{"transactions":[{"id":111429,"issuer":{"id":11943,"kind":"organization","name":"IMH Financial Corp","symbol":"NONE"},"owners":[{"id":2795,"kind":"organization","name":"JPMORGAN CHASE & CO","symbol":"JPM","position":1,"cik":"0000019617","reported_name":"JPMORGAN CHASE & CO","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Director by Deputization"}},{"id":11222,"kind":"organization","name":"JPMorgan Chase Funding Inc.","position":2,"cik":"0001364743","reported_name":"JPMorgan Chase Funding Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series B-1 Cumulative Convertible Preferred Stock","published_at":"2019-10-28T20:44:41.000Z","date":"2019-10-24","kind":"purchase","acquired":true,"shares":873378,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"The Series B-1 Cumulative Convertible Preferred Stock (\"Series B-1 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-1 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.2171 and (b) all accrued and unpaid dividends on such Series B-1 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-1 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-1 Preferred Stock, are subject to adjustment as provided in the Second Amended and Restated Certificate of Designation of Series B-1 Cumulative Convertible Preferred Stock, Series B-2 Cumulative Convertible Preferred Stock and Series B-3 Cumulative Convertible Preferred Stock of the Issuer (\"B-123 Certificate of Designation\")."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Series B-1 Preferred Stock will automatically be converted into shares of Common Stock at the then effective conversion price upon the closing of a sale of shares of Common Stock at a price equal to or greater than two and a quarter times (2.25x) $3.2171 (subject to adjustment in accordance with B-123 Certificate of Designation), in a firm commitment underwritten public offering and listing of the Common Stock on a national securities exchange, pursuant to an effective registration statement under the Securities Act of 1933, as amended, resulting in at least $75,000,000 of gross proceeds to the Issuer."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The Series B-1 Cumulative Convertible Preferred Stock (\"Series B-1 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-1 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.2171 and (b) all accrued and unpaid dividends on such Series B-1 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-1 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-1 Preferred Stock, are subject to adjustment as provided in the Second Amended and Restated Certificate of Designation of Series B-1 Cumulative Convertible Preferred Stock, Series B-2 Cumulative Convertible Preferred Stock and Series B-3 Cumulative Convertible Preferred Stock of the Issuer (\"B-123 Certificate of Designation\")."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Series B-1 Preferred Stock will automatically be converted into shares of Common Stock at the then effective conversion price upon the closing of a sale of shares of Common Stock at a price equal to or greater than two and a quarter times (2.25x) $3.2171 (subject to adjustment in accordance with B-123 Certificate of Designation), in a firm commitment underwritten public offering and listing of the Common Stock on a national securities exchange, pursuant to an effective registration statement under the Securities Act of 1933, as amended, resulting in at least $75,000,000 of gross proceeds to the Issuer."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Series B-1 Cumulative Convertible Preferred Stock (\"Series B-1 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-1 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.2171 and (b) all accrued and unpaid dividends on such Series B-1 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-1 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-1 Preferred Stock, are subject to adjustment as provided in the Second Amended and Restated Certificate of Designation of Series B-1 Cumulative Convertible Preferred Stock, Series B-2 Cumulative Convertible Preferred Stock and Series B-3 Cumulative Convertible Preferred Stock of the Issuer (\"B-123 Certificate of Designation\")."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Series B-1 Cumulative Convertible Preferred Stock (\"Series B-1 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-1 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.2171 and (b) all accrued and unpaid dividends on such Series B-1 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-1 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-1 Preferred Stock, are subject to adjustment as provided in the Second Amended and Restated Certificate of Designation of Series B-1 Cumulative Convertible Preferred Stock, Series B-2 Cumulative Convertible Preferred Stock and Series B-3 Cumulative Convertible Preferred Stock of the Issuer (\"B-123 Certificate of Designation\")."