{"transactions":[{"id":1718076,"issuer":{"id":94197,"kind":"organization","name":"ProSomnus, Inc.","symbol":"OSA"},"owners":[{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":1,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":2,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":3,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":4,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Subordinated Secured Convertible Notes Due April 6, 2026","published_at":"2023-12-08T16:16:07.000Z","date":"2023-12-06","kind":"other","planned":false,"acquired":true,"shares":2630289,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F3","text":"On October 11, 2023, the Issuer entered into an Exchange Agreement with the noteholders party thereto, including Holdings, pursuant to which the Issuer issued to Holdings a new subordinated secured convertible note due April 6, 2026 in the principal amount of $3,256,549 (the \"Convertible Note\") in exchange for the subordinated secured convertible note due April 6, 2026 that the Issuer originally issued to Holdings on or about December 6, 2022. Prior to the receipt of Stockholder Approval, the Convertible Note was convertible into shares of Common Stock at a conversion price of $5.20 per share for an aggregate of 626,260 shares of Common Stock. Following the receipt of Stockholder Approval, the Convertible Note became convertible into Common Stock at a conversion price of $1.00 per share for an aggregate of 3,256,549 shares of Common Stock."},{"field":"kind","element":"transactionCoding","label":"F4","text":"(Continued from Footnote 3) This Form 4 reports the acquisition of beneficial ownership of an additional 2,630,289 shares of Common Stock issuable upon conversion of the Convertible Note as a result of the receipt of Stockholder Approval. The Convertible Note is currently exercisable."},{"field":"price","element":"transactionPricePerShare","label":"F3","text":"On October 11, 2023, the Issuer entered into an Exchange Agreement with the noteholders party thereto, including Holdings, pursuant to which the Issuer issued to Holdings a new subordinated secured convertible note due April 6, 2026 in the principal amount of $3,256,549 (the \"Convertible Note\") in exchange for the subordinated secured convertible note due April 6, 2026 that the Issuer originally issued to Holdings on or about December 6, 2022. Prior to the receipt of Stockholder Approval, the Convertible Note was convertible into shares of Common Stock at a conversion price of $5.20 per share for an aggregate of 626,260 shares of Common Stock. Following the receipt of Stockholder Approval, the Convertible Note became convertible into Common Stock at a conversion price of $1.00 per share for an aggregate of 3,256,549 shares of Common Stock."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"(Continued from Footnote 3) This Form 4 reports the acquisition of beneficial ownership of an additional 2,630,289 shares of Common Stock issuable upon conversion of the Convertible Note as a result of the receipt of Stockholder Approval. The Convertible Note is currently exercisable."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F5","text":"The reported securities are directly owned by Holdings, and may be deemed to be indirectly beneficially owned by SMC Holdings II G.P., LLC, a Delaware limited liability company (\"Holdings GP\"), as general partner of Holdings. The reported securities may also be deemed to be indirectly beneficially owned by each of John L. Steffens and Gregory P. Ho, as the managing members of Holdings GP. Each of Holdings GP, Mr. Steffens and Mr. Ho disclaims beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this filing shall not be deemed an admission that he or it is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose."}],"balance_after":2630289,"derivative":{"exercise_price":1,"exercise_date":"2023-12-06","expiration_date":"2026-04-06","underlying":"Common Stock","underlying_shares":2630289},"source":{"system":"sec-edgar","filing":"0001213900-23-094394","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1876065/000121390023094394/ownership.xml","form_type":"4"}},{"id":1718075,"issuer":{"id":94197,"kind":"organization","name":"ProSomnus, Inc.","symbol":"OSA"},"owners":[{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":1,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":2,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":3,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":4,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series A Convertible Preferred Stock","published_at":"2023-12-08T16:16:07.000Z","date":"2023-12-06","kind":"other","planned":false,"acquired":true,"shares":2338154,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"On September 20, 2023, the Issuer entered into a Securities Purchase Agreement (the \"SPA\") with SMC Holdings II, LP, a Delaware limited partnership (\"Holdings\"), and the other investors named therein, pursuant to which Holdings purchased an aggregate of (A) 3,300 shares of the Series A Convertible Preferred Stock of the Issuer (\"Series A Stock\"), with 2,400 shares being purchased at a closing on September 20, 2023 and 900 shares purchased at a closing on October 20, 2023, and (B) warrants (\"Warrants\") to purchase 2,228,484 shares of the common stock of the Issuer (\"Common Stock\"). Each share of Series A Stock is convertible into 1,000 shares of Common Stock. Prior to the date on which the Issuer obtained stockholder approval for all of the Common Stock issuable in respect of the convertible securities issued pursuant to or contemplated by the SPA (\"Stockholder Approval\"),"},{"field":"kind","element":"transactionCoding","label":"F2","text":"(Continued from Footnote 1) the Warrants were not exercisable and Holdings could only convert its shares of Series A Stock into an aggregate of 961,846 shares of Common Stock. Following the receipt of Stockholder Approval on December 6, 2023, all of the Warrants became exercisable, and the Series A Stock became convertible into 3,300,000 shares of Common Stock. This Form 4 reports the acquisition of beneficial ownership of all of the shares of Common Stock issuable upon exercise of the Warrants and of the additional 2,338,154 shares of Common Stock issuable upon conversion of the Series A Stock as a result of the receipt of Stockholder Approval. The foregoing description is not, and does not purport to be, complete, and is qualified in its entirety by reference to the full text of the SPA, which was filed as Exhibit 10.1 to the Form 8-K filed by the Issuer with the Securities and Exchange Commission on September 21, 2023."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On September 20, 2023, the Issuer entered into a Securities Purchase Agreement (the \"SPA\") with SMC Holdings II, LP, a Delaware limited partnership (\"Holdings\"), and the other investors named therein, pursuant to which Holdings purchased an aggregate of (A) 3,300 shares of the Series A Convertible Preferred Stock of the Issuer (\"Series A Stock\"), with 2,400 shares being purchased at a closing on September 20, 2023 and 900 shares purchased at a closing on October 20, 2023, and (B) warrants (\"Warrants\") to purchase 2,228,484 shares of the common stock of the Issuer (\"Common Stock\"). Each share of Series A Stock is convertible into 1,000 shares of Common Stock. Prior to the date on which the Issuer obtained stockholder approval for all of the Common Stock issuable in respect of the convertible securities issued pursuant to or contemplated by the SPA (\"Stockholder Approval\"),"},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"(Continued from Footnote 1) the Warrants were not exercisable and Holdings could only convert its shares of Series A Stock into an aggregate of 961,846 shares of Common Stock. Following the receipt of Stockholder Approval on December 6, 2023, all of the Warrants became exercisable, and the Series A Stock became convertible into 3,300,000 shares of Common Stock. This Form 4 reports the acquisition of beneficial ownership of all of the shares of Common Stock issuable upon exercise of the Warrants and of the additional 2,338,154 shares of Common Stock issuable upon conversion of the Series A Stock as a result of the receipt of Stockholder Approval. The foregoing description is not, and does not purport to be, complete, and is qualified in its entirety by reference to the full text of the SPA, which was filed as Exhibit 10.1 to the Form 8-K filed by the Issuer with the Securities and Exchange Commission on September 21, 2023."