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(\"Brilliant Start\"), 120,000 shares of common stock held by Jag International Ltd. (\"Jag\") and 19,000 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang."}],"balance_after":381832,"source":{"system":"sec-edgar","filing":"0001600805-22-000004","document":"wf-form4_165599648031704.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/924168/000160080522000004/wf-form4_165599648031704.xml","form_type":"4"}},{"id":2694163,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":114802,"kind":"person","name":"Huang Gina","position":1,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":2,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":3,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Restricted Stock Units","published_at":"2021-05-27T10:50:19.000Z","date":"2021-05-26","kind":"exercise","acquired":false,"shares":10000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Restricted stock units convert into Common Stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"On March 24, 2021, Ms. Huang was granted 10,000 restricted stock units that vested May 26, 2021, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"On March 24, 2021, Ms. Huang was granted 10,000 restricted stock units that vested May 26, 2021, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F4","text":"The restricted stock units were held directly by Ms. Huang."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":10000},"source":{"system":"sec-edgar","filing":"0001600805-21-000005","document":"wf-form4_162211259604422.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/924168/000160080521000005/wf-form4_162211259604422.xml","form_type":"4"}},{"id":2694162,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":114802,"kind":"person","name":"Huang Gina","position":1,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":2,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":3,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-05-27T10:50:19.000Z","date":"2021-05-26","kind":"exercise","acquired":true,"shares":10000,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Restricted stock units convert into Common Stock on a one-for-one basis."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. (\"Brilliant Start\"), 120,000 shares of common stock held by Jag International Ltd. (\"Jag\") and 14,000 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang."}],"balance_after":376832,"source":{"system":"sec-edgar","filing":"0001600805-21-000005","document":"wf-form4_162211259604422.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/924168/000160080521000005/wf-form4_162211259604422.xml","form_type":"4"}},{"id":2759105,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":76168,"kind":"person","name":"Tu James","position":1,"cik":"0001564957","reported_name":"Tu James","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"Chairman and CEO"}},{"id":140568,"kind":"organization","name":"5 ELEMENTS GLOBAL FUND, LP","position":2,"cik":"0001480824","reported_name":"5 ELEMENTS GLOBAL FUND, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":3,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140569,"kind":"organization","name":"Fusion Park LLC","position":4,"cik":"0001801344","reported_name":"Fusion Park LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":114802,"kind":"person","name":"Huang Gina","position":5,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":6,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series A Convertible Preferred Stock","published_at":"2021-04-05T14:46:33.000Z","date":"2021-04-01","kind":"exercise","acquired":false,"shares":1721023,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F3","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park (of which James Tu is the sole member) and Brilliant Start (which is controlled by Gina Huang), for the purchase of subordinated convertible promissory notes (as amended, the \"Notes\"). Pursuant to their terms, on January 16, 2020, the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferred Stock\"), and Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. As a result of the 5-for-1 reverse stock split of the Issuer's common stock that occurred on June 11, 2020, the Series A Preferred Stock is convertible into the Issuer's Common Stock on a one-for-five basis and has no expiration."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F4","text":"Upon the conversion of their respective shares of Series A Preferred Stock, Fusion Park and Brilliant Start received 184,851 shares and 159,354 shares, respectively, of common stock."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park (of which James Tu is the sole member) and Brilliant Start (which is controlled by Gina Huang), for the purchase of subordinated convertible promissory notes (as amended, the \"Notes\"). Pursuant to their terms, on January 16, 2020, the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferred Stock\"), and Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. As a result of the 5-for-1 reverse stock split of the Issuer's common stock that occurred on June 11, 2020, the Series A Preferred Stock is convertible into the Issuer's Common Stock on a one-for-five basis and has no expiration."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Upon the conversion of their respective shares of Series A Preferred Stock, Fusion Park and Brilliant Start received 184,851 shares and 159,354 shares, respectively, of common stock."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park (of which James Tu is the sole member) and Brilliant Start (which is controlled by Gina Huang), for the purchase of subordinated convertible promissory notes (as amended, the \"Notes\"). Pursuant to their terms, on January 16, 2020, the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferred Stock\"), and Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. As a result of the 5-for-1 reverse stock split of the Issuer's common stock that occurred on June 11, 2020, the Series A Preferred Stock is convertible into the Issuer's Common Stock on a one-for-five basis and has no expiration."