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"Series B-1 Preferred Stock will automatically be converted into shares of Common Stock at the then effective conversion price upon the closing of a sale of shares of Common Stock at a price equal to or greater than two and a quarter times (2.25x) $3.2171 (subject to adjustment in accordance with B-123 Certificate of Designation), in a firm commitment underwritten public offering and listing of the Common Stock on a national securities exchange, pursuant to an effective registration statement under the Securities Act of 1933, as amended, resulting in at least $75,000,000 of gross proceeds to the Issuer."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"The Series B-1 Cumulative Convertible Preferred Stock (\"Series B-1 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-1 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.2171 and (b) all accrued and unpaid dividends on such Series B-1 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-1 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-1 Preferred Stock, are subject to adjustment as provided in the Second Amended and Restated Certificate of Designation of Series B-1 Cumulative Convertible Preferred Stock, Series B-2 Cumulative Convertible Preferred Stock and Series B-3 Cumulative Convertible Preferred Stock of the Issuer (\"B-123 Certificate of Designation\")."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F2","text":"Series B-1 Preferred Stock will automatically be converted into shares of Common Stock at the then effective conversion price upon the closing of a sale of shares of Common Stock at a price equal to or greater than two and a quarter times (2.25x) $3.2171 (subject to adjustment in accordance with B-123 Certificate of Designation), in a firm commitment underwritten public offering and listing of the Common Stock on a national securities exchange, pursuant to an effective registration statement under the Securities Act of 1933, as amended, resulting in at least $75,000,000 of gross proceeds to the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities reported herein are directly owned by JPMorgan Chase Funding Inc., a wholly owned subsidiary of JPMorgan Chase & Co. JPMorgan Chase & Co. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, if any."}],"balance_after":873378,"derivative":{"underlying":"Common Stock"},"source":{"system":"sec-edgar","filing":"0001567619-19-020072","document":"doc1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/19617/000156761919020072/doc1.xml","form_type":"4"}},{"id":112419,"issuer":{"id":11943,"kind":"organization","name":"IMH Financial Corp","symbol":"NONE"},"owners":[{"id":2795,"kind":"organization","name":"JPMORGAN CHASE & CO","symbol":"JPM","position":1,"cik":"0000019617","reported_name":"JPMORGAN CHASE & CO","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Director by Deputization"}},{"id":11222,"kind":"organization","name":"JPMorgan Chase Funding Inc.","position":2,"cik":"0001364743","reported_name":"JPMorgan Chase Funding Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series B-4 Cumulative Convertible Preferred Stock","published_at":"2019-09-27T20:29:47.000Z","date":"2019-09-25","kind":"purchase","acquired":true,"shares":1875000,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"The Series B-4 Cumulative Convertible Preferred Stock (\"Series B-4 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-4 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.20 and (b) all accrued and unpaid dividends on such Series B-4 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-4 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-4 Preferred Stock, are subject to adjustment as provided in the Certificate of Designation of Series B-4 Cumulative Convertible Preferred Stock of the Issuer (\"B-4 Certificate of Designation\")."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Series B-4 Preferred Stock will automatically be converted into shares of Common Stock at the then effective conversion price upon the closing of a sale of shares of Common Stock at a price equal to or greater than two and a quarter times (2.25x) $3.2171 (subject to adjustment in accordance with the B-4 Certificate of Designation), in a firm commitment underwritten public offering and listing of the Common Stock on a national securities exchange, pursuant to an effective registration statement under the Securities Act of 1933, as amended, resulting in at least $75,000,000 of gross proceeds to the Issuer."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The Series B-4 Cumulative Convertible Preferred Stock (\"Series B-4 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-4 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.20 and (b) all accrued and unpaid dividends on such Series B-4 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-4 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-4 Preferred Stock, are subject to adjustment as provided in the Certificate of Designation of Series B-4 Cumulative Convertible Preferred Stock of the Issuer (\"B-4 Certificate of Designation\")."