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F6","text":"The Series A Stock is perpetual and therefore has no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F5","text":"The reported securities are directly owned by Holdings, and may be deemed to be indirectly beneficially owned by SMC Holdings II G.P., LLC, a Delaware limited liability company (\"Holdings GP\"), as general partner of Holdings. The reported securities may also be deemed to be indirectly beneficially owned by each of John L. Steffens and Gregory P. Ho, as the managing members of Holdings GP. Each of Holdings GP, Mr. Steffens and Mr. Ho disclaims beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this filing shall not be deemed an admission that he or it is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose."}],"balance_after":2338154,"derivative":{"exercise_price":1,"exercise_date":"2023-12-06","underlying":"Common Stock","underlying_shares":2338154},"source":{"system":"sec-edgar","filing":"0001213900-23-094394","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1876065/000121390023094394/ownership.xml","form_type":"4"}},{"id":1718074,"issuer":{"id":94197,"kind":"organization","name":"ProSomnus, Inc.","symbol":"OSA"},"owners":[{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":1,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":2,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":3,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":4,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Warrants","published_at":"2023-12-08T16:16:07.000Z","date":"2023-12-06","kind":"other","planned":false,"acquired":true,"shares":2228484,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"On September 20, 2023, the Issuer entered into a Securities Purchase Agreement (the \"SPA\") with SMC Holdings II, LP, a Delaware limited partnership (\"Holdings\"), and the other investors named therein, pursuant to which Holdings purchased an aggregate of (A) 3,300 shares of the Series A Convertible Preferred Stock of the Issuer (\"Series A Stock\"), with 2,400 shares being purchased at a closing on September 20, 2023 and 900 shares purchased at a closing on October 20, 2023, and (B) warrants (\"Warrants\") to purchase 2,228,484 shares of the common stock of the Issuer (\"Common Stock\"). Each share of Series A Stock is convertible into 1,000 shares of Common Stock. Prior to the date on which the Issuer obtained stockholder approval for all of the Common Stock issuable in respect of the convertible securities issued pursuant to or contemplated by the SPA (\"Stockholder Approval\"),"},{"field":"kind","element":"transactionCoding","label":"F2","text":"(Continued from Footnote 1) the Warrants were not exercisable and Holdings could only convert its shares of Series A Stock into an aggregate of 961,846 shares of Common Stock. Following the receipt of Stockholder Approval on December 6, 2023, all of the Warrants became exercisable, and the Series A Stock became convertible into 3,300,000 shares of Common Stock. This Form 4 reports the acquisition of beneficial ownership of all of the shares of Common Stock issuable upon exercise of the Warrants and of the additional 2,338,154 shares of Common Stock issuable upon conversion of the Series A Stock as a result of the receipt of Stockholder Approval. The foregoing description is not, and does not purport to be, complete, and is qualified in its entirety by reference to the full text of the SPA, which was filed as Exhibit 10.1 to the Form 8-K filed by the Issuer with the Securities and Exchange Commission on September 21, 2023."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"On September 20, 2023, the Issuer entered into a Securities Purchase Agreement (the \"SPA\") with SMC Holdings II, LP, a Delaware limited partnership (\"Holdings\"), and the other investors named therein, pursuant to which Holdings purchased an aggregate of (A) 3,300 shares of the Series A Convertible Preferred Stock of the Issuer (\"Series A Stock\"), with 2,400 shares being purchased at a closing on September 20, 2023 and 900 shares purchased at a closing on October 20, 2023, and (B) warrants (\"Warrants\") to purchase 2,228,484 shares of the common stock of the Issuer (\"Common Stock\"). Each share of Series A Stock is convertible into 1,000 shares of Common Stock. Prior to the date on which the Issuer obtained stockholder approval for all of the Common Stock issuable in respect of the convertible securities issued pursuant to or contemplated by the SPA (\"Stockholder Approval\"),"},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"(Continued from Footnote 1) the Warrants were not exercisable and Holdings could only convert its shares of Series A Stock into an aggregate of 961,846 shares of Common Stock. Following the receipt of Stockholder Approval on December 6, 2023, all of the Warrants became exercisable, and the Series A Stock became convertible into 3,300,000 shares of Common Stock. This Form 4 reports the acquisition of beneficial ownership of all of the shares of Common Stock issuable upon exercise of the Warrants and of the additional 2,338,154 shares of Common Stock issuable upon conversion of the Series A Stock as a result of the receipt of Stockholder Approval. The foregoing description is not, and does not purport to be, complete, and is qualified in its entirety by reference to the full text of the SPA, which was filed as Exhibit 10.1 to the Form 8-K filed by the Issuer with the Securities and Exchange Commission on September 21, 2023."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F5","text":"The reported securities are directly owned by Holdings, and may be deemed to be indirectly beneficially owned by SMC Holdings II G.P., LLC, a Delaware limited liability company (\"Holdings GP\"), as general partner of Holdings. The reported securities may also be deemed to be indirectly beneficially owned by each of John L. Steffens and Gregory P. Ho, as the managing members of Holdings GP. Each of Holdings GP, Mr. Steffens and Mr. Ho disclaims beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this filing shall not be deemed an admission that he or it is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose."}],"balance_after":2228484,"derivative":{"exercise_price":1,"exercise_date":"2023-12-06","expiration_date":"2028-09-20","underlying":"Common Stock","underlying_shares":2228484},"source":{"system":"sec-edgar","filing":"0001213900-23-094394","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1876065/000121390023094394/ownership.xml","form_type":"4"}},{"id":2205120,"issuer":{"id":4232,"kind":"organization","name":"DigitalBridge Group, Inc.","symbol":"DBRG"},"owners":[{"id":107664,"kind":"person","name":"Steffens John","position":1,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Deferred Stock","published_at":"2022-07-19T17:01:53.000Z","date":"2022-07-15","kind":"grant","acquired":true,"shares":27328,"price":4.94,"value":135000.32,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"Represents the receipt of deferred stock units (\"Deferred Stock\") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer."}],"balance_after":279908,"derivative":{"underlying":"Class A Common Stock","underlying_shares":27328},"source":{"system":"sec-edgar","filing":"0001679688-22-000089","document":"wf-form4_165826449774445.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1373619/000167968822000089/wf-form4_165826449774445.xml","form_type":"4"}},{"id":2275941,"issuer":{"id":4232,"kind":"organization","name":"DigitalBridge Group, Inc.","symbol":"DBRG"},"owners":[{"id":107664,"kind":"person","name":"Steffens John","position":1,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Deferred Stock","published_at":"2022-05-10T17:33:53.000Z","date":"2022-05-06","kind":"grant","acquired":true,"shares":26718,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"Represents the receipt of deferred stock units (\"Deferred Stock\") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors."},{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F2","text":"Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 6, 2023. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 6, 2023. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F2","text":"Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 6, 2023. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F2","text":"Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 6, 2023. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date."}],"balance_after":252580,"derivative":{"underlying":"Class A Common Stock","underlying_shares":26718},"source":{"system":"sec-edgar","filing":"0001679688-22-000069","document":"wf-form4_165221835106181.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1373619/000167968822000069/wf-form4_165221835106181.xml","form_type":"4"}},{"id":2294562,"issuer":{"id":4232,"kind":"organization","name":"DigitalBridge Group, Inc.","symbol":"DBRG"},"owners":[{"id":107664,"kind":"person","name":"Steffens John","position":1,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Deferred Stock","published_at":"2022-04-19T19:29:58.000Z","date":"2022-04-15","kind":"grant","acquired":true,"shares":4202,"price":7.14,"value":30002.28,"ownership":{"direct":true},"footnotes":[{"field":"security","element":"securityTitle","label":"F1","text":"1. 