{"transactions":[{"id":2978198,"issuer":{"id":4258,"kind":"organization","name":"PLUG POWER INC","symbol":"PLUG"},"owners":[{"id":145298,"kind":"person","name":"FiveT Capital Holding AG","position":1,"cik":"0001697007","reported_name":"FiveT Capital Holding AG","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-11-18T00:04:15.000Z","date":"2020-11-13","kind":"sale","acquired":false,"shares":693911,"price":23.4235,"value":16253824.3085,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F3","text":"The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $23.87. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"The shares are held by FiveT Capital Holding AG (\"FiveT Capital Holding\"). Johannes Minho Roth is the Managing Director of FiveT Capital Holding and has equity interests in FiveT Capital Holding. Mr. Roth is a member of the Board of Directors of the Issuer.  Mr. Roth disclaims beneficial ownership of the shares directly held by FiveT Capital Holding, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Roth is the beneficial owner of any of such shares."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001104659-20-126475","document":"a4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1093691/000110465920126475/a4.xml","form_type":"4"}},{"id":2978197,"issuer":{"id":4258,"kind":"organization","name":"PLUG POWER INC","symbol":"PLUG"},"owners":[{"id":145298,"kind":"person","name":"FiveT Capital Holding AG","position":1,"cik":"0001697007","reported_name":"FiveT Capital Holding AG","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-11-18T00:04:15.000Z","date":"2020-11-13","kind":"sale","acquired":false,"shares":1221123,"price":22.9326,"value":28003525.3098,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.25 to $23.24. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"The shares are held by FiveT Capital Holding AG (\"FiveT Capital Holding\"). Johannes Minho Roth is the Managing Director of FiveT Capital Holding and has equity interests in FiveT Capital Holding. Mr. Roth is a member of the Board of Directors of the Issuer.  Mr. Roth disclaims beneficial ownership of the shares directly held by FiveT Capital Holding, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Roth is the beneficial owner of any of such shares."}],"balance_after":693911,"source":{"system":"sec-edgar","filing":"0001104659-20-126475","document":"a4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1093691/000110465920126475/a4.xml","form_type":"4"}},{"id":2978196,"issuer":{"id":4258,"kind":"organization","name":"PLUG POWER INC","symbol":"PLUG"},"owners":[{"id":145298,"kind":"person","name":"FiveT Capital Holding AG","position":1,"cik":"0001697007","reported_name":"FiveT Capital Holding AG","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Series C Redeemable Convertible Preferred Stock","published_at":"2020-11-18T00:03:45.000Z","date":"2020-11-13","kind":"exercise","acquired":false,"shares":1750,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On July 20, 2020, FiveT Capital Holding AG (\"FiveT Capital Holding\") converted 1,750 shares of the Issuer's Series C Redeemable Convertible Preferred Stock, par value $0.01 per share (the \"Series C Preferred Stock\"), into 1,858,256 shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\").  The Series C Preferred Stock is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On July 20, 2020, FiveT Capital Holding AG (\"FiveT Capital Holding\") converted 1,750 shares of the Issuer's Series C Redeemable Convertible Preferred Stock, par value $0.01 per share (the \"Series C Preferred Stock\"), into 1,858,256 shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\").  The Series C Preferred Stock is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"On July 20, 2020, FiveT Capital Holding AG (\"FiveT Capital Holding\") converted 1,750 shares of the Issuer's Series C Redeemable Convertible Preferred Stock, par value $0.01 per share (the \"Series C Preferred Stock\"), into 1,858,256 shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\").  The Series C Preferred Stock is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"On July 20, 2020, FiveT Capital Holding AG (\"FiveT Capital Holding\") converted 1,750 shares of the Issuer's Series C Redeemable Convertible Preferred Stock, par value $0.01 per share (the \"Series C Preferred Stock\"), into 1,858,256 shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\").  