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park (of which James Tu is the sole member) and Brilliant Start (which is controlled by Gina Huang), for the purchase of subordinated convertible promissory notes (as amended, the \"Notes\"). Pursuant to their terms, on January 16, 2020, the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferred Stock\"), and Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. As a result of the 5-for-1 reverse stock split of the Issuer's common stock that occurred on June 11, 2020, the Series A Preferred Stock is convertible into the Issuer's Common Stock on a one-for-five basis and has no expiration."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park (of which James Tu is the sole member) and Brilliant Start (which is controlled by Gina Huang), for the purchase of subordinated convertible promissory notes (as amended, the \"Notes\"). Pursuant to their terms, on January 16, 2020, the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferred Stock\"), and Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. As a result of the 5-for-1 reverse stock split of the Issuer's common stock that occurred on June 11, 2020, the Series A Preferred Stock is convertible into the Issuer's Common Stock on a one-for-five basis and has no expiration."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"Upon the conversion of their respective shares of Series A Preferred Stock, Fusion Park and Brilliant Start received 184,851 shares and 159,354 shares, respectively, of common stock."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":344205},"source":{"system":"sec-edgar","filing":"0001564957-21-000004","document":"wf-form4_161763390774129.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/924168/000156495721000004/wf-form4_161763390774129.xml","form_type":"4"}},{"id":2759104,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":76168,"kind":"person","name":"Tu James","position":1,"cik":"0001564957","reported_name":"Tu James","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"Chairman and CEO"}},{"id":140568,"kind":"organization","name":"5 ELEMENTS GLOBAL FUND, LP","position":2,"cik":"0001480824","reported_name":"5 ELEMENTS GLOBAL FUND, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":3,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140569,"kind":"organization","name":"Fusion Park LLC","position":4,"cik":"0001801344","reported_name":"Fusion Park LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":114802,"kind":"person","name":"Huang Gina","position":5,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":6,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-04-05T14:46:33.000Z","date":"2021-04-01","kind":"exercise","acquired":true,"shares":344205,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Mr. Tu has shared voting and dispositive power over 60,000 shares of common stock held by 5 Elements Global Fund L.P. (\"Global Fund\") and 184,851 shares of common stock held by Fusion Park LLC (\"Fusion Park\"). Global Fund and Fusion Park are controlled affiliates of Mr. Tu."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Ms. Huang has shared voting and dispositive power over 246,832 shares of common stock held by Brilliant Start Enterprise Inc. (\"Brilliant Start\"), and 120,000 shares of common stock held by Jag International Ltd. (\"Jag\"). Brilliant Start and Jag are controlled affiliates of Ms. Huang."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"Mr. Tu has shared voting and dispositive power over 60,000 shares of common stock held by 5 Elements Global Fund L.P. (\"Global Fund\") and 184,851 shares of common stock held by Fusion Park LLC (\"Fusion Park\"). Global Fund and Fusion Park are controlled affiliates of Mr. Tu."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Ms. Huang has shared voting and dispositive power over 246,832 shares of common stock held by Brilliant Start Enterprise Inc. (\"Brilliant Start\"), and 120,000 shares of common stock held by Jag International Ltd. (\"Jag\"). Brilliant Start and Jag are controlled affiliates of Ms. Huang."}],"balance_after":611683,"source":{"system":"sec-edgar","filing":"0001564957-21-000004","document":"wf-form4_161763390774129.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/924168/000156495721000004/wf-form4_161763390774129.xml","form_type":"4"}},{"id":3029221,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":114802,"kind":"person","name":"Huang Gina","position":1,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":2,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":3,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Restricted Stock Units","published_at":"2020-09-17T20:34:46.000Z","date":"2020-09-17","kind":"exercise","acquired":true,"shares":4000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Restricted stock units convert into Common Stock on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"On March 18, 2020, the reporting person Ms. Huang was granted 4,000 restricted stock units that vested September 17, 2020, the date of the Company's annual meeting of stockholders."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"On March 18, 2020, the reporting person Ms. Huang was granted 4,000 restricted stock units that vested September 17, 2020, the date of the Company's annual meeting of stockholders."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F4","text":"The restricted stock units were held directly by Ms. Huang."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":4000},"source":{"system":"sec-edgar","filing":"0001600805-20-000013","document":"wf-form4_160037487335874.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/924168/000160080520000013/wf-form4_160037487335874.xml","form_type":"4"}},{"id":3029220,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":114802,"kind":"person","name":"Huang Gina","position":1,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":2,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":3,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2020-09-17T20:34:46.000Z","date":"2020-09-17","kind":"exercise","acquired":true,"shares":4000,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Restricted stock units convert into Common Stock on a one-for-one basis."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Consists of 83,478 shares of common stock held by Brilliant Start Enterprise, Inc. (\"Brilliant Start\"), 120,000 shares of common stock held by Jag International Ltd. (\"Jag\") and 4,000 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang."