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SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five.  When exercised, the SARs will be settled in Common Stock of the Company.  The grant will expire ten years from the date of the grant."}],"balance_after":802,"derivative":{"exercise_price":76.9,"expiration_date":"2026-11-09","underlying":"Common Stock","underlying_shares":802},"source":{"system":"sec-edgar","filing":"0001127602-16-066880","document":"form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1005817/000112760216066880/form4.xml","form_type":"4"}},{"id":4558772,"issuer":{"id":2728,"kind":"organization","name":"TOMPKINS FINANCIAL CORP","symbol":"TMP"},"owners":[{"id":133765,"kind":"person","name":"KLEIN GERALD J JR","position":1,"cik":"0001384977","reported_name":"KLEIN GERALD J JR","relationship":{"officer":true,"officer_title":"EVP Pres&CEO Mahopac Bank"}}],"security":"Common Stock","published_at":"2016-11-14T19:13:28.000Z","date":"2016-11-09","kind":"grant","acquired":true,"shares":1207,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan.  Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five.  The grant will expire ten years from the date of the grant."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"The total reported in Column 5 reflects 75 shares withheld on 8/19/2013; 75 shares withheld on 8/19/2014; 129 shares withheld on 5/3/2015; 165 shares withheld on 5/3/2016 and 97 shares withheld on 8/19/16, in each case to satisfy the reporting person's tax withholding obligation related to the vesting of stock on those dates.  Although the withholding of those shares was not reported on Forms 4, Forms 4 filed for the reporting person subsequent to such vesting dates reflected the withholding of such shares and therefore accurately reflected the reporting person's holdings in Column 5 on each such date."}],"balance_after":19070,"source":{"system":"sec-edgar","filing":"0001127602-16-066880","document":"form4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1005817/000112760216066880/form4.xml","form_type":"4"}}]}