{"transactions":[{"id":4069737,"issuer":{"id":71752,"kind":"organization","name":"KELLANOVA","symbol":"K"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true}}],"security":"Common","published_at":"2018-02-09T16:23:44.000Z","date":"2018-01-01","kind":"other","acquired":true,"shares":1460.538,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"Held in Trust"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"Shares acquired under the Company's Dividend Reinvestment Plan in 2017."}],"balance_after":49457.176,"source":{"system":"sec-edgar","filing":"0001225208-18-002411","document":"doc5.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/55067/000122520818002411/doc5.xml","form_type":"5"}},{"id":4069736,"issuer":{"id":71752,"kind":"organization","name":"KELLANOVA","symbol":"K"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true}}],"security":"Common","published_at":"2018-02-09T16:23:44.000Z","date":"2018-01-01","kind":"other","acquired":true,"shares":926.659,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Shares acquired under a Dividend Reinvestment Plan in 2017."}],"balance_after":31311.246,"source":{"system":"sec-edgar","filing":"0001225208-18-002411","document":"doc5.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/55067/000122520818002411/doc5.xml","form_type":"5"}},{"id":4297575,"issuer":{"id":71752,"kind":"organization","name":"KELLANOVA","symbol":"K"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true}}],"security":"Stock Option","published_at":"2017-06-02T16:18:19.000Z","date":"2017-06-01","kind":"exercise","acquired":false,"shares":5000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F3","text":"Reflects exercise of options due to expire January 31, 2018.  Mr. Dillon took a portion of the after tax proceeds of the options exercise in Kellogg stock, increasing his share ownership by 100 shares."}],"balance_after":0,"derivative":{"exercise_price":47.8,"exercise_date":"2008-07-31","expiration_date":"2018-01-31","underlying":"Common","underlying_shares":5000},"source":{"system":"sec-edgar","filing":"0001225208-17-010791","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/55067/000122520817010791/doc4.xml","form_type":"4"}},{"id":4297574,"issuer":{"id":71752,"kind":"organization","name":"KELLANOVA","symbol":"K"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true}}],"security":"Common","published_at":"2017-06-02T16:18:19.000Z","date":"2017-06-01","kind":"sale","acquired":false,"shares":4900,"price":71.8654,"value":352140.46,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.86 to $71.88, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Excludes dividends reinvested after January 1, 2017."}],"balance_after":30384.587,"source":{"system":"sec-edgar","filing":"0001225208-17-010791","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/55067/000122520817010791/doc4.xml","form_type":"4"}},{"id":4297573,"issuer":{"id":71752,"kind":"organization","name":"KELLANOVA","symbol":"K"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true}}],"security":"Common","published_at":"2017-06-02T16:18:19.000Z","date":"2017-06-01","kind":"exercise","acquired":true,"shares":5000,"price":47.8,"value":239000.0,"ownership":{"direct":true},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Excludes dividends reinvested after January 1, 2017."}],"balance_after":35284.587,"source":{"system":"sec-edgar","filing":"0001225208-17-010791","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/55067/000122520817010791/doc4.xml","form_type":"4"}},{"id":4329562,"issuer":{"id":71752,"kind":"organization","name":"KELLANOVA","symbol":"K"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true}}],"security":"Common","published_at":"2017-05-09T16:22:25.000Z","date":"2017-05-08","kind":"grant","acquired":true,"shares":2133,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"Held in Trust"},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Excludes dividends reinvested after January 1, 2017."}],"balance_after":47996.638,"source":{"system":"sec-edgar","filing":"0001225208-17-009401","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/55067/000122520817009401/doc4.xml","form_type":"4"}},{"id":4465666,"issuer":{"id":71752,"kind":"organization","name":"KELLANOVA","symbol":"K"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true}}],"security":"Common","published_at":"2017-02-07T16:43:48.000Z","date":"2017-01-01","kind":"other","acquired":true,"shares":1203.167,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"Held in Trust"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F2","text":"Shares acquired under the Company's Dividend Reinvestment Plan in 2016."}],"balance_after":45863.638,"source":{"system":"sec-edgar","filing":"0001225208-17-002597","document":"doc5.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/55067/000122520817002597/doc5.xml","form_type":"5"}},{"id":4465665,"issuer":{"id":71752,"kind":"organization","name":"KELLANOVA","symbol":"K"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true}}],"security":"Common","published_at":"2017-02-07T16:43:48.000Z","date":"2017-01-01","kind":"other","acquired":true,"shares":722.865,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Shares acquired under a Dividend Reinvestment Plan in 2016."