}],"balance_after":207478,"source":{"system":"sec-edgar","filing":"0001600805-20-000013","document":"wf-form4_160037487335874.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/924168/000160080520000013/wf-form4_160037487335874.xml","form_type":"4"}},{"id":3297969,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":76168,"kind":"person","name":"Tu James","position":1,"cik":"0001564957","reported_name":"Tu James","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"CEO & Chairman"}},{"id":114802,"kind":"person","name":"Huang Gina","position":2,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":3,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":4,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140568,"kind":"organization","name":"5 ELEMENTS GLOBAL FUND, LP","position":5,"cik":"0001480824","reported_name":"5 ELEMENTS GLOBAL FUND, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140569,"kind":"organization","name":"Fusion Park LLC","position":6,"cik":"0001801344","reported_name":"Fusion Park LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series A Convertible Preferred Stock","published_at":"2020-01-30T21:11:20.000Z","date":"2020-01-16","kind":"exercise","acquired":true,"shares":1721023,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"shares","element":"transactionShares","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"shares","element":"transactionShares","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."}],"balance_after":1721023,"derivative":{"underlying":"Common Stock","underlying_shares":1721023},"source":{"system":"sec-edgar","filing":"0001104659-20-008694","document":"tv537363_4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/924168/000110465920008694/tv537363_4.xml","form_type":"4"}},{"id":3297968,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":76168,"kind":"person","name":"Tu James","position":1,"cik":"0001564957","reported_name":"Tu James","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"CEO & Chairman"}},{"id":114802,"kind":"person","name":"Huang Gina","position":2,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":3,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":4,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140568,"kind":"organization","name":"5 ELEMENTS GLOBAL FUND, LP","position":5,"cik":"0001480824","reported_name":"5 ELEMENTS GLOBAL FUND, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140569,"kind":"organization","name":"Fusion Park LLC","position":6,"cik":"0001801344","reported_name":"Fusion Park LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Convertible Notes due 2021","published_at":"2020-01-30T21:11:20.000Z","date":"2020-01-16","kind":"exercise","acquired":false,"reported_value":1080000,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"reported_value","element":"transactionTotalValue","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"reported_value","element":"transactionTotalValue","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement (the \"Note Purchase Agreement\") with certain investors, including Fusion Park LLC (of which James Tu is the sole member) and Brilliant Start Enterprise, Inc. (which is controlled by Gina Huang), for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes. Pursuant to the Note Purchase Agreement, Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively, in principal amount of the subordinated convertible promissory notes. The subordinated convertible promissory notes were amended on May 29, 2019 (as amended, the \"Notes\")."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The Notes, which were issued on March 29, 2019, had a maturity date of December 31, 2021 and paid interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. Pursuant to their terms, on January 16, 2020 (the first business day after the Issuer's stockholders approved certain amendments to the Issuer's certificate of incorporation), the Notes (including the accumulated interest thereon) converted into the Issuer's Series A Convertible Preferred Stock (\"Series A Preferrred Stock) at a price of $0.67 per share. Upon the conversion of the Notes, Fusion Park and Brilliant Start received 924,253 shares and 796,770 shares, respectively, of Series A Preferred Stock. The Series A Preferred Stock is convertible into the Issuer's Common Stock one a one-for-one basis and has no expiration."}],"derivative":{"underlying":"Series A Convertible Preferred Stock"},"source":{"system":"sec-edgar","filing":"0001104659-20-008694","document":"tv537363_4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/924168/000110465920008694/tv537363_4.xml","form_type":"4"}},{"id":3566371,"issuer":{"id":7723,"kind":"organization","name":"ENERGY FOCUS, INC/DE"},"owners":[{"id":76168,"kind":"person","name":"Tu James","position":1,"cik":"0001564957","reported_name":"Tu James","relationship":{"director":true,"officer":true,"ten_percent_owner":true,"other":false,"officer_title":"CEO, President and Interim CFO"}},{"id":114802,"kind":"person","name":"Huang Gina","position":2,"cik":"0001600805","reported_name":"Huang Gina","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125927,"kind":"organization","name":"Jag International Co Ltd.","position":3,"cik":"0001544485","reported_name":"Jag International Co Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":125928,"kind":"organization","name":"Brilliant Start Enterprise, Inc.","position":4,"cik":"0001600870","reported_name":"Brilliant Start Enterprise, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":45331,"kind":"person","name":"Luo Jiangang","position":5,"cik":"0001588515","reported_name":"Luo Jiangang","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":158593,"kind":"organization","name":"Cleantech Global Ltd","position":6,"cik":"0001588566","reported_name":"Cleantech Global Ltd","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140568,"kind":"organization","name":"5 ELEMENTS GLOBAL FUND, LP","position":7,"cik":"0001480824","reported_name":"5 ELEMENTS GLOBAL FUND, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":158594,"kind":"person","name":"Cheng Yeh Mei-Hui","position":8,"cik":"0001761139","reported_name":"Cheng Yeh Mei-Hui","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":158595,"kind":"organization","name":"Communal International, Ltd.","position":9,"cik":"0001761130","reported_name":"Communal International, Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":158596,"kind":"organization","name":"5 Elements Energy Efficiency Ltd.","position":10,"cik":"0001544460","reported_name":"5 Elements Energy Efficiency Ltd.