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Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer."}],"balance_after":225862,"derivative":{"underlying":"Class A Common Stock","underlying_shares":4202},"source":{"system":"sec-edgar","filing":"0001679688-22-000046","document":"wf-form4_165041096692217.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1373619/000167968822000046/wf-form4_165041096692217.xml","form_type":"4"}},{"id":2519234,"issuer":{"id":4232,"kind":"organization","name":"DigitalBridge Group, Inc.","symbol":"DBRG"},"owners":[{"id":107664,"kind":"person","name":"Steffens John","position":1,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Class A Common 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error."}],"balance_after":96628,"source":{"system":"sec-edgar","filing":"0000899243-21-043655","document":"doc4.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1373619/000089924321043655/doc4.xml","form_type":"4"}},{"id":2542561,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, 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Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities are directly held by SMC Private Equity Holdings, LP (\"PEH\"). SMC Private Equity Holdings G.P., LLC, a Delaware limited liability company (\"PEH GP\"), is the general partner of PEH, and SMC GP is the managing member of PEH GP. Mr. Steffens and Mr. Ho each serves as a managing member of SMC GP. Each of PEH GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by PEH. PEH holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, PEH GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":412176},"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":24,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542560,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series C-2 Redeemable Convertible Preferred Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":false,"shares":51522,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By SMC Growth Capital Partners II, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The securities are directly held by SMC Growth Capital Partners II, LP (\"GCII\"). SMC Growth Capital II GP, LLC, a Delaware limited liability company (\"GCII GP\"), is the general partner of GCII, and Spring Mountain Capital G.P., LLC, a Delaware limited liability company (\"SMC GP\"), is the managing member of GCII GP. John L. Steffens and Gregory P. Ho each serves as a managing member of SMC GP. Each of GCII GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by GCII. GCII holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, GCII GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":412176},"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":23,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542559,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series C Redeemable Convertible Preferred Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":false,"shares":24833,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By SMC Private Equity Holdings, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities are directly held by SMC Private Equity Holdings, LP (\"PEH\"). SMC Private Equity Holdings G.P., LLC, a Delaware limited liability company (\"PEH GP\"), is the general partner of PEH, and SMC GP is the managing member of PEH GP. Mr. Steffens and Mr. Ho each serves as a managing member of SMC GP. Each of PEH GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by PEH. PEH holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, PEH GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":198664},"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":22,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542558,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series C Redeemable Convertible Preferred Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":false,"shares":78999,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By SMC Growth Capital Partners II, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The securities are directly held by SMC Growth Capital Partners II, LP (\"GCII\"). SMC Growth Capital II GP, LLC, a Delaware limited liability company (\"GCII GP\"), is the general partner of GCII, and Spring Mountain Capital G.P., LLC, a Delaware limited liability company (\"SMC GP\"), is the managing member of GCII GP. John L. Steffens and Gregory P. Ho each serves as a managing member of SMC GP. Each of GCII GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by GCII. GCII holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, GCII GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":631992},"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":21,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542557,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series B-2 Redeemable Convertible Preferred Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":false,"shares":47403,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By SMC Private Equity Holdings, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities are directly held by SMC Private Equity Holdings, LP (\"PEH\"). SMC Private Equity Holdings G.P., LLC, a Delaware limited liability company (\"PEH GP\"), is the general partner of PEH, and SMC GP is the managing member of PEH GP. Mr. Steffens and Mr. Ho each serves as a managing member of SMC GP. Each of PEH GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by PEH. PEH holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, PEH GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":379224},"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":20,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542556,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series B-2 Redeemable Convertible Preferred Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":false,"shares":84347,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By SMC Growth Capital Partners II, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The securities are directly held by SMC Growth Capital Partners II, LP (\"GCII\"). SMC Growth Capital II GP, LLC, a Delaware limited liability company (\"GCII GP\"), is the general partner of GCII, and Spring Mountain Capital G.P., LLC, a Delaware limited liability company (\"SMC GP\"), is the managing member of GCII GP. John L. Steffens and Gregory P. Ho each serves as a managing member of SMC GP. Each of GCII GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by GCII. GCII holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, GCII GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":674776},"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":19,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542555,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series B Redeemable Convertible Preferred Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":false,"shares":53480,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By SMC Private Equity Holdings, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities are directly held by SMC Private Equity Holdings, LP (\"PEH\"). SMC Private Equity Holdings G.P., LLC, a Delaware limited liability company (\"PEH GP\"), is the general partner of PEH, and SMC GP is the managing member of PEH GP. Mr. Steffens and Mr. Ho each serves as a managing member of SMC GP. Each of PEH GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by PEH. PEH holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, PEH GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":427840},"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":18,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542554,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series B Redeemable Convertible Preferred Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":false,"shares":73571,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By SMC Growth Capital Partners II, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The securities are directly held by SMC Growth Capital Partners II, LP (\"GCII\"). SMC Growth Capital II GP, LLC, a Delaware limited liability company (\"GCII GP\"), is the general partner of GCII, and Spring Mountain Capital G.P., LLC, a Delaware limited liability company (\"SMC GP\"), is the managing member of GCII GP. John L. Steffens and Gregory P. Ho each serves as a managing member of SMC GP. Each of GCII GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by GCII. GCII holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, GCII GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":588568},"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":17,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542553,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series A-2 Redeemable Convertible Preferred Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":false,"shares":7945,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By SMC Holdings II, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"The