{"transactions":[{"id":2611643,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Stock Appreciation Right","published_at":"2021-08-06T07:20:50.000Z","date":"2021-08-04","kind":"exercise","acquired":false,"shares":38867,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":0,"derivative":{"exercise_price":18.81,"exercise_date":"2017-01-02","expiration_date":"2024-01-01","underlying":"Common Stock","underlying_shares":38867},"source":{"system":"sec-edgar","filing":"0001225208-21-011250","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821011250/doc4.xml","form_type":"4"}},{"id":2611642,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Stock Appreciation Right","published_at":"2021-08-06T07:20:50.000Z","date":"2021-08-04","kind":"exercise","acquired":false,"shares":10725,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":0,"derivative":{"exercise_price":14.05,"exercise_date":"2016-01-02","expiration_date":"2023-01-01","underlying":"Common Stock","underlying_shares":10725},"source":{"system":"sec-edgar","filing":"0001225208-21-011250","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821011250/doc4.xml","form_type":"4"}},{"id":2611641,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Common Stock","published_at":"2021-08-06T07:20:50.000Z","date":"2021-08-04","kind":"sale","acquired":false,"shares":26154,"price":57.3779,"value":1500661.5966,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $57.275 to $57.49 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range."}],"balance_after":41071,"source":{"system":"sec-edgar","filing":"0001225208-21-011250","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821011250/doc4.xml","form_type":"4"}},{"id":2611640,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Common Stock","published_at":"2021-08-06T07:20:50.000Z","date":"2021-08-04","kind":"disposition_to_issuer","acquired":false,"shares":12713,"price":57.5,"value":730997.5,"ownership":{"direct":true},"balance_after":67225,"source":{"system":"sec-edgar","filing":"0001225208-21-011250","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821011250/doc4.xml","form_type":"4"}},{"id":2611639,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Common Stock","published_at":"2021-08-06T07:20:50.000Z","date":"2021-08-04","kind":"sale","acquired":false,"shares":8105,"price":57.3779,"value":465047.8795,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $57.275 to $57.49 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range."}],"balance_after":79938,"source":{"system":"sec-edgar","filing":"0001225208-21-011250","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821011250/doc4.xml","form_type":"4"}},{"id":2611638,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Common Stock","published_at":"2021-08-06T07:20:50.000Z","date":"2021-08-04","kind":"disposition_to_issuer","acquired":false,"shares":2620,"price":57.5,"value":150650.0,"ownership":{"direct":true},"balance_after":88043,"source":{"system":"sec-edgar","filing":"0001225208-21-011250","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821011250/doc4.xml","form_type":"4"}},{"id":2611637,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Common Stock","published_at":"2021-08-06T07:20:50.000Z","date":"2021-08-04","kind":"exercise","acquired":true,"shares":10725,"price":14.05,"value":150686.25,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share."}],"balance_after":90663,"source":{"system":"sec-edgar","filing":"0001225208-21-011250","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821011250/doc4.xml","form_type":"4"}},{"id":2611636,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Common Stock","published_at":"2021-08-06T07:20:50.000Z","date":"2021-08-04","kind":"exercise","acquired":true,"shares":38867,"price":18.81,"value":731088.27,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share."}],"balance_after":79938,"source":{"system":"sec-edgar","filing":"0001225208-21-011250","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821011250/doc4.xml","form_type":"4"}},{"id":2836159,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Common Stock","published_at":"2021-02-24T16:16:47.000Z","date":"2021-01-02","kind":"tax_withholding","acquired":false,"shares":2841,"price":37.03,"value":105202.23,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The Form 4 that was filed on January 5, 2021, reported the incorrect number of shares that were withheld for the reporting person's tax liability."}],"balance_after":45481,"source":{"system":"sec-edgar","filing":"0001225208-21-003615","document":"doc4a.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821003615/doc4a.xml","form_type":"4/A","original_submission_date":"2021-01-05"}},{"id":2866884,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Restricted Stock Unit RSU","published_at":"2021-02-11T21:06:29.000Z","date":"2021-02-10","kind":"exercise","acquired":false,"shares":57,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer.  And on January 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer.  And on January 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":57},"source":{"system":"sec-edgar","filing":"0001225208-21-002272","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821002272/doc4.xml","form_type":"4"}},{"id":2866883,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Restricted Stock Unit RSU","published_at":"2021-02-11T21:06:29.000Z","date":"2021-02-10","kind":"grant","acquired":true,"shares":57,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer.  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Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021."}],"balance_after":57,"derivative":{"underlying":"Common Stock","underlying_shares":57},"source":{"system":"sec-edgar","filing":"0001225208-21-002272","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821002272/doc4.xml","form_type":"4"}},{"id":2866882,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Common Stock","published_at":"2021-02-11T21:06:29.000Z","date":"2021-02-10","kind":"tax_withholding","acquired":false,"shares":22,"price":37.19,"value":818.18,"ownership":{"direct":true},"balance_after":40014,"source":{"system":"sec-edgar","filing":"0001225208-21-002272","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821002272/doc4.xml","form_type":"4"}},{"id":2866881,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Common Stock","published_at":"2021-02-11T21:06:29.000Z","date":"2021-02-10","kind":"exercise","acquired":true,"shares":57,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock."}],"balance_after":40036,"source":{"system":"sec-edgar","filing":"0001225208-21-002272","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821002272/doc4.xml","form_type":"4"}},{"id":2874733,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel David","relationship":{"officer":true,"officer_title":"President, Refrigeration"}}],"security":"Stock Appreciation Right","published_at":"2021-02-08T16:44:08.000Z","date":"2021-02-04","kind":"grant","acquired":true,"shares":73390,"price":38.33,"value":2813038.7,"ownership":{"direct":true},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"The reporting person was also awarded 18,945 Performance Share Units (PSUs) under the Carrier Global Corporation Long-Term Incentive Plan. 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The reporting person's prior filing on December 23, 2020, reporting a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations identified this security as \"Restricted Stock Unit RSU,\" but for recordkeeping purposes the title of the security has been changed to \"RSU P\" to reflect that these RSUs were related to the earlier grant of PSUs."}],"balance_after":0,"derivative":{"exercise_date":"2021-01-02","underlying":"Common Stock","underlying_shares":12887},"source":{"system":"sec-edgar","filing":"0001225208-21-000372","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520821000372/doc4.xml","form_type":"4"}},{"id":2921406,"issuer":{"id":3043,"kind":"organization","name":"CARRIER GLOBAL Corp"},"owners":[{"id":136553,"kind":"person","name":"Appel David","position":1,"cik":"0001808516","reported_name":"Appel 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This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F4","text":"The reporting person was originally granted RSUs on February 5, 2019, by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F4","text":"The reporting person was originally granted RSUs on February 5, 2019, by UTC. 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This award, like the award of the Stock Appreciation Rights, was part of a founder's grant awarded to the reporting person and to certain other executive officers and certain other employees.  Each PSU has a value equal to one share of Carrier common stock and will only vest if Carrier achieves pre-established performance targets for Carrier's total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period."}],"balance_after":165200,"derivative":{"exercise_price":16.55,"exercise_date":"2023-05-14","expiration_date":"2030-05-13","underlying":"Common Stock","underlying_shares":165200},"source":{"system":"sec-edgar","filing":"0001225208-20-007965","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1808516/000122520820007965/doc4.xml","form_type":"4"}}]}