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Convertible Notes due 2021","published_at":"2019-04-03T20:28:56.000Z","date":"2019-03-29","kind":"purchase","acquired":true,"reported_value":1080000,"ownership":{"direct":false,"nature":"See Footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement with Fusion Park LLC (\"Fusion Park\") (of which James Tu is the sole member), F&S Electronic Technology (HK) Co., Ltd., Brilliant Start Enterprises, Inc. (\"Brilliant Start\"), Vittorio Viarengo and Amaury Furmin for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes (the \"Notes\") of which Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively. The Notes, which were issued on March 29, 2019, have a maturity date of December 31, 2021 and bear interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. The Notes and accrued interest will convert into shares of the Issuer's Series A convertible preferred stock (the \"Series A Preferred Stock\") on April 17, 2019, if permitted without stockholder approval under the equity issuance rules of the Nasdaq Stock Market (the \"Nasdaq Cap\")"},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"(cont'd) and to the extent sufficient shares of Series A Preferred Stock are authorized under the Issuer's certificate of incorporation (the \"Charter\"), based on a conversion price equal to the greater of (a) the volume-weighted average trading price of the Issuer's common stock (\"Common Stock\") measured over the 10 trading day period ending on April 16, 2019 or (b) $0.20 (as applicable, the \"Conversion Rate\"). If the Notes cannot fully convert on April 17, 2019 due to the Nasdaq Cap, then no portion of the Notes will convert into Series A Preferred Stock until the Issuer obtains stockholder approval of the transaction in accordance with the Nasdaq rules. If shares of the Series A Preferred Stock can be issued under the Nasdaq Cap, but insufficient shares of Series A Preferred Stock are available under the Charter,"},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F3","text":"(cont'd) then the Notes will convert in part to the extent of the authorized shares and the remainder will convert upon approval by the Issuer's stockholders of an amendment to the Charter to increase the authorized number of shares of Series A Preferred Stock. Assuming the Issuer's stockholders approve the transaction and the lowest Conversion Rate of $0.20, the maximum number of shares of Series A Preferred Stock that could be issued upon conversion of the Notes and the maximum number of shares of Common Stock that could be issued to the Reporting Persons pursuant to the conversion of the Series A Preferred Stock would be 5,400,000 (of which 2,900,000 and 2,500,000 shares of Series A Preferred Stock would be issued to Fusion Park and Brilliant Start, respectively), plus any shares issued in respect of accrued interest. The shares of Series A Preferred Stock are convertible into shares of Common Stock at the option of the Reporting Persons on a one-for-one basis."},{"field":"kind","element":"transactionCoding","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement with Fusion Park LLC (\"Fusion Park\") (of which James Tu is the sole member), F&S Electronic Technology (HK) Co., Ltd., Brilliant Start Enterprises, Inc. (\"Brilliant Start\"), Vittorio Viarengo and Amaury Furmin for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes (the \"Notes\") of which Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively. The Notes, which were issued on March 29, 2019, have a maturity date of December 31, 2021 and bear interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. The Notes and accrued interest will convert into shares of the Issuer's Series A convertible preferred stock (the \"Series A Preferred Stock\") on April 17, 2019, if permitted without stockholder approval under the equity issuance rules of the Nasdaq Stock Market (the \"Nasdaq Cap\")"},{"field":"kind","element":"transactionCoding","label":"F2","text":"(cont'd) and to the extent sufficient shares of Series A Preferred Stock are authorized under the Issuer's certificate of incorporation (the \"Charter\"), based on a conversion price equal to the greater of (a) the volume-weighted average trading price of the Issuer's common stock (\"Common Stock\") measured over the 10 trading day period ending on April 16, 2019 or (b) $0.20 (as applicable, the \"Conversion Rate\"). If the Notes cannot fully convert on April 17, 2019 due to the Nasdaq Cap, then no portion of the Notes will convert into Series A Preferred Stock until the Issuer obtains stockholder approval of the transaction in accordance with the Nasdaq rules. If shares of the Series A Preferred Stock can be issued under the Nasdaq Cap, but insufficient shares of Series A Preferred Stock are available under the Charter,"},{"field":"kind","element":"transactionCoding","label":"F3","text":"(cont'd) then the Notes will convert in part to the extent of the authorized shares and the remainder will convert upon approval by the Issuer's stockholders of an amendment to the Charter to increase the authorized number of shares of Series A Preferred Stock. Assuming the Issuer's stockholders approve the transaction and the lowest Conversion Rate of $0.20, the maximum number of shares of Series A Preferred Stock that could be issued upon conversion of the Notes and the maximum number of shares of Common Stock that could be issued to the Reporting Persons pursuant to the conversion of the Series A Preferred Stock would be 5,400,000 (of which 2,900,000 and 2,500,000 shares of Series A Preferred Stock would be issued to Fusion Park and Brilliant Start, respectively), plus any shares issued in respect of accrued interest. The shares of Series A Preferred Stock are convertible into shares of Common Stock at the option of the Reporting Persons on a one-for-one basis."