The Series C Preferred Stock is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"Johannes Minho Roth is the Managing Director of FiveT Capital Holding and has equity interests in FiveT Capital Holding. Mr. Roth is a member of the Board of Directors of the Issuer. Mr. Roth disclaims beneficial ownership of the shares directly held by FiveT Capital Holding, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Roth is the beneficial owner of any of such shares."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":1858256},"source":{"system":"sec-edgar","filing":"0001104659-20-126473","document":"a4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1093691/000110465920126473/a4.xml","form_type":"4"}},{"id":2978195,"issuer":{"id":4258,"kind":"organization","name":"PLUG POWER INC","symbol":"PLUG"},"owners":[{"id":145298,"kind":"person","name":"FiveT Capital Holding AG","position":1,"cik":"0001697007","reported_name":"FiveT Capital Holding AG","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-11-18T00:03:45.000Z","date":"2020-11-13","kind":"exercise","acquired":true,"shares":1858256,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"On July 20, 2020, FiveT Capital Holding AG (\"FiveT Capital Holding\") converted 1,750 shares of the Issuer's Series C Redeemable Convertible Preferred Stock, par value $0.01 per share (the \"Series C Preferred Stock\"), into 1,858,256 shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\").  The Series C Preferred Stock is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On July 20, 2020, FiveT Capital Holding AG (\"FiveT Capital Holding\") converted 1,750 shares of the Issuer's Series C Redeemable Convertible Preferred Stock, par value $0.01 per share (the \"Series C Preferred Stock\"), into 1,858,256 shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\").  The Series C Preferred Stock is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"Johannes Minho Roth is the Managing Director of FiveT Capital Holding and has equity interests in FiveT Capital Holding. Mr. Roth is a member of the Board of Directors of the Issuer. Mr. Roth disclaims beneficial ownership of the shares directly held by FiveT Capital Holding, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Roth is the beneficial owner of any of such shares."}],"balance_after":1915034,"source":{"system":"sec-edgar","filing":"0001104659-20-126473","document":"a4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1093691/000110465920126473/a4.xml","form_type":"4"}},{"id":3168494,"issuer":{"id":4258,"kind":"organization","name":"PLUG POWER INC","symbol":"PLUG"},"owners":[{"id":145298,"kind":"person","name":"FiveT Capital Holding AG","position":1,"cik":"0001697007","reported_name":"FiveT Capital Holding AG","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-04-28T20:01:28.000Z","date":"2020-04-23","kind":"sale","acquired":false,"shares":552529,"price":4.3475,"value":2402119.8275,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F3","text":"On April 23, 2020, Five More Fund sold 552,529 shares of the Issuer's Common Stock. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.28 to $4.405. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The shares are held by Five More Fund. FiveT Capital AG (\"FiveT Capital\"), a wholly-owned subsidiary of FiveT Capital Holding AG (\"FiveT Capital Holding\"), provides investment advisory services to FiveMore Fund. Johannes Minho Roth is the Managing Director of FiveT Capital Holding and has equity interests in each of FiveT Capital Holding and FiveMore Fund. Mr. Roth is a member of, and serves as a representative of FiveT Capital Holding, Five More Fund and FiveT Capital on, the Board of Directors of the Issuer. Each of FiveT Capital Holding and FiveT Capital disclaims beneficial ownership of the shares of Common Stock, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of any of such shares."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001104659-20-052374","document":"a4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1093691/000110465920052374/a4.xml","form_type":"4"}},{"id":3168493,"issuer":{"id":4258,"kind":"organization","name":"PLUG POWER INC","symbol":"PLUG"},"owners":[{"id":145298,"kind":"person","name":"FiveT Capital Holding AG","position":1,"cik":"0001697007","reported_name":"FiveT Capital Holding AG","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-04-28T20:01:28.000Z","date":"2020-04-22","kind":"sale","acquired":false,"shares":398950,"price":4.3267,"value":1726136.965,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On April 22, 2020, Five More Special Situations Fund Ltd. (\"Five More Fund\") sold 398,950 shares of the Issuer's Common Stock. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.28 to $4.42. