{"transactions":[{"id":1796052,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class B Common Stock","published_at":"2023-08-25T16:31:01.000Z","date":"2023-08-23","kind":"disposition_to_issuer","planned":false,"acquired":false,"shares":195331,"price":23.25,"value":4541445.75,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F8","text":"Represents shares that were disposed of at the Effective Time.  At the Effective Time, each outstanding share of the Issuer's Class B common stock was canceled and converted into the right to receive the Merger Consideration."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F8","text":"Represents shares that were disposed of at the Effective Time.  At the Effective Time, each outstanding share of the Issuer's Class B common stock was canceled and converted into the right to receive the Merger Consideration."}],"balance_after":0,"derivative":{"exercise_price":0,"underlying":"Class A Common Stock","underlying_shares":195331},"source":{"system":"sec-edgar","filing":"0001209191-23-047324","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123047324/doc4.xml","form_type":"4"}},{"id":1796051,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Stock Option (right to buy)","published_at":"2023-08-25T16:31:01.000Z","date":"2023-08-23","kind":"disposition_to_issuer","planned":false,"acquired":false,"shares":190370,"price":23.25,"value":4426102.5,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"At the Effective Time, (i) the vested portion of this option was cancelled and converted into the right to receive a cash payment equal to the difference between (a) the aggregate exercise price of the vested portion of this option and (b) the product of the Merger Consideration and the number of shares subject to the vested portion of this option; and (ii) the unvested portion of this option was cancelled and converted into the contingent right to receive a cash payment equal to the difference between (a) the aggregate exercise price of the unvested portion of this option and (b) the product of the Merger Consideration and the number of shares subject to the vested portion of this option, which contingent payment will vest and become payable pursuant to the time-based vesting schedule that the unvested portion of the stock option was subject to immediately prior to the Effective Time."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F7","text":"At the Effective Time, 91,218 shares subject to this option had vested and 99,152 of the shares subject to this option remained unvested."}],"balance_after":0,"derivative":{"exercise_price":25,"expiration_date":"2031-09-14","underlying":"Class A Common Stock","underlying_shares":190370},"source":{"system":"sec-edgar","filing":"0001209191-23-047324","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123047324/doc4.xml","form_type":"4"}},{"id":1796050,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Stock Option (right to buy)","published_at":"2023-08-25T16:31:01.000Z","date":"2023-08-23","kind":"disposition_to_issuer","planned":false,"acquired":false,"shares":500000,"price":23.25,"value":11625000.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"At the Effective Time, (i) the vested portion of this option was cancelled and converted into the right to receive a cash payment equal to the difference between (a) the aggregate exercise price of the vested portion of this option and (b) the product of the Merger Consideration and the number of shares subject to the vested portion of this option; and (ii) the unvested portion of this option was cancelled and converted into the contingent right to receive a cash payment equal to the difference between (a) the aggregate exercise price of the unvested portion of this option and (b) the product of the Merger Consideration and the number of shares subject to the vested portion of this option, which contingent payment will vest and become payable pursuant to the time-based vesting schedule that the unvested portion of the stock option was subject to immediately prior to the Effective Time."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"At the Effective Time, 312,500 shares subject to this option had vested and 187,500 of the shares subject to this option remained unvested."}],"balance_after":0,"derivative":{"exercise_price":7.86,"expiration_date":"2031-02-12","underlying":"Class B Common Stock","underlying_shares":500000},"source":{"system":"sec-edgar","filing":"0001209191-23-047324","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123047324/doc4.xml","form_type":"4"}},{"id":1796049,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Stock Option (right to buy)","published_at":"2023-08-25T16:31:01.000Z","date":"2023-08-23","kind":"disposition_to_issuer","planned":false,"acquired":false,"shares":400000,"price":23.25,"value":9300000.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"At the Effective Time, 341,667 shares subject to this option had vested and 58,333 of the shares subject to this option remained unvested."