},{"field":"reported_value","element":"transactionTotalValue","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement with Fusion Park LLC (\"Fusion Park\") (of which James Tu is the sole member), F&S Electronic Technology (HK) Co., Ltd., Brilliant Start Enterprises, Inc. (\"Brilliant Start\"), Vittorio Viarengo and Amaury Furmin for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes (the \"Notes\") of which Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively. The Notes, which were issued on March 29, 2019, have a maturity date of December 31, 2021 and bear interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. The Notes and accrued interest will convert into shares of the Issuer's Series A convertible preferred stock (the \"Series A Preferred Stock\") on April 17, 2019, if permitted without stockholder approval under the equity issuance rules of the Nasdaq Stock Market (the \"Nasdaq Cap\")"},{"field":"reported_value","element":"transactionTotalValue","label":"F2","text":"(cont'd) and to the extent sufficient shares of Series A Preferred Stock are authorized under the Issuer's certificate of incorporation (the \"Charter\"), based on a conversion price equal to the greater of (a) the volume-weighted average trading price of the Issuer's common stock (\"Common Stock\") measured over the 10 trading day period ending on April 16, 2019 or (b) $0.20 (as applicable, the \"Conversion Rate\"). If the Notes cannot fully convert on April 17, 2019 due to the Nasdaq Cap, then no portion of the Notes will convert into Series A Preferred Stock until the Issuer obtains stockholder approval of the transaction in accordance with the Nasdaq rules. If shares of the Series A Preferred Stock can be issued under the Nasdaq Cap, but insufficient shares of Series A Preferred Stock are available under the Charter,"},{"field":"reported_value","element":"transactionTotalValue","label":"F3","text":"(cont'd) then the Notes will convert in part to the extent of the authorized shares and the remainder will convert upon approval by the Issuer's stockholders of an amendment to the Charter to increase the authorized number of shares of Series A Preferred Stock. Assuming the Issuer's stockholders approve the transaction and the lowest Conversion Rate of $0.20, the maximum number of shares of Series A Preferred Stock that could be issued upon conversion of the Notes and the maximum number of shares of Common Stock that could be issued to the Reporting Persons pursuant to the conversion of the Series A Preferred Stock would be 5,400,000 (of which 2,900,000 and 2,500,000 shares of Series A Preferred Stock would be issued to Fusion Park and Brilliant Start, respectively), plus any shares issued in respect of accrued interest. The shares of Series A Preferred Stock are convertible into shares of Common Stock at the option of the Reporting Persons on a one-for-one basis."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement with Fusion Park LLC (\"Fusion Park\") (of which James Tu is the sole member), F&S Electronic Technology (HK) Co., Ltd., Brilliant Start Enterprises, Inc. (\"Brilliant Start\"), Vittorio Viarengo and Amaury Furmin for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes (the \"Notes\") of which Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively. The Notes, which were issued on March 29, 2019, have a maturity date of December 31, 2021 and bear interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. The Notes and accrued interest will convert into shares of the Issuer's Series A convertible preferred stock (the \"Series A Preferred Stock\") on April 17, 2019, if permitted without stockholder approval under the equity issuance rules of the Nasdaq Stock Market (the \"Nasdaq Cap\")"},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"(cont'd) and to the extent sufficient shares of Series A Preferred Stock are authorized under the Issuer's certificate of incorporation (the \"Charter\"), based on a conversion price equal to the greater of (a) the volume-weighted average trading price of the Issuer's common stock (\"Common Stock\") measured over the 10 trading day period ending on April 16, 2019 or (b) $0.20 (as applicable, the \"Conversion Rate\"). If the Notes cannot fully convert on April 17, 2019 due to the Nasdaq Cap, then no portion of the Notes will convert into Series A Preferred Stock until the Issuer obtains stockholder approval of the transaction in accordance with the Nasdaq rules. If shares of the Series A Preferred Stock can be issued under the Nasdaq Cap, but insufficient shares of Series A Preferred Stock are available under the Charter,"},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"(cont'd) then the Notes will convert in part to the extent of the authorized shares and the remainder will convert upon approval by the Issuer's stockholders of an amendment to the Charter to increase the authorized number of shares of Series A Preferred Stock. Assuming the Issuer's stockholders approve the transaction and the lowest Conversion Rate of $0.20, the maximum number of shares of Series A Preferred Stock that could be issued upon conversion of the Notes and the maximum number of shares of Common Stock that could be issued to the Reporting Persons pursuant to the conversion of the Series A Preferred Stock would be 5,400,000 (of which 2,900,000 and 2,500,000 shares of Series A Preferred Stock would be issued to Fusion Park and Brilliant Start, respectively), plus any shares issued in respect of accrued interest. The shares of Series A Preferred Stock are convertible into shares of Common Stock at the option of the Reporting Persons on a one-for-one basis."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement with Fusion Park LLC (\"Fusion Park\") (of which James Tu is the sole member), F&S Electronic Technology (HK) Co., Ltd., Brilliant Start Enterprises, Inc. (\"Brilliant Start\"), Vittorio Viarengo and Amaury Furmin for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes (the \"Notes\") of which Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively. The Notes, which were issued on March 29, 2019, have a maturity date of December 31, 2021 and bear interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. The Notes and accrued interest will convert into shares of the Issuer's Series A convertible preferred stock (the \"Series A Preferred Stock\") on April 17, 2019, if permitted without stockholder approval under the equity issuance rules of the Nasdaq Stock Market (the \"Nasdaq Cap\")"},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"(cont'd) and to the extent sufficient shares of Series A