}],"balance_after":30284.587,"source":{"system":"sec-edgar","filing":"0001225208-17-002597","document":"doc5.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/55067/000122520817002597/doc5.xml","form_type":"5"}},{"id":208764,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2011-01-04T18:25:51.000Z","date":"2010-12-31","kind":"grant","acquired":true,"shares":198,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in December 2010 at a price of $93.60 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in December 2010 at a price of $93.60 per share."}],"balance_after":8480,"derivative":{"underlying":"Common","underlying_shares":198},"source":{"system":"sec-edgar","filing":"0000018230-11-000026","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823011000026/edgar.xml","form_type":"4"}},{"id":209302,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2010-12-02T15:51:04.000Z","date":"2010-11-30","kind":"grant","acquired":true,"shares":263,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share."}],"balance_after":8282,"derivative":{"underlying":"Common","underlying_shares":263},"source":{"system":"sec-edgar","filing":"0000018230-10-000555","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000555/edgar.xml","form_type":"4"}},{"id":210378,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2010-11-01T18:00:59.000Z","date":"2010-10-29","kind":"grant","acquired":true,"shares":237,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in October 2010 at a price of $78.165 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in October 2010 at a price of $78.165 per share."}],"balance_after":8019,"derivative":{"underlying":"Common","underlying_shares":237},"source":{"system":"sec-edgar","filing":"0000018230-10-000512","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000512/edgar.xml","form_type":"4"}},{"id":211317,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2010-10-01T17:56:45.000Z","date":"2010-09-30","kind":"grant","acquired":true,"shares":235,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in September 2010 at a price of $79.105 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in September 2010 at a price of $79.105 per share."}],"balance_after":7782,"derivative":{"underlying":"Common","underlying_shares":235},"source":{"system":"sec-edgar","filing":"0000018230-10-000490","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000490/edgar.xml","form_type":"4"}},{"id":212031,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2010-09-01T19:40:48.000Z","date":"2010-08-31","kind":"grant","acquired":true,"shares":331,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in August 2010 at a price between $64.89 and $68.50 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in August 2010 at a price between $64.89 and $68.50 per share."}],"balance_after":7547,"derivative":{"underlying":"Common","underlying_shares":331},"source":{"system":"sec-edgar","filing":"0000018230-10-000438","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000438/edgar.xml","form_type":"4"}},{"id":212661,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2010-08-02T20:01:29.000Z","date":"2010-07-30","kind":"grant","acquired":true,"shares":268,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in July 2010 at a price of $69.435 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in July 2010 at a price of $69.435 per share."}],"balance_after":7216,"derivative":{"underlying":"Common","underlying_shares":268},"source":{"system":"sec-edgar","filing":"0000018230-10-000376","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000376/edgar.xml","form_type":"4"}},{"id":213166,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2010-07-02T16:24:04.000Z","date":"2010-06-30","kind":"grant","acquired":true,"shares":305,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in June 2010 at a price of $60.925 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in June 2010 at a price of $60.925 per share."}],"balance_after":6948,"derivative":{"underlying":"Common","underlying_shares":305},"source":{"system":"sec-edgar","filing":"0000018230-10-000343","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000343/edgar.xml","form_type":"4"}},{"id":213555,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2010-06-01T17:51:20.000Z","date":"2010-05-28","kind":"grant","acquired":true,"shares":346,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share."}],"balance_after":6643,"derivative":{"underlying":"Common","underlying_shares":346},"source":{"system":"sec-edgar","filing":"0000018230-10-000282","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000282/edgar.xml","form_type":"4"}},{"id":214223,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2010-05-03T19:59:09.000Z","date":"2010-04-30","kind":"grant","acquired":true,"shares":267,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in April 2010 at a price of $69.57 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in April 2010 at a price of $69.57 per share."