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"At the Effective Time, (i) the vested portion of this option was cancelled and converted into the right to receive a cash payment equal to the difference between (a) the aggregate exercise price of the vested portion of this option and (b) the product of the Merger Consideration and the number of shares subject to the vested portion of this option; and (ii) the unvested portion of this option was cancelled and converted into the contingent right to receive a cash payment equal to the difference between (a) the aggregate exercise price of the unvested portion of this option and (b) the product of the Merger Consideration and the number of shares subject to the vested portion of this option, which contingent payment will vest and become payable pursuant to the time-based vesting schedule that the unvested portion of the stock option was subject to immediately prior to the Effective Time."}],"balance_after":0,"derivative":{"exercise_price":4.83,"expiration_date":"2030-02-08","underlying":"Class B Common Stock","underlying_shares":400000},"source":{"system":"sec-edgar","filing":"0001209191-23-047324","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123047324/doc4.xml","form_type":"4"}},{"id":1796048,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Stock Option (right to buy)","published_at":"2023-08-25T16:31:01.000Z","date":"2023-08-23","kind":"disposition_to_issuer","planned":false,"acquired":false,"shares":2560879,"price":23.25,"value":59540436.75,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"This option was fully vested at the Effective Time.  At the Effective Time, this option was canceled and converted into the right to receive a cash payment equal to the difference between (a) the aggregate exercise price of this option and (b) the product of the Merger Consideration and the number of shares subject to this option."}],"balance_after":0,"derivative":{"exercise_price":3.6,"expiration_date":"2028-06-28","underlying":"Class B Common Stock","underlying_shares":2560879},"source":{"system":"sec-edgar","filing":"0001209191-23-047324","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123047324/doc4.xml","form_type":"4"}},{"id":1796047,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class A Common Stock","published_at":"2023-08-25T16:31:01.000Z","date":"2023-08-23","kind":"disposition_to_issuer","planned":false,"acquired":false,"shares":545742,"price":23.25,"value":12688501.5,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Represents (i) 49,726 shares of Class A common stock and (ii) 496,016 restricted stock units (\"RSUs\") that were disposed of at the effective time (the \"Effective Time\") of the merger (the \"Merger\") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the \"Issuer\") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the \"Merger Agreement\")."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"At the Effective Time, (i) each outstanding share of the Issuer's Class A common stock was cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the \"Merger Consideration\"); and (ii) each unvested RSU was canceled and converted into the contingent right to receive a cash payment equal to the Merger Consideration per unvested RSU, which will vest and become payable pursuant to the time-based vesting schedule that the unvested RSUs were subject to immediately prior to the Effective 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immediately exercisable."},{"field":"derivative.underlying","element":"underlyingSecurityTitle","label":"F1","text":"Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date."}],"balance_after":2560879,"derivative":{"exercise_price":3.6,"expiration_date":"2028-06-28","underlying":"Class B Common Stock","underlying_shares":50000},"source":{"system":"sec-edgar","filing":"0001209191-23-046064","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123046064/doc4.xml","form_type":"4"}},{"id":1805241,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis 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Upon request by the Commission staff, ForgeRock, Inc. (the \"Issuer\") or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Certain of these securities are restricted stock units (\"RSUs\").  Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU."}],"balance_after":545742,"source":{"system":"sec-edgar","filing":"0001209191-23-046064","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123046064/doc4.xml","form_type":"4"}},{"id":1805240,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class A Common Stock","published_at":"2023-08-16T17:16:49.000Z","date":"2023-08-14","kind":"exercise","planned":true,"acquired":true,"shares":50000,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Certain of these securities are restricted stock units (\"RSUs\").  Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU."