{"transactions":[{"id":2538250,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":2,"cik":"0001658704","reported_name":"B. 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Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS, and BRPLP. Each of BRF, BRS, BRPGP, BRCM, BRPLP, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":4935111,"source":{"system":"sec-edgar","filing":"0001213900-21-053902","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021053902/ownership.xml","form_type":"4"}},{"id":2538249,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":2,"cik":"0001658704","reported_name":"B. 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Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-10-20T21:30:41.000Z","date":"2021-10-18","kind":"purchase","acquired":true,"shares":23086,"price":13.5,"value":311661.0,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by BRF, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS, and BRPLP. Each of BRF, BRS, BRPGP, BRCM, BRPLP, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":4929508,"source":{"system":"sec-edgar","filing":"0001213900-21-053902","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021053902/ownership.xml","form_type":"4"}},{"id":2540652,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), and Bryant R. Riley. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI and BRPLP. Each of BRF, BRFI, BRPLP, BRPGP, BRCM, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":5765942,"source":{"system":"sec-edgar","filing":"0001213900-21-053366","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1805077/000121390021053366/ownership.xml","form_type":"4"}},{"id":2540651,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), and Bryant R. Riley. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI and BRPLP. Each of BRF, BRFI, BRPLP, BRPGP, BRCM, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":5772463,"source":{"system":"sec-edgar","filing":"0001213900-21-053366","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1805077/000121390021053366/ownership.xml","form_type":"4"}},{"id":2552241,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":4,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":5,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-10-05T01:30:23.000Z","date":"2021-10-01","kind":"sale","acquired":false,"shares":87714,"price":14.2291,"value":1248091.2774,"ownership":{"direct":false,"nature":"By BRF Investments, LLC"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), and Bryant R. Riley. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI and BRPLP. Each of BRF, BRFI, BRPLP, BRPGP, BRCM, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":5773063,"source":{"system":"sec-edgar","filing":"0001013762-21-000179","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1805077/000101376221000179/ownership.xml","form_type":"4"}},{"id":2552240,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), and Bryant R. Riley. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI and BRPLP. Each of BRF, BRFI, BRPLP, BRPGP, BRCM, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":5860777,"source":{"system":"sec-edgar","filing":"0001013762-21-000179","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1805077/000101376221000179/ownership.xml","form_type":"4"}},{"id":2556732,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":4,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":5,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-30T01:30:15.000Z","date":"2021-09-29","kind":"sale","acquired":false,"shares":60731,"price":14.1512,"value":859416.5272,"ownership":{"direct":false,"nature":"By BRF Investments, LLC"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), and Bryant R. Riley. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI and BRPLP. Each of BRF, BRFI, BRPLP, BRPGP, BRCM, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":5904949,"source":{"system":"sec-edgar","filing":"0001213900-21-050676","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1805077/000121390021050676/ownership.xml","form_type":"4"}},{"id":2556731,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":4,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":5,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-30T01:30:15.000Z","date":"2021-09-28","kind":"sale","acquired":false,"shares":12427,"price":14.1101,"value":175346.2127,"ownership":{"direct":false,"nature":"By BRF Investments, LLC"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), and Bryant R. Riley. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI and BRPLP. Each of BRF, BRFI, BRPLP, BRPGP, BRCM, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":5965680,"source":{"system":"sec-edgar","filing":"0001213900-21-050676","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1805077/000121390021050676/ownership.xml","form_type":"4"}},{"id":2556730,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66490,"kind":"organization","name":"BRF Investments, LLC","position":2,"cik":"0001880803","reported_name":"BRF Investments, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":3,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":4,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":5,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-30T01:30:15.000Z","date":"2021-09-27","kind":"sale","acquired":false,"shares":60143,"price":14.1035,"value":848226.8005,"ownership":{"direct":false,"nature":"By BRF Investments, LLC"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), and Bryant R. Riley. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI and BRPLP. Each of BRF, BRFI, BRPLP, BRPGP, BRCM, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":5978107,"source":{"system":"sec-edgar","filing":"0001213900-21-050676","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1805077/000121390021050676/ownership.xml","form_type":"4"}},{"id":2563160,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66490,"kind":"organization","name":"BRF Investments, LLC","position":2,"cik":"0001880803","reported_name":"BRF Investments, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. II, LLC","position":3,"cik":"0001811637","reported_name":"B. Riley Principal Sponsor Co. II, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":4,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":5,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-21T21:30:15.000Z","date":"2021-09-17","kind":"sale","acquired":false,"shares":5000,"price":13.7687,"value":68843.5,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Eloise Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001213900-21-049232","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021049232/ownership.xml","form_type":"4"}},{"id":2563159,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66490,"kind":"organization","name":"BRF Investments, LLC","position":2,"cik":"0001880803","reported_name":"BRF Investments, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. II, LLC","position":3,"cik":"0001811637","reported_name":"B. Riley Principal Sponsor Co. II, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":4,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":5,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-21T21:30:15.000Z","date":"2021-09-17","kind":"sale","acquired":false,"shares":5000,"price":13.7687,"value":68843.5,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Abigail Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001213900-21-049232","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021049232/ownership.xml","form_type":"4"}},{"id":2563158,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66490,"kind":"organization","name":"BRF Investments, LLC","position":2,"cik":"0001880803","reported_name":"BRF Investments, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. II, LLC","position":3,"cik":"0001811637","reported_name":"B. Riley Principal Sponsor Co. II, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":4,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":5,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-21T21:30:15.000Z","date":"2021-09-17","kind":"sale","acquired":false,"shares":5000,"price":13.7687,"value":68843.5,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Susan Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001213900-21-049232","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021049232/ownership.xml","form_type":"4"}},{"id":2563157,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66490,"kind":"organization","name":"BRF Investments, LLC","position":2,"cik":"0001880803","reported_name":"BRF Investments, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. II, LLC","position":3,"cik":"0001811637","reported_name":"B. Riley Principal Sponsor Co. II, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":4,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":5,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-21T21:30:15.000Z","date":"2021-09-17","kind":"sale","acquired":false,"shares":5000,"price":13.7687,"value":68843.5,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Charlie Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001213900-21-049232","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021049232/ownership.xml","form_type":"4"}},{"id":2563156,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66490,"kind":"organization","name":"BRF Investments, LLC","position":2,"cik":"0001880803","reported_name":"BRF Investments, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. II, LLC","position":3,"cik":"0001811637","reported_name":"B. Riley Principal Sponsor Co. II, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":4,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":5,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-21T21:30:15.000Z","date":"2021-09-17","kind":"sale","acquired":false,"shares":18231,"price":13.8113,"value":251793.8103,"ownership":{"direct":true},"footnotes":[{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"Represents shares held directly by Bryant R. Riley."}],"balance_after":1769,"source":{"system":"sec-edgar","filing":"0001213900-21-049232","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021049232/ownership.xml","form_type":"4"}},{"id":2566011,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":2,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":4,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":5,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-09-17T21:30:28.000Z","date":"2021-09-16","kind":"purchase","acquired":true,"shares":17771,"price":12.8814,"value":228915.3594,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"price","element":"transactionPricePerShare","label":"F5","text":"The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.80 to $13.00, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares sold at each separate price."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by BRF, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS, and BRPLP. Each of BRF, BRS, BRPGP, BRCM, BRPLP, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":4906422,"source":{"system":"sec-edgar","filing":"0001213900-21-048700","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021048700/ownership.xml","form_type":"4"}},{"id":2566010,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":2,"cik":"0001658704","reported_name":"B. 