securities are directly held by SMC Holdings II, LP (\"Holdings\"). SMC Holdings II G.P., LLC, a Delaware limited liability company (\"Holdings GP\"), is the general partner of Holdings. Mr. Steffens and Mr. Ho each serves as a managing member of Holdings GP. Each of Holdings GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by Holdings. Holdings holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho and Holdings GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":63560},"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":16,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542552,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series A-2 Redeemable Convertible Preferred Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":false,"shares":87398,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By SMC Private Equity Holdings, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities are directly held by SMC Private Equity Holdings, LP (\"PEH\"). SMC Private Equity Holdings G.P., LLC, a Delaware limited liability company (\"PEH GP\"), is the general partner of PEH, and SMC GP is the managing member of PEH GP. Mr. Steffens and Mr. Ho each serves as a managing member of SMC GP. Each of PEH GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by PEH. PEH holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, PEH GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":699184},"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":15,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542551,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series A-2 Redeemable Convertible Preferred Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":false,"shares":39726,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By SMC Growth Capital Partners II, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The securities are directly held by SMC Growth Capital Partners II, LP (\"GCII\"). SMC Growth Capital II GP, LLC, a Delaware limited liability company (\"GCII GP\"), is the general partner of GCII, and Spring Mountain Capital G.P., LLC, a Delaware limited liability company (\"SMC GP\"), is the managing member of GCII GP. John L. Steffens and Gregory P. Ho each serves as a managing member of SMC GP. Each of GCII GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by GCII. GCII holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, GCII GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":317808},"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":14,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542550,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series A Redeemable Convertible Preferred Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":false,"shares":107604,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By SMC Growth Capital Partners II, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The securities are directly held by SMC Growth Capital Partners II, LP (\"GCII\"). SMC Growth Capital II GP, LLC, a Delaware limited liability company (\"GCII GP\"), is the general partner of GCII, and Spring Mountain Capital G.P., LLC, a Delaware limited liability company (\"SMC GP\"), is the managing member of GCII GP. John L. Steffens and Gregory P. Ho each serves as a managing member of SMC GP. Each of GCII GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by GCII. GCII holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, GCII GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":860832},"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":13,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542549,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":true,"shares":67642,"ownership":{"direct":false,"nature":"By SMC Holdings II, LP"},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"shares","element":"transactionShares","label":"F16","text":"Includes 4,082 shares of Common Stock issued per dividends accrued to but not including October 12, 2021."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"The securities are directly held by SMC Holdings II, LP (\"Holdings\"). SMC Holdings II G.P., LLC, a Delaware limited liability company (\"Holdings GP\"), is the general partner of Holdings. Mr. Steffens and Mr. Ho each serves as a managing member of Holdings GP. Each of Holdings GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by Holdings. Holdings holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho and Holdings GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":67642,"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":12,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542548,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":true,"shares":435136,"ownership":{"direct":false,"nature":"By SMC Private Equity Holdings, LP"},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. 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The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities are directly held by SMC Private Equity Holdings, LP (\"PEH\"). SMC Private Equity Holdings G.P., LLC, a Delaware limited liability company (\"PEH GP\"), is the general partner of PEH, and SMC GP is the managing member of PEH GP. Mr. Steffens and Mr. Ho each serves as a managing member of SMC GP. Each of PEH GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by PEH. PEH holds voting and dispositive power over the securities it holds. 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The Preferred Stock had no expiration date."},{"field":"shares","element":"transactionShares","label":"F14","text":"Includes 17,286 shares of Common Stock issued per dividends accrued to but not including October 12, 2021."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities are directly held by SMC Private Equity Holdings, LP (\"PEH\"). SMC Private Equity Holdings G.P., LLC, a Delaware limited liability company (\"PEH GP\"), is the general partner of PEH, and SMC GP is the managing member of PEH GP. Mr. Steffens and Mr. Ho each serves as a managing member of SMC GP. Each of PEH GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by PEH. PEH holds voting and dispositive power over the securities it holds. 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The Preferred Stock had no expiration date."},{"field":"shares","element":"transactionShares","label":"F13","text":"Includes 36,113 shares of Common Stock issued per dividends accrued to but not including October 12, 2021."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities are directly held by SMC Private Equity Holdings, LP (\"PEH\"). SMC Private Equity Holdings G.P., LLC, a Delaware limited liability company (\"PEH GP\"), is the general partner of PEH, and SMC GP is the managing member of PEH GP. Mr. Steffens and Mr. Ho each serves as a managing member of SMC GP. Each of PEH GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by PEH. PEH holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, PEH GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":1619201,"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542545,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":true,"shares":459781,"ownership":{"direct":false,"nature":"By SMC Private Equity Holdings, LP"},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"shares","element":"transactionShares","label":"F12","text":"Includes 31,941 shares of Common Stock issued per dividends accrued to but not including October 12, 2021."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities are directly held by SMC Private Equity Holdings, LP (\"PEH\"). SMC Private Equity Holdings G.P., LLC, a Delaware limited liability company (\"PEH GP\"), is the general partner of PEH, and SMC GP is the managing member of PEH GP. Mr. Steffens and Mr. Ho each serves as a managing member of SMC GP. Each of PEH GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by PEH. PEH holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, PEH GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":1203864,"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542544,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":true,"shares":744083,"ownership":{"direct":false,"nature":"By SMC Private Equity Holdings, LP"},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"shares","element":"transactionShares","label":"F11","text":"Includes 44,899 shares of Common Stock issued per dividends accrued to but not including October 12, 2021."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"The securities are directly held by SMC Private Equity Holdings, LP (\"PEH\"). SMC Private Equity Holdings G.P., LLC, a Delaware limited liability company (\"PEH GP\"), is the general partner of PEH, and SMC GP is the managing member of PEH GP. Mr. Steffens and Mr. Ho each serves as a managing member of SMC GP. Each of PEH GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by PEH. PEH holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, PEH GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":744083,"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542543,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":true,"shares":435136,"ownership":{"direct":false,"nature":"By SMC Growth Capital Partners II, LP"},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"shares","element":"transactionShares","label":"F10","text":"Includes 22,960 shares of Common Stock issued per dividends accrued to but not including October 12, 2021."