}],"balance_after":595742,"source":{"system":"sec-edgar","filing":"0001209191-23-046064","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123046064/doc4.xml","form_type":"4"}},{"id":1830808,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class B Common 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was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The sale price represents the weighted average price of the shares sold ranging from $19.56 to $20.11 per share.  Upon request by the Commission staff, ForgeRock, Inc. (the \"Issuer\") or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Certain of these securities are restricted stock units (\"RSUs\").  Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU."}],"balance_after":545742,"source":{"system":"sec-edgar","filing":"0001209191-23-042091","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123042091/doc4.xml","form_type":"4"}},{"id":1830804,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class A Common Stock","published_at":"2023-07-12T16:38:27.000Z","date":"2023-07-11","kind":"exercise","planned":true,"acquired":true,"shares":50000,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Certain of these securities are restricted stock units (\"RSUs\").  Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU."}],"balance_after":595742,"source":{"system":"sec-edgar","filing":"0001209191-23-042091","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123042091/doc4.xml","form_type":"4"}},{"id":1855552,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class B Common Stock","published_at":"2023-06-14T16:19:07.000Z","date":"2023-06-12","kind":"exercise","planned":true,"acquired":false,"shares":50000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date."}],"balance_after":195331,"derivative":{"underlying":"Class A Common Stock","underlying_shares":50000},"source":{"system":"sec-edgar","filing":"0001209191-23-037010","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123037010/doc4.xml","form_type":"4"}},{"id":1855551,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class B Common Stock","published_at":"2023-06-14T16:19:07.000Z","date":"2023-06-12","kind":"exercise","planned":true,"acquired":true,"shares":50000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date."}],"balance_after":245331,"derivative":{"underlying":"Class A Common Stock","underlying_shares":50000},"source":{"system":"sec-edgar","filing":"0001209191-23-037010","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123037010/doc4.xml","form_type":"4"}},{"id":1855550,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Stock Option (right to buy)","published_at":"2023-06-14T16:19:07.000Z","date":"2023-06-12","kind":"exercise","planned":true,"acquired":false,"shares":50000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"This option is fully vested and immediately exercisable."},{"field":"derivative.underlying","element":"underlyingSecurityTitle","label":"F1","text":"Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date."}],"balance_after":2660879,"derivative":{"exercise_price":3.6,"expiration_date":"2028-06-28","underlying":"Class B Common Stock","underlying_shares":50000},"source":{"system":"sec-edgar","filing":"0001209191-23-037010","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123037010/doc4.xml","form_type":"4"}},{"id":1855549,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class A Common Stock","published_at":"2023-06-14T16:19:07.000Z","date":"2023-06-12","kind":"sale","planned":true,"acquired":false,"shares":50000,"price":19.4889,"value":974445.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F3","text":"The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The sale price represents the weighted average price of the shares sold ranging from $19.43 to $19.565 per share.  Upon request by the Commission staff, ForgeRock, Inc. (the \"Issuer\") or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Certain of these securities are restricted stock units (\"RSUs\").  Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU."}],"balance_after":545742,"source":{"system":"sec-edgar","filing":"0001209191-23-037010","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123037010/doc4.xml","form_type":"4"}},{"id":1855548,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class A Common Stock","published_at":"2023-06-14T16:19:07.000Z","date":"2023-06-12","kind":"exercise","planned":true,"acquired":true,"shares":50000,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Certain of these securities are restricted stock units (\"RSUs\").  Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU."}],"balance_after":595742,"source":{"system":"sec-edgar","filing":"0001209191-23-037010","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123037010/doc4.xml","form_type":"4"}},{"id":1879413,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class A Common Stock","published_at":"2023-05-24T18:16:31.000Z","date":"2023-05-22","kind":"sale","planned":false,"acquired":false,"shares":10076,"price":19.9059,"value":200571.8484,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Shares were sold to cover tax obligations in connection with the vesting of restricted stock units (\"RSUs\")."