{"transactions":[{"id":3044647,"issuer":{"id":7199,"kind":"organization","name":"LiveOne, Inc."},"owners":[{"id":146924,"kind":"person","name":"Gold Jerome N.","position":1,"cik":"0001717518","reported_name":"Gold Jerome N.","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Restricted Stock Units","published_at":"2020-08-28T21:30:13.000Z","date":"2020-08-18","kind":"exercise","acquired":false,"shares":250000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Restricted Stock Units convert into Common Stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"These Restricted Stock Units (the \"RSUs\") were granted pursuant to the Reporting Person's Amended and Restated Employment Agreement, dated as of September 1, 2017, as subsequently amended, and vested on June 30, 2020. Each vested RSU was settled by the Issuer in August 2020 by delivery to the Reporting Person of one share of the Issuer's common stock per RSU"},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"These Restricted Stock Units (the \"RSUs\") were granted pursuant to the Reporting Person's Amended and Restated Employment Agreement, dated as of September 1, 2017, as subsequently amended, and vested on June 30, 2020. Each vested RSU was settled by the Issuer in August 2020 by delivery to the Reporting Person of one share of the Issuer's common stock per RSU"}],"balance_after":0,"derivative":{"underlying":"Common Stock, $0.001 par value","underlying_shares":250000},"source":{"system":"sec-edgar","filing":"0001213900-20-024421","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1717518/000121390020024421/ownership.xml","form_type":"4"}},{"id":3044646,"issuer":{"id":7199,"kind":"organization","name":"LiveOne, Inc."},"owners":[{"id":146924,"kind":"person","name":"Gold Jerome N.","position":1,"cik":"0001717518","reported_name":"Gold Jerome N.","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock, $0.001 par value","published_at":"2020-08-28T21:30:13.000Z","date":"2020-08-18","kind":"other","acquired":false,"shares":86173,"price":2.8,"value":241284.4,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F3","text":"On August 18, 2020, these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in footnote 2. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request."}],"balance_after":268827,"source":{"system":"sec-edgar","filing":"0001213900-20-024421","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1717518/000121390020024421/ownership.xml","form_type":"4"}},{"id":3044645,"issuer":{"id":7199,"kind":"organization","name":"LiveOne, Inc."},"owners":[{"id":146924,"kind":"person","name":"Gold Jerome N.","position":1,"cik":"0001717518","reported_name":"Gold Jerome N.","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock, $0.001 par value","published_at":"2020-08-28T21:30:13.000Z","date":"2020-08-18","kind":"exercise","acquired":true,"shares":250000,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Restricted Stock Units convert into Common Stock on a one-for-one basis."}],"balance_after":355000,"source":{"system":"sec-edgar","filing":"0001213900-20-024421","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1717518/000121390020024421/ownership.xml","form_type":"4"}},{"id":3331360,"issuer":{"id":7199,"kind":"organization","name":"LiveOne, Inc."},"owners":[{"id":146924,"kind":"person","name":"Gold Jerome N.","position":1,"cik":"0001717518","reported_name":"Gold Jerome N.","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Strategy Officer & EVP"}}],"security":"Restricted Stock Units","published_at":"2019-12-26T21:00:18.000Z","date":"2019-12-20","kind":"grant","acquired":true,"shares":350000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"66.6% of the Restricted Stock Units (the \"RSUs\") shall vest on September 1, 2021 (the \"Initial Vesting Date\") and the remaining 33.4% of the RSUs shall vest on September 1, 2022 (the \"Second Vesting Date,\" and together with the Initial Vesting Date, each a \"Vesting Date\"), subject to the Reporting Person's continued employment with the Issuer through the applicable Vesting Date and subject to earlier vesting upon a Change of Control (as defined in the Reporting Person's Amended and Restated Employment Agreement, dated as of September 1, 2017, as amended (the \"EA\")) or such other vesting acceleration conditions as set forth in the EA. Each vested RSU may be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) the date of a Change of Control, (continued to Footnote 2)"},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"(continued from Footnote 1) (ii) the date that is ten business days following the applicable Vesting Date, (iii) the date of the Reporting Person's death, and (iv) the date of the Reporting Person's Disability (as defined in the EA)."