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The securities are directly held by SMC Growth Capital Partners II, LP (\"GCII\"). SMC Growth Capital II GP, LLC, a Delaware limited liability company (\"GCII GP\"), is the general partner of GCII, and Spring Mountain Capital G.P., LLC, a Delaware limited liability company (\"SMC GP\"), is the managing member of GCII GP. John L. Steffens and Gregory P. Ho each serves as a managing member of SMC GP. Each of GCII GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by GCII. GCII holds voting and dispositive power over the securities it holds. Each of Mr. Steffens, Mr. Ho, GCII GP and SMC GP disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein."}],"balance_after":3726732,"source":{"system":"sec-edgar","filing":"0001104659-21-126233","document":"tm2129897-1_4seq1.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1876180/000110465921126233/tm2129897-1_4seq1.xml","form_type":"4"}},{"id":2542542,"issuer":{"id":115290,"kind":"organization","name":"IsoPlexis Corp","symbol":"ISO"},"owners":[{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":1,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134619,"kind":"organization","name":"SMC Growth Capital II GP, LLC","position":2,"cik":"0001876180","reported_name":"SMC Growth Capital II GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134620,"kind":"organization","name":"SMC Growth Capital Partners II, LP","position":3,"cik":"0001614059","reported_name":"SMC Growth Capital Partners II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134621,"kind":"organization","name":"SMC Private Equity Holdings GP, LLC","position":4,"cik":"0001763297","reported_name":"SMC Private Equity Holdings GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134622,"kind":"organization","name":"SMC Private Equity Holdings, LP","position":5,"cik":"0001581493","reported_name":"SMC Private Equity Holdings, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107663,"kind":"organization","name":"SMC Holdings II G.P., LLC","position":6,"cik":"0001876065","reported_name":"SMC Holdings II G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107662,"kind":"organization","name":"SMC Holdings II, LP","position":7,"cik":"0001545867","reported_name":"SMC Holdings II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":9,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-10-14T16:11:10.000Z","date":"2021-10-12","kind":"exercise","acquired":true,"shares":689267,"ownership":{"direct":false,"nature":"By SMC Growth Capital Partners II, LP"},"footnotes":[{"field":"shares","element":"transactionShares","label":"F1","text":"Shares of Series A Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series A-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series B-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer, Series C Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer and Series C-2 Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (collectively, the \"Preferred Stock\") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering. 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The Preferred Stock had no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"The securities are directly held by SMC Growth Capital Partners II, LP (\"GCII\"). SMC Growth Capital II GP, LLC, a Delaware limited liability company (\"GCII GP\"), is the general partner of GCII, and Spring Mountain Capital G.P., LLC, a Delaware limited liability company (\"SMC GP\"), is the managing member of GCII GP. John L. Steffens and Gregory P. Ho each serves as a managing member of SMC GP. Each of GCII GP, SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the securities held by GCII. GCII holds voting and dispositive power over the securities it holds. 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Steffens and Mr. Gregory P. Ho are managing members of Spring Mountain GP and SMC LLC, and are also partners in SMC Employees Partnership (\"SMC EP\"). Entities over which Mr. Steffens and Mr. Ho are deemed to have voting and investment control sold (i) 465.3333 shares of 10% Preferred Stock, which are convertible into 11,633,332 shares of Common Stock, (ii) 51.9320 shares of Series C Preferred Stock, which are convertible into 2,596,600 shares of Common Stock, (iii) $0.50 Warrants exercisable for up to 11,633,332 shares of Common Stock, and (iv) warrants to purchase Common Stock at an initial exercise price of $0.20 per share (\"$0.20 Warrants\") exercisable for up to 2,596,575 shares of Common Stock."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F12","text":"Pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Mr. Steffens and Mr. Ho may be deemed to have been the beneficial owner of any securities reported herein that may be deemed to have been beneficially owned by SMC Reserve II, SMC Reserve II Offshore, SMC Co-Investment and SMC EP. 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Steffens and Mr. Gregory P. Ho are managing members of Spring Mountain GP and SMC LLC, and are also partners in SMC Employees Partnership (\"SMC EP\"). Entities over which Mr. Steffens and Mr. Ho are deemed to have voting and investment control sold (i) 465.3333 shares of 10% Preferred Stock, which are convertible into 11,633,332 shares of Common Stock, (ii) 51.9320 shares of Series C Preferred Stock, which are convertible into 2,596,600 shares of Common Stock, (iii) $0.50 Warrants exercisable for up to 11,633,332 shares of Common Stock, and (iv) warrants to purchase Common Stock at an initial exercise price of $0.20 per share (\"$0.20 Warrants\") exercisable for up to 2,596,575 shares of Common Stock."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F12","text":"Pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Mr. Steffens and Mr. Ho may be deemed to have been the beneficial owner of any securities reported herein that may be deemed to have been beneficially owned by SMC Reserve II, SMC Reserve II Offshore, SMC Co-Investment and SMC EP. 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Steffens and Mr. Gregory P. Ho are managing members of Spring Mountain GP and SMC LLC, and are also partners in SMC Employees Partnership (\"SMC EP\"). Entities over which Mr. Steffens and Mr. Ho are deemed to have voting and investment control sold (i) 465.3333 shares of 10% Preferred Stock, which are convertible into 11,633,332 shares of Common Stock, (ii) 51.9320 shares of Series C Preferred Stock, which are convertible into 2,596,600 shares of Common Stock, (iii) $0.50 Warrants exercisable for up to 11,633,332 shares of Common Stock, and (iv) warrants to purchase Common Stock at an initial exercise price of $0.20 per share (\"$0.20 Warrants\") exercisable for up to 2,596,575 shares of Common Stock."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F12","text":"Pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Mr. Steffens and Mr. Ho may be deemed to have been the beneficial owner of any securities reported herein that may be deemed to have been beneficially owned by SMC Reserve II, SMC Reserve II Offshore, SMC Co-Investment and SMC EP. 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Steffens and Mr. Gregory P. Ho are managing members of Spring Mountain GP and SMC LLC, and are also partners in SMC Employees Partnership (\"SMC EP\"). Entities over which Mr. Steffens and Mr. Ho are deemed to have voting and investment control sold (i) 465.3333 shares of 10% Preferred Stock, which are convertible into 11,633,332 shares of Common Stock, (ii) 51.9320 shares of Series C Preferred Stock, which are convertible into 2,596,600 shares of Common Stock, (iii) $0.50 Warrants exercisable for up to 11,633,332 shares of Common Stock, and (iv) warrants to purchase Common Stock at an initial exercise price of $0.20 per share (\"$0.20 Warrants\") exercisable for up to 2,596,575 shares of Common Stock."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F12","text":"Pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Mr. Steffens and Mr. Ho may be deemed to have been the beneficial owner of any securities reported herein that may be deemed to have been beneficially owned by SMC Reserve II, SMC Reserve II Offshore, SMC Co-Investment and SMC EP. 