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Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-09-17T21:30:28.000Z","date":"2021-09-15","kind":"purchase","acquired":true,"shares":5031,"price":12.8,"value":64396.8,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by BRF, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS, and BRPLP. Each of BRF, BRS, BRPGP, BRCM, BRPLP, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":4888651,"source":{"system":"sec-edgar","filing":"0001213900-21-048700","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021048700/ownership.xml","form_type":"4"}},{"id":2573309,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":2,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":4,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":5,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-09-10T17:32:23.000Z","date":"2021-09-10","kind":"purchase","acquired":true,"shares":10277,"price":12.8,"value":131545.6,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by BRF, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS, and BRPLP. Each of BRF, BRS, BRPGP, BRCM, BRPLP, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":4883620,"source":{"system":"sec-edgar","filing":"0001213900-21-047454","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021047454/ownership.xml","form_type":"4"}},{"id":2573308,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":2,"cik":"0001658704","reported_name":"B. 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Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS, and BRPLP. Each of BRF, BRS, BRPGP, BRCM, BRPLP, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":4873343,"source":{"system":"sec-edgar","filing":"0001213900-21-047454","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021047454/ownership.xml","form_type":"4"}},{"id":2573307,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":2,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":4,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":5,"cik":"0001505748","reported_name":"B. 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Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS, and BRPLP. Each of BRF, BRS, BRPGP, BRCM, BRPLP, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":4869389,"source":{"system":"sec-edgar","filing":"0001213900-21-047454","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021047454/ownership.xml","form_type":"4"}},{"id":2574893,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-09T21:30:39.000Z","date":"2021-09-09","kind":"sale","acquired":false,"shares":25371,"price":13.4103,"value":340232.7213,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001213900-21-047271","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021047271/ownership.xml","form_type":"4"}},{"id":2574892,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-09T21:30:39.000Z","date":"2021-09-08","kind":"sale","acquired":false,"shares":300,"price":13.6033,"value":4080.99,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":25371,"source":{"system":"sec-edgar","filing":"0001213900-21-047271","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021047271/ownership.xml","form_type":"4"}},{"id":2574891,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-09T21:30:39.000Z","date":"2021-09-07","kind":"sale","acquired":false,"shares":38544,"price":13.7787,"value":531086.2128,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":25671,"source":{"system":"sec-edgar","filing":"0001213900-21-047271","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021047271/ownership.xml","form_type":"4"}},{"id":2579597,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-03T21:30:53.000Z","date":"2021-09-03","kind":"sale","acquired":false,"shares":30576,"price":13.6493,"value":417340.9968,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":64215,"source":{"system":"sec-edgar","filing":"0001213900-21-046748","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021046748/ownership.xml","form_type":"4"}},{"id":2579596,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-03T21:30:53.000Z","date":"2021-09-02","kind":"sale","acquired":false,"shares":28991,"price":13.7117,"value":397515.8947,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":94791,"source":{"system":"sec-edgar","filing":"0001213900-21-046748","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021046748/ownership.xml","form_type":"4"}},{"id":2579595,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-09-03T21:30:53.000Z","date":"2021-09-01","kind":"sale","acquired":false,"shares":91727,"price":13.7034,"value":1256971.7718,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":123782,"source":{"system":"sec-edgar","filing":"0001213900-21-046748","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021046748/ownership.xml","form_type":"4"}},{"id":2585296,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":215509,"source":{"system":"sec-edgar","filing":"0001213900-21-045902","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021045902/ownership.xml","form_type":"4"}},{"id":2585295,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-08-31T16:18:09.000Z","date":"2021-08-27","kind":"sale","acquired":false,"shares":100000,"price":13.9081,"value":1390810.0,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":216479,"source":{"system":"sec-edgar","filing":"0001213900-21-045902","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021045902/ownership.xml","form_type":"4"}},{"id":2586742,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66490,"kind":"organization","name":"BRF Investments, LLC","position":2,"cik":"0001880803","reported_name":"BRF Investments, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. II, LLC","position":3,"cik":"0001811637","reported_name":"B. Riley Principal Sponsor Co. II, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":4,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":5,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-08-30T16:01:31.000Z","date":"2021-08-26","kind":"sale","acquired":false,"shares":50000,"price":13.8467,"value":692335.0,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":316479,"source":{"system":"sec-edgar","filing":"0001213900-21-045593","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021045593/ownership.xml","form_type":"4/A","original_submission_date":"2021-08-27"}},{"id":2586741,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66490,"kind":"organization","name":"BRF Investments, LLC","position":2,"cik":"0001880803","reported_name":"BRF Investments, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. II, LLC","position":3,"cik":"0001811637","reported_name":"B. Riley Principal Sponsor Co. II, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":4,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":5,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-08-30T16:01:31.000Z","date":"2021-08-25","kind":"sale","acquired":false,"shares":23521,"price":13.5546,"value":318817.7466,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":366479,"source":{"system":"sec-edgar","filing":"0001213900-21-045593","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021045593/ownership.xml","form_type":"4/A","original_submission_date":"2021-08-27"}},{"id":2586740,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66490,"kind":"organization","name":"BRF Investments, LLC","position":2,"cik":"0001880803","reported_name":"BRF Investments, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. II, LLC","position":3,"cik":"0001811637","reported_name":"B. Riley Principal Sponsor Co. II, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":4,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":5,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-08-30T16:01:31.000Z","date":"2021-08-25","kind":"sale","acquired":false,"shares":8431,"price":13.5546,"value":114278.8326,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001213900-21-045593","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021045593/ownership.xml","form_type":"4/A","original_submission_date":"2021-08-27"}},{"id":2586739,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66490,"kind":"organization","name":"BRF Investments, LLC","position":2,"cik":"0001880803","reported_name":"BRF Investments, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. II, LLC","position":3,"cik":"0001811637","reported_name":"B. Riley Principal Sponsor Co. II, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":4,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":5,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":6,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":7,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":8,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":9,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-08-30T16:01:31.000Z","date":"2021-08-24","kind":"sale","acquired":false,"shares":94598,"price":13.5253,"value":1279466.3294,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":8431,"source":{"system":"sec-edgar","filing":"0001213900-21-045593","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021045593/ownership.xml","form_type":"4/A","original_submission_date":"2021-08-27"}},{"id":2588484,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. II, LLC","position":2,"cik":"0001811637","reported_name":"B. Riley Principal Sponsor Co. II, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":3,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":5,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":6,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":7,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":8,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-08-27T07:04:18.000Z","date":"2021-08-26","kind":"sale","acquired":false,"shares":50000,"price":13.8467,"value":692335.0,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":316479,"source":{"system":"sec-edgar","filing":"0001213900-21-045182","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021045182/ownership.xml","form_type":"4"}},{"id":2588483,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. 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RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":5,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":6,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":7,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":8,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-08-27T07:04:18.000Z","date":"2021-08-25","kind":"sale","acquired":false,"shares":23521,"price":13.5546,"value":318817.7466,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":366479,"source":{"system":"sec-edgar","filing":"0001213900-21-045182","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021045182/ownership.xml","form_type":"4"}},{"id":2588482,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. II, LLC","position":2,"cik":"0001811637","reported_name":"B. Riley Principal Sponsor Co. II, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":3,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":5,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":6,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":7,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":8,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-08-27T07:04:18.000Z","date":"2021-08-25","kind":"sale","acquired":false,"shares":8431,"price":13.5546,"value":114278.8326,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":0,"source":{"system":"sec-edgar","filing":"0001213900-21-045182","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021045182/ownership.xml","form_type":"4"}},{"id":2588481,"issuer":{"id":4901,"kind":"organization","name":"Eos Energy Enterprises, Inc.","symbol":"EOSE"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":135320,"kind":"organization","name":"B. Riley Principal Sponsor Co. II, LLC","position":2,"cik":"0001811637","reported_name":"B. Riley Principal Sponsor Co. II, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":3,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":5,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":6,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":7,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":8,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Class A Common Stock","published_at":"2021-08-27T07:04:18.000Z","date":"2021-08-24","kind":"sale","acquired":false,"shares":94598,"price":13.5253,"value":1279466.3294,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc. (\"BRF\"), BRF Investments, LLC (\"BRFI\"), B. Riley Principal Sponsor Co. II, LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC (\"BRPI\"), BRC Partners Opportunity Fund, LP (\"BRPLP\"), BRC Partners Opportunity Fund GP, LLC (\"BRPGP\"), B. Riley Capital Management, LLC (\"BRCM\"), B. Riley Securities, Inc. (\"BRS\"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":8431,"source":{"system":"sec-edgar","filing":"0001213900-21-045182","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1811637/000121390021045182/ownership.xml","form_type":"4"}},{"id":2591122,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-08-25T21:31:09.000Z","date":"2021-08-25","kind":"sale","acquired":false,"shares":1500000,"price":0.4118,"value":617700.0,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, L.P."