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The shares are held by Five More Fund. FiveT Capital AG (\"FiveT Capital\"), a wholly-owned subsidiary of FiveT Capital Holding AG (\"FiveT Capital Holding\"), provides investment advisory services to FiveMore Fund. Johannes Minho Roth is the Managing Director of FiveT Capital Holding and has equity interests in each of FiveT Capital Holding and FiveMore Fund. Mr. Roth is a member of, and serves as a representative of FiveT Capital Holding, Five More Fund and FiveT Capital on, the Board of Directors of the Issuer. Each of FiveT Capital Holding and FiveT Capital disclaims beneficial ownership of the shares of Common Stock, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of any of such shares."}],"balance_after":552529,"source":{"system":"sec-edgar","filing":"0001104659-20-052374","document":"a4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1093691/000110465920052374/a4.xml","form_type":"4"}},{"id":3168586,"issuer":{"id":4258,"kind":"organization","name":"PLUG POWER INC","symbol":"PLUG"},"owners":[{"id":145298,"kind":"person","name":"FiveT Capital Holding AG","position":1,"cik":"0001697007","reported_name":"FiveT Capital Holding AG","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Series C Redeemable Convertible Preferred Stock","published_at":"2020-04-28T20:01:11.000Z","date":"2020-04-16","kind":"exercise","acquired":false,"shares":870,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On April 16, 2020, Five More Special Situations Fund Ltd. (\"Five More Fund\") converted 870 shares of the Issuer's Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") into 923,819 shares of the Issuer's Common Stock.  The Series C Preferred Stock is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On April 16, 2020, Five More Special Situations Fund Ltd. (\"Five More Fund\") converted 870 shares of the Issuer's Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") into 923,819 shares of the Issuer's Common Stock.  The Series C Preferred Stock is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"On April 16, 2020, Five More Special Situations Fund Ltd. (\"Five More Fund\") converted 870 shares of the Issuer's Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") into 923,819 shares of the Issuer's Common Stock.  The Series C Preferred Stock is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"On April 16, 2020, Five More Special Situations Fund Ltd. (\"Five More Fund\") converted 870 shares of the Issuer's Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") into 923,819 shares of the Issuer's Common Stock.  The Series C Preferred Stock is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The shares are held by Five More Fund.  FiveT Capital AG (\"FiveT Capital\"), a wholly-owned subsidiary of FiveT Capital Holding AG (\"FiveT Capital Holding\"), provides investment advisory services to FiveMore Fund. Johannes Minho Roth is the Managing Director of FiveT Capital Holding and has equity interests in each of FiveT Capital Holding and FiveMore Fund. Mr. Roth is a member of, and serves as a representative of FiveT Capital Holding, Five More Fund and FiveT Capital on, the Board of Directors of the Issuer. Each of FiveT Capital Holding and FiveT Capital disclaims beneficial ownership of these shares, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of any of such shares."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":923819},"source":{"system":"sec-edgar","filing":"0001104659-20-052373","document":"a4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1093691/000110465920052373/a4.xml","form_type":"4"}},{"id":3168585,"issuer":{"id":4258,"kind":"organization","name":"PLUG POWER INC","symbol":"PLUG"},"owners":[{"id":145298,"kind":"person","name":"FiveT Capital Holding AG","position":1,"cik":"0001697007","reported_name":"FiveT Capital Holding AG","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common Stock","published_at":"2020-04-28T20:01:11.000Z","date":"2020-04-16","kind":"exercise","acquired":true,"shares":923819,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"On April 16, 2020, Five More Special Situations Fund Ltd. (\"Five More Fund\") converted 870 shares of the Issuer's Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") into 923,819 shares of the Issuer's Common Stock.  The Series C Preferred Stock is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On April 16, 2020, Five More Special Situations Fund Ltd. (\"Five More Fund\") converted 870 shares of the Issuer's Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") into 923,819 shares of the Issuer's Common Stock.  