}],"balance_after":6297,"derivative":{"underlying":"Common","underlying_shares":267},"source":{"system":"sec-edgar","filing":"0000018230-10-000246","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000246/edgar.xml","form_type":"4"}},{"id":215146,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2010-04-01T16:19:48.000Z","date":"2010-03-31","kind":"grant","acquired":true,"shares":295,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in March 2010 at a price of $63.065 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in March 2010 at a price of $63.065 per share."}],"balance_after":6030,"derivative":{"underlying":"Common","underlying_shares":295},"source":{"system":"sec-edgar","filing":"0000018230-10-000180","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000180/edgar.xml","form_type":"4"}},{"id":216109,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2010-03-01T19:54:28.000Z","date":"2010-02-26","kind":"grant","acquired":true,"shares":364,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share."}],"balance_after":5735,"derivative":{"underlying":"Common","underlying_shares":364},"source":{"system":"sec-edgar","filing":"0000018230-10-000113","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000113/edgar.xml","form_type":"4"}},{"id":216926,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Employee Stock Option","published_at":"2010-02-05T15:14:23.000Z","date":"2010-02-04","kind":"exercise","acquired":false,"shares":8000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F4","text":"(Right to buy) with tandem tax withholding rights."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs."}],"balance_after":0,"derivative":{"exercise_price":21.875,"expiration_date":"2010-04-12","underlying":"Common","underlying_shares":8000},"source":{"system":"sec-edgar","filing":"0000018230-10-000071","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000071/edgar.xml","form_type":"4"}},{"id":216925,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common","published_at":"2010-02-05T15:14:23.000Z","date":"2010-02-04","kind":"exercise","acquired":true,"shares":8000,"price":21.875,"value":175000.0,"ownership":{"direct":true},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"This amount includes 1782 dividend reinvestment shares."}],"balance_after":31429,"source":{"system":"sec-edgar","filing":"0000018230-10-000071","document":"edgar.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000071/edgar.xml","form_type":"4"}},{"id":217216,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2010-02-01T16:14:25.000Z","date":"2010-01-29","kind":"grant","acquired":true,"shares":351,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in January 2010 at a price of $52.89 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in January 2010 at a price of $52.89 per share."}],"balance_after":5371,"derivative":{"underlying":"Common","underlying_shares":351},"source":{"system":"sec-edgar","filing":"0000018230-10-000061","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000061/edgar.xml","form_type":"4"}},{"id":218022,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2010-01-04T20:48:56.000Z","date":"2009-12-31","kind":"grant","acquired":true,"shares":324,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in December 2009 at a price of $57.475 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in December 2009 at a price of $57.475 per share."}],"balance_after":5020,"derivative":{"underlying":"Common","underlying_shares":324},"source":{"system":"sec-edgar","filing":"0000018230-10-000012","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823010000012/edgar.xml","form_type":"4"}},{"id":218853,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2009-12-01T16:40:58.000Z","date":"2009-11-30","kind":"grant","acquired":true,"shares":350,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in November 2009 at a price between $57.64 and $57.91 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in November 2009 at a price between $57.64 and $57.91 per share."}],"balance_after":4696,"derivative":{"underlying":"Common","underlying_shares":350},"source":{"system":"sec-edgar","filing":"0000018230-09-000526","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000526/edgar.xml","form_type":"4"}},{"id":220401,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2009-11-02T19:12:17.000Z","date":"2009-10-30","kind":"grant","acquired":true,"shares":330,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in October 2009 at a price of $56.255 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in October 2009 at a price of $56.255 per share."}],"balance_after":4346,"derivative":{"underlying":"Common","underlying_shares":330},"source":{"system":"sec-edgar","filing":"0000018230-09-000478","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000478/edgar.xml","form_type":"4"}},{"id":221405,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2009-10-01T18:16:17.000Z","date":"2009-09-30","kind":"grant","acquired":true,"shares":361,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in September 2009 at a price of $51.425 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in September 2009 at a price of $51.425 per share."