Preferred Stock are authorized under the Issuer's certificate of incorporation (the \"Charter\"), based on a conversion price equal to the greater of (a) the volume-weighted average trading price of the Issuer's common stock (\"Common Stock\") measured over the 10 trading day period ending on April 16, 2019 or (b) $0.20 (as applicable, the \"Conversion Rate\"). If the Notes cannot fully convert on April 17, 2019 due to the Nasdaq Cap, then no portion of the Notes will convert into Series A Preferred Stock until the Issuer obtains stockholder approval of the transaction in accordance with the Nasdaq rules. If shares of the Series A Preferred Stock can be issued under the Nasdaq Cap, but insufficient shares of Series A Preferred Stock are available under the Charter,"},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"(cont'd) then the Notes will convert in part to the extent of the authorized shares and the remainder will convert upon approval by the Issuer's stockholders of an amendment to the Charter to increase the authorized number of shares of Series A Preferred Stock. Assuming the Issuer's stockholders approve the transaction and the lowest Conversion Rate of $0.20, the maximum number of shares of Series A Preferred Stock that could be issued upon conversion of the Notes and the maximum number of shares of Common Stock that could be issued to the Reporting Persons pursuant to the conversion of the Series A Preferred Stock would be 5,400,000 (of which 2,900,000 and 2,500,000 shares of Series A Preferred Stock would be issued to Fusion Park and Brilliant Start, respectively), plus any shares issued in respect of accrued interest. The shares of Series A Preferred Stock are convertible into shares of Common Stock at the option of the Reporting Persons on a one-for-one basis."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement with Fusion Park LLC (\"Fusion Park\") (of which James Tu is the sole member), F&S Electronic Technology (HK) Co., Ltd., Brilliant Start Enterprises, Inc. (\"Brilliant Start\"), Vittorio Viarengo and Amaury Furmin for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes (the \"Notes\") of which Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively. The Notes, which were issued on March 29, 2019, have a maturity date of December 31, 2021 and bear interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. The Notes and accrued interest will convert into shares of the Issuer's Series A convertible preferred stock (the \"Series A Preferred Stock\") on April 17, 2019, if permitted without stockholder approval under the equity issuance rules of the Nasdaq Stock Market (the \"Nasdaq Cap\")"},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"(cont'd) and to the extent sufficient shares of Series A Preferred Stock are authorized under the Issuer's certificate of incorporation (the \"Charter\"), based on a conversion price equal to the greater of (a) the volume-weighted average trading price of the Issuer's common stock (\"Common Stock\") measured over the 10 trading day period ending on April 16, 2019 or (b) $0.20 (as applicable, the \"Conversion Rate\"). If the Notes cannot fully convert on April 17, 2019 due to the Nasdaq Cap, then no portion of the Notes will convert into Series A Preferred Stock until the Issuer obtains stockholder approval of the transaction in accordance with the Nasdaq rules. If shares of the Series A Preferred Stock can be issued under the Nasdaq Cap, but insufficient shares of Series A Preferred Stock are available under the Charter,"},{"field":"derivative.expiration_date","element":"expirationDate","label":"F3","text":"(cont'd) then the Notes will convert in part to the extent of the authorized shares and the remainder will convert upon approval by the Issuer's stockholders of an amendment to the Charter to increase the authorized number of shares of Series A Preferred Stock. Assuming the Issuer's stockholders approve the transaction and the lowest Conversion Rate of $0.20, the maximum number of shares of Series A Preferred Stock that could be issued upon conversion of the Notes and the maximum number of shares of Common Stock that could be issued to the Reporting Persons pursuant to the conversion of the Series A Preferred Stock would be 5,400,000 (of which 2,900,000 and 2,500,000 shares of Series A Preferred Stock would be issued to Fusion Park and Brilliant Start, respectively), plus any shares issued in respect of accrued interest. The shares of Series A Preferred Stock are convertible into shares of Common Stock at the option of the Reporting Persons on a one-for-one basis."},{"field":"derivative.underlying","element":"underlyingSecurityTitle","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement with Fusion Park LLC (\"Fusion Park\") (of which James Tu is the sole member), F&S Electronic Technology (HK) Co., Ltd., Brilliant Start Enterprises, Inc. (\"Brilliant Start\"), Vittorio Viarengo and Amaury Furmin for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes (the \"Notes\") of which Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively. The Notes, which were issued on March 29, 2019, have a maturity date of December 31, 2021 and bear interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. The Notes and accrued interest will convert into shares of the Issuer's Series A convertible preferred stock (the \"Series A Preferred Stock\") on April 17, 2019, if permitted without stockholder approval under the equity issuance rules of the Nasdaq Stock Market (the \"Nasdaq Cap\")"},{"field":"derivative.underlying","element":"underlyingSecurityTitle","label":"F2","text":"(cont'd) and to the extent sufficient shares of Series A Preferred Stock are authorized under the Issuer's certificate of incorporation (the \"Charter\"), based on a conversion price equal to the greater of (a) the volume-weighted average trading price of the Issuer's common stock (\"Common Stock\") measured over the 10 trading day period ending on April 16, 2019 or (b) $0.20 (as applicable, the \"Conversion Rate\"). If the Notes cannot fully convert on April 17, 2019 due to the Nasdaq Cap, then no portion of the Notes will convert into Series A Preferred Stock until the Issuer obtains stockholder approval of the transaction in accordance with the Nasdaq rules. If shares of the Series A Preferred Stock can be issued under the Nasdaq