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":2903765,"source":{"system":"sec-edgar","filing":"0001213900-21-044829","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021044829/ownership.xml","form_type":"4"}},{"id":2591121,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-08-25T21:31:09.000Z","date":"2021-08-24","kind":"sale","acquired":false,"shares":1160078,"price":0.4087,"value":474123.8786,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, L.P."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":4403765,"source":{"system":"sec-edgar","filing":"0001213900-21-044829","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021044829/ownership.xml","form_type":"4"}},{"id":2591120,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-08-25T21:31:09.000Z","date":"2021-08-23","kind":"sale","acquired":false,"shares":176482,"price":0.3966,"value":69992.7612,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, L.P."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":5563843,"source":{"system":"sec-edgar","filing":"0001213900-21-044829","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021044829/ownership.xml","form_type":"4"}},{"id":2593610,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":2,"cik":"0001658704","reported_name":"B. 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Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-08-23T17:01:12.000Z","date":"2021-08-19","kind":"purchase","acquired":true,"shares":854,"price":12.2439,"value":10456.2906,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, L.P."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by BRF, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS, and BRPLP. Each of BRF, BRS, BRPGP, BRCM, BRPLP, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":1351307,"source":{"system":"sec-edgar","filing":"0001213900-21-044379","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021044379/ownership.xml","form_type":"4"}},{"id":2699732,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Common Stock, par value $0.01 per share","published_at":"2021-05-24T20:02:25.000Z","date":"2021-05-20","kind":"purchase","acquired":true,"shares":2857143,"price":0.7,"value":2000000.1,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."}],"balance_after":63025483,"source":{"system":"sec-edgar","filing":"0001213900-21-028750","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021028750/ownership.xml","form_type":"4"}},{"id":2737826,"issuer":{"id":4987,"kind":"organization","name":"QUANTUM CORP /DE/","symbol":"QMCO"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":2,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":4,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":5,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-04-28T20:16:48.000Z","date":"2021-04-26","kind":"sale","acquired":false,"shares":310000,"price":8.25,"value":2557500.0,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, L.P."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS, and BRPLP. Each of BRF, BRS, BRPGP, BRCM, and BRPLP (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":2248511,"source":{"system":"sec-edgar","filing":"0001213900-21-023274","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/709283/000121390021023274/ownership.xml","form_type":"4"}},{"id":2737825,"issuer":{"id":4987,"kind":"organization","name":"QUANTUM CORP /DE/","symbol":"QMCO"},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":2,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":4,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":5,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-04-28T20:16:48.000Z","date":"2021-04-26","kind":"sale","acquired":false,"shares":630000,"price":8.25,"value":5197500.0,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS, and BRPLP. Each of BRF, BRS, BRPGP, BRCM, and BRPLP (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":5359100,"source":{"system":"sec-edgar","filing":"0001213900-21-023274","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/709283/000121390021023274/ownership.xml","form_type":"4"}},{"id":2751250,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140322,"kind":"organization","name":"B. Riley Principal Sponsor Co., LLC","position":2,"cik":"0001772457","reported_name":"B. Riley Principal Sponsor Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":3,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":4,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":5,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":6,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":7,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":8,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Warrants (right to buy)","published_at":"2021-04-12T21:34:47.000Z","date":"2021-04-12","kind":"exercise","acquired":false,"shares":206250,"ownership":{"direct":false,"nature":"By B. Riley Principal Sponsor Co., LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"kind","element":"transactionCoding","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"Pursuant to the warrant agreement (the \"Warrant Agreement\") dated as of April 8, 2019, by and between the Issuer (f/k/a B. Riley Principal Merger Corp., or BRPM) and the Warrant Agent, the Warrants originally became exercisable on April 11, 2020, which was 12 months from the closing of the initial public offering of the Issuer."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F7","text":"Pursuant to the Warrant Agreement, the Warrants were originally set to expire five years after the completion of the business combination or earlier upon redemption or liquidation, as further described in the Prospectus filed by BRPM with the SEC on April 9, 2019."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Sponsor Co., LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\") and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRPI is the sole member of the Sponsor. BRF is the parent company of BRS and BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BPRI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS, BRPLP and the Sponsor. Each of BRF, BRS, BRPGP, BRCM, BRPLP, the Sponsor, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":54243},"source":{"system":"sec-edgar","filing":"0001213900-21-021233","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021021233/ownership.xml","form_type":"4"}},{"id":2751249,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140322,"kind":"organization","name":"B. Riley Principal Sponsor Co., LLC","position":2,"cik":"0001772457","reported_name":"B. Riley Principal Sponsor Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":3,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":4,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":5,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":6,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":7,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":8,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Warrants (right to buy)","published_at":"2021-04-12T21:34:47.000Z","date":"2021-04-12","kind":"exercise","acquired":false,"shares":688125,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, L.P."},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"kind","element":"transactionCoding","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"Pursuant to the warrant agreement (the \"Warrant Agreement\") dated as of April 8, 2019, by and between the Issuer (f/k/a B. Riley Principal Merger Corp., or BRPM) and the Warrant Agent, the Warrants originally became exercisable on April 11, 2020, which was 12 months from the closing of the initial public offering of the Issuer."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F7","text":"Pursuant to the Warrant Agreement, the Warrants were originally set to expire five years after the completion of the business combination or earlier upon redemption or liquidation, as further described in the Prospectus filed by BRPM with the SEC on April 9, 2019."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Sponsor Co., LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\") and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRPI is the sole member of the Sponsor. BRF is the parent company of BRS and BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BPRI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS, BRPLP and the Sponsor. Each of BRF, BRS, BRPGP, BRCM, BRPLP, the Sponsor, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":180976},"source":{"system":"sec-edgar","filing":"0001213900-21-021233","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021021233/ownership.xml","form_type":"4"}},{"id":2751248,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140322,"kind":"organization","name":"B. Riley Principal Sponsor Co., LLC","position":2,"cik":"0001772457","reported_name":"B. Riley Principal Sponsor Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":3,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":4,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":5,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":6,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":7,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":8,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Warrants (right to buy)","published_at":"2021-04-12T21:34:47.000Z","date":"2021-04-12","kind":"exercise","acquired":false,"shares":505045,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"kind","element":"transactionCoding","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"Pursuant to the warrant agreement (the \"Warrant Agreement\") dated as of April 8, 2019, by and between the Issuer (f/k/a B. Riley Principal Merger Corp., or BRPM) and the Warrant Agent, the Warrants originally became exercisable on April 11, 2020, which was 12 months from the closing of the initial public offering of the Issuer."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F7","text":"Pursuant to the Warrant Agreement, the Warrants were originally set to expire five years after the completion of the business combination or earlier upon redemption or liquidation, as further described in the Prospectus filed by BRPM with the SEC on April 9, 2019."