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The price reported in Column 4 is a weighted average per share purchase price. These shares were purchased in multiple transactions at prices ranging from $3.26 to $3.41, inclusive. Each of DPC PIV, DPC, RMCP GP, RMCP LLC, RMCP, RMCM, and Mr. Mesdag undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"2,525,052 of these shares are held directly by DPC PIV and the remaining shares are held directly by RMCP LLC."}],"balance_after":2556852,"source":{"system":"sec-edgar","filing":"0001209191-16-155698","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1688392/000120919116155698/doc4.xml","form_type":"4"}},{"id":4519057,"issuer":{"id":144264,"kind":"organization","name":"Yuma Energy, Inc.","symbol":"YUMA"},"owners":[{"id":23552,"kind":"person","name":"MESDAG WILLEM","position":1,"cik":"0001374566","reported_name":"MESDAG WILLEM","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":120141,"kind":"organization","name":"RED MOUNTAIN CAPITAL PARTNERS LLC","position":2,"cik":"0001374588","reported_name":"RED MOUNTAIN CAPITAL PARTNERS LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135423,"kind":"organization","name":"RED MOUNTAIN CAPITAL MANAGEMENT INC","position":3,"cik":"0001374607","reported_name":"RED MOUNTAIN CAPITAL MANAGEMENT INC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":106283,"kind":"organization","name":"RMCP GP LLC","position":4,"cik":"0001374606","reported_name":"RMCP GP LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":144265,"kind":"organization","name":"RMCP DPC II LLC","position":5,"cik":"0001688392","reported_name":"RMCP DPC II LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":106289,"kind":"organization","name":"RMCP DPC LLC","position":6,"cik":"0001688393","reported_name":"RMCP DPC LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":144266,"kind":"organization","name":"RMCP PIV DPC, L.P.","position":7,"cik":"0001688395","reported_name":"RMCP PIV DPC, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":144267,"kind":"organization","name":"RMCP PIV DPC II, L.P.","position":8,"cik":"0001688394","reported_name":"RMCP PIV DPC II, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2016-12-16T17:09:41.000Z","date":"2016-12-15","kind":"purchase","acquired":true,"shares":10630,"price":3.4246,"value":36403.498,"ownership":{"direct":false,"nature":"See Footnote and Remarks below."},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F3","text":"These shares of Common Stock were purchased by RMCP on the open market. The price reported in Column 4 is a weighted average per share purchase price. These shares were purchased in multiple transactions at prices ranging from $3.38 to $3.55, inclusive. Each of DPC PIV, DPC, RMCP GP, RMCP LLC, RMCP, RMCM, and Mr. Mesdag undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"2,525,052 of these shares are held directly by DPC PIV and the remaining shares are held directly by RMCP LLC."}],"balance_after":2548752,"source":{"system":"sec-edgar","filing":"0001209191-16-155698","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1688392/000120919116155698/doc4.xml","form_type":"4"}},{"id":4519056,"issuer":{"id":144264,"kind":"organization","name":"Yuma Energy, Inc.","symbol":"YUMA"},"owners":[{"id":23552,"kind":"person","name":"MESDAG WILLEM","position":1,"cik":"0001374566","reported_name":"MESDAG WILLEM","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":120141,"kind":"organization","name":"RED MOUNTAIN CAPITAL PARTNERS LLC","position":2,"cik":"0001374588","reported_name":"RED MOUNTAIN CAPITAL PARTNERS LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135423,"kind":"organization","name":"RED MOUNTAIN CAPITAL MANAGEMENT INC","position":3,"cik":"0001374607","reported_name":"RED MOUNTAIN CAPITAL MANAGEMENT INC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":106283,"kind":"organization","name":"RMCP GP LLC","position":4,"cik":"0001374606","reported_name":"RMCP GP LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":144265,"kind":"organization","name":"RMCP DPC II LLC","position":5,"cik":"0001688392","reported_name":"RMCP DPC II LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":106289,"kind":"organization","name":"RMCP DPC LLC","position":6,"cik":"0001688393","reported_name":"RMCP DPC LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":144266,"kind":"organization","name":"RMCP PIV DPC, L.P.","position":7,"cik":"0001688395","reported_name":"RMCP PIV DPC, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":144267,"kind":"organization","name":"RMCP PIV DPC II, L.P.","position":8,"cik":"0001688394","reported_name":"RMCP PIV DPC II, L.P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2016-12-16T17:09:41.000Z","date":"2016-12-14","kind":"purchase","acquired":true,"shares":13070,"price":3.5151,"value":45942.357,"ownership":{"direct":false,"nature":"See Footnote and Remarks below."},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"These shares of Common Stock were purchased by Red Mountain Capital Partners LLC (\"RMCP\") on the open market. The price reported in Column 4 is a weighted average per share purchase price. These shares were purchased in multiple transactions at prices ranging from $3.43 to $3.60, inclusive. Each of RMCP PIV DPC, L.P. (\"DPC PIV\"), RMCP DPC LLC (\"DPC\"), RMCP GP LLC (\"RMCP GP\"), RMCP LLC, Red Mountain Capital Partners LLC (\"RMCP\"), Red Mountain Capital Management, Inc. (\"RMCM\"), and Willem Mesdag undertakes to provide to Yuma Energy, Inc. (the \"Company\"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"2,525,052 of these shares are held directly by DPC PIV and the remaining shares are held directly by RMCP LLC."}],"balance_after":2538122,"source":{"system":"sec-edgar","filing":"0001209191-16-155698","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1688392/000120919116155698/doc4.xml","form_type":"4"}}]}