The Series C Preferred Stock is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The shares are held by Five More Fund.  FiveT Capital AG (\"FiveT Capital\"), a wholly-owned subsidiary of FiveT Capital Holding AG (\"FiveT Capital Holding\"), provides investment advisory services to FiveMore Fund. Johannes Minho Roth is the Managing Director of FiveT Capital Holding and has equity interests in each of FiveT Capital Holding and FiveMore Fund. Mr. Roth is a member of, and serves as a representative of FiveT Capital Holding, Five More Fund and FiveT Capital on, the Board of Directors of the Issuer. Each of FiveT Capital Holding and FiveT Capital disclaims beneficial ownership of these shares, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of any of such shares."}],"balance_after":951479,"source":{"system":"sec-edgar","filing":"0001104659-20-052373","document":"a4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1093691/000110465920052373/a4.xml","form_type":"4"}},{"id":4261172,"issuer":{"id":4258,"kind":"organization","name":"PLUG POWER INC","symbol":"PLUG"},"owners":[{"id":145298,"kind":"person","name":"FiveT Capital Holding AG","position":1,"cik":"0001697007","reported_name":"FiveT Capital Holdings AG","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Series C Redeemable Convertible Preferred Stock","published_at":"2017-07-07T19:26:42.000Z","date":"2017-06-15","kind":"grant","acquired":true,"shares":2081,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"On March 15, 2017, FiveT Capital Holdings AG, a limited liability company existing under the laws of Switzerland (\"FiveT Capital Holdings\"), and Five More Special Situations Fund Limited, a Cayman Islands company (\"FiveMore Fund\"), acquired 8,455 shares and 4,203 shares, respectively, of the Series C Preferred Stock for payment of a dividend; and on June 15, 2017, FiveT Capital Holdings and FiveMore Fund, acquired 4,187 shares and 2,081 shares, respectively, of the Series C Preferred Stock for payment of a dividend."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"These shares are held directly by FiveMore Fund. FiveT Capital AG (\"FiveT Capital\"), a wholly-owned subsidiary of FiveT Capital Holdings, provides investment advisory services to FiveMore Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"Johannes Minho Roth is the Managing Director of FiveT Capital Holdings and has equity interests in each of FiveT Capital Holdings and FiveMore Fund. Mr. Roth is a member of the Board of Directors of the Issuer. Each of FiveT Capital Holdings, FiveT Capital and FiveMore Fund disclaims beneficial ownership of the shares of Series C Preferred Stock, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of any of such shares."}],"balance_after":930103,"derivative":{"exercise_price":0,"underlying":"Common Stock","underlying_shares":2081},"source":{"system":"sec-edgar","filing":"0001104659-17-044054","document":"a4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1093691/000110465917044054/a4.xml","form_type":"4"}},{"id":4261171,"issuer":{"id":4258,"kind":"organization","name":"PLUG POWER INC","symbol":"PLUG"},"owners":[{"id":145298,"kind":"person","name":"FiveT Capital Holding AG","position":1,"cik":"0001697007","reported_name":"FiveT Capital Holdings AG","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Series C Redeemable Convertible Preferred Stock","published_at":"2017-07-07T19:26:42.000Z","date":"2017-06-15","kind":"grant","acquired":true,"shares":4187,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"On March 15, 2017, FiveT Capital Holdings AG, a limited liability company existing under the laws of Switzerland (\"FiveT Capital Holdings\"), and Five More Special Situations Fund Limited, a Cayman Islands company (\"FiveMore Fund\"), acquired 8,455 shares and 4,203 shares, respectively, of the Series C Preferred Stock for payment of a dividend; and on June 15, 2017, FiveT Capital Holdings and FiveMore Fund, acquired 4,187 shares and 2,081 shares, respectively, of the Series C Preferred Stock for payment of a dividend."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"These shares are held directly by FiveT Capital Holdings."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F5","text":"Johannes Minho Roth is the Managing Director of FiveT Capital Holdings and has equity interests in each of FiveT Capital Holdings and FiveMore Fund. Mr. Roth is a member of the Board of Directors of the Issuer. Each of FiveT Capital Holdings, FiveT Capital and FiveMore Fund disclaims beneficial ownership of the shares of Series C Preferred Stock, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of any of such shares."