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Sponsor Co., LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\") and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRPI is the sole member of the Sponsor. BRF is the parent company of BRS and BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BPRI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS, BRPLP and the Sponsor. Each of BRF, BRS, BRPGP, BRCM, BRPLP, the Sponsor, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":0,"derivative":{"underlying":"Common Stock","underlying_shares":132826},"source":{"system":"sec-edgar","filing":"0001213900-21-021233","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021021233/ownership.xml","form_type":"4"}},{"id":2751247,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140322,"kind":"organization","name":"B. Riley Principal Sponsor Co., LLC","position":2,"cik":"0001772457","reported_name":"B. Riley Principal Sponsor Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":3,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":4,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":5,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":6,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":7,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":8,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-04-12T21:34:47.000Z","date":"2021-04-12","kind":"exercise","acquired":true,"shares":54243,"ownership":{"direct":false,"nature":"By B. Riley Principal Sponsor Co., LLC"},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Sponsor Co., LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\") and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRPI is the sole member of the Sponsor. BRF is the parent company of BRS and BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BPRI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS, BRPLP and the Sponsor. Each of BRF, BRS, BRPGP, BRCM, BRPLP, the Sponsor, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":54243,"source":{"system":"sec-edgar","filing":"0001213900-21-021233","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021021233/ownership.xml","form_type":"4"}},{"id":2751246,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140322,"kind":"organization","name":"B. Riley Principal Sponsor Co., LLC","position":2,"cik":"0001772457","reported_name":"B. Riley Principal Sponsor Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":3,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":4,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":5,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":6,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":7,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":8,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-04-12T21:34:47.000Z","date":"2021-04-12","kind":"exercise","acquired":true,"shares":180976,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, L.P."},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Sponsor Co., LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\") and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRPI is the sole member of the Sponsor. BRF is the parent company of BRS and BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BPRI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS, BRPLP and the Sponsor. Each of BRF, BRS, BRPGP, BRCM, BRPLP, the Sponsor, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":1350453,"source":{"system":"sec-edgar","filing":"0001213900-21-021233","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021021233/ownership.xml","form_type":"4"}},{"id":2751245,"issuer":{"id":6371,"kind":"organization","name":"ALTA EQUIPMENT GROUP INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":140322,"kind":"organization","name":"B. Riley Principal Sponsor Co., LLC","position":2,"cik":"0001772457","reported_name":"B. 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Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":7,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":8,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-04-12T21:34:47.000Z","date":"2021-04-12","kind":"exercise","acquired":true,"shares":132826,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the \"Issuer\") with the Securities and Exchange Commission (the \"SEC\") on March 22, 2021, on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the \"Information Statement\") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the \"Warrant Agent\"), of the Issuer's outstanding warrants (the \"Warrants\") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Sponsor Co., LLC (the \"Sponsor\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\") and Bryant R. Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRPI is the sole member of the Sponsor. BRF is the parent company of BRS and BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BPRI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS, BRPLP and the Sponsor. Each of BRF, BRS, BRPGP, BRCM, BRPLP, the Sponsor, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":4811666,"source":{"system":"sec-edgar","filing":"0001213900-21-021233","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021021233/ownership.xml","form_type":"4"}},{"id":2770706,"issuer":{"id":4934,"kind":"organization","name":"Babcock & Wilcox Enterprises, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. 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Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. 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Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":24303,"source":{"system":"sec-edgar","filing":"0001213900-21-016437","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021016437/ownership.xml","form_type":"4"}},{"id":2779617,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":24303,"source":{"system":"sec-edgar","filing":"0001213900-21-016437","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021016437/ownership.xml","form_type":"4"}},{"id":2779616,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":25119,"source":{"system":"sec-edgar","filing":"0001213900-21-016437","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021016437/ownership.xml","form_type":"4"}},{"id":2779615,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":25120,"source":{"system":"sec-edgar","filing":"0001213900-21-016437","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021016437/ownership.xml","form_type":"4"}},{"id":2779614,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":25120,"source":{"system":"sec-edgar","filing":"0001213900-21-016437","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021016437/ownership.xml","form_type":"4"}},{"id":2779613,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-03-18T22:36:26.000Z","date":"2021-03-16","kind":"sale","acquired":false,"shares":4832,"price":0.9971,"value":4817.9872,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Susan Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":25120,"source":{"system":"sec-edgar","filing":"0001213900-21-016437","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021016437/ownership.xml","form_type":"4"}},{"id":2789503,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-03-15T22:58:34.000Z","date":"2021-03-13","kind":"sale","acquired":false,"shares":16715,"price":1.0083,"value":16853.7345,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Abigail Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":29951,"source":{"system":"sec-edgar","filing":"0001213900-21-015456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":11,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021015456/ownership.xml","form_type":"4"}},{"id":2789502,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-03-15T22:58:34.000Z","date":"2021-03-13","kind":"sale","acquired":false,"shares":16715,"price":1.0083,"value":16853.7345,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Eloise Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":29952,"source":{"system":"sec-edgar","filing":"0001213900-21-015456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":10,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021015456/ownership.xml","form_type":"4"}},{"id":2789501,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-03-15T22:58:34.000Z","date":"2021-03-13","kind":"sale","acquired":false,"shares":16715,"price":1.0083,"value":16853.7345,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Charlie Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":29952,"source":{"system":"sec-edgar","filing":"0001213900-21-015456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021015456/ownership.xml","form_type":"4"}},{"id":2789500,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-03-15T22:58:34.000Z","date":"2021-03-13","kind":"sale","acquired":false,"shares":16715,"price":1.0083,"value":16853.7345,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Susan Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":29952,"source":{"system":"sec-edgar","filing":"0001213900-21-015456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021015456/ownership.xml","form_type":"4"}},{"id":2789499,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-03-15T22:58:34.000Z","date":"2021-03-13","kind":"sale","acquired":false,"shares":3000,"price":1.001,"value":3003.0,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, L.P."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":5740325,"source":{"system":"sec-edgar","filing":"0001213900-21-015456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021015456/ownership.xml","form_type":"4"}},{"id":2789498,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-03-15T22:58:34.000Z","date":"2021-03-12","kind":"sale","acquired":false,"shares":100000,"price":0.9914,"value":99140.0,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Abigail Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":46666,"source":{"system":"sec-edgar","filing":"0001213900-21-015456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021015456/ownership.xml","form_type":"4"}},{"id":2789497,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. 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RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-03-15T22:58:34.000Z","date":"2021-03-12","kind":"sale","acquired":false,"shares":100000,"price":0.9914,"value":99140.0,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Eloise Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":46667,"source":{"system":"sec-edgar","filing":"0001213900-21-015456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021015456/ownership.xml","form_type":"4"}},{"id":2789496,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-03-15T22:58:34.000Z","date":"2021-03-12","kind":"sale","acquired":false,"shares":100000,"price":0.9914,"value":99140.0,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Charlie Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":46667,"source":{"system":"sec-edgar","filing":"0001213900-21-015456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021015456/ownership.xml","form_type":"4"}},{"id":2789495,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-03-15T22:58:34.000Z","date":"2021-03-12","kind":"sale","acquired":false,"shares":100000,"price":0.9914,"value":99140.0,"ownership":{"direct":false,"nature":"By Bryant R. Riley, as UTMA custodian for Susan Riley"},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":46667,"source":{"system":"sec-edgar","filing":"0001213900-21-015456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021015456/ownership.xml","form_type":"4"}},{"id":2789494,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-03-15T22:58:34.000Z","date":"2021-03-12","kind":"sale","acquired":false,"shares":66168,"price":0.9651,"value":63858.7368,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, L.P."