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Certain of these securities are RSUs.  Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU."}],"balance_after":545742,"source":{"system":"sec-edgar","filing":"0001209191-23-031962","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123031962/doc4.xml","form_type":"4"}},{"id":1931941,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class A Common Stock","published_at":"2023-04-03T21:19:50.000Z","date":"2023-04-01","kind":"grant","planned":false,"acquired":true,"shares":275268,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reported securities represent restricted stock units (\"RSUs\"), 25% of which will vest on May 20, 2024 and 1/16th of the RSUs shall vest quarterly thereafter in equal installments, subject to the Reporting Person's continued service through each vesting date."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Certain of these securities are RSUs.  Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU."}],"balance_after":555818,"source":{"system":"sec-edgar","filing":"0001209191-23-022447","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123022447/doc4.xml","form_type":"4"}},{"id":1998873,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class A Common Stock","published_at":"2023-02-22T19:27:51.000Z","date":"2023-02-21","kind":"sale","acquired":false,"shares":40538,"price":19.7833,"value":801975.4154,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Shares were sold to cover tax obligations in connection with the vesting of restricted stock units (\"RSUs\")."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"The sale price represents the weighted average price of the shares sold ranging from $19.78 to $20.10 per share.  Upon request by the Commission staff, ForgeRock, Inc. (the \"Issuer\") or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F3","text":"Certain of these securities are RSUs.  Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU."}],"balance_after":280550,"source":{"system":"sec-edgar","filing":"0001209191-23-011941","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919123011941/doc4.xml","form_type":"4"}},{"id":2377553,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class A Common Stock","published_at":"2022-02-23T16:38:46.000Z","date":"2022-02-20","kind":"grant","acquired":true,"shares":321088,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"The reported securities represent restricted stock units (\"RSUs\").  Each RSU represents a contingent right to receive one share of Class A Common Stock of ForgeRock, Inc. (the \"Issuer\"). 25% of the RSUs will vest on February 20, 2023, and 1/16th of the RSUs will vest quarterly thereafter in equal installments, subject to the Reporting Person's continued service through each vesting date."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"These securities are RSUs.  Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU."}],"balance_after":321088,"source":{"system":"sec-edgar","filing":"0001209191-22-012246","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919122012246/doc4.xml","form_type":"4"}},{"id":2561639,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Class B Common Stock","published_at":"2021-09-22T16:33:16.000Z","date":"2021-09-20","kind":"other","acquired":true,"shares":195331,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."}],"balance_after":195331,"derivative":{"exercise_price":0,"underlying":"Class A Common Stock","underlying_shares":195331},"source":{"system":"sec-edgar","filing":"0001209191-21-057264","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919121057264/doc4.xml","form_type":"4"}},{"id":2561638,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Stock Option (right to buy)","published_at":"2021-09-22T16:33:16.000Z","date":"2021-09-20","kind":"other","acquired":true,"shares":500000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"kind","element":"transactionCoding","label":"F2","text":"Effective upon the occurrence of the Reclassification, all stock options outstanding under the Issuer's 2012 Equity Incentive Plan (the \"2012 Plan\") cover shares of Class B Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Option granted under the Issuer's 2012 Plan.  Twenty-five percent (25%) of the shares subject to the option will vest on February 1, 2022; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date."}],"balance_after":500000,"derivative":{"exercise_price":7.86,"expiration_date":"2031-02-12","underlying":"Class B Common Stock","underlying_shares":500000},"source":{"system":"sec-edgar","filing":"0001209191-21-057264","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919121057264/doc4.xml","form_type":"4"}},{"id":2561637,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Stock Option (right to buy)","published_at":"2021-09-22T16:33:16.000Z","date":"2021-09-20","kind":"other","acquired":false,"shares":500000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"kind","element":"transactionCoding","label":"F2","text":"Effective upon the occurrence of the Reclassification, all stock options outstanding under the Issuer's 2012 Equity Incentive Plan (the \"2012 Plan\") cover shares of Class B Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Option granted under the Issuer's 2012 Plan.  