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"66.6% of the Restricted Stock Units (the \"RSUs\") shall vest on September 1, 2021 (the \"Initial Vesting Date\") and the remaining 33.4% of the RSUs shall vest on September 1, 2022 (the \"Second Vesting Date,\" and together with the Initial Vesting Date, each a \"Vesting Date\"), subject to the Reporting Person's continued employment with the Issuer through the applicable Vesting Date and subject to earlier vesting upon a Change of Control (as defined in the Reporting Person's Amended and Restated Employment Agreement, dated as of September 1, 2017, as amended (the \"EA\")) or such other vesting acceleration conditions as set forth in the EA. Each vested RSU may be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) the date of a Change of Control, (continued to Footnote 2)"},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"(continued from Footnote 1) (ii) the date that is ten business days following the applicable Vesting Date, (iii) the date of the Reporting Person's death, and (iv) the date of the Reporting Person's Disability (as defined in the EA)."}],"balance_after":350000,"derivative":{"exercise_price":0,"underlying":"Common Stock, $0.001 par value","underlying_shares":350000},"source":{"system":"sec-edgar","filing":"0001213900-19-027052","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1717518/000121390019027052/ownership.xml","form_type":"4"}},{"id":3884175,"issuer":{"id":7199,"kind":"organization","name":"LiveOne, Inc."},"owners":[{"id":146924,"kind":"person","name":"Gold Jerome N.","position":1,"cik":"0001717518","reported_name":"Gold Jerome N.","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Chief Strategy Officer & EVP"}}],"security":"Restricted Stock Units","published_at":"2018-06-25T21:44:54.000Z","date":"2018-04-27","kind":"grant","acquired":true,"shares":250000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"50% of the Restricted Stock Units (the \"RSUs\") shall vest on June 30, 2019 (the \"Initial Vesting Date\") and the remaining 50% of the RSUs shall vest on June 30, 2020 (the \"Second Vesting Date,\" and together with the Initial Vesting Date, each a \"Vesting Date\"), subject to the Reporting Person's continued employment with the Issuer through the applicable Vesting Date and subject to earlier vesting upon a Change of Control (as defined in the Reporting Person's Amended and Restated Employment Agreement, dated as of September 1, 2017, as amended (the \"EA\")), and other conditions as set forth in the EA. Each vested RSU may be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) the date of a Change of Control, (continued to Footnote 2)"},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"(continued from Footnote 1) (ii) the date that is ten business days following the expiration of the Lock-up Period (as defined below), (iii) the date of the Reporting Person's death, provided such event occurs after the expiration of the Lock-up Period, and (iv) the date of the Reporting Person's Disability (as defined in the EA), provided such event occurs after the expiration of the Lock-up Period. The Issuer's board of directors, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock), subject to the terms of the EA. The \"Lock-up Period\" means the period ending June 30, 2019. During the Lock-up Period, the Reporting Person agreed to certain lock-up restrictions as set forth in Amendment No. 2 to his EA, dated as of April 27, 2018."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"50% of the Restricted Stock Units (the \"RSUs\") shall vest on June 30, 2019 (the \"Initial Vesting Date\") and the remaining 50% of the RSUs shall vest on June 30, 2020 (the \"Second Vesting Date,\" and together with the Initial Vesting Date, each a \"Vesting Date\"), subject to the Reporting Person's continued employment with the Issuer through the applicable Vesting Date and subject to earlier vesting upon a Change of Control (as defined in the Reporting Person's Amended and Restated Employment Agreement, dated as of September 1, 2017, as amended (the \"EA\")), and other conditions as set forth in the EA. Each vested RSU may be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) the date of a Change of Control, (continued to Footnote 2)"},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"(continued from Footnote 1) (ii) the date that is ten business days following the expiration of the Lock-up Period (as defined below), (iii) the date of the Reporting Person's death, provided such event occurs after the expiration of the Lock-up Period, and (iv) the date of the Reporting Person's Disability (as defined in the EA), provided such event occurs after the expiration of the Lock-up Period. The Issuer's board of directors, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock), subject to the terms of the EA. The \"Lock-up Period\" means the period ending June 30, 2019. During the Lock-up Period, the Reporting Person agreed to certain lock-up restrictions as set forth in Amendment No. 2 to his EA, dated as of April 27, 2018."}],"balance_after":250000,"derivative":{"exercise_price":0,"underlying":"Common Stock, $0.001 par value","underlying_shares":250000},"source":{"system":"sec-edgar","filing":"0001213900-18-008194","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1717518/000121390018008194/ownership.xml","form_type":"4"}}]}