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Series B-4 Preferred Stock will automatically be converted into shares of Common Stock at the then effective conversion price upon the closing of a sale of shares of Common Stock at a price equal to or greater than two and a quarter times (2.25x) $3.2171 (subject to adjustment in accordance with the B-4 Certificate of Designation), in a firm commitment underwritten public offering and listing of the Common Stock on a national securities exchange, pursuant to an effective registration statement under the Securities Act of 1933, as amended, resulting in at least $75,000,000 of gross proceeds to the Issuer."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Series B-4 Cumulative Convertible Preferred Stock (\"Series B-4 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-4 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.20 and (b) all accrued and unpaid dividends on such Series B-4 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-4 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-4 Preferred Stock, are subject to adjustment as provided in the Certificate of Designation of Series B-4 Cumulative Convertible Preferred Stock of the Issuer (\"B-4 Certificate of Designation\")."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Series B-4 Cumulative Convertible Preferred Stock (\"Series B-4 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-4 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.20 and (b) all accrued and unpaid dividends on such Series B-4 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-4 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-4 Preferred Stock, are subject to adjustment as provided in the Certificate of Designation of Series B-4 Cumulative Convertible Preferred Stock of the Issuer (\"B-4 Certificate of Designation\")."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"Series B-4 Preferred Stock will automatically be converted into shares of Common Stock at the then effective conversion price upon the closing of a sale of shares of Common Stock at a price equal to or greater than two and a quarter times (2.25x) $3.2171 (subject to adjustment in accordance with the B-4 Certificate of Designation), in a firm commitment underwritten public offering and listing of the Common Stock on a national securities exchange, pursuant to an effective registration statement under the Securities Act of 1933, as amended, resulting in at least $75,000,000 of gross proceeds to the Issuer."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"The Series B-4 Cumulative Convertible Preferred Stock (\"Series B-4 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-4 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.20 and (b) all accrued and unpaid dividends on such Series B-4 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-4 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-4 Preferred Stock, are subject to adjustment as provided in the Certificate of Designation of Series B-4 Cumulative Convertible Preferred Stock of the Issuer (\"B-4 Certificate of Designation\")."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F2","text":"Series B-4 Preferred Stock will automatically be converted into shares of Common Stock at the then effective conversion price upon the closing of a sale of shares of Common Stock at a price equal to or greater than two and a quarter times (2.25x) $3.2171 (subject to adjustment in accordance with the B-4 Certificate of Designation), in a firm commitment underwritten public offering and listing of the Common Stock on a national securities exchange, pursuant to an effective registration statement under the Securities Act of 1933, as amended, resulting in at least $75,000,000 of gross proceeds to the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities reported herein are directly owned by JPMorgan Chase Funding Inc., a wholly owned subsidiary of JPMorgan Chase & Co. JPMorgan Chase & Co. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, if any."}],"balance_after":1875000,"derivative":{"underlying":"Common Stock"},"source":{"system":"sec-edgar","filing":"0001567619-19-018845","document":"doc1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/19617/000156761919018845/doc1.xml","form_type":"4"}},{"id":128117,"issuer":{"id":11943,"kind":"organization","name":"IMH Financial Corp","symbol":"NONE"},"owners":[{"id":2795,"kind":"organization","name":"JPMORGAN CHASE & CO","symbol":"JPM","position":1,"cik":"0000019617","reported_name":"JPMORGAN CHASE & CO","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Director by Deputization"}},{"id":11222,"kind":"organization","name":"JPMorgan Chase Funding Inc.","position":2,"cik":"0001364743","reported_name":"JPMorgan Chase Funding Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series A Senior Perpetual Preferred Stock","published_at":"2018-06-04T20:53:55.000Z","date":"2018-05-31","kind":"purchase","acquired":true,"shares":22000,"price":1000,"value":22000000.0,"ownership":{"direct":false,"nature":"See footnote"},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"The Series A Senior Perpetual Preferred Stock (\"Series A Stock\") reported herein is not entitled to vote on any matter submitted to the stockholders of the Issuer for a vote, and is not convertible into common stock or other securities of the Issuer. The Series A Stock provides for cumulative dividends at a rate of 7.5% per annum, and ranks senior to all classes or series of shares of preferred stock and of common stock of the Issuer with respect to dividend and redemption rights and rights upon liquidation, dissolution or winding up of the Issuer. At any time after May 31, 2023, the Issuer may call the Series A Stock for redemption and the holders thereof may require the Issuer to redeem the Series A Stock, in each case, for a price equal to its face value plus accrued and unpaid dividends."