Twenty-five percent (25%) of the shares subject to the option will vest on February 1, 2022; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date."}],"balance_after":0,"derivative":{"exercise_price":7.86,"expiration_date":"2031-02-12","underlying":"Common Stock","underlying_shares":500000},"source":{"system":"sec-edgar","filing":"0001209191-21-057264","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919121057264/doc4.xml","form_type":"4"}},{"id":2561636,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Stock Option (right to buy)","published_at":"2021-09-22T16:33:16.000Z","date":"2021-09-20","kind":"other","acquired":true,"shares":400000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"kind","element":"transactionCoding","label":"F2","text":"Effective upon the occurrence of the Reclassification, all stock options outstanding under the Issuer's 2012 Equity Incentive Plan (the \"2012 Plan\") cover shares of Class B Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"Option granted under the Issuer's 2012 Plan. Twenty-five percent (25%) of the shares subject to the option vested on March 1, 2021; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date."}],"balance_after":400000,"derivative":{"exercise_price":4.83,"expiration_date":"2030-02-08","underlying":"Class B Common Stock","underlying_shares":400000},"source":{"system":"sec-edgar","filing":"0001209191-21-057264","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919121057264/doc4.xml","form_type":"4"}},{"id":2561635,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Stock Option (right to buy)","published_at":"2021-09-22T16:33:16.000Z","date":"2021-09-20","kind":"other","acquired":false,"shares":400000,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"kind","element":"transactionCoding","label":"F2","text":"Effective upon the occurrence of the Reclassification, all stock options outstanding under the Issuer's 2012 Equity Incentive Plan (the \"2012 Plan\") cover shares of Class B Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"Option granted under the Issuer's 2012 Plan. Twenty-five percent (25%) of the shares subject to the option vested on March 1, 2021; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date."}],"balance_after":0,"derivative":{"exercise_price":4.83,"expiration_date":"2030-02-08","underlying":"Common Stock","underlying_shares":400000},"source":{"system":"sec-edgar","filing":"0001209191-21-057264","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919121057264/doc4.xml","form_type":"4"}},{"id":2561634,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Stock Option (right to buy)","published_at":"2021-09-22T16:33:16.000Z","date":"2021-09-20","kind":"other","acquired":true,"shares":2710879,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"kind","element":"transactionCoding","label":"F2","text":"Effective upon the occurrence of the Reclassification, all stock options outstanding under the Issuer's 2012 Equity Incentive Plan (the \"2012 Plan\") cover shares of Class B Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Option granted under the Issuer's 2012 Plan.  Twenty-five percent (25%) of the shares subject to the option vested on June 29, 2019; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date."}],"balance_after":2710879,"derivative":{"exercise_price":3.6,"expiration_date":"2028-06-28","underlying":"Class B Common Stock","underlying_shares":2710879},"source":{"system":"sec-edgar","filing":"0001209191-21-057264","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919121057264/doc4.xml","form_type":"4"}},{"id":2561633,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Stock Option (right to buy)","published_at":"2021-09-22T16:33:16.000Z","date":"2021-09-20","kind":"other","acquired":false,"shares":2710879,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"kind","element":"transactionCoding","label":"F2","text":"Effective upon the occurrence of the Reclassification, all stock options outstanding under the Issuer's 2012 Equity Incentive Plan (the \"2012 Plan\") cover shares of Class B Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F3","text":"Option granted under the Issuer's 2012 Plan.  Twenty-five percent (25%) of the shares subject to the option vested on June 29, 2019; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date."