}],"balance_after":1870898,"derivative":{"exercise_price":0,"underlying":"Common Stock","underlying_shares":4187},"source":{"system":"sec-edgar","filing":"0001104659-17-044054","document":"a4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1093691/000110465917044054/a4.xml","form_type":"4"}},{"id":4261170,"issuer":{"id":4258,"kind":"organization","name":"PLUG POWER INC","symbol":"PLUG"},"owners":[{"id":145298,"kind":"person","name":"FiveT Capital Holding AG","position":1,"cik":"0001697007","reported_name":"FiveT Capital Holdings AG","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Series C Redeemable Convertible Preferred Stock","published_at":"2017-07-07T19:26:42.000Z","date":"2017-03-15","kind":"grant","acquired":true,"shares":4203,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"On March 15, 2017, FiveT Capital Holdings AG, a limited liability company existing under the laws of Switzerland (\"FiveT Capital Holdings\"), and Five More Special Situations Fund Limited, a Cayman Islands company (\"FiveMore Fund\"), acquired 8,455 shares and 4,203 shares, respectively, of the Series C Preferred Stock for payment of a dividend; and on June 15, 2017, FiveT Capital Holdings and FiveMore Fund, acquired 4,187 shares and 2,081 shares, respectively, of the Series C Preferred Stock for payment of a dividend."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"These shares are held directly by FiveMore Fund. FiveT Capital AG (\"FiveT Capital\"), a wholly-owned subsidiary of FiveT Capital Holdings, provides investment advisory services to FiveMore Fund."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"Johannes Minho Roth is the Managing Director of FiveT Capital Holdings and has equity interests in each of FiveT Capital Holdings and FiveMore Fund. Mr. Roth is a member of the Board of Directors of the Issuer. Each of FiveT Capital Holdings, FiveT Capital and FiveMore Fund disclaims beneficial ownership of the shares of Series C Preferred Stock, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of any of such shares."}],"balance_after":928022,"derivative":{"exercise_price":0,"underlying":"Common Stock","underlying_shares":4203},"source":{"system":"sec-edgar","filing":"0001104659-17-044054","document":"a4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1093691/000110465917044054/a4.xml","form_type":"4"}},{"id":4261169,"issuer":{"id":4258,"kind":"organization","name":"PLUG POWER INC","symbol":"PLUG"},"owners":[{"id":145298,"kind":"person","name":"FiveT Capital Holding AG","position":1,"cik":"0001697007","reported_name":"FiveT Capital Holdings AG","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Series C Redeemable Convertible Preferred Stock","published_at":"2017-07-07T19:26:42.000Z","date":"2017-03-15","kind":"grant","acquired":true,"shares":8455,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Series C Redeemable Convertible Preferred Stock (the \"Series C Preferred Stock\") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"On March 15, 2017, FiveT Capital Holdings AG, a limited liability company existing under the laws of Switzerland (\"FiveT Capital Holdings\"), and Five More Special Situations Fund Limited, a Cayman Islands company (\"FiveMore Fund\"), acquired 8,455 shares and 4,203 shares, respectively, of the Series C Preferred Stock for payment of a dividend; and on June 15, 2017, FiveT Capital Holdings and FiveMore Fund, acquired 4,187 shares and 2,081 shares, respectively, of the Series C Preferred Stock for payment of a dividend."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"These shares are held directly by FiveT Capital Holdings."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F5","text":"Johannes Minho Roth is the Managing Director of FiveT Capital Holdings and has equity interests in each of FiveT Capital Holdings and FiveMore Fund. Mr. Roth is a member of the Board of Directors of the Issuer. Each of FiveT Capital Holdings, FiveT Capital and FiveMore Fund disclaims beneficial ownership of the shares of Series C Preferred Stock, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of any of such shares."}],"balance_after":1866711,"derivative":{"exercise_price":0,"underlying":"Common Stock","underlying_shares":8455},"source":{"system":"sec-edgar","filing":"0001104659-17-044054","document":"a4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1093691/000110465917044054/a4.xml","form_type":"4"}}]}