary offering.  The underwriting agreement was entered into on February 23, 2004; the sale is expected to be consummated on February 27, 2004.  The reported price of $60.00 per share does not reflect an underwriting discount of $2.10 per share.  The Reporting Person received $57.90 per share."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the \"Act\"), to be a \"ten percent beneficial owner\" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock."}],"balance_after":4350628,"source":{"system":"sec-edgar","filing":"0001104659-04-005742","document":"a4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/820313/000110465904005742/a4.xml","form_type":"4"}},{"id":668212,"issuer":{"id":2846,"kind":"organization","name":"AMPHENOL CORP /DE/"},"owners":[{"id":17054,"kind":"person","name":"FISHER TODD A","position":1,"cik":"0001206470","reported_name":"FISHER TODD A","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2003-08-20T01:49:51.000Z","date":"2003-08-15","kind":"other","acquired":false,"shares":6937770,"price":50,"value":346888500.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Sale of shares in a registered underwritten secondary offering.  The underwriting agreement was entered into on August 15, 2003; the sale is expected to be consummated on August 20, 2003.  The reported price of $50.00 per share does not reflect an underwriting discount of $1.98 per share.  The Reporting Person received $48.02 per share."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the \"Act\"), to be a \"ten percent beneficial owner\" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P.  However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock."}],"balance_after":9384477,"source":{"system":"sec-edgar","filing":"0001104659-03-019235","document":"a4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/820313/000110465903019235/a4.xml","form_type":"4"}}]}