}],"balance_after":0,"derivative":{"exercise_price":3.6,"expiration_date":"2028-06-28","underlying":"Common Stock","underlying_shares":2710879},"source":{"system":"sec-edgar","filing":"0001209191-21-057264","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919121057264/doc4.xml","form_type":"4"}},{"id":2561632,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Common Stock","published_at":"2021-09-22T16:33:16.000Z","date":"2021-09-20","kind":"other","acquired":false,"shares":195331,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to a reclassification exempt under Rule 16b-7 (the \"Reclassification\"), each share of ForgeRock, Inc.'s (the \"Issuer\") common stock, par value $0.001 per share (the \"Common Stock\"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the \"Class B Common Stock\"), immediately prior to the closing of the initial public offering (the \"IPO\") of the Issuer's Class A common stock, par value $0.001 per share (the \"Class A Common Stock\").  Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.  Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001209191-21-057264","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919121057264/doc4.xml","form_type":"4"}},{"id":2565156,"issuer":{"id":15406,"kind":"organization","name":"ForgeRock, Inc.","symbol":"FORG"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":true,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"President & CEO"}}],"security":"Stock Option (right to buy)","published_at":"2021-09-17T16:54:38.000Z","date":"2021-09-15","kind":"grant","acquired":true,"shares":190370,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"One-fourth (1/4th) of the shares subject to the option will vest on September 15, 2022, and one forty-eighth (1/48th) of the shares subject to the option will vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date."}],"balance_after":190370,"derivative":{"exercise_price":25,"expiration_date":"2031-09-14","underlying":"Class A Common Stock","underlying_shares":190370},"source":{"system":"sec-edgar","filing":"0001209191-21-056666","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1543916/000120919121056666/doc4.xml","form_type":"4"}},{"id":3906829,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Consumer Business"}}],"security":"Common Stock","published_at":"2018-06-05T21:34:22.000Z","date":"2018-06-01","kind":"tax_withholding","acquired":false,"shares":33145,"price":21.02,"value":696707.9,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold."}],"balance_after":179881,"source":{"system":"sec-edgar","filing":"0001209191-18-035852","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919118035852/doc4.xml","form_type":"4"}},{"id":4012653,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Consumer Business"}}],"security":"Common Stock","published_at":"2018-03-06T21:36:48.000Z","date":"2018-03-05","kind":"sale","acquired":false,"shares":51899,"price":26.5859,"value":1379781.6241,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2017."},{"field":"shares","element":"transactionShares","label":"F2","text":"Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1)."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Represents the weighted average sales price per share. The shares sold at prices ranging from $26.46 to $26.72 per share.  Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer."}],"balance_after":213026,"source":{"system":"sec-edgar","filing":"0001209191-18-017278","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919118017278/doc4.xml","form_type":"4"}},{"id":4022212,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Consumer Business"}}],"security":"Common Stock","published_at":"2018-03-02T21:41:16.000Z","date":"2018-03-01","kind":"tax_withholding","acquired":false,"shares":3741,"price":26.51,"value":99173.91,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F2","text":"Includes 743 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2018."}],"balance_after":264925,"source":{"system":"sec-edgar","filing":"0001209191-18-015693","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919118015693/doc4.xml","form_type":"4"}},{"id":4139676,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Consumer Business"}}],"security":"Non- Qualified Stock Option (right to buy)","published_at":"2017-12-07T21:32:43.000Z","date":"2017-12-06","kind":"exercise","acquired":false,"shares":40000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":0,"derivative":{"exercise_price":14.5,"exercise_date":"2015-06-10","expiration_date":"2018-06-10","underlying":"Common Stock","underlying_shares":40000},"source":{"system":"sec-edgar","filing":"0001209191-17-064432","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117064432/doc4.xml","form_type":"4"}},{"id":4139675,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Consumer Business"}}],"security":"Common Stock","published_at":"2017-12-07T21:32:43.000Z","date":"2017-12-06","kind":"sale","acquired":false,"shares":17103,"price":27.4235,"value":469024.1205,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2017."},{"field":"shares","element":"transactionShares","label":"F2","text":"Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1)."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"Represents the weighted average sales price per share.  