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Entities over which Spring Mountain GP is deemed to have voting and investment sold (i) 399.9999 shares of 10% Preferred Stock, which are convertible into 9,999,999 shares of Common Stock, and (ii) $0.50 Warrants exercisable for up to 9,999,999 shares of Common Stock. SMC LP acts as investment manager to SMC Reserve II, SMC Reserve II Offshore and SMC Co-Investment. SMC LLC is the general partner of SMC LP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F10","text":"Pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Spring Mountain GP, SMC LP and SMC LLC may be deemed to have been the beneficial owner of any securities reported herein that were beneficially owned by SMC Reserve II, SMC Reserve II Offshore and SMC Co-Investment. Each of Spring Mountain GP, SMC LP and SMC LLC disclaims beneficial ownership with respect to any shares of common stock except to the extent of its pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":0.5,"exercise_date":"2013-03-28","expiration_date":"2018-09-28","underlying":"Common Stock","underlying_shares":2499999},"source":{"system":"sec-edgar","filing":"0001515971-17-000163","document":"primary_doc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":11,"url":"https://www.sec.gov/Archives/edgar/data/932699/000151597117000163/primary_doc.xml","form_type":"4"}},{"id":4124238,"issuer":{"id":170990,"kind":"organization","name":"AMERICAN POWER GROUP Corp","symbol":"APGI"},"owners":[{"id":146914,"kind":"organization","name":"Spring Mountain Capital, LLC","position":1,"cik":"0001549455","reported_name":"Spring Mountain Capital, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146916,"kind":"organization","name":"SMC Select Co-Investment Fund I LP","position":2,"cik":"0001414754","reported_name":"SMC Select Co-Investment Fund I LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146915,"kind":"organization","name":"SMC Select Co-Investment I GP, LLC","position":3,"cik":"0001549445","reported_name":"SMC Select Co-Investment I GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":4,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170991,"kind":"organization","name":"Spring Mountain Capital, LP","position":5,"cik":"0001549456","reported_name":"Spring Mountain Capital, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170992,"kind":"organization","name":"SMC Employees Partnership","position":6,"cik":"0001657291","reported_name":"SMC Employees Partnership","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":7,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170993,"kind":"organization","name":"SMC Reserve Fund II, LP","position":9,"cik":"0001408571","reported_name":"SMC Reserve Fund II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock Warrants (right to buy)","published_at":"2017-12-21T16:17:17.000Z","date":"2017-12-19","kind":"sale","acquired":false,"shares":7500000,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"All securities reported on this Form 4 were sold for an aggregate purchase price of $4.00."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F9","text":"Spring Mountain GP is the general partner to SMC Reserve II and SMC Reserve II Offshore, which is not a reporting person, and is the sole member of SMC Co-Investment GP. Entities over which Spring Mountain GP is deemed to have voting and investment sold (i) 399.9999 shares of 10% Preferred Stock, which are convertible into 9,999,999 shares of Common Stock, and (ii) $0.50 Warrants exercisable for up to 9,999,999 shares of Common Stock. SMC LP acts as investment manager to SMC Reserve II, SMC Reserve II Offshore and SMC Co-Investment. SMC LLC is the general partner of SMC LP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F10","text":"Pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Spring Mountain GP, SMC LP and SMC LLC may be deemed to have been the beneficial owner of any securities reported herein that were beneficially owned by SMC Reserve II, SMC Reserve II Offshore and SMC Co-Investment. Each of Spring Mountain GP, SMC LP and SMC LLC disclaims beneficial ownership with respect to any shares of common stock except to the extent of its pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":0.5,"exercise_date":"2012-10-31","expiration_date":"2020-05-30","underlying":"Common Stock","underlying_shares":7500000},"source":{"system":"sec-edgar","filing":"0001515971-17-000163","document":"primary_doc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":10,"url":"https://www.sec.gov/Archives/edgar/data/932699/000151597117000163/primary_doc.xml","form_type":"4"}},{"id":4124237,"issuer":{"id":170990,"kind":"organization","name":"AMERICAN POWER GROUP Corp","symbol":"APGI"},"owners":[{"id":146914,"kind":"organization","name":"Spring Mountain Capital, LLC","position":1,"cik":"0001549455","reported_name":"Spring Mountain Capital, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146916,"kind":"organization","name":"SMC Select Co-Investment Fund I LP","position":2,"cik":"0001414754","reported_name":"SMC Select Co-Investment Fund I LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146915,"kind":"organization","name":"SMC Select Co-Investment I GP, LLC","position":3,"cik":"0001549445","reported_name":"SMC Select Co-Investment I GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":4,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170991,"kind":"organization","name":"Spring Mountain Capital, LP","position":5,"cik":"0001549456","reported_name":"Spring Mountain Capital, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170992,"kind":"organization","name":"SMC Employees Partnership","position":6,"cik":"0001657291","reported_name":"SMC Employees Partnership","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":7,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170993,"kind":"organization","name":"SMC Reserve Fund II, LP","position":9,"cik":"0001408571","reported_name":"SMC Reserve Fund II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"10% Convertible Preferred Stock","published_at":"2017-12-21T16:17:17.000Z","date":"2017-12-19","kind":"sale","acquired":false,"shares":399.9999,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"All securities reported on this Form 4 were sold for an aggregate purchase price of $4.00."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F7","text":"The 10% Convertible Preferred Stock (\"10% Preferred Stock\") is convertible at any time, at the respective holder's election and has no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F7","text":"The 10% Convertible Preferred Stock (\"10% Preferred Stock\") is convertible at any time, at the respective holder's election and has no expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F9","text":"Spring Mountain GP is the general partner to SMC Reserve II and SMC Reserve II Offshore, which is not a reporting person, and is the sole member of SMC Co-Investment GP. Entities over which Spring Mountain GP is deemed to have voting and investment sold (i) 399.9999 shares of 10% Preferred Stock, which are convertible into 9,999,999 shares of Common Stock, and (ii) $0.50 Warrants exercisable for up to 9,999,999 shares of Common Stock. SMC LP acts as investment manager to SMC Reserve II, SMC Reserve II Offshore and SMC Co-Investment. SMC LLC is the general partner of SMC LP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F10","text":"Pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Spring Mountain GP, SMC LP and SMC LLC may be deemed to have been the beneficial owner of any securities reported herein that were beneficially owned by SMC Reserve II, SMC Reserve II Offshore and SMC Co-Investment. Each of Spring Mountain GP, SMC LP and SMC LLC disclaims beneficial ownership with respect to any shares of common stock except to the extent of its pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":0.4,"underlying":"Common Stock","underlying_shares":9999999},"source":{"system":"sec-edgar","filing":"0001515971-17-000163","document":"primary_doc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/932699/000151597117000163/primary_doc.xml","form_type":"4"}},{"id":4124236,"issuer":{"id":170990,"kind":"organization","name":"AMERICAN POWER GROUP Corp","symbol":"APGI"},"owners":[{"id":146914,"kind":"organization","name":"Spring Mountain Capital, LLC","position":1,"cik":"0001549455","reported_name":"Spring Mountain Capital, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146916,"kind":"organization","name":"SMC Select Co-Investment Fund I LP","position":2,"cik":"0001414754","reported_name":"SMC Select Co-Investment Fund I LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146915,"kind":"organization","name":"SMC Select Co-Investment I GP, LLC","position":3,"cik":"0001549445","reported_name":"SMC Select Co-Investment I GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":4,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170991,"kind":"organization","name":"Spring Mountain Capital, LP","position":5,"cik":"0001549456","reported_name":"Spring Mountain Capital, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170992,"kind":"organization","name":"SMC Employees Partnership","position":6,"cik":"0001657291","reported_name":"SMC Employees Partnership","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":7,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170993,"kind":"organization","name":"SMC Reserve Fund II, LP","position":9,"cik":"0001408571","reported_name":"SMC Reserve Fund II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock Warrants (right to buy)","published_at":"2017-12-21T16:17:17.000Z","date":"2017-12-19","kind":"sale","acquired":false,"shares":833333,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"All securities reported on this Form 4 were sold for an aggregate purchase price of $4.00."