{"transactions":[{"id":212145,"issuer":{"id":13145,"kind":"organization","name":"LIBBEY INC","symbol":"LBY"},"owners":[{"id":2801,"kind":"organization","name":"BANK OF AMERICA CORP /DE/","symbol":"BAC","position":1,"cik":"0000070858","reported_name":"BANK OF AMERICA CORP /DE/","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":10418,"kind":"organization","name":"MERRILL LYNCH, PIERCE, FENNER & SMITH INC.","position":2,"cik":"0000728612","reported_name":"MERRILL LYNCH, PIERCE, FENNER & SMITH INC.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":13146,"kind":"organization","name":"Merrill Lynch PCG, Inc.","position":3,"cik":"0001412246","reported_name":"Merrill Lynch PCG, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2010-08-18T15:51:35.000Z","date":"2010-08-18","kind":"sale","acquired":false,"shares":3101507,"price":10.25,"value":31790446.75,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"As the ultimate holding company of both Merrill Lynch, Pierce, Fenner & Smith, Inc. and Merrill Lynch PCG, Inc., Bank of America Corporation may be deemed to beneficially own the shares held by each entity.  The beneficial ownership of Bank of America Corporation comprises the following ownerships of each entity: (a) 1,298,494 shares of common stock issuable upon exercise of the remaining shares under the Series I Warrant issued to Merrill Lynch PCG, Inc. on October 28, 2009; (b) 485,309 shares of Common Stock issuable upon exercise of a warrant the Issuer issued to MLPCG on June 16, 2006; and (c) 87,111 shares of Common Stock owned by Merrill Lynch, Pierce, Fenner & Smith, Inc."}],"balance_after":87111,"source":{"system":"sec-edgar","filing":"0001209191-10-043111","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/728612/000120919110043111/doc4.xml","form_type":"4"}},{"id":212228,"issuer":{"id":13145,"kind":"organization","name":"LIBBEY INC","symbol":"LBY"},"owners":[{"id":2801,"kind":"organization","name":"BANK OF AMERICA CORP /DE/","symbol":"BAC","position":1,"cik":"0000070858","reported_name":"BANK OF AMERICA CORP /DE/","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":10418,"kind":"organization","name":"MERRILL LYNCH, PIERCE, FENNER & SMITH INC.","position":2,"cik":"0000728612","reported_name":"MERRILL LYNCH, PIERCE, FENNER & SMITH INC.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":13146,"kind":"organization","name":"Merrill Lynch PCG, Inc.","position":3,"cik":"0001412246","reported_name":"Merrill Lynch PCG, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series I Warrant","published_at":"2010-08-17T16:08:00.000Z","date":"2010-08-13","kind":"other","acquired":false,"shares":2168362,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"Due to contractual limitations under the Series I Warrant held by Merrill Lynch PCG, Inc., 1,298,494 shares held under the Series I Warrant are not currently exercisable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"As the ultimate holding company of both Merrill Lynch, Pierce, Fenner & Smith, Inc. and Merrill Lynch PCG, Inc., Bank of America Corporation may be deemed to beneficially own the shares held by each entity.  The beneficial ownership of Bank of America Corporation comprises the following ownerships of each entity: (a) 3,101,507 shares of common stock owned by Merrill Lynch PCG, Inc.; (b) 1,298,494 shares of Common Stock issuable upon exercise of the remaining shares under the Series I Warrant the Issuer issued to Merrill Lynch PCG, Inc. on October 28, 2009; (c) 485,309 shares of Common Stock issuable upon exercise of a warrant the Issuer issued to MLPCG on June 16, 2006; and (d) 87,111 shares of Common Stock owned by Merrill Lynch, Pierce, Fenner & Smith, Inc."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Due to contractual limitations under the Series I Warrant held by Merrill Lynch PCG, Inc., 1,298,494 shares held under the Series I Warrant are not currently exercisable."}],"balance_after":1298494,"derivative":{"exercise_price":0.01,"expiration_date":"2019-10-28","underlying":"Common Stock","underlying_shares":1298494},"source":{"system":"sec-edgar","filing":"0001209191-10-042846","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/728612/000120919110042846/doc4.xml","form_type":"4"}},{"id":212227,"issuer":{"id":13145,"kind":"organization","name":"LIBBEY INC","symbol":"LBY"},"owners":[{"id":2801,"kind":"organization","name":"BANK OF AMERICA CORP /DE/","symbol":"BAC","position":1,"cik":"0000070858","reported_name":"BANK OF AMERICA CORP /DE/","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":10418,"kind":"organization","name":"MERRILL LYNCH, PIERCE, FENNER & SMITH INC.","position":2,"cik":"0000728612","reported_name":"MERRILL LYNCH, PIERCE, FENNER & SMITH INC.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":13146,"kind":"organization","name":"Merrill Lynch PCG, Inc.","position":3,"cik":"0001412246","reported_name":"Merrill Lynch PCG, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2010-08-17T16:08:00.000Z","date":"2010-08-13","kind":"other","acquired":true,"shares":2168362,"price":0.01,"value":21683.62,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"As the ultimate holding company of both Merrill Lynch, Pierce, Fenner & Smith, Inc. and Merrill Lynch PCG, Inc., Bank of America Corporation may be deemed to beneficially own the shares held by each entity.  The beneficial ownership of Bank of America Corporation comprises the following ownerships of each entity: (a) 3,101,507 shares of common stock owned by Merrill Lynch PCG, Inc.; (b) 1,298,494 shares of Common Stock issuable upon exercise of the remaining shares under the Series I Warrant the Issuer issued to Merrill Lynch PCG, Inc. on October 28, 2009; (c) 485,309 shares of Common Stock issuable upon exercise of a warrant the Issuer issued to MLPCG on June 16, 2006; and (d) 87,111 shares of Common Stock owned by Merrill Lynch, Pierce, Fenner & Smith, Inc."}],"balance_after":3188618,"source":{"system":"sec-edgar","filing":"0001209191-10-042846","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/728612/000120919110042846/doc4.xml","form_type":"4"}}]}