The shares sold at prices ranging from $27.21 to $27.58 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer."}],"balance_after":267923,"source":{"system":"sec-edgar","filing":"0001209191-17-064432","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117064432/doc4.xml","form_type":"4"}},{"id":4139674,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Consumer Business"}}],"security":"Common Stock","published_at":"2017-12-07T21:32:43.000Z","date":"2017-12-06","kind":"sale","acquired":false,"shares":40000,"price":27.4237,"value":1096948.0,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2017."},{"field":"shares","element":"transactionShares","label":"F2","text":"Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1)."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Represents the weighted average sales price per share.  The shares sold at prices ranging from $27.20 to $27.58 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer."}],"balance_after":285026,"source":{"system":"sec-edgar","filing":"0001209191-17-064432","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117064432/doc4.xml","form_type":"4"}},{"id":4139673,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Consumer Business"}}],"security":"Common Stock","published_at":"2017-12-07T21:32:43.000Z","date":"2017-12-06","kind":"exercise","acquired":true,"shares":40000,"price":14.5,"value":580000.0,"ownership":{"direct":true},"balance_after":325026,"source":{"system":"sec-edgar","filing":"0001209191-17-064432","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117064432/doc4.xml","form_type":"4"}},{"id":4215352,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Norton Business Unit"}}],"security":"Common Stock","published_at":"2017-09-07T20:37:54.000Z","date":"2017-09-06","kind":"sale","acquired":false,"shares":4749,"price":29.7093,"value":141089.4657,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2016."},{"field":"shares","element":"transactionShares","label":"F2","text":"Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1)."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Represents the weighted average sales price per share. The shares sold at prices ranging from $29.69 to $29.80 per share. Full information\nregarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission,\nthe Issuer, or a security holder of the Issuer."}],"balance_after":285026,"source":{"system":"sec-edgar","filing":"0001209191-17-051884","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117051884/doc4.xml","form_type":"4"}},{"id":4216908,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Norton Business Unit"}}],"security":"Common Stock","published_at":"2017-09-06T20:39:15.000Z","date":"2017-09-01","kind":"tax_withholding","acquired":false,"shares":5184,"price":29.86,"value":154794.24,"ownership":{"direct":true},"balance_after":289775,"source":{"system":"sec-edgar","filing":"0001209191-17-051645","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117051645/doc4.xml","form_type":"4"}},{"id":4216907,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Norton Business Unit"}}],"security":"Common Stock","published_at":"2017-09-06T20:39:15.000Z","date":"2017-09-01","kind":"sale","acquired":false,"shares":14804,"price":29.9875,"value":443934.95,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2016."},{"field":"shares","element":"transactionShares","label":"F2","text":"Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1)."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Represents the weighted average sales price per share. The shares sold at prices ranging from $29.84 to $30.14 per share. Full information\nregarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission,\nthe Issuer, or a security holder of the Issuer."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F4","text":"Includes 249 shares that were acquired through the 2008 Employee Stock Purchase Plan on August 15, 2017."}],"balance_after":294959,"source":{"system":"sec-edgar","filing":"0001209191-17-051645","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117051645/doc4.xml","form_type":"4"}},{"id":4284514,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Norton Business Unit"}}],"security":"Common Stock","published_at":"2017-06-13T21:09:16.000Z","date":"2017-06-09","kind":"grant","acquired":true,"shares":116460,"price":0,"value":0.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Represents shares that are issuable pursuant to restricted stock units. 30% vests on June 1, 2018, 30% vests on June 1, 2019 and 40% vests on June 1, 2020."