Cap, but insufficient shares of Series A Preferred Stock are available under the Charter,"},{"field":"derivative.underlying","element":"underlyingSecurityTitle","label":"F3","text":"(cont'd) then the Notes will convert in part to the extent of the authorized shares and the remainder will convert upon approval by the Issuer's stockholders of an amendment to the Charter to increase the authorized number of shares of Series A Preferred Stock. Assuming the Issuer's stockholders approve the transaction and the lowest Conversion Rate of $0.20, the maximum number of shares of Series A Preferred Stock that could be issued upon conversion of the Notes and the maximum number of shares of Common Stock that could be issued to the Reporting Persons pursuant to the conversion of the Series A Preferred Stock would be 5,400,000 (of which 2,900,000 and 2,500,000 shares of Series A Preferred Stock would be issued to Fusion Park and Brilliant Start, respectively), plus any shares issued in respect of accrued interest. The shares of Series A Preferred Stock are convertible into shares of Common Stock at the option of the Reporting Persons on a one-for-one basis."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement with Fusion Park LLC (\"Fusion Park\") (of which James Tu is the sole member), F&S Electronic Technology (HK) Co., Ltd., Brilliant Start Enterprises, Inc. (\"Brilliant Start\"), Vittorio Viarengo and Amaury Furmin for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes (the \"Notes\") of which Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively. The Notes, which were issued on March 29, 2019, have a maturity date of December 31, 2021 and bear interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. The Notes and accrued interest will convert into shares of the Issuer's Series A convertible preferred stock (the \"Series A Preferred Stock\") on April 17, 2019, if permitted without stockholder approval under the equity issuance rules of the Nasdaq Stock Market (the \"Nasdaq Cap\")"},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F2","text":"(cont'd) and to the extent sufficient shares of Series A Preferred Stock are authorized under the Issuer's certificate of incorporation (the \"Charter\"), based on a conversion price equal to the greater of (a) the volume-weighted average trading price of the Issuer's common stock (\"Common Stock\") measured over the 10 trading day period ending on April 16, 2019 or (b) $0.20 (as applicable, the \"Conversion Rate\"). If the Notes cannot fully convert on April 17, 2019 due to the Nasdaq Cap, then no portion of the Notes will convert into Series A Preferred Stock until the Issuer obtains stockholder approval of the transaction in accordance with the Nasdaq rules. If shares of the Series A Preferred Stock can be issued under the Nasdaq Cap, but insufficient shares of Series A Preferred Stock are available under the Charter,"},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F3","text":"(cont'd) then the Notes will convert in part to the extent of the authorized shares and the remainder will convert upon approval by the Issuer's stockholders of an amendment to the Charter to increase the authorized number of shares of Series A Preferred Stock. Assuming the Issuer's stockholders approve the transaction and the lowest Conversion Rate of $0.20, the maximum number of shares of Series A Preferred Stock that could be issued upon conversion of the Notes and the maximum number of shares of Common Stock that could be issued to the Reporting Persons pursuant to the conversion of the Series A Preferred Stock would be 5,400,000 (of which 2,900,000 and 2,500,000 shares of Series A Preferred Stock would be issued to Fusion Park and Brilliant Start, respectively), plus any shares issued in respect of accrued interest. The shares of Series A Preferred Stock are convertible into shares of Common Stock at the option of the Reporting Persons on a one-for-one basis."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement with Fusion Park LLC (\"Fusion Park\") (of which James Tu is the sole member), F&S Electronic Technology (HK) Co., Ltd., Brilliant Start Enterprises, Inc. (\"Brilliant Start\"), Vittorio Viarengo and Amaury Furmin for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes (the \"Notes\") of which Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively. The Notes, which were issued on March 29, 2019, have a maturity date of December 31, 2021 and bear interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. The Notes and accrued interest will convert into shares of the Issuer's Series A convertible preferred stock (the \"Series A Preferred Stock\") on April 17, 2019, if permitted without stockholder approval under the equity issuance rules of the Nasdaq Stock Market (the \"Nasdaq Cap\")"},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F2","text":"(cont'd) and to the extent sufficient shares of Series A Preferred Stock are authorized under the Issuer's certificate of incorporation (the \"Charter\"), based on a conversion price equal to the greater of (a) the volume-weighted average trading price of the Issuer's common stock (\"Common Stock\") measured over the 10 trading day period ending on April 16, 2019 or (b) $0.20 (as applicable, the \"Conversion Rate\"). If the Notes cannot fully convert on April 17, 2019 due to the Nasdaq Cap, then no portion of the Notes will convert into Series A Preferred Stock until the Issuer obtains stockholder approval of the transaction in accordance with the Nasdaq rules. If shares of the Series A Preferred Stock can be issued under the Nasdaq Cap, but insufficient shares of Series A Preferred Stock are available under the Charter,"},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F3","text":"(cont'd) then the Notes will convert in part to the extent of the authorized shares and the remainder will convert upon approval by the Issuer's stockholders of an amendment to the Charter to increase the authorized number of shares of Series A Preferred Stock. Assuming the Issuer's stockholders approve the transaction and the lowest Conversion Rate of $0.20, the maximum number of shares of Series A Preferred Stock that could be issued upon conversion of the Notes and the maximum number of shares of Common Stock that could be issued to the Reporting Persons pursuant to the conversion of the Series A Preferred Stock would be 5,400,000 (of which 2,900,000 and 2,500,000 shares of Series A Preferred Stock would be issued to Fusion Park and Brilliant Start, respectively), plus any shares issued in respect of accrued interest. The shares of Series A Preferred Stock are convertible into shares of Common Stock at the option of the Reporting Persons on a one-for-one basis."