{"transactions":[{"id":2759105,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":76168,"kind":"person","name":"Tu James","position":1,"cik":"0001564957","reported_name":"Tu James","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"Chairman and CEO"}},{"id":140568,"kind":"organization","name":"5 ELEMENTS GLOBAL FUND, LP","position":2,"cik":"0001480824","reported_name":"5 ELEMENTS GLOBAL FUND, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":3,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140569,"kind":"organization","name":"Fusion Park LLC","position":4,"cik":"0001801344","reported_name":"Fusion Park LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":114802,"kind":"person","name":"Huang Gina","position":5,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":6,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series A Convertible Preferred Stock","published_at":"2021-04-05T14:46:33.000Z","date":"2021-04-01","kind":"exercise","acquired":false,"shares":1721023,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F3","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park (of which James Tu is the sole member) and Brilliant Start (which is controlled by Gina Huang), for the purchase of subordinated convertible promissory notes (as amended, the \"Notes\"). Pursuant to their terms, on January 16, 2020, the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferred Stock\"), and Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. As a result of the 5-for-1 reverse stock split of the Issuer's common stock that occurred on June 11, 2020, the Series A Preferred Stock is convertible into the Issuer's Common Stock on a one-for-five basis and has no expiration."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F4","text":"Upon the conversion of their respective shares of Series A Preferred Stock, Fusion Park and Brilliant Start received 184,851 shares and 159,354 shares, respectively, of common stock."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park (of which James Tu is the sole member) and Brilliant Start (which is controlled by Gina Huang), for the purchase of subordinated convertible promissory notes (as amended, the \"Notes\"). Pursuant to their terms, on January 16, 2020, the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferred Stock\"), and Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. As a result of the 5-for-1 reverse stock split of the Issuer's common stock that occurred on June 11, 2020, the Series A Preferred Stock is convertible into the Issuer's Common Stock on a one-for-five basis and has no expiration."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Upon the conversion of their respective shares of Series A Preferred Stock, Fusion Park and Brilliant Start received 184,851 shares and 159,354 shares, respectively, of common stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park (of which James Tu is the sole member) and Brilliant Start (which is controlled by Gina Huang), for the purchase of subordinated convertible promissory notes (as amended, the \"Notes\"). Pursuant to their terms, on January 16, 2020, the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferred Stock\"), and Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. As a result of the 5-for-1 reverse stock split of the Issuer's common stock that occurred on June 11, 2020, the Series A Preferred Stock is convertible into the Issuer's Common Stock on a one-for-five basis and has no expiration."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park (of which James Tu is the sole member) and Brilliant Start (which is controlled by Gina Huang), for the purchase of subordinated convertible promissory notes (as amended, the \"Notes\"). Pursuant to their terms, on January 16, 2020, the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferred Stock\"), and Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. As a result of the 5-for-1 reverse stock split of the Issuer's common stock that occurred on June 11, 2020, the Series A Preferred Stock is convertible into the Issuer's Common Stock on a one-for-five basis and has no expiration."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park (of which James Tu is the sole member) and Brilliant Start (which is controlled by Gina Huang), for the purchase of subordinated convertible promissory notes (as amended, the \"Notes\"). Pursuant to their terms, on January 16, 2020, the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferred Stock\"), and Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. As a result of the 5-for-1 reverse stock split of the Issuer's common stock that occurred on June 11, 2020, the Series A Preferred Stock is convertible into the Issuer's Common Stock on a one-for-five basis and has no expiration."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"Upon the conversion of their respective shares of Series A Preferred Stock, Fusion Park and Brilliant Start received 184,851 shares and 159,354 shares, respectively, of common stock."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":344205},"source":{"system":"sec-edgar","filing":"0001564957-21-000004","document":"wf-form4_161763390774129.