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F8","text":"SMC Co-Investment sold (i) 133.3333 shares of 10% Preferred Stock, which are convertible into 3,333,333 shares of Common Stock, and (ii) warrants to purchase Common Stock at an initial exercise price of $0.50 per share (\"$0.50 Warrants\") exercisable for up to 3,333,333 shares of Common Stock. 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SMC Co-Investment GP disclaims beneficial ownership with respect to any shares of common stock except to the extent of its pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":0.5,"exercise_date":"2013-03-28","expiration_date":"2018-09-28","underlying":"Common Stock","underlying_shares":833333},"source":{"system":"sec-edgar","filing":"0001515971-17-000163","document":"primary_doc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/932699/000151597117000163/primary_doc.xml","form_type":"4"}},{"id":4124235,"issuer":{"id":170990,"kind":"organization","name":"AMERICAN POWER GROUP Corp","symbol":"APGI"},"owners":[{"id":146914,"kind":"organization","name":"Spring Mountain Capital, LLC","position":1,"cik":"0001549455","reported_name":"Spring Mountain Capital, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146916,"kind":"organization","name":"SMC Select Co-Investment Fund I LP","position":2,"cik":"0001414754","reported_name":"SMC Select Co-Investment Fund I LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146915,"kind":"organization","name":"SMC Select Co-Investment I GP, LLC","position":3,"cik":"0001549445","reported_name":"SMC Select Co-Investment I GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":4,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170991,"kind":"organization","name":"Spring Mountain Capital, LP","position":5,"cik":"0001549456","reported_name":"Spring Mountain Capital, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170992,"kind":"organization","name":"SMC Employees Partnership","position":6,"cik":"0001657291","reported_name":"SMC Employees Partnership","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":7,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170993,"kind":"organization","name":"SMC Reserve Fund II, LP","position":9,"cik":"0001408571","reported_name":"SMC Reserve Fund II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock Warrants (right to buy)","published_at":"2017-12-21T16:17:17.000Z","date":"2017-12-19","kind":"sale","acquired":false,"shares":2500000,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"All securities reported on this Form 4 were sold for an aggregate purchase price of $4.00."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F8","text":"SMC Co-Investment sold (i) 133.3333 shares of 10% Preferred Stock, which are convertible into 3,333,333 shares of Common Stock, and (ii) warrants to purchase Common Stock at an initial exercise price of $0.50 per share (\"$0.50 Warrants\") exercisable for up to 3,333,333 shares of Common Stock. SMC Co-Investment GP is the general partner of SMC Co-Investment SMC Co-Investment GP and pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, it may be deemed to have been the beneficial owner of any securities reported herein that were beneficially owned by SMC Co-Investment. SMC Co-Investment GP disclaims beneficial ownership with respect to any shares of common stock except to the extent of its pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":0.5,"exercise_date":"2012-10-31","expiration_date":"2020-05-30","underlying":"Common Stock","underlying_shares":2500000},"source":{"system":"sec-edgar","filing":"0001515971-17-000163","document":"primary_doc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/932699/000151597117000163/primary_doc.xml","form_type":"4"}},{"id":4124234,"issuer":{"id":170990,"kind":"organization","name":"AMERICAN POWER GROUP Corp","symbol":"APGI"},"owners":[{"id":146914,"kind":"organization","name":"Spring Mountain Capital, LLC","position":1,"cik":"0001549455","reported_name":"Spring Mountain Capital, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146916,"kind":"organization","name":"SMC Select Co-Investment Fund I LP","position":2,"cik":"0001414754","reported_name":"SMC Select Co-Investment Fund I LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146915,"kind":"organization","name":"SMC Select Co-Investment I GP, LLC","position":3,"cik":"0001549445","reported_name":"SMC Select Co-Investment I GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":4,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170991,"kind":"organization","name":"Spring Mountain Capital, LP","position":5,"cik":"0001549456","reported_name":"Spring Mountain Capital, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170992,"kind":"organization","name":"SMC Employees Partnership","position":6,"cik":"0001657291","reported_name":"SMC Employees Partnership","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":7,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170993,"kind":"organization","name":"SMC Reserve Fund II, LP","position":9,"cik":"0001408571","reported_name":"SMC Reserve Fund II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"10% Convertible Preferred Stock","published_at":"2017-12-21T16:17:17.000Z","date":"2017-12-19","kind":"sale","acquired":false,"shares":133.3333,"ownership":{"direct":true},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F2","text":"All securities reported on this Form 4 were sold for an aggregate purchase price of $4.00."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F7","text":"The 10% Convertible Preferred Stock (\"10% Preferred Stock\") is convertible at any time, at the respective holder's election and has no expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F7","text":"The 10% Convertible Preferred Stock (\"10% Preferred Stock\") is convertible at any time, at the respective holder's election and has no expiration date."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F8","text":"SMC Co-Investment sold (i) 133.3333 shares of 10% Preferred Stock, which are convertible into 3,333,333 shares of Common Stock, and (ii) warrants to purchase Common Stock at an initial exercise price of $0.50 per share (\"$0.50 Warrants\") exercisable for up to 3,333,333 shares of Common Stock. SMC Co-Investment GP is the general partner of SMC Co-Investment SMC Co-Investment GP and pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, it may be deemed to have been the beneficial owner of any securities reported herein that were beneficially owned by SMC Co-Investment. SMC Co-Investment GP disclaims beneficial ownership with respect to any shares of common stock except to the extent of its pecuniary interest therein."}],"balance_after":0,"derivative":{"exercise_price":0.4,"underlying":"Common Stock","underlying_shares":3333333},"source":{"system":"sec-edgar","filing":"0001515971-17-000163","document":"primary_doc.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/932699/000151597117000163/primary_doc.xml","form_type":"4"}},{"id":4124233,"issuer":{"id":170990,"kind":"organization","name":"AMERICAN POWER GROUP Corp","symbol":"APGI"},"owners":[{"id":146914,"kind":"organization","name":"Spring Mountain Capital, LLC","position":1,"cik":"0001549455","reported_name":"Spring Mountain Capital, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146916,"kind":"organization","name":"SMC Select Co-Investment Fund I 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P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170993,"kind":"organization","name":"SMC Reserve Fund II, LP","position":9,"cik":"0001408571","reported_name":"SMC Reserve Fund II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2017-12-21T16:17:17.000Z","date":"2017-12-19","kind":"sale","acquired":false,"shares":5077704,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F5","text":"Mr. John L. Steffens and Mr. Gregory P. Ho are managing members of Spring Mountain GP and SMC LLC, and are also partners in SMC Employees Partnership (\"SMC EP\"). Entities over which Mr. Steffens and Mr. Ho are deemed to have voting and investment control sold an aggregate of 5,077,704 shares of Common Stock. Pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Mr. Steffens and Mr. Ho may be deemed to have been the beneficial owner of any securities reported herein that may be deemed to have been beneficially owned by SMC Reserve II, SMC Reserve II Offshore, SMC Co-Investment and SMC EP. Each of Mr. Steffens and Mr. Ho disclaims beneficial ownership with respect to any shares of common stock except to the extent of his pecuniary interest therein."