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":5743325,"source":{"system":"sec-edgar","filing":"0001213900-21-015456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021015456/ownership.xml","form_type":"4"}},{"id":2789493,"issuer":{"id":8261,"kind":"organization","name":"DNA X, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock","published_at":"2021-03-15T22:58:34.000Z","date":"2021-03-11","kind":"sale","acquired":false,"shares":1310832,"price":1.0638,"value":1394463.0816,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, L.P."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":5809493,"source":{"system":"sec-edgar","filing":"0001213900-21-015456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1178697/000121390021015456/ownership.xml","form_type":"4"}},{"id":2887002,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series J Preferred Stock, par value $0.01 per share","published_at":"2021-02-02T21:40:32.000Z","date":"2020-12-18","kind":"exercise","acquired":false,"shares":1246,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"date","element":"transactionDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"kind","element":"transactionCoding","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"shares","element":"transactionShares","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F10","text":"This Form 4 amends the Form 4 filed jointly by the Reporting Persons on January 4, 2021 in order to correct the number of shares of Common Stock issued to BRPI and BRPLP upon the automatic conversion of the shares of Series J Preferred Stock previously held of record by BRPI and BRPLP due to corrected rounding information provided to the Reporting Persons by the Issuer."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."}],"balance_after":0,"derivative":{"exercise_price":0.7,"exercise_date":"2020-12-18","underlying":"Common Stock, par value $0.01 per share","underlying_shares":1780534},"source":{"system":"sec-edgar","filing":"0001213900-21-006192","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":10,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021006192/ownership.xml","form_type":"4/A","original_submission_date":"2021-01-04"}},{"id":2887001,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series J Preferred Stock, par value $0.01 per share","published_at":"2021-02-02T21:40:32.000Z","date":"2020-12-18","kind":"exercise","acquired":false,"shares":15250,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"date","element":"transactionDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"kind","element":"transactionCoding","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"shares","element":"transactionShares","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F10","text":"This Form 4 amends the Form 4 filed jointly by the Reporting Persons on January 4, 2021 in order to correct the number of shares of Common Stock issued to BRPI and BRPLP upon the automatic conversion of the shares of Series J Preferred Stock previously held of record by BRPI and BRPLP due to corrected rounding information provided to the Reporting Persons by the Issuer."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."}],"balance_after":0,"derivative":{"exercise_price":0.7,"exercise_date":"2020-12-18","underlying":"Common Stock, par value $0.01 per share","underlying_shares":21792250},"source":{"system":"sec-edgar","filing":"0001213900-21-006192","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021006192/ownership.xml","form_type":"4/A","original_submission_date":"2021-01-04"}},{"id":2887000,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.01 per share","published_at":"2021-02-02T21:40:32.000Z","date":"2020-12-30","kind":"exercise","acquired":true,"shares":1241488,"price":0.33,"value":409691.04,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F9","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"shares","element":"transactionShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"shares","element":"transactionShares","label":"F9","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F10","text":"This Form 4 amends the Form 4 filed jointly by the Reporting Persons on January 4, 2021 in order to correct the number of shares of Common Stock issued to BRPI and BRPLP upon the automatic conversion of the shares of Series J Preferred Stock previously held of record by BRPI and BRPLP due to corrected rounding information provided to the Reporting Persons by the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F9","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."}],"balance_after":7612089,"source":{"system":"sec-edgar","filing":"0001213900-21-006192","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021006192/ownership.xml","form_type":"4/A","original_submission_date":"2021-01-04"}},{"id":2886999,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.01 per share","published_at":"2021-02-02T21:40:32.000Z","date":"2020-12-30","kind":"exercise","acquired":true,"shares":4590067,"price":0.33,"value":1514722.11,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"date","element":"transactionDate","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"shares","element":"transactionShares","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"shares","element":"transactionShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F10","text":"This Form 4 amends the Form 4 filed jointly by the Reporting Persons on January 4, 2021 in order to correct the number of shares of Common Stock issued to BRPI and BRPLP upon the automatic conversion of the shares of Series J Preferred Stock previously held of record by BRPI and BRPLP due to corrected rounding information provided to the Reporting Persons by the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."}],"balance_after":6370601,"source":{"system":"sec-edgar","filing":"0001213900-21-006192","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021006192/ownership.xml","form_type":"4/A","original_submission_date":"2021-01-04"}},{"id":2886998,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.01 per share","published_at":"2021-02-02T21:40:32.000Z","date":"2020-12-18","kind":"exercise","acquired":true,"shares":1780534,"price":0.7,"value":1246373.8,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"date","element":"transactionDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"kind","element":"transactionCoding","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"shares","element":"transactionShares","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"shares","element":"transactionShares","label":"F10","text":"This Form 4 amends the Form 4 filed jointly by the Reporting Persons on January 4, 2021 in order to correct the number of shares of Common Stock issued to BRPI and BRPLP upon the automatic conversion of the shares of Series J Preferred Stock previously held of record by BRPI and BRPLP due to corrected rounding information provided to the Reporting Persons by the Issuer."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F10","text":"This Form 4 amends the Form 4 filed jointly by the Reporting Persons on January 4, 2021 in order to correct the number of shares of Common Stock issued to BRPI and BRPLP upon the automatic conversion of the shares of Series J Preferred Stock previously held of record by BRPI and BRPLP due to corrected rounding information provided to the Reporting Persons by the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."}],"balance_after":1780534,"source":{"system":"sec-edgar","filing":"0001213900-21-006192","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":6,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021006192/ownership.xml","form_type":"4/A","original_submission_date":"2021-01-04"}},{"id":2886997,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.01 per share","published_at":"2021-02-02T21:40:32.000Z","date":"2020-12-30","kind":"exercise","acquired":true,"shares":8095169,"price":0.33,"value":2671405.77,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F8","text":"Represents $2,671,405.75 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"shares","element":"transactionShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"shares","element":"transactionShares","label":"F8","text":"Represents $2,671,405.75 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F10","text":"This Form 4 amends the Form 4 filed jointly by the Reporting Persons on January 4, 2021 in order to correct the number of shares of Common Stock issued to BRPI and BRPLP upon the automatic conversion of the shares of Series J Preferred Stock previously held of record by BRPI and BRPLP due to corrected rounding information provided to the Reporting Persons by the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F8","text":"Represents $2,671,405.75 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."}],"balance_after":60168340,"source":{"system":"sec-edgar","filing":"0001213900-21-006192","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":5,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021006192/ownership.xml","form_type":"4/A","original_submission_date":"2021-01-04"}},{"id":2886996,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.01 per share","published_at":"2021-02-02T21:40:32.000Z","date":"2020-12-30","kind":"exercise","acquired":true,"shares":29929714,"price":0.33,"value":9876805.62,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"date","element":"transactionDate","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"shares","element":"transactionShares","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"shares","element":"transactionShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F10","text":"This Form 4 amends the Form 4 filed jointly by the Reporting Persons on January 4, 2021 in order to correct the number of shares of Common Stock issued to BRPI and BRPLP upon the automatic conversion of the shares of Series J Preferred Stock previously held of record by BRPI and BRPLP due to corrected rounding information provided to the Reporting Persons by the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."}],"balance_after":52073171,"source":{"system":"sec-edgar","filing":"0001213900-21-006192","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":4,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021006192/ownership.xml","form_type":"4/A","original_submission_date":"2021-01-04"}},{"id":2886995,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.01 per share","published_at":"2021-02-02T21:40:32.000Z","date":"2020-12-30","kind":"exercise","acquired":true,"shares":66207,"price":0.4,"value":26482.8,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F7","text":"Represents $26,482.72 in accrued interest on the 2019 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.40 on December 31, 2020."},{"field":"shares","element":"transactionShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"shares","element":"transactionShares","label":"F7","text":"Represents $26,482.72 in accrued interest on the 2019 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.40 on December 31, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F10","text":"This Form 4 amends the Form 4 filed jointly by the Reporting Persons on January 4, 2021 in order to correct the number of shares of Common Stock issued to BRPI and BRPLP upon the automatic conversion of the shares of Series J Preferred Stock previously held of record by BRPI and BRPLP due to corrected rounding information provided to the Reporting Persons by the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F7","text":"Represents $26,482.72 in accrued interest on the 2019 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.40 on December 31, 2020."