}],"balance_after":309514,"source":{"system":"sec-edgar","filing":"0001209191-17-039548","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117039548/doc4.xml","form_type":"4"}},{"id":4290462,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Norton Business Unit"}}],"security":"Non- Qualified Stock Option (right to buy)","published_at":"2017-06-07T20:40:25.000Z","date":"2017-06-06","kind":"exercise","acquired":false,"shares":28000,"price":0,"value":0.0,"ownership":{"direct":true},"balance_after":0,"derivative":{"exercise_price":10.86,"exercise_date":"2014-09-10","expiration_date":"2017-09-10","underlying":"Common Stock","underlying_shares":28000},"source":{"system":"sec-edgar","filing":"0001209191-17-038314","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117038314/doc4.xml","form_type":"4"}},{"id":4290461,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Norton Business Unit"}}],"security":"Common Stock","published_at":"2017-06-07T20:40:25.000Z","date":"2017-06-06","kind":"sale","acquired":false,"shares":28000,"price":30.2157,"value":846039.6,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F4","text":"Represents the aggregate of sales effected on the same day at different prices."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F5","text":"Represents the weighted average sales price per share. The shares sold at prices ranging from $30.21 to $30.24 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer."}],"balance_after":193054,"source":{"system":"sec-edgar","filing":"0001209191-17-038314","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117038314/doc4.xml","form_type":"4"}},{"id":4290460,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Norton Business Unit"}}],"security":"Common Stock","published_at":"2017-06-07T20:40:25.000Z","date":"2017-06-06","kind":"exercise","acquired":true,"shares":28000,"price":10.86,"value":304080.0,"ownership":{"direct":true},"balance_after":221054,"source":{"system":"sec-edgar","filing":"0001209191-17-038314","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117038314/doc4.xml","form_type":"4"}},{"id":4290459,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Norton Business Unit"}}],"security":"Common Stock","published_at":"2017-06-07T20:40:25.000Z","date":"2017-06-05","kind":"sale","acquired":false,"shares":19344,"price":30.1282,"value":582799.9008,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2016."},{"field":"shares","element":"transactionShares","label":"F2","text":"Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1)."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"Represents the weighted average sales price per share.  The shares sold at prices ranging from $29.87 to $30.33 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer."}],"balance_after":193054,"source":{"system":"sec-edgar","filing":"0001209191-17-038314","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117038314/doc4.xml","form_type":"4"}},{"id":4294261,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Norton Business Unit"}}],"security":"Common 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2015."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on May 13, 2015."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":70190},"source":{"system":"sec-edgar","filing":"0001209191-17-035002","document":"doc4.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117035002/doc4.xml","form_type":"4"}},{"id":4307224,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Norton Business Unit"}}],"security":"Common 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The shares sold at prices ranging from $28.67 to $28.98 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer."}],"balance_after":203631,"source":{"system":"sec-edgar","filing":"0001209191-17-016664","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117016664/doc4.xml","form_type":"4"}},{"id":4411793,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Norton Business Unit"}}],"security":"Common Stock","published_at":"2017-03-02T21:40:00.000Z","date":"2017-03-01","kind":"tax_withholding","acquired":false,"shares":4069,"price":29.09,"value":118367.21,"ownership":{"direct":true},"footnotes":[{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Includes 839 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2017."}],"balance_after":218216,"source":{"system":"sec-edgar","filing":"0001209191-17-016664","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/849399/000120919117016664/doc4.xml","form_type":"4"}},{"id":4526276,"issuer":{"id":2098,"kind":"organization","name":"Gen Digital Inc.","symbol":"GEN"},"owners":[{"id":110195,"kind":"person","name":"Rosch Francis C","position":1,"cik":"0001611878","reported_name":"Rosch Francis C","relationship":{"director":false,"officer":true,"ten_percent_owner":false,"other":false,"officer_title":"EVP, Norton Business Unit"}}],"security":"Common Stock","published_at":"2016-12-12T21:56:16.000Z","date":"2016-12-09","kind":"sale","acquired":false,"shares":40000,"price":24.7264,"value":989056.0,"ownership":{"direct":true},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Represents the aggregate of sales effected on the same day at different prices."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Represents the weighted average sales price per share.  The shares sold at prices ranging from $24.62 to $24.85 per share.  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