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/924168/000156495721000004/wf-form4_161763390774129.xml","form_type":"4"}},{"id":2759104,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":76168,"kind":"person","name":"Tu James","position":1,"cik":"0001564957","reported_name":"Tu James","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"Chairman and CEO"}},{"id":140568,"kind":"organization","name":"5 ELEMENTS GLOBAL FUND, LP","position":2,"cik":"0001480824","reported_name":"5 ELEMENTS GLOBAL FUND, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":3,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140569,"kind":"organization","name":"Fusion Park LLC","position":4,"cik":"0001801344","reported_name":"Fusion Park LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":114802,"kind":"person","name":"Huang Gina","position":5,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":6,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-04-05T14:46:33.000Z","date":"2021-04-01","kind":"exercise","acquired":true,"shares":344205,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Mr. Tu has shared voting and dispositive power over 60,000 shares of common stock held by 5 Elements Global Fund L.P. (\"Global Fund\") and 184,851 shares of common stock held by Fusion Park LLC (\"Fusion Park\"). Global Fund and Fusion Park are controlled affiliates of Mr. Tu."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Ms. Huang has shared voting and dispositive power over 246,832 shares of common stock held by Brilliant Start Enterprise Inc. (\"Brilliant Start\"), and 120,000 shares of common stock held by Jag International Ltd. (\"Jag\"). Brilliant Start and Jag are controlled affiliates of Ms. Huang."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Mr. Tu has shared voting and dispositive power over 60,000 shares of common stock held by 5 Elements Global Fund L.P. (\"Global Fund\") and 184,851 shares of common stock held by Fusion Park LLC (\"Fusion Park\"). Global Fund and Fusion Park are controlled affiliates of Mr. Tu."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Ms. Huang has shared voting and dispositive power over 246,832 shares of common stock held by Brilliant Start Enterprise Inc. (\"Brilliant Start\"), and 120,000 shares of common stock held by Jag International Ltd. (\"Jag\"). Brilliant Start and Jag are controlled affiliates of Ms. Huang."}],"balance_after":611683,"source":{"system":"sec-edgar","filing":"0001564957-21-000004","document":"wf-form4_161763390774129.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/924168/000156495721000004/wf-form4_161763390774129.xml","form_type":"4"}},{"id":3297969,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":76168,"kind":"person","name":"Tu James","position":1,"cik":"0001564957","reported_name":"Tu James","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"CEO & Chairman"}},{"id":114802,"kind":"person","name":"Huang Gina","position":2,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":3,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":4,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140568,"kind":"organization","name":"5 ELEMENTS GLOBAL FUND, LP","position":5,"cik":"0001480824","reported_name":"5 ELEMENTS GLOBAL FUND, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140569,"kind":"organization","name":"Fusion Park LLC","position":6,"cik":"0001801344","reported_name":"Fusion Park LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series A Convertible Preferred Stock","published_at":"2020-01-30T21:11:20.000Z","date":"2020-01-16","kind":"exercise","acquired":true,"shares":1721023,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"shares","element":"transactionShares","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"shares","element":"transactionShares","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."}],"balance_after":1721023,"derivative":{"underlying":"Common Stock","underlying_shares":1721023},"source":{"system":"sec-edgar","filing":"0001104659-20-008694","document":"tv537363_4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/924168/000110465920008694/tv537363_4.xml","form_type":"4"}},{"id":3297968,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":76168,"kind":"person","name":"Tu James","position":1,"cik":"0001564957","reported_name":"Tu James","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"CEO & Chairman"}},{"id":114802,"kind":"person","name":"Huang Gina","position":2,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":3,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":4,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140568,"kind":"organization","name":"5 ELEMENTS GLOBAL FUND, LP","position":5,"cik":"0001480824","reported_name":"5 ELEMENTS GLOBAL FUND, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140569,"kind":"organization","name":"Fusion Park LLC","position":6,"cik":"0001801344","reported_name":"Fusion Park LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Convertible Notes due 2021","published_at":"2020-01-30T21:11:20.000Z","date":"2020-01-16","kind":"exercise","acquired":false,"reported_value":1080000,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"reported_value","element":"transactionTotalValue","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"reported_value","element":"transactionTotalValue","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."}],"derivative":{"underlying":"Series A Convertible Preferred Stock"},"source":{"system":"sec-edgar","filing":"0001104659-20-008694","document":"tv537363_4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/924168/000110465920008694/tv537363_4.xml","form_type":"4"}}]}