{"transactions":[{"id":2062426,"issuer":{"id":6926,"kind":"organization","name":"Advanced Flower Capital Inc.","symbol":"AFCG"},"owners":[{"id":120917,"kind":"person","name":"Kaufman Brett","position":1,"cik":"0001431385","reported_name":"Kaufman Brett","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"CFO and Treasurer"}}],"security":"Common Stock","published_at":"2023-01-05T18:01:28.000Z","date":"2023-01-03","kind":"grant","acquired":true,"shares":3211,"price":15.57,"value":49995.27,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Represents restricted stock granted under the Issuer's Stock Incentive Plan that is fully-vested as of January 3, 2023."}],"balance_after":9211,"source":{"system":"sec-edgar","filing":"0001209191-23-002043","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1431385/000120919123002043/doc4.xml","form_type":"4"}},{"id":2271869,"issuer":{"id":6926,"kind":"organization","name":"Advanced Flower Capital Inc.","symbol":"AFCG"},"owners":[{"id":120917,"kind":"person","name":"Kaufman Brett","position":1,"cik":"0001431385","reported_name":"Kaufman Brett","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"CFO and Treasurer"}}],"security":"Common Stock","published_at":"2022-05-13T08:45:16.000Z","date":"2022-05-11","kind":"purchase","acquired":true,"shares":3000,"price":16.7,"value":50100.0,"ownership":{"direct":true},"balance_after":6000,"source":{"system":"sec-edgar","filing":"0001209191-22-028751","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1431385/000120919122028751/doc4.xml","form_type":"4"}},{"id":2286363,"issuer":{"id":127694,"kind":"organization","name":"AFC BDC Inc.","symbol":"NONE"},"owners":[{"id":120917,"kind":"person","name":"Kaufman Brett","position":1,"cik":"0001431385","reported_name":"Kaufman Brett","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"CFO, Treasurer"}}],"security":"Common Stock","published_at":"2022-05-02T21:54:14.000Z","date":"2022-04-28","kind":"other","acquired":true,"shares":5000,"price":20,"value":100000.0,"ownership":{"direct":false,"nature":"By the Brett H. Kaufman Revocable Family Trust"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Reflects shares held by the Brett H. Kaufman Revocable Family Trust. Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose."}],"balance_after":5000,"source":{"system":"sec-edgar","filing":"0001829126-22-009535","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1431385/000182912622009535/ownership.xml","form_type":"4"}},{"id":2286361,"issuer":{"id":127694,"kind":"organization","name":"AFC BDC Inc.","symbol":"NONE"},"owners":[{"id":120917,"kind":"person","name":"Kaufman Brett","position":1,"cik":"0001431385","reported_name":"Kaufman Brett","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"CFO, Treasurer"}}],"security":"Common Stock","published_at":"2022-05-02T21:53:52.000Z","date":"2022-04-28","kind":"other","acquired":true,"shares":5000,"price":20,"value":100000.0,"ownership":{"direct":false,"nature":"By the Brett H. 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Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose."}],"balance_after":5000,"source":{"system":"sec-edgar","filing":"0001829126-22-009532","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1431385/000182912622009532/ownership.xml","form_type":"4"}},{"id":2323014,"issuer":{"id":6926,"kind":"organization","name":"Advanced Flower Capital Inc.","symbol":"AFCG"},"owners":[{"id":120917,"kind":"person","name":"Kaufman Brett","position":1,"cik":"0001431385","reported_name":"Kaufman Brett","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"CFO and Treasurer"}}],"security":"Common 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Figure above does not include any deduction for taxes."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F7","text":"This option, which provided for vesting in four equal annual installments, commencing on January 17, 2015, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes."}],"balance_after":0,"derivative":{"exercise_price":3.25,"expiration_date":"2024-01-17","underlying":"Common Stock","underlying_shares":75000},"source":{"system":"sec-edgar","filing":"0001493152-20-002738","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002738/ownership.xml","form_type":"4"}},{"id":3264196,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":120917,"kind":"person","name":"Kaufman Brett","position":1,"cik":"0001431385","reported_name":"Kaufman Brett","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Senior Vice President and CFO"}}],"security":"Stock Option (Right to Buy)","published_at":"2020-02-19T17:00:11.000Z","date":"2020-02-14","kind":"disposition_to_issuer","acquired":false,"shares":62500,"price":2.1,"value":131250.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F6","text":"This option, which provided for vesting in four equal annual installments, commencing on January 28, 2014, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"This option, which provided for vesting in four equal annual installments, commencing on January 28, 2014, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. 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Figure above does not include any deduction for taxes."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"This option, which provided for vesting in four equal annual installments, commencing on January 31, 2013, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes."}],"balance_after":0,"derivative":{"exercise_price":2.8,"expiration_date":"2022-01-30","underlying":"Common Stock","underlying_shares":125000},"source":{"system":"sec-edgar","filing":"0001493152-20-002738","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002738/ownership.xml","form_type":"4"}},{"id":3264194,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":120917,"kind":"person","name":"Kaufman Brett","position":1,"cik":"0001431385","reported_name":"Kaufman Brett","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Senior Vice President and CFO"}}],"security":"Stock Option (Right to Buy)","published_at":"2020-02-19T17:00:11.000Z","date":"2020-02-14","kind":"disposition_to_issuer","acquired":false,"shares":125000,"price":2.22,"value":277500.0,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F4","text":"This option, which provided for vesting in four equal annual installments, commencing on March 2, 2012, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"This option, which provided for vesting in four equal annual installments, commencing on March 2, 2012, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes."}],"balance_after":0,"derivative":{"exercise_price":1.28,"expiration_date":"2021-03-02","underlying":"Common Stock","underlying_shares":125000},"source":{"system":"sec-edgar","filing":"0001493152-20-002738","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002738/ownership.xml","form_type":"4"}},{"id":3264193,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":120917,"kind":"person","name":"Kaufman Brett","position":1,"cik":"0001431385","reported_name":"Kaufman Brett","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Senior Vice President and CFO"}}],"security":"8.00% Series A Cumulative Redeemable Preferred Stock","published_at":"2020-02-19T17:00:11.000Z","date":"2020-02-18","kind":"sale","acquired":false,"shares":205.352,"price":25,"value":5133.8,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F3","text":"The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001493152-20-002738","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002738/ownership.xml","form_type":"4"}},{"id":3264192,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":120917,"kind":"person","name":"Kaufman Brett","position":1,"cik":"0001431385","reported_name":"Kaufman Brett","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Senior Vice President and CFO"}}],"security":"Common Stock","published_at":"2020-02-19T17:00:11.000Z","date":"2020-02-14","kind":"disposition_to_issuer","acquired":false,"shares":318466.083,"price":3.5,"value":1114631.2905,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. 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Figure above does not include any deduction for taxes."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001493152-20-002738","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1029730/000149315220002738/ownership.xml","form_type":"4"}},{"id":3314633,"issuer":{"id":120198,"kind":"organization","name":"LADENBURG THALMANN FINANCIAL SERVICES INC.","symbol":"LTS"},"owners":[{"id":120917,"kind":"person","name":"Kaufman Brett","position":1,"cik":"0001431385","reported_name":"Kaufman Brett","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"Senior Vice President and CFO"}}],"security":"Stock Option (Right to 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