}],"balance_after":22143457,"source":{"system":"sec-edgar","filing":"0001213900-21-006192","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021006192/ownership.xml","form_type":"4/A","original_submission_date":"2021-01-04"}},{"id":2886994,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.01 per share","published_at":"2021-02-02T21:40:32.000Z","date":"2020-12-30","kind":"exercise","acquired":true,"shares":285000,"price":0.4,"value":114000.0,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"date","element":"transactionDate","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"shares","element":"transactionShares","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"shares","element":"transactionShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F10","text":"This Form 4 amends the Form 4 filed jointly by the Reporting Persons on January 4, 2021 in order to correct the number of shares of Common Stock issued to BRPI and BRPLP upon the automatic conversion of the shares of Series J Preferred Stock previously held of record by BRPI and BRPLP due to corrected rounding information provided to the Reporting Persons by the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."}],"balance_after":22077250,"source":{"system":"sec-edgar","filing":"0001213900-21-006192","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021006192/ownership.xml","form_type":"4/A","original_submission_date":"2021-01-04"}},{"id":2886993,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.01 per share","published_at":"2021-02-02T21:40:32.000Z","date":"2020-12-18","kind":"exercise","acquired":true,"shares":21792250,"price":0.7,"value":15254575.0,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"date","element":"transactionDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"kind","element":"transactionCoding","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"shares","element":"transactionShares","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"shares","element":"transactionShares","label":"F10","text":"This Form 4 amends the Form 4 filed jointly by the Reporting Persons on January 4, 2021 in order to correct the number of shares of Common Stock issued to BRPI and BRPLP upon the automatic conversion of the shares of Series J Preferred Stock previously held of record by BRPI and BRPLP due to corrected rounding information provided to the Reporting Persons by the Issuer."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F10","text":"This Form 4 amends the Form 4 filed jointly by the Reporting Persons on January 4, 2021 in order to correct the number of shares of Common Stock issued to BRPI and BRPLP upon the automatic conversion of the shares of Series J Preferred Stock previously held of record by BRPI and BRPLP due to corrected rounding information provided to the Reporting Persons by the Issuer."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."}],"balance_after":21792250,"source":{"system":"sec-edgar","filing":"0001213900-21-006192","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021006192/ownership.xml","form_type":"4/A","original_submission_date":"2021-01-04"}},{"id":2885997,"issuer":{"id":9564,"kind":"organization","name":"TILE SHOP HOLDINGS, INC."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":5,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}}],"security":"Common Stock","published_at":"2021-02-02T16:37:24.000Z","date":"2021-01-29","kind":"purchase","acquired":true,"shares":7400,"price":5,"value":37000.0,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, L.P., a Delaware limited partnership (\"BRPLP\"), and B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), (collectively, the \"Reporting Persons\"). Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of its pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), is a subsidiary of B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, each of BRPGP, BRCM and BRF may be deemed to beneficially own the shares of Common Stock owned directly by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to beneficially own the shares of Common Stock owned directly by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. Accordingly, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock held by BRPLP and BRS. Each of Bryant R. Riley, BRF, BRS, BRPGP, BRCM and BRPLP disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":2328900,"source":{"system":"sec-edgar","filing":"0001213900-21-006187","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021006187/ownership.xml","form_type":"4"}},{"id":2895575,"issuer":{"id":4934,"kind":"organization","name":"Babcock & Wilcox Enterprises, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":5,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Conversion of Interest Payable in Stock","published_at":"2021-01-26T17:33:27.000Z","date":"2020-12-31","kind":"exercise","acquired":false,"reported_value":351636.64,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, L.P."},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"This Form 4 is being filed jointly by BRF, BRS, BRPLP, BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS and BRPLP. Each of BRF, BRS, BRPGP, BRCM and BRPLP (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"This Form 4 is being filed jointly by BRF, BRS, BRPLP, BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS and BRPLP. Each of BRF, BRS, BRPGP, BRCM and BRPLP (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"derivative":{"exercise_price":2.2774,"underlying":"Common Stock, $0.01 par value per share","underlying_shares":154403},"source":{"system":"sec-edgar","filing":"0001213900-21-004456","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":12,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021004456/ownership.xml","form_type":"4"}},{"id":2895574,"issuer":{"id":4934,"kind":"organization","name":"Babcock & Wilcox Enterprises, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":5,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Conversion of Interest Payable in Stock","published_at":"2021-01-26T17:33:27.000Z","date":"2020-12-31","kind":"exercise","acquired":false,"reported_value":2548400,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"This Form 4 is being filed jointly by BRF, BRS, BRPLP, BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS and BRPLP. Each of BRF, BRS, BRPGP, BRCM and BRPLP (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"This Form 4 is being filed jointly by BRF, BRS, BRPLP, BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS and BRPLP. Each of BRF, BRS, BRPGP, BRCM and BRPLP (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"derivative":{"exercise_price":2.2774,"underlying":"Common Stock, $0.01 par value per share","underlying_shares":1118995},"source":{"system":"sec-edgar","filing":"0001213900-21-004456","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":11,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021004456/ownership.xml","form_type":"4"}},{"id":2895573,"issuer":{"id":4934,"kind":"organization","name":"Babcock & Wilcox Enterprises, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":5,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Conversion of Interest Payable in Stock","published_at":"2021-01-26T17:33:27.000Z","date":"2020-12-31","kind":"exercise","acquired":false,"reported_value":2518754.72,"ownership":{"direct":true},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."}],"derivative":{"exercise_price":2.2774,"underlying":"Common Stock, $0.01 par value per share","underlying_shares":1105978},"source":{"system":"sec-edgar","filing":"0001213900-21-004456","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":10,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021004456/ownership.xml","form_type":"4"}},{"id":2895572,"issuer":{"id":4934,"kind":"organization","name":"Babcock & Wilcox Enterprises, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":5,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, $0.01 par value per share","published_at":"2021-01-26T17:33:27.000Z","date":"2020-12-31","kind":"exercise","acquired":true,"shares":154403,"price":2.2774,"value":351637.3922,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, L.P."},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"shares","element":"transactionShares","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"This Form 4 is being filed jointly by BRF, BRS, BRPLP, BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS and BRPLP. Each of BRF, BRS, BRPGP, BRCM and BRPLP (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"This Form 4 is being filed jointly by BRF, BRS, BRPLP, BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS and BRPLP. Each of BRF, BRS, BRPGP, BRCM and BRPLP (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":2245764,"source":{"system":"sec-edgar","filing":"0001213900-21-004456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":3,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021004456/ownership.xml","form_type":"4"}},{"id":2895571,"issuer":{"id":4934,"kind":"organization","name":"Babcock & Wilcox Enterprises, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":5,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, $0.01 par value per share","published_at":"2021-01-26T17:33:27.000Z","date":"2020-12-31","kind":"exercise","acquired":true,"shares":1118995,"price":2.2774,"value":2548399.213,"ownership":{"direct":false,"nature":"By B. Riley Securities, Inc."},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"shares","element":"transactionShares","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F2","text":"This Form 4 is being filed jointly by BRF, BRS, BRPLP, BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.direct","element":"directOrIndirectOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS and BRPLP. Each of BRF, BRS, BRPGP, BRCM and BRPLP (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"This Form 4 is being filed jointly by BRF, BRS, BRPLP, BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor (\"BRCM\"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS and BRPLP. Each of BRF, BRS, BRPGP, BRCM and BRPLP (collectively, the \"B. Riley Entities\") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein."}],"balance_after":3405659,"source":{"system":"sec-edgar","filing":"0001213900-21-004456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":2,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021004456/ownership.xml","form_type":"4"}},{"id":2895570,"issuer":{"id":4934,"kind":"organization","name":"Babcock & Wilcox Enterprises, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":66491,"kind":"organization","name":"B. Riley Securities, Inc.","position":5,"cik":"0001505748","reported_name":"B. Riley Securities, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":6,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":true,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, $0.01 par value per share","published_at":"2021-01-26T17:33:27.000Z","date":"2020-12-31","kind":"exercise","acquired":true,"shares":1105978,"price":2.2774,"value":2518754.2972,"ownership":{"direct":true},"footnotes":[{"field":"kind","element":"transactionCoding","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"shares","element":"transactionShares","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"price","element":"transactionPricePerShare","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F1","text":"Pursuant to the Fee and Interest Equitization Agreement (the \"Equitization Agreement\"), dated as of May 14, 2020, by and among Babcock & Wilcox Enterprises, Inc. (the \"Issuer\"), B. Riley Financial, Inc., a Delaware corporation (\"BRF\") and, solely for limited purposes, B. Riley Securities, Inc., a Delaware corporation (\"BRS\"), on December 31, 2020, the Issuer issued 1,105,978 shares of its common stock, par value $0.01 (the \"Common Stock\") to BRF, 1,118,995 shares of Common Stock to BRS and 154,403 shares of Common Stock to BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), in each case in satisfaction of payment of Interest Payments (as defined in the Equitization Agreement) for the period from October 1, 2020 to December 31, 2020, representing a price of $2.2774 per share of Common Stock. On November 12, 2020, November 25, 2020 and December 23, 2020, BRF and BRS entered into agreements in which BRS purchased participation into the Equitization Agreement, totaling in the aggregate $1,904,400 interest payable."