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"All securities reported on this Form 4 were sold for an aggregate purchase price of $4.00."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"Mr. John L. Steffens and Mr. Gregory P. Ho are managing members of Spring Mountain GP and SMC LLC, and are also partners in SMC Employees Partnership (\"SMC EP\"). Entities over which Mr. Steffens and Mr. Ho are deemed to have voting and investment control sold an aggregate of 5,077,704 shares of Common Stock. Pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Mr. Steffens and Mr. Ho may be deemed to have been the beneficial owner of any securities reported herein that may be deemed to have been beneficially owned by SMC Reserve II, SMC Reserve II Offshore, SMC Co-Investment and SMC EP. Each of Mr. Steffens and Mr. Ho disclaims beneficial ownership with respect to any shares of common stock except to the extent of his pecuniary interest therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001515971-17-000163","document":"primary_doc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/932699/000151597117000163/primary_doc.xml","form_type":"4"}},{"id":4124230,"issuer":{"id":170990,"kind":"organization","name":"AMERICAN POWER GROUP Corp","symbol":"APGI"},"owners":[{"id":146914,"kind":"organization","name":"Spring Mountain Capital, LLC","position":1,"cik":"0001549455","reported_name":"Spring Mountain Capital, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146916,"kind":"organization","name":"SMC Select Co-Investment Fund I LP","position":2,"cik":"0001414754","reported_name":"SMC Select Co-Investment Fund I LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146915,"kind":"organization","name":"SMC Select Co-Investment I GP, LLC","position":3,"cik":"0001549445","reported_name":"SMC Select Co-Investment I GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":4,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170991,"kind":"organization","name":"Spring Mountain Capital, LP","position":5,"cik":"0001549456","reported_name":"Spring Mountain Capital, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170992,"kind":"organization","name":"SMC Employees Partnership","position":6,"cik":"0001657291","reported_name":"SMC Employees Partnership","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":7,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170993,"kind":"organization","name":"SMC Reserve Fund II, LP","position":9,"cik":"0001408571","reported_name":"SMC Reserve Fund II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2017-12-21T16:17:17.000Z","date":"2017-12-19","kind":"sale","acquired":false,"shares":4123095,"ownership":{"direct":false,"nature":"See Footnotes"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F3","text":"Spring Mountain Capital G.P., LLC (\"Spring Mountain GP\") is the general partner to SMC Reserve Fund II, LP (\"SMC Reserve II\") and SMC Reserve Fund II Offshore, LP (\"SMC Reserve II Offshore\"), which is not a reporting person, and is the sole member of SMC Co-Investment GP. Entities over which Spring Mountain GP is deemed to have voting and investment sold 4,123,095 shares of Common Stock. Spring Mountain Capital, LP (\"SMC LP\") acts as investment manager to SMC Reserve II, SMC Reserve II Offshore and SMC Co-Investment. Spring Mountain Capital, LLC (\"SMC LLC\") is the general partner of SMC LP."},{"field":"kind","element":"transactionCoding","label":"F4","text":"Pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Spring Mountain GP, SMC LP and SMC LLC may be deemed to have been the beneficial owner of any securities reported herein that were beneficially owned by SMC Reserve II, SMC Reserve II Offshore and SMC Co-Investment. Each of Spring Mountain GP, SMC LP and SMC LLC disclaims beneficial ownership with respect to any shares of common stock except to the extent of its pecuniary interest therein."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"All securities reported on this Form 4 were sold for an aggregate purchase price of $4.00."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Spring Mountain Capital G.P., LLC (\"Spring Mountain GP\") is the general partner to SMC Reserve Fund II, LP (\"SMC Reserve II\") and SMC Reserve Fund II Offshore, LP (\"SMC Reserve II Offshore\"), which is not a reporting person, and is the sole member of SMC Co-Investment GP. Entities over which Spring Mountain GP is deemed to have voting and investment sold 4,123,095 shares of Common Stock. Spring Mountain Capital, LP (\"SMC LP\") acts as investment manager to SMC Reserve II, SMC Reserve II Offshore and SMC Co-Investment. Spring Mountain Capital, LLC (\"SMC LLC\") is the general partner of SMC LP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"Pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Spring Mountain GP, SMC LP and SMC LLC may be deemed to have been the beneficial owner of any securities reported herein that were beneficially owned by SMC Reserve II, SMC Reserve II Offshore and SMC Co-Investment. Each of Spring Mountain GP, SMC LP and SMC LLC disclaims beneficial ownership with respect to any shares of common stock except to the extent of its pecuniary interest therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001515971-17-000163","document":"primary_doc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/932699/000151597117000163/primary_doc.xml","form_type":"4"}},{"id":4124229,"issuer":{"id":170990,"kind":"organization","name":"AMERICAN POWER GROUP Corp","symbol":"APGI"},"owners":[{"id":146914,"kind":"organization","name":"Spring Mountain Capital, LLC","position":1,"cik":"0001549455","reported_name":"Spring Mountain Capital, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146916,"kind":"organization","name":"SMC Select Co-Investment Fund I LP","position":2,"cik":"0001414754","reported_name":"SMC Select Co-Investment Fund I LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":146915,"kind":"organization","name":"SMC Select Co-Investment I GP, LLC","position":3,"cik":"0001549445","reported_name":"SMC Select Co-Investment I GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134618,"kind":"organization","name":"Spring Mountain Capital G.P., LLC","position":4,"cik":"0001549593","reported_name":"Spring Mountain Capital G.P., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170991,"kind":"organization","name":"Spring Mountain Capital, LP","position":5,"cik":"0001549456","reported_name":"Spring Mountain Capital, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170992,"kind":"organization","name":"SMC Employees Partnership","position":6,"cik":"0001657291","reported_name":"SMC Employees Partnership","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107664,"kind":"person","name":"Steffens John","position":7,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":107665,"kind":"person","name":"Ho Gregory P.","position":8,"cik":"0001549584","reported_name":"Ho Gregory P.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":170993,"kind":"organization","name":"SMC Reserve Fund II, LP","position":9,"cik":"0001408571","reported_name":"SMC Reserve Fund II, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2017-12-21T16:17:17.000Z","date":"2017-12-19","kind":"sale","acquired":false,"shares":1947370,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"SMC Select Co-Investment Fund I, LP (\"SMC Co-Investment\") sold 1,947,370 shares of the Issuer's common stock, par $0.01 par value per share (\"Common Stock\"). SMC Select Co-Investment I GP, LLC is the general partner of SMC Co-Investment (\"SMC Co-Investment GP\") and pursuant to Rule 16a-1 of the Securities Exchange Act of 1934, as amended, it may be deemed to have been the beneficial owner of any securities reported herein that were beneficially owned by SMC Co-Investment. SMC Co-Investment GP disclaims beneficial ownership with respect to any shares of Common Stock except to the extent of its pecuniary interest therein."},{"field":"price","element":"transactionPricePerShare","label":"F2","text":"All securities reported on this Form 4 were sold for an aggregate purchase price of $4.00."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001515971-17-000163","document":"primary_doc.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/932699/000151597117000163/primary_doc.xml","form_type":"4"}},{"id":4183550,"issuer":{"id":4232,"kind":"organization","name":"DigitalBridge Group, Inc.","symbol":"DBRG"},"owners":[{"id":107664,"kind":"person","name":"Steffens John","position":1,"cik":"0001373619","reported_name":"Steffens John","relationship":{"director":true,"officer":false,"ten_percent_owner":false,"other":false}}],"security":"Deferred 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