}],"balance_after":4016,"derivative":{"underlying":"Common","underlying_shares":361},"source":{"system":"sec-edgar","filing":"0000018230-09-000396","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000396/edgar.xml","form_type":"4"}},{"id":222245,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2009-09-01T16:25:51.000Z","date":"2009-08-31","kind":"grant","acquired":true,"shares":435,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in August 2009 at a price between $45.16 and $45.405 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in August 2009 at a price between $45.16 and $45.405 per share."}],"balance_after":3654,"derivative":{"underlying":"Common","underlying_shares":435},"source":{"system":"sec-edgar","filing":"0000018230-09-000351","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000351/edgar.xml","form_type":"4"}},{"id":223196,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2009-08-03T17:51:13.000Z","date":"2009-07-31","kind":"grant","acquired":true,"shares":424,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in July 2009 at a price of $43.735 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in July 2009 at a price of $43.735 per share."}],"balance_after":3219,"derivative":{"underlying":"Common","underlying_shares":424},"source":{"system":"sec-edgar","filing":"0000018230-09-000289","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000289/edgar.xml","form_type":"4"}},{"id":224040,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2009-07-01T20:18:27.000Z","date":"2009-06-30","kind":"grant","acquired":true,"shares":548,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in June 2009 at a price of $33.86 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in June 2009 at a price of $33.86 per share."}],"balance_after":2794,"derivative":{"underlying":"Common","underlying_shares":548},"source":{"system":"sec-edgar","filing":"0000018230-09-000245","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000245/edgar.xml","form_type":"4"}},{"id":224413,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2009-06-01T19:59:25.000Z","date":"2009-05-29","kind":"grant","acquired":true,"shares":540,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in May 2009 at a price between $35.21 and $38.235 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in May 2009 at a price between $35.21 and $38.235 per share."}],"balance_after":2245,"derivative":{"underlying":"Common","underlying_shares":540},"source":{"system":"sec-edgar","filing":"0000018230-09-000210","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000210/edgar.xml","form_type":"4"}},{"id":224963,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2009-05-01T15:33:13.000Z","date":"2009-04-30","kind":"grant","acquired":true,"shares":525,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in April 2009 at a price of $35.37 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in April 2009 at a price of $35.37 per share."}],"balance_after":1705,"derivative":{"underlying":"Common","underlying_shares":525},"source":{"system":"sec-edgar","filing":"0000018230-09-000168","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000168/edgar.xml","form_type":"4"}},{"id":225405,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Employee Stock Option","published_at":"2009-04-13T18:58:49.000Z","date":"2009-04-09","kind":"exercise","acquired":false,"shares":4000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F4","text":"(Right to buy) with tandem tax withholding rights."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs."}],"balance_after":0,"derivative":{"exercise_price":28.7813,"expiration_date":"2009-04-14","underlying":"Common","underlying_shares":4000},"source":{"system":"sec-edgar","filing":"0000018230-09-000142","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000142/edgar.xml","form_type":"4"}},{"id":225404,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common","published_at":"2009-04-13T18:58:49.000Z","date":"2009-04-09","kind":"exercise","acquired":true,"shares":4000,"price":28.7813,"value":115125.2,"ownership":{"direct":true},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"This amount includes 978 dividend reinvestment shares."}],"balance_after":22625,"source":{"system":"sec-edgar","filing":"0000018230-09-000142","document":"edgar.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000142/edgar.xml","form_type":"4"}},{"id":225584,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2009-04-01T20:08:04.000Z","date":"2009-03-31","kind":"grant","acquired":true,"shares":298,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in March 2009 at a price of $27.945 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in March 2009 at a price of $27.945 per share."}],"balance_after":1179,"derivative":{"underlying":"Common","underlying_shares":298},"source":{"system":"sec-edgar","filing":"0000018230-09-000121","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000121/edgar.xml","form_type":"4"}},{"id":226148,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2009-03-02T16:42:39.000Z","date":"2009-02-27","kind":"grant","acquired":true,"shares":342,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in February 2009 at a price of $24.365 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in February 2009 at a price of $24.365 per share."