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement with Fusion Park LLC (\"Fusion Park\") (of which James Tu is the sole member), F&S Electronic Technology (HK) Co., Ltd., Brilliant Start Enterprises, Inc. (\"Brilliant Start\"), Vittorio Viarengo and Amaury Furmin for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes (the \"Notes\") of which Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively. The Notes, which were issued on March 29, 2019, have a maturity date of December 31, 2021 and bear interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. The Notes and accrued interest will convert into shares of the Issuer's Series A convertible preferred stock (the \"Series A Preferred Stock\") on April 17, 2019, if permitted without stockholder approval under the equity issuance rules of the Nasdaq Stock Market (the \"Nasdaq Cap\")"},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"(cont'd) and to the extent sufficient shares of Series A Preferred Stock are authorized under the Issuer's certificate of incorporation (the \"Charter\"), based on a conversion price equal to the greater of (a) the volume-weighted average trading price of the Issuer's common stock (\"Common Stock\") measured over the 10 trading day period ending on April 16, 2019 or (b) $0.20 (as applicable, the \"Conversion Rate\"). If the Notes cannot fully convert on April 17, 2019 due to the Nasdaq Cap, then no portion of the Notes will convert into Series A Preferred Stock until the Issuer obtains stockholder approval of the transaction in accordance with the Nasdaq rules. If shares of the Series A Preferred Stock can be issued under the Nasdaq Cap, but insufficient shares of Series A Preferred Stock are available under the Charter,"},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"(cont'd) then the Notes will convert in part to the extent of the authorized shares and the remainder will convert upon approval by the Issuer's stockholders of an amendment to the Charter to increase the authorized number of shares of Series A Preferred Stock. Assuming the Issuer's stockholders approve the transaction and the lowest Conversion Rate of $0.20, the maximum number of shares of Series A Preferred Stock that could be issued upon conversion of the Notes and the maximum number of shares of Common Stock that could be issued to the Reporting Persons pursuant to the conversion of the Series A Preferred Stock would be 5,400,000 (of which 2,900,000 and 2,500,000 shares of Series A Preferred Stock would be issued to Fusion Park and Brilliant Start, respectively), plus any shares issued in respect of accrued interest. The shares of Series A Preferred Stock are convertible into shares of Common Stock at the option of the Reporting Persons on a one-for-one basis."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"On March 29, 2019, the Issuer entered into a note purchase agreement with Fusion Park LLC (\"Fusion Park\") (of which James Tu is the sole member), F&S Electronic Technology (HK) Co., Ltd., Brilliant Start Enterprises, Inc. (\"Brilliant Start\"), Vittorio Viarengo and Amaury Furmin for the purchase of an aggregate of $1.7 million in subordinated convertible promissory notes (the \"Notes\") of which Fusion Park and Brilliant Start purchased $580,000 and $500,000, respectively. The Notes, which were issued on March 29, 2019, have a maturity date of December 31, 2021 and bear interest at a rate of 5% per annum until June 30, 2019 and at a rate of 10% per annum thereafter. The Notes and accrued interest will convert into shares of the Issuer's Series A convertible preferred stock (the \"Series A Preferred Stock\") on April 17, 2019, if permitted without stockholder approval under the equity issuance rules of the Nasdaq Stock Market (the \"Nasdaq Cap\")"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"(cont'd) and to the extent sufficient shares of Series A Preferred Stock are authorized under the Issuer's certificate of incorporation (the \"Charter\"), based on a conversion price equal to the greater of (a) the volume-weighted average trading price of the Issuer's common stock (\"Common Stock\") measured over the 10 trading day period ending on April 16, 2019 or (b) $0.20 (as applicable, the \"Conversion Rate\"). If the Notes cannot fully convert on April 17, 2019 due to the Nasdaq Cap, then no portion of the Notes will convert into Series A Preferred Stock until the Issuer obtains stockholder approval of the transaction in accordance with the Nasdaq rules. If shares of the Series A Preferred Stock can be issued under the Nasdaq Cap, but insufficient shares of Series A Preferred Stock are available under the Charter,"},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"(cont'd) then the Notes will convert in part to the extent of the authorized shares and the remainder will convert upon approval by the Issuer's stockholders of an amendment to the Charter to increase the authorized number of shares of Series A Preferred Stock. Assuming the Issuer's stockholders approve the transaction and the lowest Conversion Rate of $0.20, the maximum number of shares of Series A Preferred Stock that could be issued upon conversion of the Notes and the maximum number of shares of Common Stock that could be issued to the Reporting Persons pursuant to the conversion of the Series A Preferred Stock would be 5,400,000 (of which 2,900,000 and 2,500,000 shares of Series A Preferred Stock would be issued to Fusion Park and Brilliant Start, respectively), plus any shares issued in respect of accrued interest. The shares of Series A Preferred Stock are convertible into shares of Common Stock at the option of the Reporting Persons on a one-for-one basis."}],"derivative":{"underlying":"Series A Convertible Preferred Stock"},"source":{"system":"sec-edgar","filing":"0001144204-19-018014","document":"tv517902_form4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/924168/000114420419018014/tv517902_form4.xml","form_type":"4"}}]}