}],"balance_after":10919229,"source":{"system":"sec-edgar","filing":"0001213900-21-004456","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":1,"url":"https://www.sec.gov/Archives/edgar/data/1749420/000121390021004456/ownership.xml","form_type":"4"}},{"id":2926560,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series K Preferred Stock, par value $0.01 per share","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-18","kind":"exercise","acquired":false,"shares":3367,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By BRF Finance Co., LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"date","element":"transactionDate","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"kind","element":"transactionCoding","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"shares","element":"transactionShares","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"price","element":"transactionPricePerShare","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."}],"balance_after":0,"derivative":{"exercise_price":0.4,"exercise_date":"2020-12-18","underlying":"Common Stock, par value $0.01 per share","underlying_shares":8417500},"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":21,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926559,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Conversion of Interest Payable in Common Stock","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-31","kind":"exercise","acquired":false,"price":0,"reported_value":409690.93,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"date","element":"transactionDate","label":"F10","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F10","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"reported_value","element":"transactionTotalValue","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"reported_value","element":"transactionTotalValue","label":"F10","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F10","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F10","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."}],"balance_after":0,"derivative":{"exercise_price":0.33,"exercise_date":"2020-12-31","expiration_date":"2020-12-31","underlying":"Common Stock, par value $0.01 per share","underlying_shares":1241488},"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":20,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926558,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Conversion Right - Interest Payable in Common Stock","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-30","kind":"other","acquired":true,"price":0,"reported_value":409690.93,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"reported_value","element":"transactionTotalValue","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"reported_value","element":"transactionTotalValue","label":"F10","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F10","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F10","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F10","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."}],"derivative":{"exercise_price":0.33,"exercise_date":"2020-12-31","expiration_date":"2020-12-31","underlying":"Common Stock, par value $0.01 per share","underlying_shares":1241488},"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":19,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926557,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"12% Senior Secured Subordinated Convertible Debentures","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-30","kind":"exercise","acquired":false,"price":0,"reported_value":1514722.22,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"date","element":"transactionDate","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"reported_value","element":"transactionTotalValue","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"reported_value","element":"transactionTotalValue","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."}],"derivative":{"exercise_price":0.33,"exercise_date":"2020-12-18","expiration_date":"2020-12-31","underlying":"Common Stock, par value $0.01 per share","underlying_shares":4590067},"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":18,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926556,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Conversion of Interest Payable in Common Stock","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-31","kind":"exercise","acquired":false,"price":0,"reported_value":2671405.75,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"date","element":"transactionDate","label":"F9","text":"Represents $2,671,405.75 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F9","text":"Represents $2,671,405.75 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"reported_value","element":"transactionTotalValue","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"reported_value","element":"transactionTotalValue","label":"F9","text":"Represents $2,671,405.75 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F9","text":"Represents $2,671,405.75 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F9","text":"Represents $2,671,405.75 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."}],"balance_after":0,"derivative":{"exercise_price":0.33,"exercise_date":"2020-12-31","expiration_date":"2020-12-31","underlying":"Common Stock, par value $0.01 per share","underlying_shares":8095169},"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":17,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926555,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Conversion Right - Interest Payable in Common Stock","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-30","kind":"other","acquired":true,"price":0,"reported_value":2671405.75,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"reported_value","element":"transactionTotalValue","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"reported_value","element":"transactionTotalValue","label":"F9","text":"Represents $2,671,405.75 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F9","text":"Represents $2,671,405.75 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F9","text":"Represents $2,671,405.75 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F9","text":"Represents $2,671,405.75 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."}],"derivative":{"exercise_price":0.33,"exercise_date":"2020-12-31","expiration_date":"2020-12-31","underlying":"Common Stock, par value $0.01 per share","underlying_shares":8095169},"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":16,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926554,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"12% Senior Secured Subordinated Convertible Debentures","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-30","kind":"exercise","acquired":false,"price":0,"reported_value":9876806.56,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"date","element":"transactionDate","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"reported_value","element":"transactionTotalValue","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"reported_value","element":"transactionTotalValue","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."}],"balance_after":0,"derivative":{"exercise_price":0.33,"exercise_date":"2020-12-18","expiration_date":"2020-12-31","underlying":"Common Stock, par value $0.01 per share","underlying_shares":29929714},"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":15,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926553,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Conversion of Interest Payable in Common Stock","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-31","kind":"exercise","acquired":false,"price":0,"reported_value":26482.72,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"date","element":"transactionDate","label":"F8","text":"Represents $26,482.72 in accrued interest on the 2019 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.40 on December 31, 2020."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F8","text":"Represents $26,482.72 in accrued interest on the 2019 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.40 on December 31, 2020."},{"field":"reported_value","element":"transactionTotalValue","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"reported_value","element":"transactionTotalValue","label":"F8","text":"Represents $26,482.72 in accrued interest on the 2019 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.40 on December 31, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F8","text":"Represents $26,482.72 in accrued interest on the 2019 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.40 on December 31, 2020."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F8","text":"Represents $26,482.72 in accrued interest on the 2019 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.40 on December 31, 2020."}],"balance_after":0,"derivative":{"exercise_price":0.4,"exercise_date":"2020-12-31","expiration_date":"2020-12-31","underlying":"Common Stock, par value $0.01 per share","underlying_shares":66207},"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":14,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926552,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Conversion Right - Interest Payable in Common Stock","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-30","kind":"other","acquired":true,"price":0,"reported_value":26482.72,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"reported_value","element":"transactionTotalValue","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"reported_value","element":"transactionTotalValue","label":"F8","text":"Represents $26,482.72 in accrued interest on the 2019 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.40 on December 31, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F8","text":"Represents $26,482.72 in accrued interest on the 2019 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.40 on December 31, 2020."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"valueOwnedAfter","element":"valueOwnedFollowingTransaction","label":"F8","text":"Represents $26,482.72 in accrued interest on the 2019 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.40 on December 31, 2020."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F8","text":"Represents $26,482.72 in accrued interest on the 2019 Convertible Debentures previously held of record by BRPI. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.40 on December 31, 2020."