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The securities reported herein are directly owned by JPMorgan Chase Funding Inc., a wholly owned subsidiary of JPMorgan Chase & Co. JPMorgan Chase & Co. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, if any."}],"balance_after":22000,"source":{"system":"sec-edgar","filing":"0001140361-18-027134","document":"doc1.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/19617/000114036118027134/doc1.xml","form_type":"4"}},{"id":132695,"issuer":{"id":11943,"kind":"organization","name":"IMH Financial Corp","symbol":"NONE"},"owners":[{"id":2795,"kind":"organization","name":"JPMORGAN CHASE & CO","symbol":"JPM","position":1,"cik":"0000019617","reported_name":"JPMORGAN CHASE & CO","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Director by Deputization"}},{"id":11222,"kind":"organization","name":"JPMorgan Chase Funding Inc.","position":2,"cik":"0001364743","reported_name":"JPMorgan Chase Funding Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Warrants","published_at":"2018-02-13T20:13:33.000Z","date":"2018-02-09","kind":"purchase","acquired":true,"shares":600000,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"See footenote"},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"These warrants shall be exercisable from and after February 9, 2021 through February 8, 2023."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F4","text":"These warrants shall be exercisable from and after February 9, 2021 through February 8, 2023."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities reported herein are directly owned by JPMorgan Chase Funding Inc., a wholly owned subsidiary of JPMorgan Chase & Co. JPMorgan Chase & Co. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, if any."}],"balance_after":600000,"derivative":{"exercise_price":2.25,"underlying":"Common Stock","underlying_shares":600000},"source":{"system":"sec-edgar","filing":"0001140361-18-007008","document":"doc1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/19617/000114036118007008/doc1.xml","form_type":"4"}},{"id":132694,"issuer":{"id":11943,"kind":"organization","name":"IMH Financial Corp","symbol":"NONE"},"owners":[{"id":2795,"kind":"organization","name":"JPMORGAN CHASE & CO","symbol":"JPM","position":1,"cik":"0000019617","reported_name":"JPMORGAN CHASE & CO","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":true,"other_text":"Director by Deputization"}},{"id":11222,"kind":"organization","name":"JPMorgan Chase Funding Inc.","position":2,"cik":"0001364743","reported_name":"JPMorgan Chase Funding Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series B-2 Cumulative Convertible Preferred Stock","published_at":"2018-02-13T20:13:33.000Z","date":"2018-02-09","kind":"purchase","acquired":true,"shares":2352941,"ownership":{"direct":false,"nature":"See footenote"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"The Series B-3 Cumulative Convertible Preferred Stock (\"Series B-3 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-3 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.40 and (b) all accrued and unpaid dividends on such Series B-3 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-3 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-3 Preferred Stock, are subject to adjustment as provided in the Second Amended and Restated Certificate of Designation of Series B-1 Cumulative Convertible Preferred Stock, Series B-2 Cumulative Convertible Preferred Stock and Series B-3 Cumulative Convertible Preferred Stock of the Issuer (\"Restated Certificate of Designation\")."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Series B-3 Preferred Stock will automatically be converted into shares of Common Stock at the then effective conversion price upon the closing of a sale of shares of Common Stock at a price equal to or greater than two and a quarter times (2.25x) $3.2171 (subject to adjustment in accordance with the Restated Certificate of Designation), in a firm commitment underwritten public offering and listing of the Common Stock on a national securities exchange, pursuant to an effective registration statement under the Securities Act of 1933, as amended, resulting in at least $75,000,000 of gross proceeds to the Issuer."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"The Series B-3 Cumulative Convertible Preferred Stock (\"Series B-3 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-3 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.40 and (b) all accrued and unpaid dividends on such Series B-3 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-3 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-3 Preferred Stock, are subject to adjustment as provided in the Second Amended and Restated Certificate of Designation of Series B-1 Cumulative Convertible Preferred Stock, Series B-2 Cumulative Convertible Preferred Stock and Series B-3 Cumulative Convertible Preferred Stock of the Issuer (\"Restated Certificate of Designation\")."