}],"balance_after":881,"derivative":{"underlying":"Common","underlying_shares":342},"source":{"system":"sec-edgar","filing":"0000018230-09-000076","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000076/edgar.xml","form_type":"4"}},{"id":226976,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Phantom Stock Units","published_at":"2009-02-02T18:40:51.000Z","date":"2009-01-30","kind":"grant","acquired":true,"shares":539,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Security converts to common stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in January 2009 at a price of $30.90 per share."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.  The stock was acquired in January 2009 at a price of $30.90 per share."}],"balance_after":539,"derivative":{"underlying":"Common","underlying_shares":539},"source":{"system":"sec-edgar","filing":"0000018230-09-000043","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823009000043/edgar.xml","form_type":"4"}},{"id":231167,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Employee Stock Option","published_at":"2008-08-08T14:40:07.000Z","date":"2008-08-07","kind":"exercise","acquired":false,"shares":4000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F2","text":"(Right to buy) with tandem tax withholding rights."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs."}],"balance_after":0,"derivative":{"exercise_price":28.7813,"expiration_date":"2009-04-14","underlying":"Common","underlying_shares":4000},"source":{"system":"sec-edgar","filing":"0000018230-08-000295","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823008000295/edgar.xml","form_type":"4"}},{"id":231166,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common","published_at":"2008-08-08T14:40:07.000Z","date":"2008-08-07","kind":"sale","acquired":false,"shares":4000,"price":69.602,"value":278408.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Sale prices range from $69.60 to $69.61."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"This amount includes 688 dividend reinvestment shares."}],"balance_after":18335,"source":{"system":"sec-edgar","filing":"0000018230-08-000295","document":"edgar.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823008000295/edgar.xml","form_type":"4"}},{"id":231165,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common","published_at":"2008-08-08T14:40:07.000Z","date":"2008-08-07","kind":"exercise","acquired":true,"shares":4000,"price":28.7813,"value":115125.2,"ownership":{"direct":true},"balance_after":22335,"source":{"system":"sec-edgar","filing":"0000018230-08-000295","document":"edgar.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823008000295/edgar.xml","form_type":"4"}},{"id":237787,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Restricted Stock Units","published_at":"2008-03-04T14:29:57.000Z","date":"2008-03-03","kind":"grant","acquired":true,"shares":1606,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"The restricted stock units vest on March 3, 2011."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"The restricted stock units vest on March 3, 2011."}],"balance_after":1606,"derivative":{"underlying":"Common","underlying_shares":1606},"source":{"system":"sec-edgar","filing":"0000018230-08-000086","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823008000086/edgar.xml","form_type":"4"}},{"id":245159,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Employee Stock Option","published_at":"2007-08-08T14:11:51.000Z","date":"2007-08-07","kind":"exercise","acquired":false,"shares":8000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F2","text":"(Right to buy) with tandem tax withholding rights."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs."}],"balance_after":0,"derivative":{"exercise_price":27.1875,"expiration_date":"2008-04-08","underlying":"Common","underlying_shares":8000},"source":{"system":"sec-edgar","filing":"0000018230-07-000419","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823007000419/edgar.xml","form_type":"4"}},{"id":245158,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common","published_at":"2007-08-08T14:11:51.000Z","date":"2007-08-07","kind":"sale","acquired":false,"shares":8000,"price":79.5118,"value":636094.4,"ownership":{"direct":true},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"This amount includes 388 dividend reinvestment shares."}],"balance_after":18035,"source":{"system":"sec-edgar","filing":"0000018230-07-000419","document":"edgar.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823007000419/edgar.xml","form_type":"4"}},{"id":245157,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common","published_at":"2007-08-08T14:11:51.000Z","date":"2007-08-07","kind":"exercise","acquired":true,"shares":8000,"price":27.1875,"value":217500.0,"ownership":{"direct":true},"balance_after":26035,"source":{"system":"sec-edgar","filing":"0000018230-07-000419","document":"edgar.