}],"derivative":{"exercise_price":0.4,"exercise_date":"2020-12-31","expiration_date":"2020-12-31","underlying":"Common Stock, par value $0.01 per share","underlying_shares":66207},"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":13,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926551,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"12% Senior Secured Subordinated Convertible Debentures","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-30","kind":"exercise","acquired":false,"price":0,"reported_value":114000,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"date","element":"transactionDate","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"reported_value","element":"transactionTotalValue","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"reported_value","element":"transactionTotalValue","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"price","element":"transactionPricePerShare","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."}],"balance_after":0,"derivative":{"exercise_price":0.4,"exercise_date":"2020-12-18","expiration_date":"2020-12-31","underlying":"Common Stock, par value $0.01 per share","underlying_shares":285000},"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":12,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926550,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series J Preferred Stock, par value $0.01 per share","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-18","kind":"exercise","acquired":false,"shares":1246,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"date","element":"transactionDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"kind","element":"transactionCoding","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"shares","element":"transactionShares","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."}],"balance_after":0,"derivative":{"exercise_price":0.7,"exercise_date":"2020-12-18","underlying":"Common Stock, par value $0.01 per share","underlying_shares":1780000},"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":11,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926549,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Series J Preferred Stock, par value $0.01 per share","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-18","kind":"exercise","acquired":false,"shares":15250,"price":0,"value":0.0,"ownership":{"direct":false,"nature":"By B. Riley Principal Investments, LLC"},"footnotes":[{"field":"derivative.exercise_price","element":"conversionOrExercisePrice","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"date","element":"transactionDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"kind","element":"transactionCoding","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"shares","element":"transactionShares","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"price","element":"transactionPricePerShare","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.exercise_date","element":"exerciseDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.expiration_date","element":"expirationDate","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"derivative.underlying_shares","element":"underlyingSecurityShares","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"balance_after","element":"sharesOwnedFollowingTransaction","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F4","text":"The Issuer issued its Series J Convertible Preferred Stock, par value $0.01 per share (the \"Series J Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series J Preferred Stock, each share of Series J Preferred Stock automatically converts into shares of the Issuer's common stock, par value $0.01 per share (the \"Common Stock\") at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.70 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series J Preferred Stock held of record by BRPI and BRPLP automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series J Preferred Stock does not have an expiration date."}],"balance_after":0,"derivative":{"exercise_price":0.7,"exercise_date":"2020-12-18","underlying":"Common Stock, par value $0.01 per share","underlying_shares":21785714},"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"derivative","row_type":"transaction","position":10,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926548,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.01 per share","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-18","kind":"exercise","acquired":true,"shares":8417500,"price":0.4,"value":3367000.0,"ownership":{"direct":false,"nature":"By BRF Finance Co., LLC"},"footnotes":[{"field":"date","element":"transactionDate","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"kind","element":"transactionCoding","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"shares","element":"transactionShares","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"price","element":"transactionPricePerShare","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F7","text":"The Issuer issued it Series K Convertible Preferred Stock, par value $0.01 per share (the \"Series K Preferred Stock\") at a stated value equal to $1,000 per share. Pursuant to the terms of the Series K Preferred Stock, each share of Series K Preferred Stock automatically converts into shares of Common Stock at a rate equal to the stated value of $1,000 per share divided by the conversion price of $0.40 per share in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, all shares of Series K Preferred Stock held of record by BRF Finance automatically converted into shares of Common Stock through no action of the Reporting Persons. The Series K Preferred Stock does not have an expiration date."}],"balance_after":8417500,"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":9,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926547,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.01 per share","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-30","kind":"exercise","acquired":true,"shares":1241488,"price":0.33,"value":409691.04,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F10","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"shares","element":"transactionShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"shares","element":"transactionShares","label":"F10","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F10","text":"Represents $409,690.93 in accrued interest on the 2018 Convertible Debentures previously held of record by BRPLP. Pursuant to the applicable Conversion Notice, such accrued interest was converted into shares of Common Stock at a conversion price equal to $0.33 on December 31, 2020."}],"balance_after":7611555,"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":8,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}},{"id":2926546,"issuer":{"id":7275,"kind":"organization","name":"Paradium.AI, Inc."},"owners":[{"id":6050,"kind":"organization","name":"BRC Group Holdings, Inc.","position":1,"cik":"0001464790","reported_name":"B. Riley Financial, Inc.","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":134384,"kind":"organization","name":"BRC Partners Opportunity Fund, LP","position":2,"cik":"0001642765","reported_name":"BRC Partners Opportunity Fund, LP","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":134383,"kind":"organization","name":"BRC Partners Management GP, LLC","position":3,"cik":"0001749420","reported_name":"BRC Partners Management GP, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":105927,"kind":"organization","name":"B. RILEY CAPITAL MANAGEMENT, LLC","position":4,"cik":"0001658704","reported_name":"B. RILEY CAPITAL MANAGEMENT, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":92652,"kind":"organization","name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","position":5,"cik":"0001776226","reported_name":"B. RILEY PRINCIPAL INVESTMENTS, LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}},{"id":139129,"kind":"organization","name":"BRF Finance Co., LLC","position":6,"cik":"0001835164","reported_name":"BRF Finance Co., LLC","relationship":{"director":false,"officer":false,"ten_percent_owner":false,"other":true,"other_text":"See Remarks"}},{"id":37663,"kind":"person","name":"RILEY BRYANT R","position":7,"cik":"0001207269","reported_name":"RILEY BRYANT R","relationship":{"director":false,"officer":false,"ten_percent_owner":true,"other":false}}],"security":"Common Stock, par value $0.01 per share","published_at":"2021-01-05T02:14:48.000Z","date":"2020-12-30","kind":"exercise","acquired":true,"shares":4590067,"price":0.33,"value":1514722.11,"ownership":{"direct":false,"nature":"By BRC Partners Opportunity Fund, LP"},"footnotes":[{"field":"date","element":"transactionDate","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"date","element":"transactionDate","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"kind","element":"transactionCoding","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"kind","element":"transactionCoding","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"shares","element":"transactionShares","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"shares","element":"transactionShares","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"price","element":"transactionPricePerShare","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F1","text":"This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation (\"BRF\"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership (\"BRPLP\"), BRC Partners Management GP, LLC, a Delaware limited liability company (\"BRPGP\"), B. Riley Capital Management, LLC, a New York limited liability company (\"BRCM\"), B. Riley Principal Investments, LLC, a Delaware limited liability company (\"BRPI\"), BRF Finance Co., LLC, a Delaware limited liability company (\"BRF Finance\") and Bryant Riley."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F2","text":"BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the \"Issuer\") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F3","text":"Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F5","text":"Pursuant to the terms of the 12% Senior Secured Subordinated Convertible Debentures of the Issuer (the \"Convertible Debentures\"), the principal amount of the Convertible Debentures may only be converted into shares of Common Stock in the event the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock. On December 18, 2020, the Issuer filed such an amendment with the Delaware Secretary of State, and accordingly, the Convertible Debentures held of record by BRPI and BRPLP became convertible on December 18, 2020."},{"field":"ownership.nature","element":"natureOfOwnership","label":"F6","text":"On December 30, 2020, BRPI and BRPLP each executed Irrevocable Notices of Conversion (each, a \"Conversion Notice\"), pursuant to which BRPI and BRPLP elected to convert the principal amount of the Convertible Debentures held by them, respectively, into shares of Common Stock at a conversion price equal to (i) $0.33 in respect of the Convertible Debentures purchased on December 12, 2018 (the \"2018 Convertible Debentures\"), and (ii) $0.40 in respect of the Convertible Debentures purchased on March 18, 2019 (the \"2019 Convertible Debentures\"). Pursuant to the terms of the Conversion Notices (and notwithstanding the fact that the terms of the Convertible Debentures do not expressly provide for the conversion of accrued interest into Common Stock), each of BRPI and BRPLP elected to convert the interest due on the Convertible Debentures into shares of Common Stock at the same conversion rate and terms governing conversion of the principal amount of such Convertible Debentures, as applicable."}],"balance_after":6370067,"source":{"system":"sec-edgar","filing":"0001213900-21-000288","document":"ownership.xml","document_sequence":1,"table":"nonDerivative","row_type":"transaction","position":7,"url":"https://www.sec.gov/Archives/edgar/data/894871/000121390021000288/ownership.xml","form_type":"4"}}],"next_cursor":"2021-01-05T02:14:48.000000Z,2926546"}