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Series B-3 Preferred Stock will automatically be converted into shares of Common Stock at the then effective conversion price upon the closing of a sale of shares of Common Stock at a price equal to or greater than two and a quarter times (2.25x) $3.2171 (subject to adjustment in accordance with the Restated Certificate of Designation), in a firm commitment underwritten public offering and listing of the Common Stock on a national securities exchange, pursuant to an effective registration statement under the Securities Act of 1933, as amended, resulting in at least $75,000,000 of gross proceeds to the Issuer."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"The Series B-3 Cumulative Convertible Preferred Stock (\"Series B-3 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-3 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.40 and (b) all accrued and unpaid dividends on such Series B-3 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-3 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-3 Preferred Stock, are subject to adjustment as provided in the Second Amended and Restated Certificate of Designation of Series B-1 Cumulative Convertible Preferred Stock, Series B-2 Cumulative Convertible Preferred Stock and Series B-3 Cumulative Convertible Preferred Stock of the Issuer (\"Restated Certificate of Designation\")."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"The Series B-3 Cumulative Convertible Preferred Stock (\"Series B-3 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-3 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.40 and (b) all accrued and unpaid dividends on such Series B-3 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-3 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-3 Preferred Stock, are subject to adjustment as provided in the Second Amended and Restated Certificate of Designation of Series B-1 Cumulative Convertible Preferred Stock, Series B-2 Cumulative Convertible Preferred Stock and Series B-3 Cumulative Convertible Preferred Stock of the Issuer (\"Restated Certificate of Designation\")."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"Series B-3 Preferred Stock will automatically be converted into shares of Common Stock at the then effective conversion price upon the closing of a sale of shares of Common Stock at a price equal to or greater than two and a quarter times (2.25x) $3.2171 (subject to adjustment in accordance with the Restated Certificate of Designation), in a firm commitment underwritten public offering and listing of the Common Stock on a national securities exchange, pursuant to an effective registration statement under the Securities Act of 1933, as amended, resulting in at least $75,000,000 of gross proceeds to the Issuer."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"The Series B-3 Cumulative Convertible Preferred Stock (\"Series B-3 Preferred Stock\") is convertible at any time into the Issuer's common stock, par value $0.01 per share (\"Common Stock\"). Each share of Series B-3 Preferred Stock is convertible, at the election of the holder, into a number of shares of Common Stock determined by dividing (i) the sum of (a) $3.40 and (b) all accrued and unpaid dividends on such Series B-3 Preferred Stock by (ii) the then effective conversion price. Initially, each share of Series B-3 Preferred Stock is convertible into one share of Common Stock. The conversion price, and number of shares issuable upon conversion of Series B-3 Preferred Stock, are subject to adjustment as provided in the Second Amended and Restated Certificate of Designation of Series B-1 Cumulative Convertible Preferred Stock, Series B-2 Cumulative Convertible Preferred Stock and Series B-3 Cumulative Convertible Preferred Stock of the Issuer (\"Restated Certificate of Designation\")."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F2","text":"Series B-3 Preferred Stock will automatically be converted into shares of Common Stock at the then effective conversion price upon the closing of a sale of shares of Common Stock at a price equal to or greater than two and a quarter times (2.25x) $3.2171 (subject to adjustment in accordance with the Restated Certificate of Designation), in a firm commitment underwritten public offering and listing of the Common Stock on a national securities exchange, pursuant to an effective registration statement under the Securities Act of 1933, as amended, resulting in at least $75,000,000 of gross proceeds to the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities reported herein are directly owned by JPMorgan Chase Funding Inc., a wholly owned subsidiary of JPMorgan Chase & Co. JPMorgan Chase & Co. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, if any."}],"balance_after":2352941,"derivative":{"underlying":"Common Stock"},"source":{"system":"sec-edgar","filing":"0001140361-18-007008","document":"doc1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/19617/000114036118007008/doc1.xml","form_type":"4"}}]}