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823007000419/edgar.xml","form_type":"4"}},{"id":250353,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Employee Stock Option","published_at":"2007-03-28T20:52:48.000Z","date":"2007-03-27","kind":"exercise","acquired":false,"shares":8000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F2","text":"(Right to buy) with tandem tax withholding rights."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs."}],"balance_after":0,"derivative":{"exercise_price":19.5938,"expiration_date":"2007-04-09","underlying":"Common","underlying_shares":8000},"source":{"system":"sec-edgar","filing":"0000018230-07-000245","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823007000245/edgar.xml","form_type":"4"}},{"id":250352,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common","published_at":"2007-03-28T20:52:48.000Z","date":"2007-03-27","kind":"tax_withholding","acquired":false,"shares":2353,"price":66.59,"value":156686.27,"ownership":{"direct":true},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"This amount includes 313 dividend reinvestment shares."}],"balance_after":17960,"source":{"system":"sec-edgar","filing":"0000018230-07-000245","document":"edgar.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823007000245/edgar.xml","form_type":"4"}},{"id":250351,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Common","published_at":"2007-03-28T20:52:48.000Z","date":"2007-03-27","kind":"exercise","acquired":true,"shares":8000,"price":19.5938,"value":156750.4,"ownership":{"direct":true},"balance_after":20313,"source":{"system":"sec-edgar","filing":"0000018230-07-000245","document":"edgar.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823007000245/edgar.xml","form_type":"4"}},{"id":250803,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Appreciation Right","published_at":"2007-03-05T16:41:30.000Z","date":"2007-03-02","kind":"grant","acquired":true,"shares":5833,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The stock apreciation rights vest on March 2, 2010."}],"balance_after":5833,"derivative":{"exercise_price":63.04,"expiration_date":"2017-03-02","underlying":"Common","underlying_shares":5833},"source":{"system":"sec-edgar","filing":"0000018230-07-000084","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823007000084/edgar.xml","form_type":"4"}},{"id":260706,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Stock Appreciation Right","published_at":"2006-06-15T18:00:27.000Z","date":"2006-06-14","kind":"grant","acquired":true,"shares":7000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":7000,"derivative":{"exercise_price":66.765,"exercise_date":"2006-06-14","expiration_date":"2016-06-14","underlying":"Common","underlying_shares":7000},"source":{"system":"sec-edgar","filing":"0000018230-06-000290","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823006000290/edgar.xml","form_type":"4"}},{"id":280228,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Option (NQ)","published_at":"2005-04-15T16:35:29.000Z","date":"2005-04-13","kind":"other","acquired":true,"shares":4000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F2","text":"This option was granted with attached tax withholding rights."},{"field":"kind","element":"transactionCoding","label":"F3","text":"Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3.  The option becomes exercisable immediately."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3.  The option becomes exercisable immediately."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3.  The option becomes exercisable immediately."}],"balance_after":4000,"derivative":{"exercise_price":89.79,"expiration_date":"2015-04-13","underlying":"Common","underlying_shares":4000},"source":{"system":"sec-edgar","filing":"0000018230-05-000345","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823005000345/edgar.xml","form_type":"4"}},{"id":293369,"issuer":{"id":2808,"kind":"organization","name":"CATERPILLAR INC","symbol":"CAT"},"owners":[{"id":13097,"kind":"person","name":"DILLON JOHN T","position":1,"cik":"0001171804","reported_name":"DILLON JOHN T","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Option (NQ)","published_at":"2004-04-15T15:33:42.000Z","date":"2004-04-14","kind":"other","acquired":true,"shares":4000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F2","text":"This option was granted with attached tax withholding rights."},{"field":"kind","element":"transactionCoding","label":"F3","text":"Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3.  The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3.  The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3.  The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs."}],"balance_after":4000,"derivative":{"exercise_price":81.27,"exercise_date":"1988-08-08","expiration_date":"2014-04-14","underlying":"Common","underlying_shares":4000},"source":{"system":"sec-edgar","filing":"0000018230-04-000233","document":"edgar.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/18230/000001823004000233/edgar.xml","form_type":"4"}}]}